W. C. FIELDS, WHO spent sixty years trying to amuse people on stage, in print, on the airwaves, in silent movies and talkies, put his finger on it: “We know what makes people laugh. We do not know why they laugh.” Laughter is like dreams. We know as much about it now as we did five thousand years ago, and no more. About 2900 BC, in ancient Egypt, a hieroglyph for “laugh” or “laughing” appeared. It went like this:
Sir Alan Gardiner, who knew more about ancient Egypt than anyone else, who compiled an Egyptian Grammar, and who had a beautiful hand for these majestic squiggles, said, “Whenever I write that hieroglyph, I find myself laughing.” “Why, Sir Alan?” “Oh, I don’t know, Old Boy. Thinking of those funny old priests, chipping it into the rock.”
The Old Testament contains twenty-six laughs, which do not form any particular pattern or expand our knowledge of why people laugh. The first occurs in chapter 18 of the book of Genesis, and is the first time a case of laughter was recorded in words, about 1500 BC. Abraham is sitting outside his tent. Angels appear, one of whom turns out to be God. Abraham sends his wife Sarah scurrying back into the tent to prepare a meal for his guests. God gives Abraham the astounding news: “ ‘Lo! Sarah, thy wife, shall have a son.’ And Sarah heard it in the tent door, which was behind him. Now Abraham and Sarah were old and well stricken in age; and it ceased to be with Sarah after the manner of women. Therefore Sarah laughed within herself, saying, ‘After I am waxed old shall I have pleasure, my lord, being old also?’ “
God was affronted by Sarah’s laugh, thinking it a reflection on His powers: “Is anything too hard for the Lord?” Then Sarah denied laughing, saying, “ ‘I laughed not’: for she was afraid.” And God said, “Nay but thou didst laugh.”
This little episode from Genesis is so fascinating that it makes one believe in the Bible as an authentic record. It is not only the first recorded joke but also the first “dirty joke”—Sarah laughs not at the idea of a baby but at the idea of intercourse with her Old Man, and achieving orgasm (“have pleasure”). What, would Abraham get an erection again? It seemed unlikely, did it not? And therefore Sarah’s laugh was skeptical; it was also ironic, not to say sardonic. As such, very irritating to the all-powerful deity.
The incident shows that there is no such thing as a simple laugh. I am tempted to add: or an innocent laugh. The commonest occasion of laughter, especially collective laughter, is the distress, perplexity, or discomfiture of others. God himself does not laugh in the Old Testament, but the pagan gods of Homer laugh repeatedly in the Iliad. As Matthew Arnold puts it in “Empedocles on Etna,” “The gods laugh in their sleeve / to watch man doubt and fear.” And that relentless philosopher Thomas Hobbes, translating a line of Homer (Iliad 1.561), comes up with: “And then the gods laugh all at once, outright—at man’s peril.” No wonder that he produced, in Leviathan, the definition that “the passion of laughter is nothing else but sudden glory arising from a sudden conception of some eminence in ourselves by comparison with the infirmity of others, or with our own formerly.”
In the English language, the attempts of people, from the earliest times, to record laughter in words meant that there were large numbers of different ways of spelling the word: the Oxford English Dictionary records thirty-six. King Alfred had a go in 897. Chaucer, in 1385, in his prologue to The Legend of Good Women, got it almost correct: “Ryght so move ye oute of myn hert bringe switch vois, right as yow lyst, to laughe or pleyne,” a line so lovely as to make the senses tingle. So far as we can see, Shakespeare wrote it different ways, his favorite being “loffe,” perhaps reflecting Warwickshire pronunciation. This occurs in some unfeeling but riotous lines of Puck in A Midsummer Night’s Dream, usually omitted from most productions as too vulgar:
And sometimes lurk I in a gossip’s bowl
In very likeness of a roasted crab.
And when she drinks, against her lips I bob,
And on her withered dewlap pour the ale.
The wisest aunt, telling the saddest tale,
Sometimes for three-foot stool mistaketh me;
Then slip I from her bum, down topples she,
And “tailor” cries, and falls into a cough;
And then the whole quire hold their hips and loffe.
