INDEX

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affordable housing mandate

Alesina, Alberto

Alger, Horatio

alpha (excess returns)

Alphatec

American International Group (AIG): bailout of; compensation of employees and managers of; credit default swaps of; customers of; financial problems of; Financial Products unit of

Angeletos, George-Marios

annuities

antitrust regulations

Argentina: G-20 membership of; state-owned enterprises in

Aristotle

arm’s length systems: of employment; financial

Asia: economic growth in; exchange-rate policies in; exports of; financial crisis of 1998; financial systems in; foreign debt of governments in; recovery from crisis; savings in. See also specific countries

asset-backed securities. See mortgage-backed securities

asset prices: departures from fundamentals; increases in. See also housing market

Australia, economic growth of

automobile industry: government bailouts of; in India

Bagehot, Walter

bailouts: of AIG; of automobile industry; of banks; of Fannie Mae and Freddie Mac; political consequences of; shortcomings of

Bank of America

Bank of Japan

Bank of North Dakota

bankruptcies

banks: bailouts of; boards of; CEOs of; compensation in; competition among; debt of; deposit insurance for; deposits in; in developing countries; failures of; financial system roles of; lending standards of; loans to developing countries by; mortgage-backed securities held by;

banks (continued) mortgage lending process of; off–balance sheet assets of; organizational complexity of; performance measurement in; power of; proprietary trading by; regional; revolving door with government; risk exposures of; risk managers in; rural; shareholders of; short-term debt of; state-owned; stock prices of; too systemic to fail; transparent structures of. See also central banks; financial systems; investment banks; regulation, banking

Barofsky, Neil

Bear Stearns

behavioral economics

Benartzi, Shlomo

benchmarking

Bernanke, Ben

Bloomberg, Michael

bond holders

bonds: covered; insurers of. See also government bonds; interest rates

Brandeis, Louis

Brazil: economic reforms in; exchange-rate policies of; financial crisis in; interest spreads in

brokers, mortgage

Brown, Gordon

bubbles: development of; dot-com; Federal Reserve policies and; in Japan. See also housing market

budget deficits, federal

buffers, capital

bureaucracies

Bush, George H. W.

Bush, George W.

Bush (George W.) administration

businesses. See firms

business schools

Calomiris, Charles W.

Camdessus, Michel

Canada, health care costs in

capital: buffers; contingent; organizational; physical; requirements for banks; venture. See also human capital

capitalism: competitive markets in; crony; free-enterprise; relationship (managed); self-interest in

Carville, James

Cassano, Joseph

Cayne, James

CDOs. See collateralized debt obligations

central banks: Chinese; of developing countries; objectives of; purchases of dollar assets; regulatory responsibilities of; resources for managing crises. See also Federal Reserve; interest rates; monetary policy

chaebols

Chanos, James

charitable giving

charter schools

children: Chinese one-child policy; development of; health and nutrition of. See also education

Chile, economic growth of

China: consumption in; economic growth of; energy consumption in; exchange-rate intervention by; export-led growth strategy of; exports of; foreign reserves of; interest rates in; investment in; middle class in; one-child policy of; reforms in; savings in; state-owned enterprises in

Chrysler

Citigroup: board members of; CEO of; off–balance sheet assets of; risk managers of; risks taken by; salaries in; stock price of

climate change

Clinton, Bill

Clinton administration

CLOs. See collateralized loan obligations

cognitive capture

Cole, Shawn

collateralized debt obligations (CDOs)

collateralized loan obligations (CLOs)

colleges. See higher education

Community Reinvestment Act (CRA)

conglomerates

consumption: in China; in developing countries; discouragement of; of energy; excess; in Japan; of middle class; political pressure for economic stimulus to; in United States

contingent capital

corruption

CRA. See Community Reinvestment Act

credit: benefits and costs of easy; definition of; democratization of

credit card debt

credit default swaps

credit markets: access to; in developing countries; expansion of; government intervention in; informal; microcredit; political pressure for easy credit. See also subprime mortgage market

credit ratings, of mortgage-backed securities

crises. See financial crises

crony capitalism

currencies. See exchange-rate policies

current-account balances

debt: consumer; government; household; negative views of. See also credit markets; foreign debt; mortgages

Defoe, Daniel, A Plan of the English Commerce

demand: in housing market; interest rate levels and; in United States. See also consumption

democracies

democratization of credit

Dennis, William

deposit insurance

deregulation

developing countries: central banks of; consumption in; current-account surpluses of; economic growth of; excess savings of; exchange-rate policies of; financial systems of; foreign debt of; foreign exchange reserves of; foreign investment in; microcredit in; organizational capital in; poverty in; trade deficits of; trade surpluses of

