“The Latest Attack on Metaphysics”
Max Horkheimer
“The Latest Attack on Metaphysics” is a critique of logical positivism. Horkheimer frames the discussion by identifying a “contradiction,” as he puts it, between metaphysics and science—one with which “[a]ll systematic thought of the last centuries has concerned itself.” There have been two types of response to the antagonism, he says. One is to treat science as distinct from and “subordinate” to true knowledge. Romantic spiritualism, Lebensphilosophie and phenomenology are the examples he gives of this first kind of reaction. The other is to banish metaphysics altogether, as per logical positivism. Horkheimer points out that early on empiricism was used to challenge the scholastic and idealist metaphysics that served to legitimate the status quo. In this respect (if no other) it was at one time an instrument of critical thought. But contemporary empiricism is no longer such a tool. Notwithstanding its proponents’ commitment to scientificity, and by extension to genuine insight into social reality, positivist social “science” simply affirms existing conditions.
Classical empiricism differed from twentieth century logical positivism in that proponents of the former “defended the claim of the individual that society was organized in his behalf.” At the level of epistemology, this attitude translated into Locke and Hume having taken individual sensory experience to be the basic unit of knowledge. Their account is psychologistic, says Horkheimer, but it has “at least this dynamic element—the relation to a knowing subject.” Twentieth century logical positivists replaced impressions with so-called “protocol sentences,” free-standing statements about impressions. Protocol sentences, which logical positivists argued are the only non-analytic kind with meaning, must refer to empirically verifiable sense data. A. J. Ayer called this updated version of Hume’s meaning-empiricism “the verification criterion of meaning,” though there were disagreements amongst logical positivists over whether it is sentences or some other propositional unit that is foundational. In keeping with the shift from impressions to protocol sentences, logical positivists also accord greater significance to formal operations (specifically, logical relations between protocol sentences), in the context of empirical knowledge, than did classical empiricists.
Horkheimer’s objections to logical positivism are as follows. First, there are problems with the positivist conception of knowledge itself. Second, there are associated problems with the role its proponents assign to knowers. Third, given the first two points, positivist social science does not, and cannot, afford genuine insight into social reality. Appeals to scientificity notwithstanding, logical positivism is not, therefore, an epistemic advance over metaphysics. With respect to the model of knowledge, he first considers the element of empiricism, then that of formalism. Empiricism comes up short because its proponents believe that knowledge consists of aggregates of individual observation statements, any one of which may be regarded as meaningful and be assessed for its truth-value independent of its relation to any or all other statements. Moreover, not only are protocol sentences conceived atomistically (and allowed to contain only immediately accessible content), they are also conceived a-temporally: their meaning is taken to be independent of statements about the past, too. The commitment to immediacy, atomism and stasis gives rise to a model of knowledge that in principle cannot be used to capture, in thought, the inner workings of a dynamic totality. An attempt to do so would be akin to trying to understand a developing conversation by making a list of all of the words used in one component sentence. The element of logical formalism is also problematic. Here the issue is that as soon as we are dealing with propositions that are more complicated than “Tommy has a cold in the head” (Horkheimer’s example), it is very difficult to know which sentences are meaningful in the first place, such that they would be viable objects of abstract analysis. “The idea that it is possible to [separate form and content] without resort to extralogical considerations turns out to be an illusion,” Horkheimer writes. In practice this means that logical positivism as an epistemic apparatus allows one to attend only to banal “root conceptions,” trivial claims “the meanings of which are unmistakable even when torn from their context.” There is, however, “no reason to restrict the designation ‘thought’ to those instances from among which this logic culls its examples.”
With respect to the knower, meanwhile, logical positivism is a philosophy that “reduces the thinking subject to the role of subsuming protocol sentences under general propositions and deducing other sentences from them.” The subject so construed is not one who is capable of the active, synthetic analysis required to achieve genuinely scientific knowledge of social reality. She cannot think about the unobserved; she cannot contextualize facts; she cannot conceptualize a totality, let alone one that undergoes change; she cannot think about how, or why, to try to direct that change.
And this, finally, is Horkheimer’s point: logical positivist social science is not scientific knowledge at all. It is a superficial, ideologically functional registry of present conditions, in the form of statements about disaggregated, ostensibly timeless facts. “The Latest Attack on Metaphysics” contains some of Horkheimer’s most powerful language to this effect. He compares society to sadistic prison: so long as a veneer of decency were maintained, a positivist investigator would never know that things are not as they appear. Genuinely scientific thinking, by contrast, Horkheimer calls “dialectical.” He discusses this form of thought at length elsewhere (e.g. in “Traditional and Critical Theory”), but it is not hard to see, by way of comparison, what its main features will be.
“The Latest Attack on Metaphysics”
It is difficult to reconcile science with metaphysics. While metaphysics treats of essential being, substance, the soul, and immortality, science has little use for any of these. Metaphysics claims to apprehend being, to grasp totality, and to lay bare by means of cognitive methods available to every man a meaning of the world independent of man. From the inner structure of reality, it derives precepts for the conduct of life; for example, the dictum that man’s most fitting and worthy activity is to occupy himself with supreme ideas, the transcendental, or with the primary cause. As a rule, metaphysical theories harmonize well with the belief that hardship is an eternal necessity for the great majority of men and that the individual must always surrender himself to the designs of the powers that be. Metaphysics bases this belief not on the Bible, but on allegedly indubitable insights.
With the authority of direct revelation badly shaken in modern times, metaphysical systems sought the use of natural reason to justify the categories of faith and to sustain the belief that human life has a deeper meaning. All such attempts are futile, however; the assertions of metaphysics are in perpetual conflict with the type of thinking that is supposed to uphold them. The incompatibility between natural reason and metaphysical categories may be observed in two historical processes: in the reciprocal destruction of the metaphysical systems and in the banishment of their concepts from science, where the natural reason to which metaphysics lays claim has its true and proper home. The scientific textbooks of the twentieth century say very little about substance as such, about man and the soul, and nothing at all about eternal meaning. Scientists do not think for a moment that the validity of their theories logically depends on such ideas, whether as postulates or as necessary adjuncts. On the contrary, they endeavor, without the assistance of metaphysics, to reduce their systems to ever more simple principles. Metaphysical and moral categories have no place in their theories. This does not signify, as is sometimes assumed, that science is erecting a special world of its own behind the real world. The mathematical formulae in which the conceptions of physics are formulated embody that knowledge about the physical world as an isolate which has been acquired up to the present time by means of highly developed techniques, precise instruments, and refined methods of calculation. The complexity of the connection between the world of perception and the world of physics does not preclude that such a connection can be shown to exist at any time. Science as it stands today is the body of knowledge which a given society has assembled in its struggle with nature. At present, when the prevailing forms of society have become hindrances to the free expression of human powers, it is precisely the abstract branches of science, mathematics and theoretical physics, which in the main pursue purely scientific aims. They offer a less distorted form of knowledge than other branches of science which are interwoven with the pattern of daily life, and the practicality of which seemingly testifies to their realistic character.
Although the formulations of science now offer the most advanced knowledge of nature, men continue to uses obsolete forms of thought long discarded by scientific theory. In so far as these obsolete forms are superfluous for science, the fact that they persist violates the principle of the economy of thought, that characteristic trait of the bourgeois temper. It turns out, however, that many of these ideas are not merely superfluous, but also meaningless. Notions of absolute space, absolute time, and other metaphysical categories have been proved untenable. In addition, the doctrines of substance, causality, the soul, the mind-body relation, at least in their traditional form, have come into conflict with modern scientific methods. Yet, for all that, the pattern of ordinary thinking has not changed. This fact is really the projection of a contradiction that has persisted throughout the modern era. The public thinking of the bourgeoisie has never been in complete harmony with its science.
The religious conception of a preestablished harmony among all things, including man, was abandoned by science as early as the seventeenth century. Descartes held that man was no mere automaton like an animal, no mere collection of blindly driven corpuscles, but that his essential attribute was thought. Cartesian science, however, had no more to say about the thinking self or ego than Kant did about the self of pure and original apperception. All we know, they said, is necessarily connected to that self. For the rest, the self, the fundamental concept of modern philosophy, was relegated to faith rather than to science which could do nothing with it. Psychology, as well, failed to show the way out of the blind interplay of matter. Very early, psychology had constituted itself as a theory of affective phenomena which, according to Descartes, had nothing to do with the self and even threatened to destroy it. Metaphysicians have persevered for centuries in their assertion that a soul exists, is subject to ethical laws, and has an eternal destiny. But their lack of assurance about these matters betrays itself in the fact that their systems are patched together at the most crucial points by mere opinions, improbable statements, and outright fallacies. Their systems express the confused and contradictory thought of the savant. Scientific knowledge is formally recognized to be correct; at the same time, metaphysical views are retained. With science alone, mirroring as it does the chaotic reality in nature and society, the dissatisfied masses and thinking individuals would be left in a dangerous and desperate state. Neither their private nor public store of ideas can do without a covering-over ideology. For this reason it was necessary to maintain science and metaphysical ideology side by side.
All systematic thought of the last centuries has concerned itself with this contradiction. The traditional task of philosophy, as handed down from the Middle Ages, consisted in explaining the world view of religion by means of natural reasons, that is, scientifically. To this day, the Cartesian solution that there are two distinct substances prevails in the average consciousness as the most plausible answer. According to this doctrine, there is, on the one hand, a world of sense which can be construed realistically or spiritually. It is possible to observe and predict regularities in this world. The world, nevertheless, does not exist through itself alone, but is transitory, as are all things. On the other hand, there is man who, as a rational being, is thought to participate in a higher order, whether in the sense that his character and his actions are regarded as a product of transcendental forces and decisions or in the sense that they have transcendental consequences. In any event, the true being of man belongs to different spheres from those of natural or merely human history. Belief in design is thus linked with science. To deny the observations and theories of science would have been absurd. The whole body of science is itself nothing but the refined body of empirical knowledge of the bourgeois individual. His society could not entirely dispense with illusions, however. Metaphysical illusions and higher mathematics form constituent elements, as it were, of his mentality. Philosophy is merely the domain in which a systematic effort was made to reconcile the two in some manner.
Every man of science and, to some extent, every member of bourgeois society finds his own private solution to the problem, or at least keeps this problem more or less definitely in the background of his consciousness. We need only study the memoirs and biographies of the typical representatives of the modern era to find this fact confirmed. As the interests of outstanding scientists become increasingly specialized, the naïve simplicity of their solution conflicts ever more strongly with the accuracy and rigor of the methods they use in their scientific procedure. Max Planck, the originator of the quantum theory, is thoroughly convinced, on the basis of his scientific experience, that all events, even those in the “realm of mind” are conditioned by natural occurrence. On the other hand, he is unwilling to give up the metaphysical conception of free will because the moral and political views he entertains presuppose that conception.
The will of the other person is governed by causal laws; his every volition, provided that we possess reasonably accurate information regarding antecedent conditions, may, in principle, at least, be conceived as a necessary effect of causal laws and predictable in every detail . . . One’s own will, however, can be comprehended causally only as regards acts in the past; as to acts in the future, our will is free.1
The remote plausibility of this explanation is typical of the proposals of the more straightforward scientists. Their education, based on bourgeois traditions, is responsible for the uneasiness which assails them when they examine the world they serve. The price paid them in money, position, and influence attests to their contribution to the social whole; yet they see this society as “in many respects comfortless.”2 They dare not call its present form into question; therefore, they seek refuge in metaphysical beliefs like the idealistic view of conscience and freedom. Philosophy patches the objective rigor of science and such beliefs into a world-view so as “to assure in our conduct of life perfect harmony with our own selves, internal peace.”3 And with this peace in their hearts, the savants placidly witness the destruction of the human race.
