The subject of this book is of historical and contemporary importance. The canard that ours is an unsentimental and even anti-sentimental culture has been advanced by influential twentieth-century opinion makers. In modern high culture, sentimentality is often thought of as vaguely embarrassing or is condemned for being in bad taste or for being insincere. It can, of course, be all these things, but it need not necessarily be any of them. The success of the Royal Shakespeare Company’s “sentimental” Nicholas Nickleby may have surprised some and distressed others, though those who were delighted far outnumbered those who were not. Neither Dickens nor his contemporaries would have been in the least surprised. Dickens believed that there was an instinctive, irrepressible need for human beings to affirm both in private and in public that they possessed moral sentiments, that these sentiments were innate, that they best expressed themselves through spontaneous feelings, and that sentimentality in life and in art had a moral basis. People—all people, except those who had been the victims of perverse conditioning or some misfortune of nature—instinctively felt, in Dickens’ view, pleasure, moral pleasure, when those they thought of as good triumphed and those they thought of as bad were defeated. Most Victorians believed that the human community was one of shared moral feelings, and that sentimentality was a desirable way of feeling and of expressing ourselves morally.
This is a definition of human nature that not all of Dickens’ contemporaries, let alone ours, agreed with. Its origin in our culture is eighteenth-century moral philosophy, with its optimistic view of human nature and human potential. The optimism of eighteenth-century moral philosophy was streaked with dark shadows, both in life and in literature. Puritan and Hobbesian pessimism provided a constant counter-current. In the nineteenth century, and particularly among the Victorians, utilitarianism, rationalism, scientific determinism, and a weakening but still powerful Calvinism argued strongly against the moral sentiments. Still, much of popular culture then as now assumed that we do have innate moral sentiments, and that sentimentality is an expression of the basic nature of human nature. Most of the significant relationships and transactions of life appear, to many people, to be a response to instinctive moral feeling. Certainly the motivating force of the modern democratic ethos has been moral feeling, the felt conviction that we are to a considerable extent responsible for individual and communal welfare. Our society still functions, ultimately, on the belief that we know right from wrong through our innate feelings, and that, as Nicodemus Boffin says in Dickens’ Our Mutual Friend, “It’s a very good thing to think well of another person, and it’s a very good thing to be thought well of by another person.” He does not need to explain why.
This short study, the intent of which is to stimulate thought and suggest lines of further consideration, attempts to explain what it is Mr. Boffin thinks needs no explaining. Victorian culture, once the living inheritance of our parents and grandparents, has now become so distant that we cannot take for granted that we know the underlying assumptions made by Victorians about human nature and moral values. Without careful investigation and thought, we cannot know that we are even recognizing the assumptions that informed and gave communal significance to the bare statements that Victorian literature presents. Sometimes, indeed, we do not know that the Victorians meant this or that rather than something else, partly because we are misled by a common vocabulary into assuming that the words meant then what they do now, partly because post—World War II American and, to a lesser extent, British emphasis on critical reading and literary theory rather than on historical studies has produced many readings of Victorian literature that do not take into account crucial distinctions between Victorian and modern culture. Sometimes such conflations have been stimulating, even illuminating, especially about those aspects of Victorian literature that anticipate modern preoccupations, such as the prevalence of wasteland imagery, the emphasis on the alienated self, and the fascination with psychological states. The modernizing of Victorian literature, however, has had only limited success, leaving unilluminated numbers of key Victorian themes and patterns embedded so deeply in peculiarly Victorian values that modern preemption has proved impossible. One of these themes is Victorian sentimentality, a subject that many talk of though few speak well or sensibly about. There is little of value in print on the subject, and the purpose of this essay is to encourage a more informed and tolerant understanding and to stimulate more discussion of Victorian sentimentality by providing a brief introduction and a speculative theory that places Victorian sentimentality in the context of the history of ideas.
British Victorian sentimentality originated in eighteenth-century moral philosophy, particularly in the definitions of human nature offered by the major philosophers associated with the doctrine of the moral sentiments (or the moral affections) and benevolence. Consequently, Victorian sentimentality should not be evaluated in the terms offered by the mimetic tradition in both literature and the general culture, to which it is in fundamental, purposeful opposition, but as a protest against the increasingly powerful forces of philosophical and scientific realism that the intellectual community advanced but popular opinion rejected.
“Realism” is a hopelessly complicated term and subject. In literature, particularly in the novel, it stands for the use of devices of style and structure that stress the illusion that the world depicted by the author is governed by the same laws of cause and effect and the same conditions of physical concreteness that readers experience in their own lives. Philosophical realism is a broader phrase referring to various movements in interpreting life and reality that have as their basic principle that the world must be seen in practical, experiential terms, as it is, with all its mundane limitations, rather than through ideal, harmonizing constructs of the imagination, as we would like it to be. In the reductive terms of traditional textbook philosophy, the new Aristotelians opposed the new Platonists, philosophical realism denied the truth of traditional philosophical idealism. As a child of philosophical idealism, Victorian sentimentality defended the vision of the ideal against the claim that the universe and human history are governed by mechanical, or rational, or deterministic, or pragmatic forces; that we cannot maintain metaphysical or religious ideals; that all human nature is flawed; and that literature should not falsify life by depicting ideal characters and happy endings. Understood in the context of eighteenth-century moral philosophy, whose prime purpose was to adapt philosophical idealism to modern conditions, Victorian sentimentality, I suggest, was a late and occasionally shrill stage in a vigorous rear-guard action to defend human nature from further devaluation.
