12.1 Introduction
Lichens by definition are symbiotic plant-like organisms, usually composed of a fungal partner (mycobiont) and one or more photosynthetic partners (photobiont), most often either a green alga or cyanobacterium. They are an outstandingly successful group, exploiting a wide range of habitats throughout the world and dominating about 8% of terrestrial ecosystems (Nash 2008). In the world, about 20,000 species of lichens are known at present (Lücking et al. 2016) and among them India represents 2750 species (Sinha 2018; Mao and Dash 2019). The dual nature of the lichens is now widely recognized and the lichen products are widely used in traditional medicine for centuries (Nash 2008). During the medieval period, lichens figured prominently in the herbals used by medicinal practitioners (Hale 1983). Lichens have been used in traditional medicine since the time of the first Chinese and Egyptian civilizations. Pseudevernia furfuracea (L.) Zopf. found in an Egyptian antique vase from the 18th Dynasty (1700–1600 BC) is considered as a clear evidence in support of this (Llano 1948).
In India, reference to lichens as medicine can be traced back to Rigveda (6000–4000 BC) and Atharva veda (1500 BC) where it is called as “Shipal.” Later, Sanskrit literature referred lichens as “Shailaya” and “Shilapushp” in Sushruta Samhita (1000 BC), Charaka Samhita (300–200 BC), and several Nighantu (ancient dictionaries) (1100–1800 AD) (Kumar and Upreti 2001). About 150 lichens occurring in India are known to have medicinal value either in traditional medicine or in biological assays. Nayaka et al. (2010) reviewed in detail the ethnolichenological and traditional uses of lichens in India and listed their biological activities. It is revealed that a total of 36 species are used in traditional medicine either in India or elsewhere, 55 have been screened for antimicrobial activity, 57 for antioxidant property, while about 37 for anticancer and cytotoxicity. Some of the common macrolichens utilized as medicine are Cetraria islandica (L.) Ach.; Cladonia rangiferina (L.) Weber; Dolichousnea longissima (Ach.) Articus; Evernia prunastri (L.) Ach.; Hypogymnia physodes (L.) Ach.; Hypotrachyna cirrhata (Fr.) Divakar, A. Crespo, Sipman, Elix, and Lumbsch; Peltigera canina (L.) Willd. The medicinal values of various lichens are attributed to the presence of unique metabolites, which are discussed in this chapter.
12.2 Lichen Chemistry
Lichen produces a great number of organic compounds that attracted the researchers as early as 1830s. These compounds are usually referred as lichen substances. Vulpinic acid (Bebert 1831), picrolichenic acid (Alms 1832), and usnic acid (Knop 1844) are few of the lichen substances isolated from lichens in the early ages of lichen chemistry research. Gmelin (1858) published the first review on lichen substances. Zopf (1907) was one of the pioneers who first described over 150 lichen compounds. However, the structural elucidation of many of these compounds came from the painstaking work of Asahina and co-workers in Japan during 1930s (Asahina and Shibata 1954). The lichen substances can be categorized as primary and secondary metabolites. The primary metabolites are intracellular in nature and belong to classes of proteins, amino acids, polyols, carotenoids, polysaccharides, and vitamins. Both mycobiont and photobiont contribute to synthesizing these primary metabolites. Whereas, secondary metabolites are extracellular, stored either on the cortex or in medulla and mostly synthesized by mycobiont. Lichens are reported to produce more than 1000 secondary metabolites (Elix 2014) among them except for 50–60, remaining all are unique to lichens. The secondary metabolites in lichens are derived from the polyketide pathway (Elix 1996) through three pathways, shikimic acid pathway, mevalonic acid pathway, and acetate–malonate pathway. Polyketides are built primarily from combinations of acetate (acetyl-CoA) and malonate (malonyl-CoA). The shikimic acid pathway provides an alternative route to aromatic compounds, particularly the aromatic amino acids l-phenylalanine, l-tyrosine, and l-tryptophan. Mevalonic acid pathways, on the other hand, produce mainly terpenoids, which are derived from C5 isoprene units (Dewick 2002). Depsides, depsidones, and dibenzofurans are formed by the acetate–malonate pathway. The most important of these are the esters and the oxidative coupling products of simple phenolic units related to orcinol and p-orcinol. Most depsides and depsidones are colorless compounds that occur in the medulla of the lichen, however, usnic acids, yellow cortical compounds formed by the oxidative coupling of methylphloroacetophenone units are found in the cortex of many lichen species. Anthraquinones, xanthones, and chromones are all pigmented compounds which occur in the cortex, which are also produced by the acetate–malonate pathway by intramolecular condensation of long-folded polyketide units rather than the coupling of phenolic units. The shikimic acid biosynthetic pathway produces two major groups of pigmented compounds, which occur in the cortex, pulvinic acid derivatives, and terphenyl quinones. Terpenes and steroids are produced by the mevalonic acid pathway. Lichens can produce secondary metabolites as much as 20% of their thallus dry weight, but generally amount varies between 5 and 10%.