The various attempts at harmonization fall into two extremes. One is the statement that science is the only possible form of knowledge and that the last traces of metaphysical thought must give way before it. The other is the deprecation of science as a mere intellectual technique answering to subordinate considerations of human existence. True knowledge, it is urged, must emancipate itself from science. During and after the war the typical directions taken by this antiscientific view were romantic spiritualism, Lebensphilosophie, and material and existential phenomenology. The new metaphysics, an outgrowth of religion, preserved the belief that man could expect more through and from himself alone than from the existing order. It was a manifestation of man’s dissatisfaction with the valuation attached to him and with what he experiences. It does not take long to see what this valuation for which metaphysics attempts to compensate really is. A man discovers what he is actually worth in this world when he faces society merely as a man, without money, name, or powerful connections, stripped of all but his native potentialities. He soon finds that nothing has less weight than his human qualities. They are prized so low that the market does not even list them. Strict science, which acknowledges man only as a biological concept, reflects man’s lot in the actual world; in himself, man is nothing more than a member of a species.
In the eyes of the world, the quality of humanity confers no title to existence, nay, not even a right of sojourn. Such title must be certified by special social circumstances stipulated in documents to be presented on demand. If these are inadequate or nonexistent, the least that can happen to a man is that he is marked down as an outsider; at every wicket he will be answered accordingly. This category of alien or outsider is nothing but the reverse side of bourgeois self-interest. From the free towns of the Middle Ages, through the times of princely dominations and national states, down to this very day when every country has been turned into a huge military camp, these two sides have never been merged into a new unity. The ego of the bourgeois sees the outsider as his opposite; with reference to that opposite the bourgeois determines his own position. He knows he is somebody, not just anybody. “Anybody” has a contemptuous ring. Since, however, within our commodity society the equality of all is part and parcel of everyone’s consciousness despite the particularization of all individuals, the bourgeois must constantly hold himself in contempt, while at the same time he esteems himself and pursues his interests. Each individual stands in the center of his own universe. As for the world outside, he is fully aware that he is superfluous there.
The dreams of metaphysics provide an escape from these experiences of everyday life which have been etched deeply into his soul, try as he might to eradicate them. In these dreams the isolated, insignificant individual can identify himself with superhuman forces, with omnipotent nature, with the stream of life, or an inexhaustible world-ground. Metaphysics gives significance to his existence; it explains that his lot in this society is mere appearance. The world of appearance, it asserts, sustains its value through his inner decisions, through the metaphysical freedom of the personality, and it stands in relation to genuine and true existence. The disparagement of empirical evidence in favor of a metaphysical world of illusion has its origin in the conflict between the emancipated individual of bourgeois society and his face within that society. In private life this philosophical belittling of science acts as an opiate; in society, as a fraud.
In contrast to this metaphysics, positivism is hostile to everything that savors of illusion. Here, only experience, purified experience in the strict sense it has received in natural science, is called knowledge. To know is neither to believe nor to hope. The most fitting formulation of man’s knowledge is positive science; for the rest, the starting points of science, direct observation and the language of everyday life, may also be of service as crude implements. This emphasis cannot be linked with any one name in the history of philosophy. Metaphysicians like Descartes and Spinoza showed it to an extent, while positivists like Comte and Spencer, who gave the trend its name, had too many admixtures of Weltanschauung to personify Simon-pure positivism. Present-day positivism usually races its origin to Hume on the one side and to Leibniz on the other. It combines skeptical empiricism with a rationalized logic which it seeks to render more fruitful for science. The ideal it pursues is knowledge in the form of a mathematically formulated universal science deducible from the smallest possible number of axioms, system which assures the calculation of the probable occurrence at all events. Society, too, is to be explained in this way. This last, positivism admits, is an ideal that is still far off, but it holds out hope that in the not too distant future, social phenomena will be completely clarified and brought into suitable relation with the underlying factors of the total system.
Ultimately, according to positivism, the events of the human world will be predicted with the same degree of probability as all other events. The only difference is that it will be necessary to wait a little longer for the results of future investigations in the special sciences to be applicable to social and cultural phenomena than to fields like psychology or biology. Besides science, there is art. In so far as metaphysics is not out and out nonsense, it belongs to poetry. Knowledge is the exclusive province of science. The question as to what man is shall be answered by the course of daily life and by the physiological sciences and, to some extent, by psychology, which is reducible to them. The distinction between what an entity is and what it appears to be is altogether meaningless.
Because of the fact that postwar metaphysics paved the way intellectually for the authoritarian system of government in Germany, it is not surprising that the neopositivist mode of thought attracts wide circles opposed to fascism. In its most flourishing period, positivism did not limit its attack to metaphysical ideas about the beyond, but criticized organicist theories of state and society as well. Early in its history it criticized the fetishistic concept of the state together with the illusory concept of God. This clarification is entered on the credit side of modern positivism. One of the most significant documents of the Enlightenment states that the Romans worshipped their Republic
as some kind of entity differentiated from all the individual citizens who comprised it. They all spoke of it in that way, and it is in consequence of this idea that they demanded that every citizen sacrifice his interests, his happiness, and his life to this conception, although the peace and well-being of this Republic were nothing other than the peace of all the individual citizens.4
This document further assets that the idea of God was looked upon in a similar way. It was a phantasm that hindered the development of man.
Today the chief interests of scientivism no longer center about the struggle against such socially significant ideas. The question of the present-day aims of these theorists is usually answered with the statement that their work consists in removing the obstacles that bar the advance of mathematics and the natural sciences. In spite of this, the younger generation, searching for intellectual weapons against the totalitarian frenzy, attaches itself to the glorious past of this philosophy, especially in the universities, where it has established itself as the most thoroughgoing antimetaphysical school. And yet, this philosophy in its present form is as securely bound as metaphysics to the established order. Though its relation to the existence of the authoritarian state may not seem obvious at first, nevertheless, it can be discovered easily. Neoromantic metaphysics and radical positivism alike have their roots in the present sad state of the middle class. Having given up all hope of improving its condition through its own activity, the middle class, dreading a sweeping change in the social system, has thrown itself into the arms of the economic leaders of the bourgeoisie.
The essence of the latest school of positivism is its union of empiricism with modern mathematical logic. Bertrand Russell stated at the International Congress for Scientific Philosophy in 1935:
In science, this combination has existed since the time of Galileo; but in philosophy, until our time, those who were influenced by mathematical method were anti-empirical, and the empiricists had little knowledge of mathematics. Modern science arose from the marriage of mathematics and empiricism; three centuries later, the same union is giving birth to a second child, scientific philosophy, which is perhaps destined to as great a career. For it alone can provide the intellectual temper in which it is possible to find a cure for the diseases of the modern world.5
Russell’s statement certainly exhibits great self-assurance. The movement of which he speaks has styled itself logical empiricism. It presents the sharp outlines of a school within which, as within the phenomenological school of Husserl, there already exist several distinct subgroups. Several noted scientists, working in various fields, have shown sympathy to this movement. Since it is not our intention to describe its history, but to point out the defects in its mode of thinking and its connection with this history of the bourgeoisie, we shall not dwell on the shades of difference among its adherents.
Logical empiricism has this in common with the older empiricism: both hold that in the final analysis all knowledge about objects derives from facts of sense experience. Thus, Carnap thinks that all concepts “are reducible to root concepts relating to given data, the immediate content of experiences.”6 As to the truth of theories, or, rather, their probability, the sciences make their appeal to observation and experience as the highest court. On the whole, the work of knowledge in all fields terminates with the successful prediction of the occurrence of sense data.
A certain distinction does exist, however, between traditional empiricism and its modern successors on this point. The former defended the claim of the individual that society was organized in his behalf. Science, too, had to justify itself to the individual, and it did so by assuring him that it asserted only what everyone could see and hear. The individual was shown that physics and all the other sciences were nothing but the condensed expression, the purified form of his own everyday experience, in other words, that they were not different from the devices he used in practical life, except that they were more systematic, permitting him to orient himself to reality with greater speed. The doctrine of man, though it was a restricted form of doctrine, therefore made up the content of this philosophy. It demonstrated that science begins with sense experiences and always has to refer back to them. Locke sought in his “historical, plain method” to give an “account of the ways whereby our understandings come to attain those notions of things we have; and . . . set down any measures of the certainty of our knowledge, or the grounds of those persuasions which are to be found amongst men, so various, different, and wholly contradictory . . .”7 Hume defined his task as the endeavor “to explain the principles of human nature.” This, he declared, was the only philosophical foundation upon which the sciences “can stand with any security.”8 Although, in keeping with their liberal conception of society, Locke and Hume understood this definition of science as a human product in a purely individualistic sense and sought to grasp the genesis of knowledge in terms of a psychologistic epistemology, nevertheless their philosophy contains at least this dynamic element—the relation to a knowing subject.
Modern empiricism disregards this relation altogether, even in its theory of the origin of concepts and judgments. Physics, as a definitely circumscribed intellectual technique, always deals with the formulated judgments of observers and not directly with observations. It follows that the criterion of experience is not the sense impression, as with Locke and Hume, but the judgment formulated about the impression. The exclusive task of science is to establish a system from which such propositions can be deduced as can be confirmed by the judgments of observers, by “protocol sentences.” A descriptive symbol is regarded as acceptable if by means of definitions or newly established principles it is reducible to symbols which occur in protocol sentences.9 Science and consequently scientific philosophy have therefore to deal with the given world only in the form of sentences about it. The scientist is concerned with the world only insofar as it is framed in language. He reckons solely with what has been duly recorded in a protocol. The analysis of the process whereby experience is translated into a protocol belongs to the domain of empirical psychology, which may record the behavior of a subject in the same way that physics records the behavior of bodies. Psychology, too, does not deal directly with perceptions. The material manipulated is not the observation of the psychologist himself, but the facts certified by a great number of observers, that is, facts formulated in judgments. Neither the inexpressible nor the unexpressed may play a role in thinking; they may not even be inferred.
The way in which the various stages of empiricism conceive the objects of knowledge may indeed be evidence of an increasing shallowness of bourgeois thought, a growing aversion to seeing the human bottom of nonhuman things. In any event, the principle that our knowledge of the world is derived from our senses has persisted throughout all its stages. Inasmuch as the meaning of this principle is limited to the statement that every assertion about anything in nature or in history must refer to a corresponding experience, its oppositional force is directed solely against belief in the hereafter. Rationalism did not contradict the principle; it simply did not isolate it as the fundamental law of philosophy. The rationalist systems of the seventeenth century employed the empiricist principle in connection with their doctrine that it is less important to devote attention to any single existent as it is, than to be able to mold and construct what exists in thought and in reality. Its belief in the possibility of completely dominating nature and society determined rationalism to concentrate on the problem of intellectual penetration of the world, on the modus operandi of reason. Mathematics is a means of producing objects from principles which the subject could develop in himself. The highest insights coincide with the foundations of being; they are not derived from single experiences, nor are they fixed arbitrarily. They make up the proper nature of rational thought and every secret must yield to its constructive power. Every existent must legitimate itself in perception. If a thing is known to us only through perception, however, it remains a mere thing-in-itself. It becomes a thing for us only when we are able to make it ourselves. Such was the view of rationalism.
As opposed to this, verification through perception is the alpha and omega of empiricism. It holds only to what is, to the guarantee of facts. “The world is everything that is the case . . . The world divides into facts,”10 is the view expressed in the chief work of modern empiricism. With respect to the future, the characteristic activity of science is not construction, but induction. The more often something has occurred in the past, the more certain that it will in all the future. Knowledge relates solely to what is and to its recurrence. New forms of being, especially those arising from the historical activity of man, lie beyond empiricist theory. Thoughts which are not simply carried over from the prevailing pattern of consciousness, but arise from the aims and resolves of the individual, in short, all historical tendencies that reach beyond what is present and recurrent, do not belong to the domain of science.
Empiricism, it is true, untiringly avows its willingness to set aside any conviction if new evidence should prove it false. “No rule of the physical language is definitive” and “the test applies, at bottom, not to a single hypothesis but to the whole system of physics as a system of hypotheses . . .”11 Nevertheless, empiricism limits this test to neutral, objective, nonnormative viewpoints, that is to say, to viewpoints that are, after all, isolate. One can either change physical laws that come into conflict with new observations or refuse to acknowledge the new evidence. There is no element of necessity in this, however; the consideration of expediency, which makes the decision, escapes theoretical determination.12 Empiricism denies that thought can evaluate observations and the manner in which science combines them. It assigns supreme intellectual authority to the accredited science, the given structure and methods of which are reconciled to existing conditions.