Dimon, Jamie

disability payments

dot-com bubble

Douthat, Ross

early developers

earthquake, Haitian

earthquake insurance

East Asia. See Asia; specific countries

East India Company

economic growth: of developing countries; financial sector role in; global policy coordination for; of industrial countries; of late developers; moderated fluctuations in; monetary policy and. See also export-led growth strategies; recessions

economists: debates on credit access; failings of; technology used

education: accountability; class sizes; distance; early childhood; family influences and; formal; human capital formation; improving quality of; increased attainment rates; inequality in; intrinsic worth of; No Child Left Behind Act; ongoing; parental choice; quality of; relationship to incomes; school year lengths; student performance; of teachers; teaching quality; technology in. See also higher education

efficient markets hypothesis

elevator ladies

Elizabeth I, Queen

Embraer

Emmanuel, Rahm

employment: Federal Reserve policies and; hiring process and; jobless recoveries; layoffs; motivations in; on-the-job training; political pressure for economic stimulus; portable benefits; sabbaticals; skills needed in; technological change and; temporary. See also labor force; unemployment rates

employment benefits. See health insurance

energy use

England. See also United Kingdom

Enron

environmental sustainability

Europe: covered bonds held by banks; firms in. See also specific countries

European Central Bank

European Union (EU)

exchange-rate policies: of Brazil; of China; of developing countries; of India; of Japan

expectations hypothesis

export-led growth strategies: of China; dependence on foreign consumers; in future; of Germany; of Japan; of late developers; managed capitalism and; success of; transition to balanced economy; weaknesses of

exports: of China; of India; of Japan; of South Korea; of Taiwan. See also trade

The Fable of the Bees (Mandeville)

family influences on education and human capital

Fannie Mae (Federal National Mortgage Association): establishment of; foreign investors in; government takeover of; lending to support housing prices; losses of; mandate of; mortgage-backed securities issued by; reforms of; role in subprime crisis

fault lines: consequences of; in future; geological; income inequality in United States as; interaction of arm’s-length and relationship-based financial systems; political; reforms needed to address; systemic; trade imbalances

FDIC Improvement Act of 1991

Federal Deposit Insurance Corporation (FDIC)

Federal Home Loan Mortgage Corporation. See Freddie Mac

Federal Housing Administration (FHA)

Federal National Mortgage Association. See Fannie Mae

Federal Reserve: Bernanke as chairman of; Bernanke as governor of; establishment of; Greenspan as chairman of; Greenspan put and; healthy-economy mandate of; independence of; inflation-fighting policies of; influence of; interest-rate cuts by; interest-rate hikes by; interest-rate policies of; mistakes by; mortgage-backed security purchases by; objectives of; political pressures on; reforms of; regulatory responsibilities of; responses to recession of 2001; Survey of Consumer Finances

Federal Reserve Bank of Kansas City

Feldstein, Martin

Ferguson, Niall

FHA. See Federal Housing Administration

financial crises: of 2007-8; Asian (1998); in India; in Japan; Mexican (1994); resilience of systems; resources for managing. See also fault lines

financial markets.stock market

financial systems: arm’s length; competition in; deregulation of; of developing countries; economic growth and; incentives in; innovation in; monetary policy and; public distrust of; redundancy in; reforms in; regulation of; relationship-based; resilience of. See also banks; investment banks

firms: conglomerates; differences between American and other; political power of; regulation of. See also banks

fiscal stimulus: discretionary; in jobless recoveries; Keynesian doctrine of; Obama administration package (2009); political

fiscal stimulus (continued) pressure for; in United States

FNMA (Federal National Mortgage Association). See Fannie Mae

food prices

foreign debt: of developing countries; fickleness of financers; in foreign currencies; Mexican crisis (1994); reducing; short-term

foreign exchange reserves: of China; of developing countries

foreign investment: in developing countries; in East Asia; in mortgage-backed securities; in U.S. government bonds

Formosa Plastics Group

France: annuities sold by monarchy; automobile industry in; energy consumption in; health care costs in; social welfare spending in; state-owned enterprises in; unemployment benefits in

Franklin, Benjamin

fraud

Freddie Mac (Federal Home Loan Mortgage Corporation): establishment of; foreign investors in; government takeover of; lending to support housing prices; losses of; mandate of; mortgage-backed securities issued by; reforms of; role in subprime crisis

free-enterprise capitalism

French, Ken

French Revolution

Frieden, Jeffry

Fuld, Richard

G-7 (Group of 7)

