BIOGRAPHICAL PREFACE

FRANZ KAFKA is one of the iconic figures of modern world literature. His biography is still obscured by myth and misinformation, yet the plain facts of his life are very ordinary. He was born on 3 July 1883 in Prague, where his parents, Hermann and Julie Kafka, kept a small shop selling fancy goods, umbrellas, and the like. He was the eldest of six children, including two brothers who died in infancy and three sisters who all outlived him. He studied law at university, and after a year of practice started work, first for his local branch of an insurance firm based in Trieste, then after a year for the state-run Workers’ Accident Insurance Institute, where his job was not only to handle claims for injury at work but to forestall such accidents by visiting factories and examining their equipment and their safety precautions. In his spare time he was writing prose sketches and stories, which were published in magazines and as small books, beginning with Meditation in 1912.

In August 1912 Kafka met Felice Bauer, four years his junior, who was visiting from Berlin, where she worked in a firm making office equipment. Their relationship, including two engagements, was carried on largely by letter (they met only on seventeen occasions, far the longest being a ten-day stay in a hotel in July 1916), and finally ended when in August 1917 Kafka had a haemorrhage which proved tubercular; he had to convalesce in the country, uncertain how much longer he could expect to live. Thereafter brief returns to work alternated with stays in sanatoria until he took early retirement in 1922. In 1919 he was briefly engaged to Julie Wohryzek, a twenty-eight-year-old clerk, but that relationship dissolved after Kafka met the married Milena Polak (née Jesenská), a spirited journalist, unhappy with her neglectful husband. Milena translated some of Kafka’s work into Czech. As she lived in Vienna, their meetings were few, and the relationship ended early in 1921. Two years later Kafka at last left Prague and settled in Berlin with Dora Diamant, a young woman who had broken away from her ultra-orthodox Jewish family in Poland (and who later became a noted actress and communist activist). However, the winter of 1923–4, when hyperinflation was at its height, was a bad time to be in Berlin. Kafka’s health declined so sharply that, after moving through several clinics and sanatoria around Vienna, he died on 3 June 1924.

The emotional hinterland of these events finds expression in Kafka’s letters and diaries, and also—though less directly than is sometimes thought—in his literary work. His difficult relationship with his domineering father has a bearing especially on his early fiction, as well as on the Letter to his Father, which should be seen as a literary document rather than a factual record. He suffered also from his mother’s emotional remoteness and from the excessive hopes which his parents invested in their only surviving son. His innumerable letters to the highly intelligent, well-read, and capable Felice Bauer bespeak emotional neediness, and a wish to prove himself by marrying, rather than any strong attraction to her as an individual, and he was acutely aware of the conflict between the demands of marriage and the solitude which he required for writing. He records also much self-doubt, feelings of guilt, morbid fantasies of punishment, and concern about his own health. But it is clear from his friends’ testimony that he was a charming and witty companion, a sportsman keen on hiking and rowing, and a thoroughly competent and valued colleague at work. He also had a keen social conscience and advanced social views: during the First World War he worked to help refugees and shell-shocked soldiers, and he advocated progressive educational methods which would save children from the stifling influence of their parents.

Kafka’s family were Jews with little more than a conventional attachment to Jewish belief and practice. A turning-point in Kafka’s life was his encounter with Yiddish-speaking actors from Galicia, from whom he learned about the traditional Jewish culture of Eastern Europe. Gradually he drew closer to the Zionist movement: not to its politics, however, but to its vision of a new social and cultural life for Jews in Palestine. He learnt Hebrew and acquired practical skills such as gardening and carpentry which might be useful if, as they planned, he and Dora Diamant should emigrate to Palestine.

A concern with religious questions runs through Kafka’s life and work, but his thought does not correspond closely to any established faith. He had an extensive knowledge of both Judaism and Christianity, and knew also the philosophies of Nietzsche and Schopenhauer. Late in life, especially after the diagnosis of his illness, he read eclectically and often critically in religious classics: the Old and New Testaments, Kierkegaard, St Augustine, Pascal, the late diaries of the convert Tolstoy, works by Martin Buber, and also extracts from the Talmud. His religious thought, which finds expression in concise and profound aphorisms, is highly individual, and the religious allusions which haunt his fiction tend to make it more rather than less enigmatic.

During his lifetime Kafka published seven small books, but he left three unfinished novels and a huge mass of notebooks and diaries, which we only possess because his friend Max Brod ignored Kafka’s instructions to burn them. They are all written in German, his native language; his Czech was fluent but not flawless. It used to be claimed that Kafka wrote in a version of German called ‘Prague German’, but in fact, although he uses some expressions characteristic of the South German language area, his style is modelled on that of such classic German writers as Goethe, Kleist, and Stifter.

Though limpid, Kafka’s style is also puzzling. He was sharply conscious of the problems of perception, and of the new forms of attention made possible by media such as the photograph and cinema. When he engages in fantasy, his descriptions are often designed to perplex the reader: thus it is difficult to make out what the insect in The Metamorphosis actually looks like. He was also fascinated by ambiguity, and often includes in his fiction long arguments in which various interpretations of some puzzling phenomenon are canvassed, or in which the speaker, by faulty logic, contrives to stand an argument on its head. In such passages he favours elaborate sentences, often in indirect speech. Yet Kafka’s German, though often complex, is never clumsy. In his fiction, his letters, and his diaries he writes with unfailing grace and economy.

In his lifetime Kafka was not yet a famous author, but neither was he obscure. His books received many complimentary reviews. Prominent writers, such as Robert Musil and Rainer Maria Rilke, admired his work and sought him out. He was also part of a group of Prague writers, including Max Brod, an extremely prolific novelist and essayist, and Franz Werfel, who first attained fame as avant-garde poet and later became an international celebrity through his best-selling novels. During the Third Reich his work was known mainly in the English-speaking world through translations, and, as little was then known about his life or social context, he was seen as the author of universal parables.

Kafka’s novels about individuals confronting a powerful but opaque organization—the court or the castle—seemed in the West to be fables of existential uncertainty. In the Eastern bloc, when they became accessible, they seemed to be prescient explorations of the fate of the individual within a bureaucratic tyranny. Neither approach can be set aside. Both were responding to elements in Kafka’s fiction. Kafka worries at universal moral problems of guilt, responsibility, and freedom; and he also examines the mechanisms of power by which authorities can subtly coerce and subjugate the individual, as well as the individual’s scope for resisting authority.

Placing Kafka in his historical context brings limited returns. The appeal of his work rests on its universal, parable-like character, and also on its presentation of puzzles without solutions. A narrative presence is generally kept to a minimum. We largely experience what Kafka’s protagonist does, without a narrator to guide us. When there is a distinct narrative voice, as sometimes in the later stories, the narrator is himself puzzled by the phenomena he recounts. Kafka’s fiction is thus characteristic of modernism in demanding an active reading. The reader is not invited to consume the text passively, but to join actively in the task of puzzling it out, in resisting simple interpretations, and in working, not towards a solution, but towards a fuller experience of the text on each reading.