In the eyes of the empiricist, science is no more than a system for the arrangement and rearrangement of facts, and it matters not what facts are selected from the infinite number that present themselves. He proceeds as if the selection, description, acceptance, and synthesis of facts in this society have neither emphasis nor direction. Science is thus treated like a set of containers which are continually filled higher and kept in good condition by constant repair. This process, which was previously identified with the activity of the understanding, is unconnected with any activity which could react on it and thereby invest it with direction and meaning. Everything designated by idealism as idea and end and, by materialism, as social practice and conscious historical activity, is related to science essentially as objects of observations and not as constitutive interests and directive forces, insofar as empiricism concedes them to be conditions of knowledge at all (Otto Neurath).13 There is no mode of thought adapted to the methods and results of science and entwined with definite interests which may criticize the conceptual forms and structural pattern of science, although it is dependent on them. No criticism can be brought against a branch of technical science from outside; no thought fitted out with the knowledge of a period and setting its course by definite historical aims could have anything to say to the specialist. Such thought and the critical, dialectical element it communicates to the process of cognition, thereby maintaining conscious connection between that process and historical life, do not exist for empiricism; nor do the associated categories, such as the distinction between essence and appearance, identity in change, and rationality of ends, indeed, the concept of man, of personality, even of society and class taken in the sense that presupposes specific viewpoints and directions of interest. In exceptional cases, when the empiricist does employ such concepts, he restricts them to a purely classificatory function is if they were zoological genera. For this very reason, the structure of knowledge and consequently of reality—as far as the latter can be known—is as rigid for him as it is for any dogmatist.
The empirical and rationalist modes of thought are more closely related in this respect than their adherents would presume. Notwithstanding their attacks on the basic conception of rationalism, on synthetic a priori judgments, that is, material propositions that cannot be contradicted by any experience, the empiricist posits the forms of being as constant. In principle, the whole world has its place in a fixed system which is not definitive at any one time and “it is absurd to speak of a single and comprehensive system of science.”14 Yet the statement that the correct form of all knowledge is identical with physics, that physics is the great “unity of science” in terms of which everything must be stated, posits certain forms as constant. Such an assertion constitutes a judgment a priori. The empiricist further states that the meaning of all concepts of science is determined by physical operations. He fails to see that the concept of the corporeal, in the sense peculiar to its use in physics, involves a very special subjective interest, involves, indeed, the whole of social practice.15 The naïve harmonistic belief which underlies his ideal conception of the unity of science and, in the last analysis, the entire system of modern empiricism, belongs to the passing world of liberalism. One can come to an understanding with everybody on every subject. According to the empiricists this is a “fortunate coincidence” which one need not analyze to determine its significance and bearing. One simply hypostatizes it as a “perfectly general structural property of experience.”16 Ernst Mach paved the way for the view that subjective factors could, in principle, be eliminated. He admitted them only as the influence of the “nerves of our body” upon our perceptions.17 Natural science, he stated, compensates for this subjective influence by using a great number of observers instead of a single subject to study events. In this manner it is possible to eliminate accidental differences introduced by individual nervous systems and to purify physical events of all subjective admixtures.
In this process the K L M . . . K’ L’ M’ . . . [the different observers and their respective nervous systems] are treated like physical instruments, each with its peculiarities, its special constants, and so forth, from which the results, as finally indicated, have to be set free . . . thus from this point onwards we have obtained a safe basis for the whole field of scientific research.18
The idea of radically eliminating the subject not only from physics, but also from the process of cognition generally by declaring individual differences themselves to be mere series of facts is itself a principle of research that stands in need of crateful restriction. The belief that this principle is essentially applicable at every moment of history leads, of necessity, to an unhistorical and uncritical conception of knowledge and to the hypostatis of the particular methods of procedure employed by natural science. It results in the view that all theoretical differences which rest on historically conditioned antagonisms of interest are to be settled by a “crucial experiment” rather than by struggle and counter-struggle. The harmonious relation of individuals to one another becomes a fact, therefore, that has even more general character than a law of nature. It becomes, in some degree, an eternal fact, and thus falls directly in line with the principles of rationalism and transcendentalism.
The determined value of a physical magnitude in any concrete case is independent . . . of the experimenter . . . A difference of opinion between two observers concerning the length of a rod, the temperature of a body, or the frequency of an oscillation, is never regarded in physics as a subjective and therefore unresolvable disagreement; on the contrary, attempts will always be made to produce agreement on the basis of a common experiment. Physicists believe that . . . when such agreement is not found in practice, technical difficulties (imperfection of instruments, lack of time, etc.) are the cause . . . Physical determinations are valid inter-subjectively.19
The same holds true for all other languages used in science—biology, psychology, and the social sciences—all “can be reduced to the physical language.”20 Thus, “the whole of Science becomes Physics.”21
Logical empiricism holds the view, notwithstanding some of its assertions, that the forms of knowledge and consequently the relations of man to nature and to other men never change. According to rationalism, too, all subjective and objective potentialities are rooted in insights which the individual already possesses, but rationalism uses existing objects as well as the active inner strivings and ideas of man to construct standards for the future. In this regard, it is not so closely associated with the present order as is empiricism with its confusion of the concept of novelty with inadequate predictability. Leibniz’s theory on the subject as substantia ideans22 in the sense of a causative agent of decisions and acts stands much closer to a materialist interpretation of history than does a philosophy which reduces the thinking subject to the role of subsuming protocol sentences under general propositions and deducing other sentences from them.
Empiricism rejects the notion of the subject in toto. The conception of development or tendency, too, presents little difficulty for it. Development or tendency, it states, merely means the probable behavior of objects, predictable on the strength of observed regularities of recurrence. The known modes of behavior of each object in a definite environment or situation are the partial tendencies of that situation; the probable event is the resultant of all partial tendencies. Behaviorist psychology seeks to formulate a doctrine of man by the exclusive use of the concepts and methods of the sciences that deal with inorganic matter. Historical tendencies, one might think in conformity with behaviorist views, seem to be distinguished from physical tendencies in that human volitions are involved in the former. But behaviorism declares that the human will is just like the other regularities in nature. William James had suggested that every voluntary act is a movement conditioned by prior thought. The child discovers from observation that he can execute a specific movement or act if he thinks about it beforehand. Specific ideas and thoughts stand in the same relation to definite movements and acts as two neighboring metal knobs with opposite electrical charges stand to the spark. There is no qualitative leap between motive and cause; both are merely conditions regularly followed by definite events. A is followed by B. A head thinks of an action and it is carried out; a brick falls on that head and the head is broken. Both are cases of the same kind of objective law. Whenever an adult person thinks of an act and does not execute it, his failure to do so rests only on the fact that other thoughts or circumstances are present and interfere with the action.23 Otherwise, according to this theory, we would always be compelled to do what we think of doing. We must view every volition as the resultant of various regularities of human behavior which enter a given situation. Regularity is the term for repeatedly observed effects. Given A, the occurrence of B is probably if in the past it has frequently succeeded A. The occurrence of the probable sometimes depends on human factors, however; but behaviorism passes over this fact in laying down its categories, declaring that it belongs to another branch of science.
The endeavor of scientific research to see events in their more general connections in order to determine their laws, is a legitimate and useful occupation. Any protest against such efforts, in the name of freedom from restrictive conditions, would be fruitless if science did not naïvely identify the abstractions called rules and laws with the actually efficacious forces, and confuse the probability that B will follow A with the actual effort to make B follow A. Such confusion also occurs if effort or action is reified as merely a state or event and is never grasped as the specific structure of the subject-object relation.
In the beginning positivism associated the process of determining laws and of deducing events from general conceptions and propositions (which it regarded as the only valid form of determining occurrences) with the explicit view that A, from the outset, was a constituent part of the fixed relation AB or AC or AD, and that all one had to do was to wait and see what happened. It admitted, however, that what a situation actually is might depend entirely on what men and their science make out of it, for example, whether they drag mankind to its doom or bring about its real awakening. According to modern empiricism such a choice is of no significance in the appraisal of the present world. The existing state of thing is a fact of the same kind as the desire to change it, that is, if this desire resides not only in a few men, but is present in suitable form in the common consciousness. The state of things following the present order would be a new fact. Comprehensive terms like “beginning” or “end of mankind” are neither convenient nor otherwise justifiable abbreviations since, even after long discussion, it would be difficult to lay down definitions to which everybody could subscribe. It may be added that this disagreement will prevail as long as mankind has no more solid foundation than the present order. It is, of course, true that every event is resolvable into facts—and facts, varying in widely different ways according to the situation, play a decisive part in any proof. Nevertheless, it seems to us rather out of place to form a new school of empiricism on this circumstance alone. It looks too much like a promise that knowledge will keep to the narrow path of certainties and not deal with historical controversies at all or only in some indefinite future. “The view that thought is a means of knowing more about the world than may be directly observed . . . seems to us entirely mysterious,” is the conviction expressed in a work of the Vienna circle.24 This principle is particularly significant in a world whose magnificent exterior radiates complete unity and order while panic and distress prevail beneath. Autocrats, cruel colonial governors, and sadistic prison wardens have always wished for visitors with this positivistic mentality. If science as a whole follows the lead of empiricism and the intellect renounces its insistent and confident probing of the tangled brush of observations in order to unearth more about the world than even our well-meaning daily press, it will be participating passively in the maintenance of universal injustice.
In reply, empiricism might raise the question: Would the intellect be confident that it knows the underlying truth if it did not have observations of its own to set against the countless observations of the day? In countering experience, the intellect must itself appeal to experience, for its concepts are not inborn or inspired. The answer is that it is precisely because facts are referred to when other facts are being exposed or abolished, and because facts, as it were, are involved in everything on every hand, that constructive thought which evaluates facts and discriminates between surface and pith is of such supreme importance in every decision. The term empiricism is either entirely meaningless today or it constitutes the abandonment of reason in the proper sense of the word.
The role of empiricism throughout the world may be illustrated by many examples. The following incident, dealing with the son of Carl Vogt, the critic of Marx, is taken from an article by F. de Spengler:
In his fine book devoted to the memory of his father, he recalls with smug amusement a remark of Professor Schiff to the members of an antivivisectionist society who wished to inspect the university laboratories. He told them that, although the animals were by no means asleep, the visitors would not hear a single sound. A simple transection of their vocal cords had deprived the animals of the ability to give voice to their suffering!25
The pleasure which the younger Vogt derived from the gullibility of those good people is a perfect example of the pleasure to be derived from naïve empiricism in a world in which everything is attuned to deception.
Just as it is possible to foretell the actions of individuals, by methods of procedure identical with the prediction of physical processes, it is also possible to make predictions concerning social groups. The empiricist theory of society is “social behaviorism.”
States, nations, age groups, and religious communities are all complexes composed of single elements, the individuals. Such composite groups exhibit certain relationships conforming to specific laws; they have a definite physiognomy . . .
Scientific study has shown . . . that division into “social classes” which plays an increasing role in political life, can be represented sociologically. An “anthropology of the unpropertied classes” produces biologically noteworthy material.26
To be sure, the theory of society is not so amenable to experimentation as physics. At bottom, however, the “aggregates” cited are composed of “single living beings, man and other animals. Behaviorism studies their behavior under the influence of stimuli as a department of biology (see Pavlov and others).”27 Sociology, we are told, is comparable to a biology that has only a single animal at its disposal for study and therefore
would have to deduce laws governing the movements of legs from those governing the movements of arms and laws governing a six-year-old animal from those governing a four-year-old animal. In such cases, too, experience about change has shown that the relevant laws change according to definite rules.28
The empiricists feel certain that in following this method
significant changes . . . are not known beforehand. Comparisons of the total complexes do not allow us to predict revolutions unless they are common occurrences. It is necessary to wait for the occurrence of the new phenomenon before we can discover the new laws relating to it.29 Of course, we need not wait with folded arms.