12.3 Lichen Chemistry in Taxonomy
It is not yet clear why lichens produce such a large number of secondary metabolites. But, scientists have wisely utilized these metabolites for taxonomy and bioprospecting. The application of chemical discriminators to lichen taxonomy began inadvertently when thallus color was accepted as a valid generic or specific character (Elix 2014). Generally, yellowish lichens have usnic acid, orange ones have anthroquinones, while grayish one would have atranorin. However, most lichen substances are colorless and can be detected only by indirect means. Nylander (1866) was the first lichenologist to conduct chemical tests on lichen thalli for taxonomic purposes. He detected the presence of various lichen substances by spotting reagents such as aqueous solution of potassium hydroxide, iodine solution, and calcium hypochlorite directly on the lichen thallus or medulla to produce characteristic color changes. Asahina developed an additional spot test reagent P or PD, an alcoholic solution of p-phenylenediamine. Further, he also invented a microcrystallization technique for more definitive recognition of individual lichen acids on a routine basis (Asahina and Shibata 1954). Subsequently, the techniques for identification of lichen substances for taxonomic purpose improvised. Wachtmeister (1952) introduced paper chromatography which is superseded by thin layer chromatography (TLC) introduced and improvised by Culberson and coworkers (Culberson 1972; Culberson and Ahmadjian, 1979; Culberson et al. 1981; Culberson and Johnson, 1982). In recent times, several more techniques are introduced such as high-performance thin layer chromatography, gas chromatography coupled with mass spectroscopy, and high-performance liquid chromatography. The major disadvantage of these techniques mostly is the expense of the equipment and purified solvents. Therefore, they are used only on special occasions and for routine lichen taxonomic work TLC still remains as the best technique. It can be noted that among hundreds of metabolites that lichen produces only about 200 are utilized for taxonomy purpose.
12.4 Lichen Chemistry in Bioprospecting
Production of secondary metabolites is costly to the organisms in terms of nutrient and energy, so one would expect that the plethora of metabolites produced by lichens would have biological significance to the organisms. Recent field and laboratory studies have shown that many of these compounds are indeed involved in important ecological roles (Bjerkea et al. 2005; Lawrey 1995; Rikkinen 1995). It is also now established that most of the lichens utilized in the traditional medicine have potential lichen substances, acting either independently or in combination with others. Some of the possible biological significance of lichen metabolites in nature can be summarized as antibiotic activities—provide protection against microorganisms; photoprotective activities—aromatic substances absorb UV light to protect algae (photobionts) against intensive irradiation; promote symbiotic equilibrium by affecting the cell wall permeability of photobionts; chelating agents—capture and supply important minerals from the substrate; antifeedant/antiherbivory activities—protect the lichens from insect and animal feedings; hydrophobic properties—prevent saturation of the medulla with water and allow continuous gas exchange; stress metabolites—metabolites secreted under extreme conditions. Biological assay has proven that lichen crude extracts or isolated compounds have antimicrobial (antibacterial, antifungal, antiviral, anti-HIV), antioxidant, anti-inflammatory, antipyretic, analgesic, anti-ulcer, and anticancer activities. The lichen metabolites are also being assayed and found useful as hepatoprotective, cardiovascular protective, gastrointestinal protective, antidiabetic, and probiotic, which are considered as the lifestyle disease of modern days. It is also becoming a trend in the recent days to produce silver and gold nanoparticles using lichen extract for improved applications under the flag of “green chemistry.” Therefore, it can be said that “sky is the limit” for bioprospecting lichens and their metabolites.