The fall must have hurt, and the fact that “the whole quire” laughed at the old woman’s pain must have made it worse, so here is a case, all too common, of laughter being aggressive and cruel. Max Beerbohm, himself adept at amusing, thought that “there are two elements in the public’s humor: delight in suffering, contempt for the unfamiliar”—one reason people laugh at foreigners or strangers generally. Both motives are reprehensible. Laughter, when you analyze it, is no joke. One of the best essays on the subject I know is in that usually dull tome, the modern Encyclopaedia Britannica, and was written by Arthur Koestler—who is no joke either, having ended his melancholy life not merely by committing suicide but by persuading his much younger and more cheerful mistress to do likewise. Koestler argues that there is usually something nasty about a laugh, irrespective of the level of sophistication of those enjoying it. Thus he instances the very primitive Bushmen of the Kalahari Desert of South Africa. What really makes them roar is when a springbok, fatally wounded by a bullet, continues to jump and kick in its death agony. He describes laughing as a “luxury reflex,” containing elements of aggression and hostility, even savagery, as well as humor. This accords with the view of Henri Bergson, the French-Jewish philosopher, who wrote a famous tract on the subject, later published as a book, Le rire. “In laughter,” he wrote, “we always find an unavowed intention to humiliate and so to correct our neighbor.” In particular, he added, mirth was “the collective punishment of society on the unsociable individual.”
I think this last point may be more true of France than of England or America. Jean-Paul Sartre told me in 1953 that his ability to make people laugh “saved my life” at school. He said, “I was small, ugly, no good at games, not much good at lessons because my eyesight was so poor. They said I smelt too, and maybe I did. But I could make them laugh. What I found was that it was easier to make a lot of them laugh, than just one of them. And the laughter was louder if I could direct it at a single little boy, even more miserable and friendless than I was. So that’s what I did.” “And is it the same principle in the theatre, Maître?” “Of course. Absolument.”
There have been many attempts to analyze the physical side of laughter, especially in antiquity and in the Renaissance, indeed right up to the end of the nineteenth century. Charles Lamb’s friend Thomas Holcroft, who dabbled in this field, wrote, “The physiognomy of laughter would be the best of elementary books for the knowledge of man.” Personally, I doubt it. Herbert Spencer, as one would expect, had an elaborate theory about emotions, including risibility, being translated into bodily movements. It was taken up by Freud, who agreed that such emotion was repressed: in relief from tension, “the muscles of the smile follow the line of least resistance, so laughter is a form of respiratory gymnastics.” And here is Koestler again: “Laughter is a trigger-release, detonating vast amounts of stored emotions, derived from various, often unconscious sources: repressed sadism, sexual tumescence, unavowed fear, even boredom.” He drew attention to the explosive laughter of a group of schoolboys, in class, at a trivial detonator, usually a word with some hidden sexual connotation. My memories of boarding school are that such words as “mutual” (code for mutual masturbation), “bishop” (description of the head of a penis), and “windy” (obscurely derived from the Americanism “blow job,” itself a mystery to do with whaling), could set the class on a roar—to the intense irritation of the master, needless to say, who reacted like God to Sarah’s laughter.
Many people, for a variety of reasons, hate to hear others laugh. Although the pun is as old as Homer, and probably older (though I have yet to find one in hieroglyphics), it has always had dedicated enemies. Karl Marx thought to pun was a sure sign of “the intellectual lumpen proletariat,” and rebuked Engels for so lowering himself (in German, of course). Jeremy Bentham thought punning “an atrocity.” But few will resist a pun if they have the wit to make a good one. Milton, not normally thought of as a humorist, had a pun when dealing with the ravens who fed Elijah: “The birds, though ravenous, [were] taught to abstain from what they brought.” There is also a suspect pun in the way the elephant “with the lithe proboscis” entertained Adam and Eve on their first evening together, in Paradise Lost. Even Freud stooped to punning, referring to the Christmas season as “the alcoholidays.” Lamb regarded punning as one of the great tripods of life’s pleasures, the other two being smoking and drinking gin. He said he hoped that “the last breath I draw in this world will be through a pipe, and exhaled in a pun.” Max Eastman, in his book The Enjoyment of Laughter, takes a dim view of punning. He says of one Ogden Nash effort, “It is not a pun: it is a punitive expedition.” But that is a pun too. Groucho Marx said to me, “For a professional comedian to fall back on a pun is a confession of failure, like telling a dirty joke.” But he was the man who, asked about his safari in Kenya, replied, “We shot two bucks. That was the only money we had.”