Whoever needs logs must either wait for the wood chopper or do the chopping himself. Besides, sociological insight into present relationships is, as a rule, gained most easily by those who are closest to the social structures of our day. In physics, too, familiarity with technical practice stimulates research. This is even more true of sociology. The scientist is an element like any other element.30
Thus, individual and social tendencies are not exceptions to the empiricist’s apparatus of concepts. They, too, are formulations of observations. Familiarity with social practice is a stimulant to the sociologist. Yet, the subject himself is not involved. It makes no difference whether the “significant changes” are awaited actively or passively; even when they are active, science treats human beings as mere facts and objects. The scientist is objective to the point of concerning himself as a mere element. This objectivity has its theoretical consequences. Since society is itself regarded as nothing more than the aggregate of all individuals, the difference between subject and object, knowledge and the content of knowledge, theory and practice, even on the social plane, is not treated as something that is incessantly shifting, constantly being rearranged in the course of history, but as non-existent, as an empty phrase. The problem of this shifting critical relationship between consciousness and being has always stood in the center of both idealist and materialist philosophies. In empiricism it has resolved itself as it were, of its own accord. There are nothing but facts, and the entire conceptual apparatus of science serves to determine and predict them. When the relation of consciousness to the objective world does come under consideration it is in turn treated as a collection of facts, such as habits conditioned physiologically or in a similar way. Any other mode of consideration is meaningless.
Under present-day methods of production, science is more interested in the results of abstraction than in the theoretical reconstruction of the whole; animals, human beings, and society are one and all regarded as aggregates of things and events. The process which brought these abstractions into being in the course of social praxis does not enter the consciousness of science. Empiricism always treats thought on the level it has reached at any one time. If it is reminded of the genesis of these abstractions, it refers the problem to psychology or sociology, or places it in the care of some other discipline. Its assertions always tend to point out that all that can be ascertained are facts and nothing but facts. When we analyze our volitional acts, we find desires, feelings, ideas, and movements which are interconnected. It would be nonsensical to speak of a subject or of a reality that could not be given, but lay before or behind individual facts and their interrelations. If we speak of the subject alone, without going any further, we must view it as an isolated object, a set of physical events like every other set. How would it otherwise be possible to reach an agreement in a world of misunderstandings? The real subject disappears behind this or any other linguistic fixation which may or may not be to the point. We are not to speak of the subject, nor, if we follow the logical empiricists, of any reality independent of consciousness. This school believes that it has disposed of all problems by such dubious purifications of language.
The conception that science establishes and classifies given data with a view to predicting future facts and that such a function exhausts the tasks of science, isolates knowledge and fails to remedy that isolation. The consequence is a ghostlike and distorted picture of the world. The empiricists, however, fail to see that this is the case. According to them, when scientists take part in activity they transform themselves from scientists into acting beings, that is, they become elements, data, facts; as soon as they reflect on their activity, however, they are retransformed into scientists. The trained specialist qua scientist looks upon himself as a chain of judgments and inferences; qua member of society, he regards himself as a mere object. The same holds for everyone. The individual is divided into innumerable functions, the interconnections of which are unknown. In society a man is pater familias under one aspect, business man under another, thinker under a third; to be more precise, he is not a human being at all, but all these aspects and many more in an inevitable succession. Knowledge consists of facts, action consists of facts; the constituents of knowledge, the perceptions, notions, facts, cannot be brought into a cognitive relation to any different thing, such as a subject.
Logically, this unrestrained isolation of science rests on the hypostasis of the abstract concept of datum or fact. From Descartes on, only that which every individual could recognize as existing was to be accepted as such. Empiricism, however, by eliminating the subject has eliminated the critically discriminating facts, and has therefore obliterated all distinction between the concept of the datum and that of anything else, so that datum, fact, and object merely seem to possess determinate meaning. The special sciences are to deal with particulars and discretes. As distinct from them, philosophy is to deal exclusively with the nebulous sphere of the universal, with facts as such, with mere propositions, with language apart from content, with pure form. Reason cannot decide over these branches of knowledge or the connection between them, any more than it can over the other elements of social reproduction. Its function is restricted to the discrete fields of social research and branches of science, that is to say, it exists only in the form of understanding. In view of this restriction, philosophy has no other course than to take the meaningless universality of given facts for the whole world. Empiricism falsely considers this universality to be particular and determinate, and the only thing that can be believed.
In the older forms of empiricism, this equating of the world and mere data, this leveling down of all praxis was connected with either religious or skeptical ideas, and therefore had merely a problematical character. Berkeley was unable to understand that the existing order is a product of the life process of society in which the individual is an active participant. The alienation of the product of social labor from the isolated individual also appeared as a hypostatization of facts. The problem of the origin of these facts raised insuperable difficulties and Berkeley fled to a religious belief that God gives the facts to the individual. Hume, on the other hand, expressed despair of ever solving the problem of the origin of facts. With these two philosophers, the absolute isolation of knowledge remained an open question, as is apparent from their skepticism. At times this result plunged Hume into “melancholia.”
The intense view of these manifold contradictions and imperfections in human reason has so wrought upon me, and heated my brain, that I am ready to reject all belief and reasoning, and can look upon no opinion even as more probable or likely than another. Where am I, or what? From what causes do I derive my existence, and to what condition shall I return? Whose favour shall I court, and whose anger must I dread? What beings surround me? And on whom have I any influence, or who have any influence on me? I am confounded with all these questions, and begin to fancy myself in the most deplorable condition imaginable, inviron’d with the deepest darkness, and utterly depriv’d of the use of every member and faculty.31
He felt that the elimination of constructive thinking, the obliteration of the opposition between subject and object, theory and practice, thinking and willing, to which his philosophy, the philosophy of the rising bourgeoisie, led, had a disturbing, negative aspect. This feeling is no longer shared by his followers; one would look in vain for any sign of sorrow on their part over the impotence of reason. Modern empiricism is silent on this point, that is, unless it unsuspectingly adopts a Hegelian term and declares that “the mystical” enters with the problems of life.
One may separate science from all other spheres of social life; one may regard science as comprising the determination and prediction of facts. It should be known, however, at least since Hegel’s Phenomenology of Mind, that the most immediate experiences, sensations, and perceptions, as given to us, appear to be ultimate only to the most limited understanding and that actually they are derivative and dependent. Hegel wrote in his criticism of the philosophy of E. Schulze, a criticism which anticipates the whole of logical empiricism:
Neither early skepticism nor materialism, nor even the most ordinary common sense, unless it has fallen to the level of bestiality, has ever made itself guilty of the barbarism of assigning incontrovertible certainty and truth to the facts of consciousness. Such barbarism has heretofore been unheard of in the history of philosophy. According to this newest skepticism our physics and astronomy and analytic thought defy all reasonable doubt. Hence, this skepticism even lacks the noble side of the old classical skepticism which set itself against limited and finite knowledge.32
The development of idealistic philosophy in Germany, from its beginning with Leibniz to the present, has been able to confirm the insight that the world of perception is not merely a copy nor something fixed and substantial, but, to an equal measure a product of human activity. Kant proved that the world of our individual and scientific consciousness is not given to us by God and unquestioningly accepted by us, but is partially the result of the workings of our understanding. He further showed, in the chapter on the schematism of the pure concepts of the understanding, that empirical perceptions which enter the consciousness have already been shaped and sifted by productive human faculties. The Neo-Kantians have preserved this legacy by differentiating and broadening it. In this manner, thanks mainly to the advances made in ethnology and psychology, it became possible to demonstrate the constitutive importance of language in the formulation of sensuous data.
Signification does not arise after the object is completed; it is the progress of the sign and the increasingly sharp “distinction” of the contents of consciousness resulting therefrom that produces the more clearly defined outlines of the world as a totality of “objects” and “qualities” of “changes” and “activities,” of “persons” and “things,” of spatial and temporal relations.33
The given is not only expressed by speech but fashioned by it; it is mediated in many ways. In accordance with its philosophical presuppositions, Neo-Kantianism has understood the activity which produces and organizes the facts to be an intellectual process. Although Cassirer recognizes that the world of perception is conditioned by man, he nevertheless declares that language, the conditioning factor, is “a vehicle in that vast process of ‘struggle’ between the self and the world in which the boundaries of the two are first definitely demarcated.”34
But even this view is too narrow. In order to place man’s present consciousness of facts in the right context, it is not sufficient to trace the abstract principle of the ego in its historical interconnections. The opposition of the ego and the world, in its definite form, belongs to a transitory historical epoch, The conception of the ego as a monadically isolated substance is an abstraction, in idea as well as in fact. The disciples of classical idealism conceived the conditionality of perception idealistically, and made use chiefly of transcendental, that is, intellectual factors, in order to balance the one-sided doctrine that knowledge consists in accumulating facts. In so doing they showed better judgment than those who would equate knowledge of facts with knowledge of reality. The name empiricism itself betrays the lack of any such judgment. The facts of science and science itself are but segments of the life process of society, and in order to understand the significance of facts or of science generally one must possess the key to the historical situation, the right social theory.
Empiricism, especially in its latest form which has gone so far as to abandon the criterion of personal observation and which intends, in all strictness, to rely exclusively on the logical perfection of the system and on protocol sentences, can easily come to disaster. We can illustrate this point readily. Let us suppose that in a definite country at a definite time the science of man, economics, history, psychology, and sociology are completely attuned to the principles of empiricism. Its people make careful observations; they possess a highly perfected logistic system of symbols, and in a number of cases they arrive at very acute predictions. The daily occurrences in economic and political life are faithfully recorded and even market fluctuations are accurately calculated in advance, although only at short range. The reflexes and reactions of the human being, from infancy to old age, have been carefully observed and all emotions have been related to measurable physiological processes. It is possible to make correct predictions regarding the conduct of the majority of the inhabitants of that country; for instance, as to their observance of stringent regulations, their frugality during a wartime food shortage, their passivity in the face of the persecution and extermination of their best friends, their manifestations of joy at public festivals and at the favorable outcome of the election of a brutal and deceitful bureaucracy, and so forth.
The social sciences may have achieved all this and more in their effort to match the achievements of physics, the empirical science par excellence. The “facts of pure sense experience,” the supporting protocol sentences, pour in upon scientists in the same abundance as the spontaneous demonstrations of approval pour in upon that worthless government which would doubtless know how to use the meticulous classification, collation, and coordination of this science as an instrument of its all-embracing mechanism of control. And yet, the picture of the world and of man produced by these scientific devices might be vastly different from the truth actually attainable at that very time. Because they are harnessed to an economic machine which destroys every inner freedom, because their intellectual development is retarded by cunning methods of education and propaganda and they are driven out of their wits by horror and fear, the inhabitants of that country might very well be subject to distorted impressions, commit acts hostile to their real interests, and produce nothing but deceptions and lies in every feeling, every expression, and every judgment. In all their acts and utterances, they might be possessed, in the strict sense of that word. Their country would then resemble both an insane asylum and a prison, and its smoothly working scientific research would not be aware of it. Their science could improve physical theories, play a prominent part in food and war chemistry as well as in astronomy, and reach unheard of heights in the creation of means for the derangement and self-annihilation of the human race. It would, however, entirely miss the decisive point. It would not notice that it had long become its own opposite. Although some of its departments might have reached the highest eminence, science itself would have turned into barbarous ignorance and shallowness. Empiricism, however, would have to exalt that science which imperturbably continues to discover, label, classify, and predict facts. After all, where else should one learn what science is if not from science itself, from the men engaged in it? And these men are perfectly agreed on the fact that everything is in order.