Burkholder and coworkers (Burkholder et al. 1944; Burkholder and Evans 1945) initially discovered that extracts of 52 species of lichens collected from eastern North America inhibited the growth of several bacteria. Their study resulted in a mad race among scientists throughout the world for testing lichens for antimicrobial activities. Hence, antimicrobial activity is the most common study that is attempted using lichens so far. However, initial studies were limited to experimenting with crude extracts and only in the recent times, identification and isolation of active metabolites are attempted. Several reviews are available summarizing the bioactive or pharmacological potential of lichens (Boustie and Grube, 2005; Molnár and Farkas 2010; Shukla et al. 2010; Mitrović et al. 2011; Zambare and Christopher, 2012; Shrestha and St. Clair 2013). These reviews are mostly categorized according to various biological activities exhibited by lichens. It can be noted that about 95% of the studies involved crude extract and indirect inference to the secondary metabolites they are possessing. In this communication, we are listing the secondary metabolites that are isolated from lichens for bioactivity testing.
12.5 Secondary Metabolites Isolated from Lichens
12.5.1 β-Alectoronic Acid (8′-O-Ethyl-β-Alectoronic Acid)
Substance class: Diphenyl ether, Molecular formula: C30H36O9.
Occurrence: Asahinea chrysantha (Tuck.) W.L. Culb. and C.F. Culb.; Parmelia birulae Elenkin (Elix 2014) etc.
12.5.2 16-O-Acetylleucotylic Acid (16β-Acetoxy-22-Hydroxyhopane-4α-Oic Acid)
Substance Class: Terpenoids, Molecular formula: C32H52O5.
Occurrence: Myelochroa entotheiochroa (Hue) Eilx and Hale (Elix 2014), M. aurulenta (Tuck.) Elix and Hale etc.
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Structure of 16-O-acetly-leucotylic acid
12.5.3 Argopsin (1′-Chloropannarin)
Substance class: β-Orcinol Depsidones, Molecular formula: C18H14Cl2O6.
Occurrence: Argopsis spp., Micarea lignaria (Ach.) Heldl., M. leprosula (Th. Fr.) Coppins & A. Fletcher (Elix 2014) etc.
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Structure of argopsin
12.5.4 Alectosarmentin
Substance class: Dibenzofurans, Molecular formula: C15H10O6.
Occurrence: Alectoria sarmentosa (Ach.) Ach., Cladonia strepsilis (Ach.) Grognot (Elix 2014) etc.
12.5.5 Atranorin
Substance class: β-Orcinol depsides, Molecular formula: C19H18O8.
Occurrence: Very common in most of the lichens (Elix 2014).
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Structure of atranorin
12.5.6 Barbatic Acid
Substance class: β-Orcinol depsides, Molecular formula: C19H20O7.
Occurrence: Widespread in lichens species of Cladia, Cladonia, Usnea etc.
12.5.7 Epiphorellic Acid-1
Substance class: Diphenyl ethers, Molecular formula: C26H34O8.
Occurrence: Coelopogon abraxas Brusse, C. epiphorellus (Nyl.) Brusse and Kärnefelt (Elix 2014) etc.
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Structure of epiphorellic acid-1
12.5.8 Diffractaic Acid
Substance class: β-Orcinol depsides, Molecular formula: C20H22O7.
Occurrence: Cladia muelleri (Hampe) Parnmen, Elix and Lumbsch, Usnea subcavata Motyka, Dolichousnea diffracta (Vain.) Articus (Elix 2014) etc.
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Structure of diffractaic acid
12.5.9 Divaric Acid (2,4-Dihydoxy-6-Propylbezoic Acid; Olivetol Carboxylic Acid)
Substance class: Monocyclic aromatic compounds, Molecular formula: C10H12O4.
Occurrence: Cladonia macaronesica Ahti (Elix 2014), Evernia divaricata (L.) Ach and other lichens.
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Structure of divaric acid
12.5.10 Divaricatic Acid
Substance class: Orcinol depsides, Molecular formula: C21H24O7.
Occurrence: Canoparmelia texana (Tuck.) Elix and Hale, Evernia divaricata (L.) Ach. (Elix 2014) etc.