Some people have always refused to laugh at puns, even if inclined to. But then some people are disinclined to laugh at anything. Morecambe and Wise, the famous team of Northern comedians, used to complain about the propensity of Yorkshire audiences to “zip their teeth up,” as they put it. Eric Morecambe claimed one man in Leeds said to him, “Ee, lad, thou wert so funny tonight I almost had to laff.” Those who refuse to laugh have different reasons for their obduracy. Philip Dormer Stanhope, fourth earl of Chesterfield, the self-appointed arbiter of eighteenth-century taste, thought laughing was vulgar, though a smile was permissible. Horace Walpole (fourth earl of Orford) found laughing men, such as the painter William Hogarth, offensive. Lord Chatham thought laughing impermissible for a gentleman: it belonged to the lower orders. Jane Austen did not go so far but evidently, as episodes in both Sense and Sensibility and Pride and Prejudice indicate, regarded that the way in which a person laughed indicated whether he was fit for polite society or she was a lady.
But these were social points or distinctions. In Germany, as in parts of Yorkshire, laughing—at least among people with pretensions to rank—was regarded as a form of weakness. Goethe, whose own laughter was seldom observed, thought a lady might laugh where a gentleman should keep a straight face. Frederick the Great might laugh with a Frenchman, such as Voltaire, but “would not so condescend” with his compatriots. Field Marshall Helmuth von Moltke, the leading nineteenth-century Prussian strategist, was said to have laughed only twice: once when told that a certain French fortress was impregnable, and once when his mother-in-law died. Martin Heidegger, whom some regard as the greatest philosopher of the twentieth century but many find incomprehensible, was even more sparing of his mirth. He is recorded to have laughed only once, at a picnic with Ernst Jünger in the Harz Mountains. Jünger leaned over to pick up a sauerkraut and sausage roll, and his lederhosen split with a tremendous crack. Heidegger let out a shout of glee, but immediately checked himself, “and his facial expression reverted to its habitual ferocity.” The more strait-laced Germans were prepared to laugh provided they did so briefly. Before the First World War, the commanding officer of the Death’s Head regiment of Hussars, then the smartest in the Prussian army, became concerned about the way his subalterns were laughing. He called a meeting in the mess anteroom of all officers below the rank of captain, and said, “You young officers are laughing in a way I do not like, or permit. I do not wish to hear from you sniggers, titters or guffaws. You are not tradespeople, Jews or Poles. There is only one way in which a cavalry officer may laugh: short, sharp and manly. Thus: Ha! Do you hear, Ha! Nothing else will be tolerated. Now, I want to hear you all practice it. One, two, three, Ha! Come along there! One, two, three, Ha! One, two, three, Ha! That’s better. Now, once again, all together, One, two, three, Ha! Practice it among yourselves. Dismiss!”
“It is a fact,” wrote Stephen Spender, after trying to write a book about interwar Berlin, “that all the best German jokes are unconscious.” He instanced the expostulation of the German conductor Hans Richter, after a difficult rehearsal with the London Philharmonic Orchestra: “Up with your damned nonsense will I put twice, or perhaps once, but sometimes always, by God, never!”
Accidental humor is perhaps the best, and particularly welcome, since making people laugh by the exercise of professional skills is, and always has been, hard work; expensive too and requiring organization. The Greek city-states inherited a tradition of professional humor from the Hittites, and in all the cities of the oikoumene, the area of Greek civilization, there were permanent theaters, where comedies as well as tragedies were enacted, and where clowns, tumblers, acrobats, and other skilled professionals performed. Republican Rome had theaters too, but under the empire the chief employer of professional talent was the court. This tradition was resurrected when Christian Europe began to emerge from the gloomiest period of the Dark Ages. In England, the Anglo-Saxon kings had expert jesters and songmakers to amuse them. So did the Normans and, still more, the Plantagenet rulers, and we know the names of some of these laugh-makers, and what they were paid.