Empiricism could easily come to such a fate without having the slightest conception of how to avoid it. Should those resolute groups who are no longer able to bear life under that oppressive order emerge victorious in their struggle—a struggle which the impassive “fact-finding” mechanism of science does not see—the whole scene would be changed in one stroke. Science would be surprised, but, according to empiricism, no shadow could thereby fall upon its reputation. Science would then admit that the former consciousness and behavior of the people were false, that it had been an enforced conformity, a product of a situation that had enslaved them. After a few years, human development would be free and science would duly note the fact that the past epoch had been marked by intellectual confusion and the warping of human powers under extreme pressure. Indeed, the masses themselves would now realize that what they had formerly said and done, and even what they had thought in secret were perverted and untrue. But how was science to have known or noticed these things at that time? The task of the scientist is to find facts, not to indulge in prophetic insights. According to the scientist, scientific predictions rarely deal with “significant changes” because observational material is lacking. “We must wait for the emergence of the new phenomenon before we can find the new laws that govern it.” The active groups and individuals who brought about that change, however, would stand in a different relation to theory. They did not move in an unbroken succession from scientists into men of action and back again into scientists. Their fight against the status quo combined the true unity of theory and practice. Fastening their eyes on a better life they were able to see through the deceit of the established order. Their specific action was contained in their very mode of perception, just as the praxis of the faulty society was embedded in its misguided science. Even in sense perception they remained conscious and active agents. None of the trumpery recorded in protocols had escaped their penetrating attention. They saw through it all.
Dialectic, too, notes empirical material with the greatest care. The accumulation of solitary facts can be most incisive if dialectic thought manipulates them. Within dialectical theory such individual facts always appear in a definite connection which enters into every concept and which seeks to reflect reality in its totality. In empiricist methodology, on the other hand, concept and judgment are isolated and self-subsistent; they are single building stones which can be put together, interchanged, and partially remodelled. This treatment destroys meaning in all but those exceptional cases in which trivial, obvious statements, or statements that involve neither social nor historical problems, occur. When thought has to produce a picture of living things in which the functions of the single parts and the whole become clear only at the close of the intellectual process, empiricism fails completely. Dialectical thought integrates the empirical constituents into structures of experience which are important not only for the limited purposes served by science, but also for the historical interests with which dialectic thought is connected.
As opposed to customary practice, the individual who is conscious of himself does not focus his attention merely upon the possibility of definite predictions and practical results, the universal requirements of natural science. When an active individual of sound common sense perceives the sordid state of the world, desire to change it becomes the guiding principle by which he organizes given facts and shapes them into a theory. The methods and categories as well as the transformations of the theory can be understood only in connection with his taking of sides. This, in turn, discloses both his sound common sense and the character of the world. Right thinking depends as much on right willing as right willing on right thinking.
The meaning of theory for the consciously acting individual is quite different from its meaning for the empirical scientist. For the latter, theoretical forms are conventions to be taken over from prevailing scientific practice. Where, however, thought reaches beyond the given composition of social life, the theoretical pattern is not given a priori, but is a construct of empirical elements which consciously reflects reality as seen from the standpoint of the far-reaching interests of the individual. The processes of construction and presentation connected with his inquiries are proper elements of knowledge. In physics, according to the empiricist, a body is a “string of events, connected together by certain causal connections, and having enough unity to deserve a single name.”35 The use of such names is, then, a “convenient shorthand,” and very little disagreement exists as to precisely what is connected by it. A glance at our human world, however, indicates that the views regarding causal relations, unity, and convenience of expression do not fit together as neatly as they do in physics. The autonomously acting individual discerns unity and interdependence where the servile consciousness perceives only disparity, and conversely. Yet, where the former encounters unity in his struggle, for instance, in the above mentioned system of oppression and exploitation—this “string of events” is seen not as a “shorthand” and a fiction, but as a bitter reality.
In the dialectical theory, the fact that subjective interest in the unfolding of society as a whole changes continuously in history is not regarded as a sign of error, but as an inherent factor of knowledge. All basic conceptions of the dialectical theory of society, such as society, class, economy, value, knowledge, and culture are part and parcel of a theoretical context dominated throughout by subjective interests. The tendencies and counter-tendencies out of which the historical world is constituted represent developments which can not be grasped without the will for a more human existence, a will which the subject must experience, or rather produce, within himself. The empiricist would not even admit those tendencies and counter-tendencies as Ballungen,36 through which he usually connects the concepts of “vulgar” language with his formulas. The organization and constitution of man, which after the sweeping transformation in our imaginary country, even the empiricists recognized to be man’s true form of organization (although he must scorn this mode of expression), determined the consciousness of the participating groups even during the struggle leading to that transformation. These groups did not have to assert a single fact which was not empirically provable, provided that they were guided by the right interest. Rational knowledge does not controvert the tested findings of science; unlike empiricist philosophy, however, it refuses to terminate with them.
Empiricist philosophy could very well offer the reminder that the freedom realized in our imaginary country actually exists only in our fancy. Mention has already been made of the crucial point which empirical science fails to note, namely, the common interest and the idea of a truly human existence. Empiricism declares that such ideas arise from the confusion of personal desires, moral beliefs, and sentiments with science; it regards the strict separation of values from science to be one of the most important achievements of modern thought. Empiricism further contends that other aims may be set alongside the will to freedom and that it is not the task of science to decide which of these is right. It would hold that before those who were engaged in the struggle had attained their goal, the interest that shaped their ideas and their whole theory was not different from other desires and was in no way superior to them. The conception of a theory governed throughout by an interest, this argument concludes, is incompatible with objective science.
Economists and other social scientists as late as the middle of the nineteenth century built their theories and systems on the prospect of a favorable evolution of the human race. Pure scientists of recent decades, however, would not take such considerations into account. Shutting all conscious social impulses out of their minds, they let themselves be guided in their work only by their unconscious impulses. They receive their problems, and learn the direction in which their solutions and “predictions” are examined to point from the status of their science and from the condition of the academic or public temper. These latter-day apologists for freedom from value judgments (Wertfreiheit) glorify the fact that thought has a subordinate role, that it has fallen to the level of a handmaiden to the prevailing objectives of industrial society with its extremely dubious future. The ruling powers can use thought that has renounced every determinative function. And the scientists, whose disparaging interpretation of values expresses just such a renunciation, help them along. They promise to conform by ignoring the direction in which the single steps of theoretical reflections lead and by maintaining that such indifference is equivalent to scientific rigor. Their position is comparable to that of the citizens of a tyrannical state who maintain that silent endurance of their yoke is faithfulness and loyalty to their rulers.37
Intellectual rigor is as important for those who view conditions from the standpoint of conscious interest as it is for those who seek to eliminate interest from their considerations. Nor is a single word needed to prove that there is a type of uncompromising partisanship which clarifies the historical situation. On the other hand, strict adherence to what happens to be given though it may have been the source of achievements in special departments of science, tends to prevent insight into human and social matters. When dialectical thought, anticipating the annihilation of the human race in wars and endless barbarism, takes it upon itself to speak of a general interest, to separate what is relevant from what is not, and to construct its ideas in this light, it does not always find unwavering support for its statements. Its difficulties are all the greater because the mass of people is still blind and ready to disavow any one who thinks or acts in its behalf.
Empiricists often remark that there is no essential difference between physics and social theory, except that the latter has not yet advanced as far as the former. It is true that the same spirit of harmony does not prevail among social theorists as among physicists. It does not follow, however, that the formation of concepts in social theory has to be deferred indefinitely and that categories, such as the common interest, the fettering of human capacities, happiness, and growth, have nothing to do with science at all. There are very basic reasons for the fact that social theory is accompanied by hesitation and doubt. In physics, the selection of material and concepts can be undertaken calmly. But in social science, the same activity requires conscious decision, for otherwise everything remains in a state of sham objectivity. Certain contemporary sociological schools are in just such a state. It is because the empiricist conception of truth is unrelated to any subjective interest or desire for a rational society that it does not possess the uncertainty which such an interest must involve. It degrades knowledge to the level of a bourgeois profession the members of which help to register, systematize, and reproduce the experience of the common man. When nine-tenths of the people agree that they see spectres in broad daylight, and brand innocent social groups as devils and demons, when they exalt desperados to the office of gods, in other words, when a hopeless state of confusion prevails, a state which usually precedes the disintegration of a society, it becomes clear that the empiricist conception of knowledge is fundamentally incapable of checking the spread of such “experiences” and of criticizing “common knowledge.” When the thoughtless crowd is mad, thoughtless philosophy cannot be sane. Besides, the empiricists have never been completely immune from spiritism.38 And this is the philosophical school that takes arms against metaphysics.
It has been mentioned more than once in the preceding pages that modern and traditional empiricism are distinct. The new school of empiricism has frequently insisted that it goes beyond the traditional type.
. . . logical knowledge is not derivable from experience alone, and the empiricist’s philosophy can therefore not be accepted in its entirety, in spite of its excellence in many matters which lie outside logic.39
The propositions of formal logic and mathematics cannot, then, be derived from empirical data. Since logical empiricism acknowledges that these formal sciences constitute its particular field of interest, without insisting, as did John Stuart Mill, on reducing them to the data of experience, it regards itself as a school of its own. This new kind of thought, which is distinguished from the mere establishment of facts, is quite discreet in face of the existing order of things. True to its origin, traditional logic has always attempted to comprise the most universal qualities of being within fundamental principles; modern logic, on the other hand, declares that it comprises nothing, that it is wholly devoid of content. Its sentences are not supposed to reveal anything at all about reality. Rather, the entire system of logic as well as of mathematics (which is a part of logic according to Whitehead and Russell) is merely an extensively differentiated system of sentences about concepts, judgments, and syllogisms of the kind used in science and everyday life. According to Russell, the function of logic is to investigate these logical elements and, further, to lay down a foundational system for the various forms of judgment. This logic is called formal because symbolic elements are manipulated without regard to their relation to reality, that is to say, without regard to the question of truth or falsity.
The writing in the field hardly makes clear how form is to be determined apart from subject matter. As a rule the procedure is as follows: Several examples are cited in which it is usually quite clear that different facts or entities are denoted; it is then stated that what remains the same in all examples in spite of these differences is the form, while that which changes is the content. On the other hand, propositions are cited in which there is no question regarding the fact that the object denoted is one and the same; in this case that which varies is designated as the form. After he has given examples of various propositions relating to Socrates in which the subject, Socrates, remains the same, Russell says:
Take (say) the series of propositions, “Socrates drank the hemlock,” “Coleridge drank the hemlock,” “Coleridge drank opium,” “Coleridge ate opium.” The form remains unchanged throughout this series, but all the constituents are altered. Thus form is not another constituent, but is the way the constituents are put together.40
Through its analysis of the formal elements of science, then, logic affords the possibility of discovering conceptual obscurities and apparent contradictions, of bringing to light alternatives that went unnoticed before, and of replacing complex theoretical constructions by simpler ones, of setting diverse forms of expression in harmony with one another in different branches of science, or in the same branch, and of creating greater uniformity. Like mathematics, it uses symbols for all formal elements and even attempts to use them for all operations. Logic deals algebraically with statements expressed symbolically, particularly in the syllogism, thus preventing many misunderstandings and promoting clarity. With great pride logic says of itself that it nowhere increases the store of material of knowledge in the sense in which the special sciences in their present form do. Its aim is to assist the sciences in formulating their results and in reaching mutual agreement. Its program, so to speak, consists in “rationalizing” scientific research. According to Carnap, “There is no philosophy as a theory or a system of special propositions alongside of those of science.”41 It would, therefore, be a mistake to assume that the addition of logic in any way changes the general character of empiricism.
The interpretation of logic as a system of linguistic forms devoid of content soon proves to be questionable, however, and it is quickly abandoned in the struggle with metaphysics. The separation of form and content cannot be carried out. The idea that it is possible to do so without resort to extralogical considerations turns out to be an illusion. It seems plausible in theoretical physics, in which the separation originates, because the “immediately given,” understood as an isolated perception, plays a minor role in comparison with the complicated process of formulating and reformulating laws. In the social world, however, it is no accident that this bifurcation can only be supported by the most inane examples. For, in social sciences, the connection with material judgments and decisions is demonstrated from the very beginning. Every expression of the language has a definite meaning. A judgment is a compound symbol and every individual symbol in it is correlated either with a definite or indefinite entity. Judgments may, therefore, be dealt with in the same manner as any other definite thing; one may take out and replace elements, substitute Coleridge for Socrates, and so on.42 In order not to destroy the character of the judgment and replace it with meaningless constructions, it is necessary to observe certain rules in substituting symbols. The elaboration of such a system of rules was prompted primarily by logical difficulties encountered within mathematics and now forms a specially cultivated department of modern logic. The process of determining, however, whether or not a combination of symbols is to be called intersignificant, that is to say, the process of distinguishing between a meaningless statement and a combination of meaningless sounds, cannot be separated from a concrete decision on a material problem. The notion prevails that the logician need merely go to his colleagues in other departments of science or, perhaps, to journalists and business men to collect established facts from which he can then abstract the concept of form in the quiet of his study. This fallacious idea reduces logic to a type of thought that is strictly confined to the accredited classificatory systems of science and only explores relations between fixed conceptions.