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Structure of divaricatic acid
12.5.11 Evernic Acid
Substance class: Orcinol depsides, Molecular formula: C17H16O7.
Occurrence: Evernia prunastri (L.) Ach.
12.5.12 Fumarprotocetraric Acid
Substance class: β-Orcinol depsidones, Molecular formula: C22H16O12.
Occurrence: Cladonia phyllophora Ehrh. C. foliacea, and C. furcata (Elix 2014) and other lichens.
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Structure of fumarprotocetraric acid
12.5.13 Gyrophoric Acid
Substance class: Orcinol tridepsides, Molecular formula: C24H20O10.
Occurrence: Punctelia borreri (Turner) Krog, Umbilicaria polyphylla (L.) Baumg. and Xanthoparmelia pokornyi (Körb.) O. Blanco, A. Crespo, Elix, D. Hawksw. and Lumbsch, (Elix 2014), Umbilicaria hirsuta (Sw.) Ach and other lichens.
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Structure of gyrophoric acid
12.5.14 Hypostictic Acid
Substance class: β-Orcinol depsidones, Molecular formula: C19H16O8.
Occurrence: Xanthoparmelia quintaria (Hale) Hale (Elix 2014) and other lichens.
12.5.15 Hybocarpone
Substance class: Naphthaquinones, Molecular formula: C26H24O13.
Occurrence: Heterodermia hybocarponica Elix, Lecanora conizaeoides Nyl. (Elix 2014) and other lichens.
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Structure of hybocarpone
12.5.16 Lecanoric Acid
Substance class: Orcinol depsides, Molecular formula: C16H14O7.
Occurrence: Parmotrema tinctorum (Despr.) Hale (Elix 2014) and other lichens.
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Structure of lecanoric acid
12.5.17 Lobaric Acid
Substance class: Orcinol depsidones, Molecular formula: C25H28O8.
Occurrence: Protoparmelia badia (Hoffm.) Hafellner (Elix 2014).
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Structure of lobaric acid
12.5.18 Methyl β-Orsellinate (Methyl β-Orcinolcarboxylate; Atranol)
Substance class: Monocyclic aromatic derivatives, Molecular formula: C8H8O3.
Occurrence: E. prunastri (Elix 2014), H. cirrhata, P. furfuracea, and other lichens.
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Structure of methyl β-orsellinate (atranol)
12.5.19 Norstictic Acid
Substance class: β-Orcinol depsidones, Molecular formula: C18H12O9.
Occurrence: Xanthoparmelia substrigosa (Hale) Hale (Elix 2014) and other lichens.
12.5.20 Olivetoric Acid
Substance class: Orcinol depsides, Molecular formula: C26H32O8.
Occurrence: Cetrelia olivetorum (Elix 2014), P. furfuracea etc.
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Structure of olivertoric acid
12.5.21 Pannarin
Substance class: β-Orcinol depsidones, Molecular formula: C18H15ClO6.
Occurrence: Pannaria conoplea (Ach.) Bory (Elix 2014), Psoroma pallidum Nyl, Psoroma spp. etc.
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Structure of pannarin
12.5.22 Parietin (Physcoin)
Substance class: Anthraquinones, Molecular formula: C16H12O5.
Occurrence: Xanthoria parietina (L.) Th. Fr. (Elix 2014).
12.5.23 Physodic Acid
Substance class: Orcinol depsidones, Molecular formula: C26H30O8.
Occurrence: H. physodes (L.) Nyl. (Elix 2014) and other lichens.
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Structure of physodic acid
12.5.24 Protocetraric Acid
Substance class: β-Orcinol depsidones, Molecular formula: C18H14O9.
Occurrence: Flavoparmelia caperata (Elix 2014).
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Structure of protocetraric acid
12.5.25 Protolichesterinic Acid
Substance class: Aliphatic acids, Molecular formula: C19H32O4.
Occurrence: C. islandica (Elix 2014).
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Structure of protolichesterinic acid
12.5.26 Psoromic Acid
Substance class: β-Orcinol depsidones, Molecular formula: C18H14O8.
Occurrence: Usnea inermis Motyka (Elix 2014).
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Structure of psoromic acid
12.5.27 Retigeric Acid B
Substance class: Terpenoids, Molecular formula: C30H46O6.