However, it was in the early Tudor period, 1485 to 1547, that the business of professional entertainment came of age in England. It centered around the Office of the Revels. It is curious that this department of state should have been founded by King Henry VII, a dour, unsmiling man who had spent much of his life in exile, had won his throne by force at the desperate battle of Bosworth, and had then had to defend it for the rest of his weary days from plotters and insurgents. He was never known to smile, let alone laugh. His main task in life was to restore the national finances, and this he did in good measure: his initials can be seen at the bottom of every page of the royal accounts, signifying that he examined, checked, and approved of each line.
However, he must have thought it was part of his kingly duty to provide entertainment at his courts. So the Revels Office was set up in the mid-1490s, and thereafter it was the center of the English professional entertainment industry. The master of the revels varied, for this was a high court post held by a member of the aristocracy. But the real power in the office was held by a permanent official named Richard Gibson. He knew his job. He had been an actor, and the producer-manager of a group called the King’s Players. He held many jobs: porter of the wardrobe, where all the royal clothes, for both the men and the women, for ceremonial occasions were kept, and also its yeoman tailor, responsible for producing new clothes, as the occasion required. In addition he was sergeant of tents, in charge of the mobile sleeping-quarters when the court was on the move, being in due course promoted to be pavilionary, designing the immense royal tents needed for occasions of special display. It was Gibson who thought of the idea of a special summit conference between Henry VIII and Francis I of France, the first such occasion in history. Or rather, it was Gibson who made it possible by providing pavilions on such a scale of sumptuousness that the event, in 1520, was thereafter known as the Field of the Cloth of Gold. It was a great extravaganza, which no one present ever forgot, with jousting, plays, concerts, parades, fireworks, feasts, and twenty-four-hour drinking, the wine spouting from special fountains designed by the mechanics of the Revels Office. It was so expensive it was never repeated, but Gibson goes down in history as the first true international impresario, a line which stretches across the centuries to include Sergei Diaghilev in the years of the Ballets Russes, just before the First World War. It is not known whether Gibson ever made a joke himself. But he provided the physical setting in which he enabled others to do so, and he hired all the stars. One of the men he engaged to do the decorative work was Hans Holbein the Younger, the greatest painter in northern Europe. So Gibson knew how to pick them.
Gibson kept very detailed financial accounts in his execrable handwriting. So we know he paid £1 2s. for a “device to make thunder and lightning,” that he bought masks and “vizards” for £4 5s., and paid the large sum of £6 16s. to a “wire drawer,” a key craftsman in the construction of gilded scene-effects. He ensured that the theatrical “stuff” was periodically “aired” as well as “safeguarded.” He also cracked down on the habit of underlings who earned money by hiring out royal fancy dress to “lords, lawyers and citizens.” This and much else can be seen in the Public Record Office in London, or more easily read in E. K. Chambers’s masterpiece The Elizabethan Stage, published in four volumes in 1923. I dwell on these details to make the point that behind the laughter of the ages are dull, industrious little men who made all possible, and well-run organizations which provided the platform. The Elizabethan stage did not spring out of nothing—it was ultimately the product of the Revels Office, progenitor of the companies and theaters in which Shakespeare was able to display his genius.
No man ever provided more occasions for laughter than Shakespeare, and laughter of all kinds too: uproarious clowning and farce, horseplay and tumbling, sardonic jests and subtle jests, coterie in-jokes, wit both sly and majestic, and the mockery of human infirmity of every kind. He was helped by all kinds of experts, like Edward Alleyn, the L. B. Mayer or Cecil B. De Mille of his day, and great actors like Richard Burbage, who did his Othello and Hamlet and Lear. But equally important, perhaps more important, in terms of the “groundlings,” was his chief funny man, Richard Tarlton. Tarlton was an amazing fellow. He had all the skills of the traditional jester. He could juggle. He could sing, and write his songs and compose the music. He was an expert fencer, and constructed a fencing act which raised tremendous laughter, especially when he performed it with Elizabeth I’s little dog, Perrico. He could dance “on his toes” like a modern ballet dancer. The music for some of his jigs still exists, and the texts of things he wrote, such as The Seven Deadly Sins. He interpreted Shakespeare’s comic roles from his early work but was also a stand-up comic, who could ad-lib and compose extemporaneous recitals, taking in the current news of the town. The queen loved his chatter until he went too far, making nasty cracks about one of her favorites, Sir Walter Raleigh, who was unpopular as a monopoly holder. Worse, he “reflected on the overgreat power and riches of the Earl of Leicester,” her top courtier. So “she forbad Tarlton and all her jesters from coming near her table, being inwardly displeased with this impudent and unseasonable liberty.” So there was a family row over his will, something (as we shall see) which often provides a sad commentary on the lives of funny men. “Alas, poor Yorick!” as Shakespeare said.