The type of thinking by which fixed conceptions are incorporated into constructions in which they assume specific meanings is not accessible to the formal logician. When judging human matters, he is restricted to trivial elements and relationships. In science as well as in everyday life he finds, apart from mathematical formulae, countless sentences the meanings of which are unmistakable even when torn from their context. The conceptions contained in these sentences can clearly be traced to “root conceptions.” These, in turn, may be traced to experiences which can be repeated in this society by any one at any time. The experiences concerned deal with qualities and structures that are more or less undisputed. The statement, “Anthropods are animals having articulated bodies, jointed limbs and a chitinous shell,” unquestionably has meaning as a zoological statement; the meaning of other sentences, such as “Humboldt travelled in America,” or “Tommy has a cold in the head,” involves no problems. We run into difficulties, however, as soon as we assert that a court decision is just or unjust, that a man has a high or low intellectual level; or if we make the statement that one form of consciousness precedes another one, that a commodity is the unity of use value and exchange value, or if we declare that the real is rational or irrational. The validity of these judgments cannot be ascertained by recourse to statistical surveys, whether among common folk or scholars. Here, experience, the “given,” is not something immediate, common to all, and independent of theory, but is mediated by the whole configuration of knowledge in which these sentences occur, even though the reality to which this configuration refers exists independently of consciousness. The precise relation of this theoretical whole to man and to the given world cannot be determined definitely. Just as everyday language and the language of the classificatory systems represent specific historical unities, intellectual productions, although they may agree with those systems in many general features, have their own peculiar structure and history. The manner in which the given is mediated by thought, the manner in which connections between the objects are brought to light, differentiated, and transformed, the linguistic structure in which the interaction of thought and experience is expressed, is the mode of presentation or the style. It is an insurmountable obstacle to formal logic.
The development of natural science, too, influences perception. The theory of relativity, for instance, is an important factor in transforming the structure of experience, if experience includes the world of perception of everyday life as well. Within its own province, however, that is, in physics, the structure of scientific experience, insofar as it is conceived of as isolated from thought, will not be changed by the theory of relativity; it will remain a body of “atomic” observations. This state is inherent in physics as an isolated branch of science, and it is not injurious in the least to the significance of its theories; it is detrimental only to empiricist logic which views such new achievements at a safe distance from individual existence and social praxis, and then proceeds to designate certain elements of those achievements as prototypes of knowledge.
Modern logic disregards this relationship altogether. Its achievements have reference purely to practical rationality, to a kind of thinking typical of the reproduction of life in its given form. Its entire structure and all the laws formulated by it are devoted to this end.43 Modern logic should, however, beware of assuming a critical attitude toward conceptions which do not serve this end. It declares that it defines the principles resulting from the comparison and systematic correlation of familiar ideas as the form of thought. The one objectionable item in all this is its questionable use of the term “thought.” There is no reason to restrict the designation “thought” to those instances from among which this logic culls its examples. If there were, the assertion that the propositions of logic are tautologies would have some justification. We designate a certain complex of phenomena as thought. If we are confronted then with a thought construction of peculiar structure and singular design we would, in accordance with the methods of the old natural science, have to reformulate our concept of thought, for instance, take it as a species of some wider genus. In a case of this very kind, however, the logical empiricist would invoke his option to reject disturbing protocol sentences. His process is to select certain ideas beforehand and designate them as alone true and genuine as against all other ideas, many of which have played and still play an important part in human history. In this way his logic drops the role of tautology and demonstrates the partiality of its position, a partiality altogether contrary to the principles of empiricism.
It becomes apparent that the two elements of logical empiricism are only superficially connected. Notwithstanding some innovations—for example, the theory of types, the value of which, despite the great amount of ingenuity expended upon them, is doubtful—symbolic logic is identical with formal logic on essential points. Consequently, what is open to objection in the one is equally objectionable in the other. “Form” is an abstraction derived from a material of conceptions, judgments, and other theoretical constructions restricted in respect to kind and extent. If one logical doctrine claims to be logic as such, it therewith abandons formalism, for its statements then acquire material meaning and lead to far-reaching philosophical consequences. Characteristically, however, modern logic does not know this, and its ignorance is what distinguishes it from the material logic of Aristotle and Hegel which it so bitterly attacks. On the other hand, if any type of logic refrains from claiming universality (the claim is, however, historically associated with the very name of logic), by explicitly prohibiting its propositions from being given a normative cast, or, worse yet, by denying that any critical conclusions may be drawn from them, it loses the philosophical, and especially the antimetaphysical character which it took on in empiricism.
In any case, logic is in conflict with empiricism; in fact, logic and mathematics have always constituted unsolved difficulties for empirical systems. The attempts of John Stuart Mill and Ernst Mach to deduce logical propositions from dubious psychological data were manifest failures. Hume had the wisdom not to attempt such deduction of mathematical and related propositions. For this very reason, however, the evident relations of ideas exist side by side with empirical facts in his works in such a way that their interrelations do not become clear. For Berkeley, mathematics was a plague next only to materialism, as the Analyst and other writings demonstrate. He openly and unwaveringly opposed his empiricism to the developments of modern science and declared himself for the Bible and good common sense, without the benefit of modern mathematics. In fact, he seriously endangered the beginnings of modern mathematics. The rigid separation of sensuous and rational knowledge, inherent in all empiricism, asserted itself in a familiar way in Berkeley’s philosophical career—he passed from empiricism to Platonism. Readers of Locke’s Essay, after being instructed in empiricism in the first thee books, have always been amazed at the surprising turn taken in the fourth. Morality and mathematics are represented as independent of experience, yet valid for it. The basic works of the earlier empiricist doctrine contain the same contradiction between the empirical conception of science and the rational elements to be found in it as is contained in the more modern variety which brings together the two extremes of this contradiction in the very name it assumes.
When modern formalistic logic encounters theoretical constructs which, as a whole, or in their separate parts, do not fit into its conception of thought, it does not call the universality of its own principles into question, but challenges the refractory object, whatever its constitution or qualities may be. The followers of this system say that it is wrong to regard thinking as a “means of knowing something that must have unconditional validity at all times and in all parts of the world.”44 They constantly refuse to accord any “executive power” to thinking. At the same time, however, they demand that all thinking should conform to empirical criteria.
As has been shown, this philosophical position by virtue of its very nature can not possess a single legitimate weapon to combat any form of mass delusion once the latter has attracted sufficient followers. Belief in witchcraft was combated in its day by means of a strictly rationalist philosophy. In the presence of a large number of protocol sentences bearing on the existence of witches, the empiricists would not even have been able to fall back on improbability. Empiricists regard Aristotle, Kant, and Hegel as the champion crackbrains of the world, and their philosophies as a scientific vacuum for no weightier reasons than that their ideas do not fit into the system of logistics and that their relation to the “root concepts” and “primitive experiences” of empiricism is problematical. The superficiality and presumption with which the new empiricists pass judgment on the products of intellectual activity parallel an attitude to culture which now and then finds practical expression in nationalistic uprisings and the bonfires associated with them, though such demonstrations may in fact offend the empiricists personally. Russell came across Hegel’s Logic and discovered that logic and metaphysics are identified in this system. His explanation follows:
Hegel believed that, by means of a priori reasoning, it could be shown that the world must have various important and interesting characteristics, since any world without these characteristics would be impossible and self-contradictory. Thus what he calls “logic” is an investigation of the nature of the universe, in so far as this can be inferred merely from the principle that the universe must be logically self-consistent. I do not myself believe that from this principle alone anything of importance can be inferred as regards the existing universe. But, however that may be, I should not regard Hegel’s reasoning, even if it were valid, as properly belonging to logic . . .
Furthermore, Russell holds that Hegel’s logic is nothing other than traditional logic which Hegel “uncritically . . . assumed throughout his reasoning.”45
Russell has a very acute insight into the mental caste of the typical philosopher:
The paradoxes apparently proved by his [the non-empiricist’s] logic are really the paradoxes of mysticism, and are the goal which he feels his logic must reach if it is to be in accordance with insight. It is in this way that logic has been pursued by those of the great philosophers who were mystics—notably Plato, Spinoza, and Hegel. But since they usually took for granted the supposed insight of the mystic emotion, their logical doctrines were presented with certain dryness . . .
And he continues in this vein. He cannot forgive these philosophers because “they remained—to borrow a useful word from Mr. Santayana—‘malicious’ in regard to the world of science and common sense.”46
The book from which these passages are quoted and the more recent writings of Russell strike a popular note. The writings of the Vienna circle, on the other hand, make the same judgments in a strict and uncompromising manner. Carnap remarks:
When subjected to the relentless scrutiny of modern logic, all philosophy in the traditional sense of the word, whether it follows Plato, Thomas, Kant, Schelling, or Hegel, or seeks to build up a new “metaphysics of being” or a geisteswissenschaftliche Philosophie proves not merely to be false in content but to be logically untenable, that is, proves to be nonsense.47
In contrast to other philosophers who are granted only a disparaging word because they do not subscribe to logical empiricism, Kant has been distinguished by a thorough refutation at the hands of Reichenbach. Very little was left of Kant after Reichenbach had finished with him. His Critique of Pure Reason was remarkable “in its effect.” It was intended to explode Leibnizean logic. “Today we logicians are fully aware that this critique has long been confuted by incontrovertible facts.”48
Among the conceptions which empiricism does not comprehend but attacks nonetheless, is the thesis that truth is not an isolated judgment, but in every case a whole of knowledge. As a rule, the mathematical logicians do not attack Hegel on this point but direct their attention to his English disciple, Bradley. The following passage is a good example of the grounds on which they criticize him:
The truths discovered by the special sciences are not related to one another in such a way that if taken singly they are only relative, that is to say, that each is only one aspect of truth and must be supplemented by all other aspects in order to become really true. Such a conviction, held by many a philosopher, such as Bradley, seriously offends against logic. (The blunder consists, for instance, in their belief that they are entitled to say, “It is not quite true that it is cold but it is partially true,” instead of simply, “It is rather cold.”) In fact, however, every sentence that has been arrived at without error is by itself completely true; it is a part of the whole truth and not merely an approximation to, or only one aspect of it. (Should it contain a mistake, however, it is simply false and consequently not an aspect of the truth.)49
These statements lack definiteness on the most vital point, namely, when they refer to errors. The naïve misapprehension of the mathematical logicians is especially evident in their conception that every judgment in any line of thought must be of the same nature as the one which expresses the relatively simple fact that it is cold. They hold that any theory, or for that matter any intellectual whole, is a compound of single judgments the truth of which could be determined individually and independently of the whole, just as in the case of the temperature. In many very important instances, at least, it is imperative to know the whole, the context, before any valid decision can be made. The insight gained may then be expressed in a simple sentence as, for example, in Hegel’s formulation that the true is the whole. In order to comprehend such an insight, however, it is not enough as in the judgment, “it is rather cold,” to appeal to the average level of education or to assume a normal metabolism. The thought as expressed in a general philosophical formulation characterizes a consciousness which has actually passed through a series of reflections leading up to that thought. What it then knows is, if one insists, just as “empirical” as a simple perception. The difference lies in the fact that thought is more actively involved in the achievement than in the statement, “It is rather cold.” This idea is expressed by Hegel in the assertion “that the absolute is to be understood as result.” Hegel’s conception holds not only for absolute knowledge, the problems of which are not so easily dismissed as the empiricists think, but also for most theories which aim beyond the present order. Dialectical logic has reference to thought involved in the interpretation of living reality, to thought in process, and not merely to static expression.