G-20 (Group of 20)

Gelband, Michael

Gender, Robert

General Motors

Germany: banks in; energy consumption in; export-led growth strategy of; health care costs in; Landesbanks in; social welfare spending in; unemployment benefits in; Weimar Republic

Ginnie Mae (Government National Mortgage Association)

Glass-Steagall Act of 1933

global economic governance reforms

GNMA (Government National Mortgage Association). See Ginnie Mae

Goldin, Claudia

Goldman Sachs

government bonds: foreign investors in; risk premium on

government intervention: attitudes toward; corruption and; in credit markets; in early developers; expectations of; in financial systems; in housing market; in India; limitations of; managed capitalism strategy; in market economies; private sector influence on; reducing; risk taking and; role in financial crisis; state-owned enterprises; unintended consequences of. See also exchange-rate policies; export-led growth strategies; regulation

Government National Mortgage Association. See Ginnie Mae

government-sponsored enterprises (GSEs). See Fannie Mae; Freddie Mac; Ginnie Mae

Grapes of Wrath (Steinbeck)

Great Depression

greed

Greenspan, Alan

Greenspan put

growth. See economic growth; export-led growth strategies

GSEs (government-sponsored enterprises). See Fannie Mae; Freddie Mac; Ginnie Mae

Haitian earthquake

Hart, Robert M.

Hayek, Friedrich von

Head Start

health care: cost-efficiency of; in developing countries; medical tourism

health insurance: adverse-selection problem of; costs of; employment-based; in Europe; reform act (2010); required; subsidies for; universal; U.S. system of

Heckman, James

hedge funds

Henry VII, King

Heymath

higher education: business schools; costs of; enrollment assistance for; future of; graduation rates of; relationship to incomes

high school graduation rates. See also education

Hillery, Ruthie

HOLC. See Home Owner’s Loan Corporation

Holmes, Steven

home equity loans

home ownership: affordable housing mandate; government policies to expand; rates of; tax credits

Home Owner’s Loan Corporation (HOLC)

Horioka, Charles

hospitals

Housing and Urban Development, Department of (HUD)

housing market: boom in; bust in; credit expansion in; demand in; effects of low interest rates in; government intervention in; historical evolution of; oversupply in; price increases in; tax breaks in. See also mortgages; subprime mortgage market

Huang, Yasheng

HUD. See Housing and Urban Development, Department of

human capital: access to; components of; definition of; improving; non-cognitive skills; training; value of. See also education

IMF. See International Monetary Fund

immigration: effects on income inequality; illegal

imports: of India; of United States. See also trade

incentives: in bureaucracies; effects of unemployment benefits; in financial firms; in governments; reforms of;

incentives (continued) for risk-taking

income inequality: attitudes toward; causes of increases in; credit expansion and; economic benefits of; increases in; policy responses to; political pressure for easy credit and; political pressure for economic stimulus and; reducing

incomes: college premium; financial institution compensation; of hedge fund managers; from investments; in Kenya; opportunities for increasing; of physicians. See also economic growth; poverty; wages

India: British rule of; central bank of; conglomerates in; economic growth of; economic policies of; energy consumption in; exchange-rate policies of; exports of; financial crisis in; government intervention in credit markets in; health care costs in; physical capital in; reforms in; trade policies of

Indonesia: economic crisis in; IMF loans to

industrial development: early developers; in India; late developers; in Taiwan

inequality. See income inequality

infant-industry protection

inflation: in asset prices; expectations of; Federal Reserve policies and; relationship to unemployment; in United States

innovation. See also technological change

institutional economics

insurance: bond; earthquake; livelihood; mortgage. See also health insurance; unemployment benefits

interest rates: on bank deposits; in China; consequences of low; effects of; expectations hypothesis and; increases to fight inflation; in Japan; long-term; low levels of; on mortgages; on savings; short-term; spreads of; Taylor rule and

International Monetary Fund (IMF): Asian financial crisis and; conditionality of loans; influence of; Mexican loans (1994); policy coordination role of; reforms in; staff of; warnings about trade imbalances

Internet: communicating with public through; distance education; use in hiring

investment: bond holders; boom in; in China; in East Asia; housing; incomes from; in managed capitalist systems; in physical capital; relationship to saving. See also foreign investment

investment banks. See also banks

investment managers. See also hedge funds

Jackson Hole Conferences

Japan: central bank of; competition in; consumption in; economic growth of; education in; elevator ladies in; employment in; energy consumption in; exchange-rate policies of; export-led growth strategy of; exports of; financial bubble and crisis in; health care costs in; keiretsus in; managed capitalism in

jobless recoveries: political pressure for economic stimulus during; in United States

jobs. See employment; labor force

Johnson, Lyndon B.