Chapter 1 presents the eighteenth-century background, the various philosophical and literary channels, through which eighteenth-century ideas about human nature, especially in regard to the moral sentiments and sentimentality, became the assumptions, the working values, of many Victorian writers, particularly the two supreme novelists of the mid-century, Dickens and Thackeray. Lord Shaftesbury, Francis Hutcheson, Adam Smith, and David Hume provided the intellectual substructure for the widespread, popularly cherished Victorian belief that human beings are innately good, that the source of evil is malignant social conditioning, and that the spontaneous, uninhibited expression of the natural feelings (good because they are natural, good because we are by nature good) is admirable and the basis for successful human relationships. Such philosophical writings sometimes influenced the Victorians directly. Dickens, Thackeray more so, and Carlyle extensively, read the moral philosophers. Still, much of the tone and substance of this optimistic view of human nature and the role of the sentiments flowed into the Victorian consciousness indirectly through the influential, widely read masters of eighteenth-century literature, especially Pope, Fielding, Richardson, and Goldsmith, who are the literary side of the coin of moral philosophy, and who had immense impact on the Victorians.
Chapter 2 focuses on Dickens. The most widely read Victorian writer in our time, he is so prominently associated with both the blessings and the banes of sentimentality that it seems sensible to highlight his practices and views on the subject. Dickens’ sentimentality is a joy to those who respond to it but an embarrassment to those whose sense of taste and reality it offends. For those conditioned by the rigors of modernism and any of the varieties of philosophical realism, the master has been flawed by the moral and aesthetic vice of sentimentality. Dickens’ genius, though, is deeply embedded in his belief in the moral sentiments and cannot, I believe, be comprehended outside of its Victorian idealistic assumptions, complicated and inconsistent as they are. As we try to understand Dickens’ sentimentality, it is important that we understand his indebtedness to Goldsmith and Wordsworth, the moral significance of his treatment of death, his awareness of the potential gap between feelings and moral acts, his corresponding concern with “benevolence” as a means of closing that gap, and the irresolvable problems he confronted in his efforts to provide moral paradigms in his fiction to compensate for their absence in society.
Chapters 3 and 4 deal with Thackeray, emphasizing in particular Vanity Fair and The English Humourists of the Eighteenth Century. Modern readings of Thackeray tend to transform him, at worst into a cynic about human nature, at best into an embodiment of modern ambivalence. But, despite his “irony,” his “realism,” and his alleged “cynicism,” Thackeray was as much a sentimentalist in his view of human nature and its moral instincts as was Dickens. In contrast, Carlyle, the subject of Chapter 5, became the spokesman for those ambivalent Victorians who anticipated the twentieth-century renunciation of sentimentality without being immune to, let alone liberated from, the feelings to which sentimentality appeals. Carlyle was hostile to sentimentality mainly because he associated it with sensuality, particularly in fiction, and with a definition of human nature that is secular and ethical rather than transcendental and spiritual, though his emphasis on his own feelings as self-evidently moral and his dependence on moral ideals in his depiction of the hero have sentimental dimensions. Carlyle attempted to reject sentimentality without also rejecting philosophical idealism, partly because, unlike so many Victorians, he believed that sentimentality corrupted rather than supported philosophical idealism, partly because he could not accept the beneficent view of human nature that moral philosophy presented. He sensed that Dickens and Thackeray, given the assumptions of sentimentality, strained to account—or failed to account satisfactorily—for the existence of evil.
Except for Wordsworth, whose own roots were firmly embedded in eighteenth-century moral philosophy, the major Romantic writers played no significant role in the formation of the Victorian attitude toward sentimentality. The Romantics have been loosely described as exponents of a religion of the heart and of a psychology of the sensibility. Except for Wordsworth, I doubt that the former is true, and that the latter is correct corroborates my claim that the Romantics in general are neither the source of nor correlatives for Victorian sentimentality. Romantic sensibility is not congenial either to eighteenth-century moral philosophy or to Victorian sentimentality. The Romantic idealization of sensibility came through Rousseau, Sterne, and Mackenzie. The tear-filled worship of sacred sentimentality in Victorian culture came through the philosophy and literature of the moral sentiments that the early Victorians read, studied, and breathed as their childhood air. Since Wordsworth is the Romantic poet whose feelings and ideas the Victorians most deeply inhaled, it is not surprising that the Wordsworthian elements in the Victorian sentimental writers support and confirm the definition of human nature and the doctrine of the moral sentiments that the Victorians derived from their eighteenth-century idols. For the purpose of understanding Victorian sentimentality, it is as if the Romantics, with the exception of Wordsworth, hardly existed. Life and influence came from the grandfathers rather than from the fathers.
Since this is a speculative essay, I hope that the broad overview I present in Chapter 1 and the emphasis on Dickens, Thackeray, and Carlyle throughout will encourage others to expand the survey to include Bronte, Trollope, George Eliot, and Victorian popular literature. Dickens, Thackeray, and Carlyle do, I believe, represent the various levels and the dominant patterns of Victorian literary culture as a whole. Two of them were the most popular serious novelists of the early and mid-Victorian years; Carlyle was the most influential writer of nonfictional prose, and his impact can be located in the special genius of his works rather than in a broadly based popular tradition. Each in his distinctive way expresses the Victorian attempt to come to terms with the definition of human nature and the values of sentimentality derived from eighteenth-century moral philosophy. Each expresses both the pains and the pleasures of the challenge. I do, of course, make brief comments on numbers of other Victorian writers. But my interest is more in theory than in praxis, and it may be that the author who one day undertakes the definitive survey of the subject will find this speculative essay a helpful point of departure.