This logic is not a “physics of language” but material knowledge itself, considered under the aspect of its presentation. Schlick and Russell accomplish little when they marshal such sentences as “It is rather cold,” and “Tommy has a cold in the head,”50 against Bradley’s philosophy. Their oft-repeated demand that philosophers should overcome their “instinctive aversion”51 and study logistics must be countered with the reminder that before refuting dialectics one ought at least to know its rudiments. The standpoint, “which is to shake previous philosophy to its foundations,”52 cannot be found in the primitive misconceptions exhibited by the modern empiricists. This is all the more true because not only logistic but every other theory lacks the ability to overthrow the old philosophy, no matter how thorough its acquaintance with the traditions combated. Idealistic philosophy or metaphysics cannot be “shaken to its foundation” by mere theoretical rejection. Nor can it be negated simply by “turning one’s back on philosophy and, with head averted, mumbling a few angry and banal phrases about it.”53
Harmony and significant existence, which metaphysics wrongly designates as true reality as against the contradictions of the phenomenal world, are not meaningless. Powerful economic forces welcome a philosophy that professes not to know what to make of thee conceptions and for that reason prefers to stick to facts; a philosophy that resolves not to make any essential distinction between the conspiracy of brutal despots against all human aspiration to happiness and freedom, on the one hand, and the struggles to defeat these tyrants on the other; a philosophy that reduces the two to the abstract concept of the “given” and even glorifies such conduct as objectivity. These forces expect the scientist to provide the technical means for perpetuating the established order and, particularly, for maintaining a war economy which has long converted peace into its opposite. The large section of the middle class which has been pushed into the background by the free play of economic forces must either side with these powerful economic groups or remain silent and withhold any opinion on vital issues. Thought relinquishes its claim to exercise criticism or to set tasks. Its purely recording and calculatory functions become detached from its spontaneity. Decisions and praxis are held to be something opposed to thought—they are “value judgments,” private caprices, and uncontrollable feelings. The intellect is declared to be connected only externally, if at all, with the conscious interest and the course it may follow. With the Idea there is no connection whatsoever. Thought and will, the parts of the mental process, are severed conceptually. Logically, there can be no objection to the latter procedure. What is very strongly objectionable from the standpoint of logic, however, is the attempt to set these abstractions up as rigid departments into which reason must be divided so that the function of thought would be mere calculation, while choice or decision would be the exclusive province of the will. The objections would apply even if some exponents of this misguided rigor conceded that the will may “make use of” the findings of thought. In view of the fact that the ruling economic powers use science as well as the whole of society for their special ends, this ideology, this identification of thought with the special sciences, must lead to the perpetuation of the status quo. With their increasing impotence in Europe during the last decades the middle class groups mentioned above, whose consciousness is best outlined by this philosophy, have come to regard the established order as the natural one. Face with the intensification of this order in the authoritarian states, they accept the purity advocated by logical empiricism as the given theoretical attitude. (Because its barbarous attitude to language causes it to miss the actual meanings inherent in words, logical empiricism must fail to see the deeper connection between the glorification of the isolated quality of purity [Sauberkeit] and the need for a purge [Saüberung] to which authoritarian states make the most appalling concessions. Its error is the reverse of that made by a certain school of metaphysics which transforms philosophy into hermeneutics and seeks to track down ultimate things by tracing the original meaning of words. The modern empiricists believe it possible, given an accurate knowledge of customary usage, “faithfully” to translate a living language into an artificial one by following certain rules previously agreed upon. Thus it would be possible to translate any existing language into one made to order, for instance, into “physical language” without losing anything in the transfer. They hold that concepts like man or capitalism—provided they are not on the Index Verborum Prohibitorum—could just as well be rendered by “larifari” or “ruarua”; in fact, it would be preferable to choose such “neutral” expressions because once correctly defined, neutral expressions would prevent misunderstanding.)
The confounding of calculatory with rational thinking as such solidifies the monadological isolation of the individual engendered by the present form of economy. The following illusions will throw light on this fallacy. Let us assume a prison with several hundred men incarcerated for life. The prison consists of only one large hall. The necessities of life are supplied from outside. There is not enough food and the number of cots provided is too small for the number of prisoners. Some of the men have been allowed to have musical instruments, others sing and shout from time to time, and an almost continuous uproar prevails as a result. The intelligent prisoner will have to be on the alert to preserve his welfare. He will have to observe his fellow prisoners and study their behavior in all particulars in order to get his share when the food arrives. He will have to figure out when there will be least noise and when he will have the greatest chance to find a vacant cot, then carefully weigh these factors to determine when it would be best to sleep. He will have to engage in psychology and sociology, in fact, in every empirical science which can be of use to him. Factions may be formed, fights develop, and compromises be arranged. Individuals will join or break away from one or the other of these factions according to their strength or interests. In the end, they may submit to the strongest and most brutal individuals, simply because they cannot organize and plan their actions by themselves. Their characteristic intellectual traits will be shrewdness, empirical rationality, and calculation; but, however brilliantly these faculties may develop, they represent only a special kind of thinking. In respect to human affairs, calculation is a poor expedient. We may conceive forms in which the mental powers of individuals do not have merely adaptive functions designed to meet the continually changing situations resulting from their chaotic behavior, but actually define and order their life. For the inwardly isolated prisoner the daily scramble for food, the belligerent attitude of the others, the din alternating with relative quiet are all inescapable natural forces conditioning his life. He has no choice but to submit to these facts in the most rational manner possible. They are realities, just as the prison walls and the quantity of food delivered to the prison.
Where, however, man confronts circumstances which do depend on him and yet eyes them as alien and unalterable his thought is bound to be feeble and abstract. Where today there is nothing but dependence, there could instead be constructive resolve on so wide a scale that even the character of intellectual behavior would be altered. Calculative thought, mere “head” thinking (“Verstandes”-Denken), corresponds to a type of human being who is still in a stage of relative impotence, who is still passive with regard to vital issues, despite all his industrious traits. As a result the functions of management and regulation increasingly become the exclusive privilege of the most powerful. In our bifurcated world, they take on the character of adaptation and artifice far more than that of rationality. Since the development of a higher spontaneity hinges on the creation of a rational community, it is impossible for the individual simply to decree it. As may be noted in the example of the prison, the prerequisite of this goal is that the individual abandon the mere recording and prediction of facts, that is, mere calculation; that he learn to look behind the facts; that he distinguish the superficial from the essential without minimizing the importance of either; that he formulate conceptions that are not simple classifications of the given; and that he continually orient all his experiences to definite goals without falsifying them; in short, that he learn to think dialectically. Modern empiricism joined with logistic is a logic of monads. The criticism brought against it because of its “solipsism” is fully justified.54
Logical empiricism was designated at the outset of this study as an attempt to bring unity and harmony into the inconsistencies of the modern consciousness. While neoromantic philosophers strove to attain this end by disparaging science, the latest branch of positivism seeks to carry it out by hypostatizing the special sciences. The two philosophical movements have a common future. Neither apprehends reality in conscious connection with a definite historical activity, as a body of tendencies, but takes it in the immediate form in which it presents itself. The prometaphysical view absolves the given world by referring it to a significant being that exists independent of historical change. Scientivism rejects all metaphysical categories. It feels “sufficient vitality in itself to affirm the world in its present form . . .” This means that it sees physics as “a science full of vital problems, full of inner movement, and tremendous effort to find the answer to the questions posed by the mind in its quest for knowledge.”55 Scientivism romanticizes the special sciences when it declares that physical theories furnish proof “that man grows with knowledge and carries in himself possibilities of thought forms which he could not even imagine on a previous level.”56
While it is true that metaphysics is wrong to feed mankind on hopes by offering it a being that cannot be verified with the means of science, it is also true that science becomes naively metaphysical when it takes itself to be the knowledge and the theory and even goes so far as to disparage philosophy, that is, every critical attitude toward science. It is true that any position which is manifestly irreconcilable with definite scientific views must be considered false. Even constructive thought must get much of its material from the special sciences, from physics, geography, psychology, etc. When it considers a certain problem, constructive thought brings together conceptions of various disciplines regardless of conventional borderlines. Unlike absolute metaphysical intuition, however, it does not thereby disregard or set aside their contents, but weaves them into the right pattern for the given situation. This positive connection with science does not mean that the language of science is the true and proper form of knowledge. The portions of reality covered by the special sciences are restricted both as to range and treatment in comparison to the level of knowledge attainable today. Just as it is inadmissible to run counter to the tested results of science, it is naive and bigoted to think and speak only in the language of science.
Under present circumstances a language that is panic-stricken enough to say that nothing is disclosed to it and even to declare that “the nothing nothings” (Nichts selbst nichtet) does not, despite its kinship with the unleashed brute forces of the present day, appear more senseless than the self-assured precisionism which discovers a prediction even in the judgment that a man died under horrible torture. This precisionism, like recent metaphysical language, does not take account of the qualitative leap in history and, like the forlorn pessimism of pre-authoritarian metaphysics, fails to call the existing order into question because it maintains its faith in linear progress. The sectarian spirit of such a harmonistic belief in progress is present, too, among those schools that continue to employ living language with the superior reservation that what they “really” intend is physics although they work with “crude” implements for the sake of convenience. Science and its interpretation are two different things. One of Mach’s disciples declares, “Subjects and objects are clusters or bundles of elements; they are composed of consecutively appearing groups of simultaneously appearing elements.”57 This statement has not been proved by physics, of course, but it is, nevertheless, part of a unified general outlook to which its disciples adhere as strictly as the modern European and American followers of Buddhism or Christian Science observe their specific cant and ritual. The compilation of an Index Verborum Prohibitorum containing all words which some noted specialist has pronounced useless, and the formulation of a unitary language and a unitary science, even if their specific usefulness were conceded, do not in any case belong to a science that desires the respect of philosophical thought.
If we are to credit the opinion of this school, however, all this has nothing to do with the case. They claim that fruitful discussion can begin only when the limited problems of logistics, the logical syntax of speech, or the calculation of probabilities are the subjects. It must also be pointed out that this apologetic for restrictedness, highly dubious as it is at the present time, does not belong to science proper, but to the attitude of a philosophic sect which has found its peace in a finite, self-enclosed world view. Nonetheless, its vision of the world, like most religions, permits its adherents to take the most divergent attitudes with respect to historical problems. Ernst Mach was himself a progressive and many members of his school embraced liberal ideas. In terms of the teaching of the school, however, this circumstance is sheer accident; the empiricist doctrine offers no remedy for political or spiritual superstitions. The intellectual honesty of individual personalities and the acute mental vision of certain of their scientific achievements does not make their philosophies any better. Mathematical logicians may have brought calculatory thinking to the level of development of modern industry and technique and may have cleared away a great many antiquated notions; but their own interpretations of what they are doing can, nevertheless, become outworn in the same way that a factory which is thoroughly rationalized and equipped in the most up-to-date fashion may contribute to general disorder and may perpetuate an outmoded system of social chaos. The appeal to the exclusive warranty of facts has been extensively treated in Hegel’s Phenomenology of Mind in which it was properly classified as one form of contemporary consciousness. It has been dealt with above and need merely to be noted here.58
The process of embracing some doctrine or other for the purpose of restoring one’s inner peace as though the events of objective history had nothing to do with the degree of a man’s inner calm, always comes down to a retreat into illusory harmony, a processes of insulation from the world; the result is the same whether the contents of the soothing doctrine are scientific or metaphysical.
Considered in themselves, the problems that are preserved in metaphysics (though in a perverted form), as well as the results of scientific inquiry bear elements of cultural growth. While it is true that mankind has benefited from empiricism because the latter put forward the demand that statements must be legitimated by the intellect, it must also be borne in mind that a great many of the writings of the metaphysicians contain a more profound insight into reality than can be found in the works of special sciences, no matter how well the latter are adapted to the needs of the present. True, metaphysics and science cannot be regarded as two similar branches of knowledge. Bergson, who thought they could, was wrong. Science is largely a critique of metaphysics. Logical positivism, however, stigmatizes as metaphysics all thought which attempts to clarify these relations and all theories that take critical account of the special sciences.