Shakespeare was the first man not only to make jokes but to write movingly, and illuminatingly, of those who did it for a living. The eulogy of Yorick which he put into the mouth of Hamlet in the graveyard scene is a milestone. The monumental nature of this speech was very clear to Charles Lamb, and he showed his gratitude to Shakespeare for his example by writing admirably of the comics who strode the stage in his own day. He identified one of the most powerful instruments of mirth used by the professional comedian—the catchphrase, invented in the eighteenth century and still very much in use today. In the case of Dicky Suett, one of his favorites, it was the catch-laugh: “Ha, ha, ha! Ho, ho, ho—Oh La!” Lamb adds, “He drolled upon the stock of those two syllables richer than the cuckoo.”
Lamb was particularly admiring of the laugh-raising talents of John Liston, who began as a tragic actor, failed, then switched to comedy, and was so funny he became the first comic “to command a salary higher than a tragedian.” As a person, he was never known to smile. Indeed in private life he was melancholic—a common trait of professional jokers—and addicted to theology. He had a weird, long, lugubrious face, and had only to appear on stage, and illuminate his mug over the footlights, to set people laughing. That too is the way of the true comic. My old acquaintance Frankie Howerd said to me, “My visage is my most precious possession. It brings me nothing but grief in the shaving mirror but one glimpse of it by the paying public sets them a-tittering.” A quiet man, not given to drinking or roistering, Liston was always at work, and well looked after by his tiny, plump, twinking doll-wife. He was a practical joker, a wit, and a punster, competing with Lamb, his friend, for the most outrageous. Lamb wrote a cod memoir of Liston, but the player outlived him: he was able to retire at sixty and died ten years later, in 1846, a rich man.
But Lamb’s favorite comic was Joseph Munden, and he wrote about him often (so did the author and artist William Hazlitt). Indeed, Lamb’s “Autobiography of Mr. Munden,” printed in the London Magazine in 1825, an imaginary pastiche which imitates his stage mannerisms, vocabulary, and stutters, and seems to convey even the tone of voice, is one of the best things he ever did. Lamb says he was a remarkably funny baby, and had them all laughing at his christening—even the vicar tittered over the font. Lamb liked this, for he himself often laughed surreptitiously in church—”Anything awful makes me laugh. I was once almost expelled from a funeral.” But Lamb, well acquainted with misery himself—there was madness in his family, and his beloved sister, his lifetime companion, had murdered their mother—was aware of the Yorick syndrome of melancholy, which gets most comedians in its grip. Lamb described the case of James William Dodd, who played Shakespeare’s Aguecheek brilliantly, and the society fops of John Dryden and Richard Brinsley Sheridan—”the most perfect fopping ever placed upon the English stage,” he wrote—whom he once came across alone and meditating in the garden of Gray’s Inn. Dodd was a well-educated, even learned, man, whose collection of Elizabethan literature was famous and eagerly bought by erudite bibliophiles when auctioned after his death. In a fine passage in his essay “On Some of the Old Actors,” Lamb contrasts Dodd’s jovial excursions on the stage with his serious mien in the Inn garden:
Was this the face—manly, sober, intelligent—which I had so often despised, made mocks at, made merry with? The remembrance of the freedoms which I had taken with it came upon me with a reproach of insult. I could have asked it pardon. I thought it looked upon me with a sense of injury. There is something strange as well as sad in seeing actors—your pleasant fellows particularly—subject to, and suffering, the common lot—their fortunes, their casualties, their deaths, seem to belong to the scene, their actions to be amenable to poetic justice only. We can hardly connect them with more awful responsibilities. The death of this fine actor took place shortly after this meeting. He had quitted the stage some months; and as I learned afterwards, had been in the habit of resorting daily to these gardens almost to the day of his decease. In these serious walks probably he was divesting himself of many scenic and some real vanities—weaning himself from the frivolities of the lesser and the greater theatre—doing gentle penance for a life of no very reprehensible fooleries—taking off by degrees the buffoon mask which he might feel he had worn too long—and rehearsing for a more solemn cast of part.