Occurrence: Lobaria retigera (Borry) Trevis. (Elix 2014).
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Structure of retigeric acid
12.5.28 Rhizocarpic Acid
Substance class: Pulvinic acid derivatives, Molecular formula: C28H23NO6.
Occurrence: Rhizocarpon geographicum (L.) DC. (Elix 2014) and other lichens.
12.5.29 Salazinic Acid
Substance class: β-Orcinol depsidones, Molecular formula: C18H12O10.
Occurrence: Xanthoparmelia tasmanica (Hook. f. Taylor) Hale (Elix 2014) and other lichens.
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Structure of salazinic acid
12.5.30 Sphaerophorin
Substance class: Orcinol depsides, Molecular formula: C23H28O7.
Occurrence: Sphaerophorus fragilis (L.) Pers. (Elix 2014) and other lichens.
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Structure of sphaerophorin
12.5.31 Stictic Acid
Substance class: β-Orcinol depsidones, Molecular formula: C19H14O9.
Occurrence: Xanthoparmelia conspersa (Ehrh.) Hale (Elix 2014).
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Structure of stictic acid
12.5.32 Usnic Acid
Substance class: Usnic acid derivatives, Molecular formula: C18H16O7.
Occurrence: Usnea spp. (Elix 2014) and other lichens.
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Structure of usnic acid
Several reviews are already available describing the biological potential of usnic acid (Cocchietto et al. 2002; Ingolfsdottir, 2002; Luzina and Salakhutdinov 2018). A large portion of research on usnic acid mostly deals with antimicrobial (antibacterial, antiviral, fungicidal, antiprotozoal) activities and hence can be employed as antitubercular, antimalarial, and anti-influenza agents. These studies prove beyond doubt that usnic acid is a potential antimicrobial agent. The antibiotic action of usnic acid is due to the inhibition of oxidative phosphorylation, an effect similar to that shown by dinitrophenol (Abo-Khatwa et al. 1996). Usnic acid also acts as a potential antioxidant, insecticidal, larvicidal, analgesic, and anti-inflammatory agent. Usnic acid has also shown anticancer properties (Mayer et al. 2005) and it is antineoplastic (Takai et al. 1979). The antioxidant action of usnic acid is related to the phenolic fragment, responsible for quenching free radicals, while antitumor activity is due to apoptosis (Luzina and Salakhutdinov 2018). In one of the studies, usnic acid was reported to inhibit the osteoclast differentiation (Lee 2015), which can lead to hypogenesis, fracture, osteoporosis, rheumatoid arthritis, periodontal disease, Paget’s disease, transformative bone cancer, etc. Usnic acid can inhibit cellular differentiation of follicular cells, thereby inhibiting hair growth (Chao et al. 2015). Commercially available usnic acid exhibited effective anticancer activity, capable of inducing a massive loss in mitochondrial membrane potential, along with caspase-3 activation in cell line HT-29 and phosphatidylserine externalization in cell lines A2780 and HT29 (Bačkorová et al. 2012). Nanoparticles of usnic acid displayed very good water solubility, cell permeability, and bioavailability (Qu et al. 2015). The ecological role of usnic acid can be attributed to screening of excess of light (Rundel 1978) as it is a cortical substance. Therefore, lichens growing on high altitudes could be potential source of usnic acid for light screening product development.
Usnic acid isolated from continental Antarctic lichens showed excellent, but concentration and time-dependent cytotoxicity in terms of intracellular lactate dehydrogenase release in rat hepatocytes. The IC50 was 25 μg/mL after incubation of 8 h and 21 μg/mL after 24 h (Correché et al. 2004). (+)-usnic acid isolated from parmelioid lichens reported as potent antiproliferative agent against leukotrienes-mediated inflammation with IC50 value of 2.1 μM (Kumar and Müller 1999). Usnic acid also a gastro-protective compound, since it reduces oxidative damage and inhibits neutrophil infiltration in indomethacin-induced gastric ulcers in rats (Odabasoglu et al. 2006). It also exhibited strong larvicidal activity against the third and fourth instar larvae of the house mosquito (Culex pipiens), and larval mortality was dose-dependent (Cetin et al. 2008).