JP Morgan

Katz, Lawrence

keiretsus

Kenya, government expenditures in

Keynes, John Maynard

labor force: migration of; mobility of; protective legislation and; resilience of; skills of; training; women in. See also employment; income inequality; wages

labor unions. See unions

late developers

Lee Kuan Yew

Lehman Brothers: board members of; CEO of; collapse of; risks taken by; salaries in; short selling by; subsidiaries of

Lenin, Vladimir

liquidity. See also monetary policy

liquidity risk

livelihood insurance

Lucas, Robert E., Jr.

Madoff, Bernard

Malaysia: economic growth of; export-led growth strategy of; investment in

managed capitalism: in Asia; challenges of; export-led growth strategies and; investment and; success of

Mandeville, Bernard, The Fable of the Bees

markets. See capitalism; financial markets; housing market; prices; stock market

marriage

McCarthy, Nolan

Medicaid

medical care. See health care; physicians

medical malpractice

Medicare

Merrill Lynch

Mexico: conditional cash transfers; financial crisis of 1994

Mian, Atif

microcredit

middle class

migration

mobility: economic; factors restricting; of workers

models, economic

Mohamad, Mahathir

monetary policy: credit expansion and; financial stability and; housing market and; improvements in; Japanese; Keynesian; lags in; political influences on; reforms of; of United States. See also central banks; interest rates

money-market funds

moral hazard

Morgan, J. P., See also JP Morgan

Morrice, Brad

mortgage-backed securities: credit risk of; Fannie Mae and Freddie Mac issues; federal purchases of; held by banks; investors in; ratings of; risks of; subprime mortgages in; tail risks of; tranches of

mortgage brokers

mortgage insurance

mortgages: defaults on; deregulation of thrift industry; FHA; foreclosures of; historical evolution of; interest rates on; predatory lending; traditional lending process for. See also subprime mortgage market

motivations

multilateral financial institutions: influence of; lending by; reforms of. See also International Monetary Fund; World Bank

mutual fund management companies

national home ownership strategy. See also home ownership

nationalism

Nehru, Jawaharlal

New Century Financial

New Deal

New York City

No Child Left Behind Act of 2002

noncognitive skills

Northern Rock

Obama, Barack

Obama administration

Office of Thrift Supervision

O’Neal, Stanley

opportunities

organizational capital

ownership society. See also home ownership

Park Chung Hee

Paulson, Henry J.

Paulson, John

PBOC. See People’s Bank of China

Pension Benefit Guarantee Corporation

pensions

People’s Bank of China (PBOC)

Peugeot

Phillips curve

physicians: malpractice suits and; salaries of. See also health care

Pinto, Edward

A Plan of the English Commerce (Defoe)

Plaza Accord (1985)

political fault lines

politics: economics and; of immigration; pressures for easy credit; pressures for fiscal stimulus

Poole, Keith

populist credit expansion

Populist movement

poverty: cycle of; in developing countries; family instability and; opportunities for escape from

Prasad, Eswar

predatory lending

prices: food; functions of. See also asset prices; housing market; inflation

Prince, Charles

professional credentials

proprietary trading

protectionism

racism

rating agencies

Rato, Rodrigo de

recession of 2001: Federal Reserve responses to; fiscal stimulus response to; jobless recovery from

recessions: of 1990-91; of 2009; cleansing role of; jobless recoveries from; Keynesian policies and; overreactions to; political pressure for economic stimulus during

redundancy, in financial systems

reforms: in access to credit; in Brazil; in China; in deposit insurance; educational; fault lines addressed by; of Federal Reserve; financial; in global economic governance; goals of; guiding principles of; of health insurance; in housing finance; of incentives; in India; of monetary policy; of multilateral financial institutions; need for; reducing government intervention; reducing search for tail risk; regulatory; tort; of unemployment benefits

regulation: antitrust; cycle-proof; enforcement of; failures of; history of; laissez-faire ideology and; in New Deal; reforms of. See also deregulation

regulation, banking: capital requirements; central bank responsibilities for; cognitive capture and; Community Reinvestment Act; effectiveness of; enforcement of; history of; of new products; reforms of; resolution of bank failures; risk monitoring and; transparency of

relationship capitalism. See managed capitalism

relationship systems: of employment; financial

remittances

Renault

research and development. See also innovation

Reserve Bank of India

resilience: of financial systems; of workers

retirement savings

returns: alpha; relationship to risk

risk: bank exposures; of default; effects of government intervention; in financial sector; incentives for taking; information needed for monitoring; interest rate levels and; liquidity; in mortgage-backed securities;

risk (continued) relationship to return; underpricing of. See also tail risks

risk managers

Rodrik, Dani

Roosevelt, Franklin D.