Actors, to be sure, are only one category in the professional business of making the world laugh, even if they are the most important one. There are also writers, especially playwrights, novelists, poets, and even essayists like Lamb (and myself). There are painters, draftsmen, and cartoonists. Even musicians, though making people laugh by musical means in a concert or opera, is not easy; impossible as a rule. We smile at the last ten bars of Richard Strauss’s Der Rosenkavalier when the page retrieves the handkerchief to an inspired orchestral accompaniment, but we do not laugh. Still less do attempts by composers to imitate noises, as in Beethoven’s Pastoral Symphony or during the longueurs of Wagner’s Nibelungenlied, make us guffaw. And it is certainly not the business of an architect, though some now attempt it at great expense, normally the public’s, thus strengthening the justice of Auberon Waugh’s assertion that “all architects should be executed on principle.”
This last remark gives us a useful entry into the business of humor. No one seriously supposes that all architects should be subjected to the death penalty. At least I think not, though it is conceivable that Adolf Hitler, who took architecture more seriously than anyone else in his time, might (had he won the war) have introduced capital punishment for architects he disapproved of. All the same, the idea of catastrophe overtaking the creators of vast monstrosities is funny, and appealing. It is anarchic, but agreeable. Here we come across one of the central forces which produces laughter, in the same way that disturbance in the bowels of the earth leads to earthquakes, geysers, tidal waves, and avalanches. The force is chaos, contemplated in safety.
Comics who create chaos form one of the main categories of those examined in this volume: Hogarth and Thomas Rowlandson, for instance, W. C. Fields, Laurel and Hardy, Groucho Marx, Evelyn Waugh, and James Thurber. There are many different kinds of chaos, and a great variety of ways in which chaos can be created: therein lies the art. And there are those who, while not chaos-creators as such, recognize recondite forms of it, and relish it, such as Dorothy Parker who, on opening a door into a crowded room, feels impelled to ask, “What fresh Hell is this?”—the accent being on fresh. On the other hand, there are those who look for, and find, and analyze, the worrying exuberance, and sheer egregious weirdness of the individual human being, and who present them vividly and accurately for our delight. Among such, another wide category in this book, are Toulouse-Lautrec and George Bernard Shaw, Damon Runyon and Dickens, G. K. Chesterton and, again, Evelyn Waugh, who switches to this mode of humor in his later novels, though twitches of chaos still ruffled the deep waters of his prose. Of course, in addition to these two principal categories, there are other powerful sources of humor, especially categorization, that is the interplay between different classes, races, nationalities, and ages. Hence we find specialists such as Noël Coward, Charlie Chaplin (though he was also an expert on chaos), P. G. Wodehouse, and Nancy Mitford. Today, of course, being an age of Political Correctness, the increasingly authoritarian form of militant liberalism, many types of this kind of humor are censored, indeed some are unlawful and punished by prison sentences. But it is the fate of the comedian to court danger, and the more funny he or she is, the more likely is jail or the execution shed. But if comics fall into broad categories, each, if any good, is sui generis. The gallery I have assembled in this book is a strange collection of geniuses, worldly failures, drunks, misfits, cripples, and gifted idiots. They had in common only the desire, and the ability, to make large numbers of people laugh. In this series of books collecting together intellectuals, creators, and heroes, I reckon the comics are the most valuable. The world is a vale of tears, always has been and surely always will be. Those who can dry our tears, and force reluctant smiles to trembling lips, are more precious to us, if the truth be told, than all the statesmen and the generals and brainy people, even the great artists. For they ease the agony of life a little, and make us even imagine the possibility of being happy. And as Dickens’s Mrs. Gamp says, “What a blessed thing it is—living in a wale—to be contented.”