Few studies have shown that extensive uses of usnic acid as food supplement caused intoxication, severe hepatotoxicity leading to liver failure, weight loss, and allergy (Guo et al. 2008). These studies warn usage of usnic acid in pharmacological agent. On the other hand, Cladonia spp., lichens containing usnic acid are eaten in large quantity by wild animals, such as reindeers, indicating it does not cause toxicity. Further, pharmacokinetic studies in rabbits (Krishna and Venkataramana 1992) have shown that (+)-usnic acid is absorbed very well after oral administration. Thus, if usnic acid is used for therapy, it can be administered orally (Elo et al. 2007). Usnic acid being a wonder molecule for pharmacopeia, there is a need for derivatization to create a new biologically active compound with reduced toxicity (Fig. 12.32).
12.5.33 Variolaric Acid
Substance class: Orcinol depsidones, Molecular formula: C16H10O7.
Occurrence: Ochrolechia parella (L.) A. Massal. (Elix 2014).
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Structure of variolaric acid
12.5.34 Vicanicin
Substance class: β-Orcinol depsidones, Molecular formula: C18H16Cl2O5.
Occurrence: Teloschistes flavicans (Sw.) Norman (Elix 2014) and other lichens.
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Structure of vicanicin
12.5.35 Vulpinic Acid
Substance class: Pulvinic acid derivatives, Molecular formula: C19H14O5.
Occurrence: Letharia vulpina (L.) Hue (Elix 2014).
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Structure of vulpinic acid
12.6 Conclusions
Lichens are not always beneficial. Woodcutter’s eczema among forestry and horticultural workers (and in lichen collectors) is a good example of dermatitis allergy caused due to lichen spores, which contain lichen compounds (Aalto-Korte et al. 2005). Along with usnic acid, Molnár and Farkas (2010) listed 11 other compounds that were reported to be allergic in various literature. Interestingly the list includes atranorin, diffractaic acid, and physodic acid.
It can be noted that among 1000 secondary metabolites known from the lichens relatively few substances have been screened in detail for biological activity and therapeutic potential. Sometimes the activities of crude extracts were indirectly attributed to the secondary metabolites present in them. Further, the exact molecular mechanisms of the action of lichen secondary metabolites are almost entirely unknown. Limited bioactive experimentation in lichens is mostly owing to their slow growth and nonavailability in bulk quantity. Overexploitation of the useful lichen would lead to loss of biodiversity. Sometimes the quantity of the purified compound is insufficient for structural elucidation and pharmacological testing. Therefore, culture of lichens in bioreactors and mycobiont culture seems to be ideal alternative methods. In lichen tissue culture, the mycobiont synthesizes required secondary metabolites only if suitable conditions are provided. These conditions include carbon sources similar to the carbohydrate supplied by the photobiont; precursors of the targeted end products and mimicking the conditions to which lichens are exposed in the wild. However, mycobiont in culture can yield novel products than from their original thallus, which is proven to be bioactive. For example, axenic cultures of Bunodophoron patagonicum isolated either from spores or from thallus fragments formed two chemosyndromes (suites of chemotypes) of depsides and dibenzofurans synchronically. Physconia distorta grown on nutrient-rich media produced mainly oleic acid, linoleic acid, stearic acid, and their triglyceride derivatives. An area that needs to be explored in future for lichenology research is the whole genome sequencing, identification, and characterization of genes responsible for the synthesis of lichen metabolites. Further prospects include transferring these genes in fast-growing microfungi and producing required metabolite at industrial scale. So far, no such successful microfungi system has been identified for mass production of lichen metabolites and hence there is a lot of scope in this area. Another possible area that needs to be explored is derivatization of lichen compounds. According to a study among all 1562 newly approved drugs during the period 1981–2014, the portion comprised of unaltered natural product was only 4%, whereas portions of natural product derivatives, synthetic drugs with natural product pharmacophores, or mimics of natural products accounted for 21% and 31%, respectively. This fact confirms the high significance of the derivatization of natural compounds as a tool for searching for more active agents or compounds with newly discovered biological properties.
We thank Director, CSIR-NBRI and KSCSTE-JNTBGRI for providing infrastructural facilities, Dr. Siljo Joseph and members of Lichenology laboratory for their cooperation during the study.