Rosenthal, Howard

Rubin, Robert

Russia

S&P 500 options prices

sabbaticals

safety net: conditional cash transfers; costs of; in Europe; political attitudes toward; social security; strengthening; in United States. See also health insurance; unemployment benefits

Salam, Reihan

Salinas de Gortari, Carlos

Samuelson, Robert J.

“Save More Tomorrow” plan

savings: in Asia; government policies to encourage; household; increasing; interest rates on; rates of; relationship to investment; retirement; shortages of

schools. See education

Schumpeter, Joseph

scientific research

securitization: benefits of; collateralized debt obligations; collateralized loan obligations; of French annuities; innovative products. See also mortgage-backed securities

self-interest

Shiller, Robert

short sellers

Sinha, Yashwant

skill-based technical change

Smith, Adam

socialists

social safety net. See safety net

social security

Social Security Act of 1935

Sorkin, Andrew Ross

South Korea: chaebols in; economic growth of; economic policies of; exports of; investment in

Soviet Union

Squam Lake Working Group

Stalin, Joseph

state-owned banks

state-owned enterprises

Stein, Herbert

Steinbeck, John, Grapes of Wrath

sterilized intervention

stock market: bank stock prices; crash of (2000); dot-com bubble in; efficient markets hypothesis and; over-valuation of; price volatility of

students. See education

subprime mortgage market: boom in; classification of loans; credit growth and; defaults in; government-sponsored enterprises and; housing prices and; NINJA loans; originating companies; private issuers of; securitization in; size of

Subramanian, Arvind

Sufi, Amir

Suharto

systemically important financial institutions: bond holders of; factors in importance of; prevention of; reducing number of; risks taken by

Taibbi, Matt

tail risks: difficulties in managing; incentives for taking; of mortgage-backed securities; public exposure of; reducing search for; systemic; taken by banks

Taiwan: economic growth of; exports of; industrial development in; managed capitalism in; state-owned enterprises in

TARP. See Troubled Asset Relief Program

Tata Steel

taxes: credits; housing subsidies; income; in managed capitalist systems; marginal rates of; raising; rebates of; redistributive

Taylor, John

Taylor rule

teachers: education of; hiring; performance measurement of. See also education

Teach for America

technical change, skill-based

technological change: economic growth and; in education; effects on jobs; productivity increases and; in recent past

Texas Instruments

textile manufacturing

Thailand, investment in

Thaler, Richard

Tocqueville, Alexis de

too big to fail financial institutions

too systemic to fail institutions. See systemically important financial institutions

tort reform

trade: development of; imports; protectionism. See also export-led growth strategies

trade deficits: of developing countries; of United States

traders: compensation of; performance measurement of; position limits for; risk managers and; risks taken by; short sellers

trade surpluses: of developing countries; of exporters; of Japan

training

transparency: of financial institution structures; in financial systems; of regulation; value of

Treasury Department, U.S.

Trillin, Calvin

Troubled Asset Relief Program (TARP)

UBS

unemployment benefits: duration of; in Europe; extensions of; history of; incentive effects of; levels of; predetermined, contingent extensions of; reforms of; in United States

unemployment rates: jobless recoveries; relationship to inflation; in United States

unions: teacher; weaknesses of

United Kingdom: deposit insurance in; financial system of; health care costs in; IMF and; policies in India;

United Kingdom (continued) trade of; workers’ organizations in

United Progressive Alliance (UPA)

universities. See higher education

UPA. See United Progressive Alliance

Vanguard

venture capital

Volcker, Paul

wages: effects of immigration; inequality in; in managed capitalist systems; minimum. See also incomes

Wallison, Peter J.

Wall Street Journal

Wang, Y. C.

Washington Mutual

wealth. See also income inequality

Weber, Max

Weimar Republic

welfare programs. See safety net

Willumstad, Robert

women, labor force participation of

work, motivations in. See also employment

World Bank

World Trade Organization (WTO)

Yin, K. Y.

Zedillo, Ernesto