It is true that the responsibility for prevailing conditions is shared by metaphysicians because they have glorified those conditions and have evolved an absurd mode of speech; in the new scientivism, however, man becomes completely dumb and only science speaks out. Owing to their median position in society the positivists see their enemies on both sides. They are opposed to thought, whether it tend forward with reason, or backward with metaphysics. The defense of science against theology by means of epistemological and logical argument was a progressive movement in the seventeenth century. Philosophers made themselves champions of one aspect of the new mode of social life. In our time, however, when this social form has long changed its meaning for mankind, it would be evidence of a most naïve interpretation of the historical situation to hold that the only legitimate intellectual pursuit is to cultivate the special knowledge that belongs to that social form and its mode of production and that everything that oversteps these limits is, on principle, theology or some other transcendental belief, crass reaction and absurdity, to insist, in other words, that the force of the antithesis has not been shifted and that the issue is still science versus metaphysics, and metaphysics versus science.
The knowledge brought to light by science is used to perpetuate the social mechanism; on the other hand, it is also mobilized for its overthrow. The contradictory patterns into which it thus enters have long dominated the intellectual atmosphere. Science and metaphysics have been brought together unwittingly. The thought or theory that is committed to a happier future, and not to the existing world and its indicated forms of experience, must nevertheless arise from this existing world. This kind of thought has naturally become rare in the present period of defeat and deflation; its rarity is identical with the disillusionment prevailing everywhere. In spite of this important fact the empiricists, even the most progressive among them, will recognize only one hostile force against which they direct their struggle. Hopelessly confusing the fronts, they stigmatize everyone as metaphysician or poet, no matter whether he turns things into their opposites or calls a spade a spade. A philosophy that confuses logic with logistic and reason with physics must of necessity misjudge the poet. The poet’s aim need not always be poetry, it may be truth. It can easily happen that poetry, keeping meticulously within its limits, as positivism expects knowledge to do, will be struck dumb at the horror of this age, just as science is.
Metaphysics may well be proud of the newest attack against it; it has been identified with thought.
1 Max Planck, Vom Wesen der Willensfreiheit (Leipzig, 1936), pp. 20f.
2 Planck, op. cit., p. 24.
3 Ibid.
4 M. Fréret, Lettre de Thrasibule à Leucippe (London, n.d.), p. 23.
5 Bertrand Russell, “The Congress of Scientific Philosophy,” Actes du Congrès International de Philosophie Scientifique (Paris, 1936), No. 1, p. 11.
6 Rudolf Carnap, “Die alte und die neue Logik,” Erkenntnis, I (Leipzig, 1930/31), 24.
7 John Locke, An Essay Concerning Human Understanding, ed. by A. C. Fraser (Oxford, 1894), Introduction, Sec. 2, p. 27.
8 David Hume, A Treatise of Human Nature, ed. by L. A. Selby-Bigge (Oxford, 1928), p. xx.
9 Cf. Rudolf Carnap, Logical Syntax of Language, tr. Amethe Smeaton (New York and London, 1937), p. 319.
10 Ludwig Wittgenstein, Tractatus Logico-Philosophicus (London, 1922), p. 21.
11 Carnap, Logical Syntax of Language, p. 318.
12 Logical empiricism is at one with the currently dominant theory of knowledge in maintaining that the resolution of the conflict between fact and theory cannot itself be theoretically formulated. “Here is where genius comes into its own,” is the explanation offered by Hermann Weyl, Philosophie der Naturwissenschaft, in Handbuch der Philosophie, II (Munich–Berlin, 1927), p. 113.
13 Cf. especially: “Soziologie im Physikalismus,” Erkenntnis, II (1931), pp. 423–28; and Empirische Soziologie (Vienna, 1931), pp. 128–147.
14 Otto Neurath, “L’Encyclopédie comme ‘modèle,’” Revue de synthese, XII (1936), p. 188.
15 The philosophical consequences of regarding corporeal things in their pure state (that is, completely abstracted from subjectivity and from human praxis) as concrete realities have been discussed by Edmund Husserl in his recent The Crisis of European Sciences and Transcendental Phenomenology (1936; tr. by David Carr; Evanston: North-western University Press, 1970). The book came to my attention only after the present essay had been completed. Even though this most recent publication of the last genuine theoretician of knowledge is not concerned specifically with the “physicalist movement” (“Vienna Circle,” “logical empiricism”) but with physicalism generally, the hypostatizations to which it calls attention are what has led to this newest form of physicalism. All the factors we have been discussing—uncritical objectivism, the absolutizing of special science, the many affinities (at least from our contemporary viewpoint) between empiricism and rationalism, the neutralization of Hume’s skepticism in his followers—are all noted in Husserl’s analysis and an attempt is made to explain them. Despite the great difference between Husserl’s outlook and the theory we are proposing here, his book with its extremely abstract discussion of problems has more to contribute to contemporary historical tasks than does pragmatism for all its vaunted relevance or the writing and thinking, supposedly addressed to the “man in the street,” of many young intellectuals who are in fact ashamed of their role.
16 Rudolf Carnap, The Unity of Science (London, 1934), p. 65.
17 Ernst Mach, The Analysis of Sensations, tr. from the first German edition by C. M. Williams (Chicago and London, 1914), p. 36.
18 Mach, op. cit., p. 344.
19 Carnap, The Unity of Science, p. 64f.
20 Carnap, op. cit., p. 66.
21 Carnap, op. cit., p. 97.
22 Leibniz, Hauptschriften zur Grundlegung der Philosophie, ed. by Ernst Cassirer (Leipzig, 1904–1906), II p. 299.
23 Bertrand Russell, Philosophy (New York, 1927), p. 223f.
24 Hans Hahn, “Logik, Mathematik und Naturerkennen,” Einheitswissenschaft, ed. by Otto Neurath et al., Heft 2 (Vienna, 1933), p. 9.
25 Le Gutenberg, Organe de la Federation Suisse des Typographes, August 28, 1936.
26 Otto Neurath, Empirische Soziologie, p. 105.
27 Neurath, op. cit., p. 67.
28 Neurath, op. cit., p. 68.
29 Neurath, op. cit., p. 106.
30 Neurath, op. cit., p. 131.
31 Hume, op. cit., p. 268f.
32 Hegel, “Verhältnis des Skeptizismus zur Philosophie,’ Sämtliche Werke, I (Jubiläumsausgabe; Stuttgart, 1927), p. 253.
33 Ernst Cassirer, Philosophie der symbolischen Formen (Berlin, 1923), I, 233.
34 Cassirer, op. cit., I, p. 232.
35 Russell, Philosophy, p. 119.
36 Empirical matter-of-factness has penetrated even into the French language. In order to do justice to Ballungen, the translator had to enrich his mother tongue with the word “grégats.” Cf. Neurath, “L’Encyclopédie,” p. 190.
37 Relativism, in the sense of an indifference on the part of science towards values and ends, is nowadays represented as the general characteristic of a liberal outlook. This is a misconception. The “tolerance” of the Enlightenment was certainly not neutral. It meant siding with the bourgeoisie against feudalism, with deism against the Church, with the demand that convicts be given useful work as against the practice of torturing them, etc. Modern relativism is actually the ideological capitulation of liberalism to the new autocratic systems. It is the admission of its own impotence, the transition to an authoritarian philosophy, which here as well as in other directions constitutes the natural consequence of relativism: “Super-Relativism.” “We recognize the demands of relativism,” declares Neurath (“L’Encyclopédie,” p. 189). With disarming simplicity, the positivists blend relativism with democracy and pacifism, asserting that these have “a natural affinity with the basic assumptions of relativism” (H. Kelsen, “Wissenschaft und Demokratie,” a feuilleton in The Neue Züricher Zeitung, No. 321, February 23, 1937). Mussolini has grasped the situation with more acumen. He has always prided himself on having maintained a relativistic attitude in contrast to socialism and all other political doctrines. His movement never had a straightforward program. As the situation demanded, it called itself aristocratic or democratic, revolutionary or reactionary, proletarian or antiproletarian, pacifistic or antipacifistic. This, according to Mussolini, bears out its claim “to stem directly from the most up-to-date trend of the European mind,” namely from the relativistic trend of philosophy. “From the circumstance that one ideology is as good as the next, that is, that all are mere fictions, the modern relativist infers that everybody has the right to create his own ideology and to get the most out of it with all the energy at his disposal.” (Mussolini, “Relativismo e fascismo,” Diuturna, Milan, 1924, pp. 374–377). Relativism, which is without philosophical justification, is an element of a social dynamic which moves toward authoritarian forms, Indifference to the idea in theory is the precursor of cynicism in practical life.
38 Cf. Friedrich Engels, “Dialektik und Natur,” Marx-Engels Archiv, II (1927), 207–216; Horkheimer, “Materialism and Metaphysics,” pp. 10–46 of this volume.
39 Bertrand Russell, Our Knowledge of the External World (Chicago and London, 1929), p. 40.
40 Russell, op. cit., p. 45f.
41 Carnap, “Die alte und die neue Logik,” p. 26.
42 Cf. Rudolf Carnap, Abriss der Logistik (Vienna, 1929), p. 3ff.
43 Cf. Max Horkheimer, “Zum Problem der Wahrheit,” Kritische Theorie, I (Frankfurt, 1968), p. 265ff.
44 Hahn, “Logik, Mathematik und Naturerkennen,” p. 9.
45 Russell, Our Knowledge of the External World, pp. 40–41.
46 Russell, op. cit., pp. 48–49.
47 Carnap, “Die alte und die neue Logik,” p. 13.
48 Heinrich Scholz, “Die klassische deutsche Philosophie und die neue Logik,” Actes du Congrès International de Philosophie Scientifique, Part VIII (Paris, 1936), 2.
49 Moritz Schlick, “Philosophie und Naturwissenschaft,” Erkenntnis, IV (1938), 381.
50 Cf. Bertrand Russell, Philosophy, pp. 250–3.
51 Carnap, op. cit., p. 13.
52 Ibid.
53 Karl Marx, “Zur Kritik der Hegelschen Rechtsphilosophie,” Aus dem literarischen Nachlass von Karl Marx und Friedrick Engels, ed. by F. Mehring (Stuttgart, 1920), I, 390.
54 The solipsistic character of modern empiricism has not been treated in this study. It has, however, been the subject of repeated attack since the early years of this century. Since the publication of the early polemics against empirio-criticism, nothing has changed in the positivist doctrine and method except that it exercises greater caution in its formulations. It now claims not to deny consciousness and physical states, but merely to maintain that all psychological concepts may be traced back to physical ones, which, of course, leads to the same thing. Logical empiricists are apparently unable to see that at times it is the inner states which are significant rather than outer effects. They affirm that it makes no difference in knowledge whether or not consciousness is attributed to man. Carnap ridicules as metaphysical flummery the sate of Empedocles that the attraction and repulsion of matter are to be understood as love and hate (“Logic,” Factors Determining Human Behavior, Harvard Tercentenary Publications [Cambridge, Mass.], 1937, p. 110). It is his opinion that this statement means nothing at all. What holds for matter holds equally for man. In the case of the body, too, it is declared to be nonsense to conceive that it is moved by love, and hate, pleasure and pain. According to the terminology proper to the school, such a logical verdict does not arise from solipsism or nihilism, but from a methodological prescript: the claim that man has a consciousness is not false, but meaningless. Nihilism is, however, present in its assertion that not only are you nothing, but I am nothing. This philosophy corresponds fairly accurately to the feeling characteristic of the followers of an authoritarian leader.
55 Hans Reichenbach, “Die philosophische Bedeutung der modernen Physik,” Erkenntnis, I (1930/31), 70–71.
56 Reichenbach, op. cit., p. 71.
57 Friedrich Adler, Ernst Machs überwindung des mechanischen Materialismus (Vienna, 1918), p. 88.
58 Cf. Hegel, Phenomenology of Mind, tr. by J. B. Baillai (London, 1910), I.