Critical Theory in Critical Times
PENELOPE DEUTSCHER AND CRISTINA LAFONT
We live in critical times. There is a widely shared sense of unease about the future. On the one hand, we face global crises—an overtaxed environment, a volatile global economy, mass migrations, new forms of war and terrorism. On the other hand, there is also a crisis of confidence in the capacity for political action to address such global problems.
Yet, there is also another, more positive sense in which we live in critical times. Since the end of the cold war, the global order has been in a state of constant flux. Perhaps this is a historic window of opportunity for new visions of the transnational and new political imaginaries to address current and future crises. These also are critical times for proposals aimed at transformation and improvement, and thus are propitious times for critical theory.
It is in this spirit that this collection gathers work by some of the most distinguished contemporary critical theorists, representing a number of traditions within critical theory, broadly conceived. These eleven essays offer new perspectives on issues such as the need and possibilities for transnational democracy, the justification and role of international human rights in strengthening democratic sovereignty against global neoliberalism, the neoliberal erosion of rights through the encroachment of the economic on all spheres of social and political life, the need to reconceptualize the critique of capitalism in the global era, and the need for critical theory to confront its Eurocentric heritage and respond to challenges from critical race theory and postcolonial studies. The essays reveal new ways of conceiving and connecting the diversity of explanatory paradigms across the different fields and disciplines encompassed in the tradition of critical theory, and of sharpening its conceptual tools. Those familiar with the tradition’s prior generations will gain an overview of the many ways contemporary critical theory has responded to profound social, political, cultural, and economic transformations with new themes, approaches, sensitivities, and perspectives—even while the emancipatory ambitions of prior generations of critical theory endure.
The volume is centered around several pressing problems of contemporary politics, which provide a unifying reference point for the contributions included in each part. Parts 1 and 2 focus on the global order from a political-legal perspective. In the opening essay, Jürgen Habermas confronts a key political challenge of our times, namely, how transnational democratization might be possible in the absence of a world state. The challenge arises from a mismatch between the increased demand for global governance to tackle global problems and the limitation of democratic politics to the domestic level, leaving transnational political action without any form of genuinely democratic governance. There are two sides to this problem. On the one hand, improving the democratic institutions of states won’t eliminate this democratic deficit. On the other hand, a weakening of state institutions by transnational measures could undermine the important historical achievements of democratic states (such as the commitment to equal protection of rights and freedoms or to equitable living conditions).
As a way out of this conundrum, Habermas offers a theoretical model for thinking of transnational democratization in a way that is sensitive to the need to preserve state sovereignty while enabling a constitutionalization of world society. He takes the European Union as a model for articulating this theoretical possibility. Although the democratic deficits of the EU are very different from those of a global political society, a fruitful connection between these cases can be established.
In order to overcome the democratic deficits within the EU, some model of transnational democratization is needed. The problem with the current political structure of the EU is not so much that its member states are not themselves democratic but rather that a form of political and, particularly, economic decision making has significantly migrated “up” to the transnational level, thus escaping the democratic controls that national political institutions could provide. But the model of transnational democratization suitable to the EU would not require it to transform into a European federal state. Thus, it may also serve as a model for the formation of transnational political communities in a future international order wherein global democratic politics could be possible without a world state. Habermas argues for a form of supranational constitutionalization that would not undermine national sovereignty and would enable political authority to meet the appropriate criteria for democratic legitimacy at each level: national, transnational, and supranational.
The compatibility between global constitutionalism and national sovereignty is also the focus of the contributions included in part 2 of the book. These three essays challenge, from different perspectives, the view that international human rights undermine democratic sovereignty. Against critics of legal cosmopolitanism, Seyla Benhabib argues that, far from being incompatible, human rights and democratic self-determination form a dialectic through an interdependent and productive process of norm enhancement and ongoing interpretation.
In pointing to the hermeneutic fact that human rights conventions are not self-interpreting documents, Benhabib contrasts their status as concepts and conceptions. They may provide a core concept of the rights they specify, but they cannot provide a specific conception of them or a full determination of the exact scope of application of each of these rights under all possible circumstances. Because such determination unavoidably leads to contextual variation over time and across regions, the legitimacy of the legal imposition of one or another interpretation of rights will depend on who has the legitimate authority to make such determinations. The fundamental incompleteness of rights, their permanent need for specification and contextualization, points to the conceptual interdependency between rights and democracy.
Moreover, Benhabib goes on to argue, without the right to self-government, the range of variation in the legal interpretation of the content of basic human rights cannot be justified. Thus, the right to self-government is not just a right alongside all other rights. It is the condition for enjoying any right as a right rather than as a privilege that some authority might give or take away at will. However, the very same incompleteness of rights, and the range of their legitimate variation, also can be turned against the statists’ privileging of national sovereignty as the only legitimate domain for the specification of rights. Benhabib develops a cosmopolitan theory of their “democratic iterations” to emphasize the important struggle among local, national, and international levels of governance, as well as among various organizations, social movements, national and international nongovernmental organizations (NGOs), and others, in their interpretations of human rights. These are complex processes of public argument and deliberation through which universalist rights claims are contested and contextualized, invoked and revoked, posited and positioned, through national and transnational civil society and global public spheres, in diverse sites that are porous, permeable, and open to the kind of cross-cultural and transnational affiliations that contemporary legal cosmopolitanism aims to elucidate.
In the second essay of part 2, Cristina Lafont defends the claim that human rights strengthen rather than undermine national sovereignty, though from a different perspective than that of Benhabib. Instead of focusing on the determination of the content of specific human rights, Lafont challenges the alleged incompatibility between human rights and sovereignty by foregrounding the distribution of responsibilities for human rights protections.
She considers the recently endorsed Responsibility to Protect (R2P) doctrine, which contemplates the possibility of coercive international action against sovereign states in cases of gross violations of human rights. This possibility fuels the impression that principled commitments to human rights and to sovereignty are on a collision course. In reaction, statists propose to minimize and de-internationalize human rights standards in order to protect national sovereignty against coercive intervention by powerful states.
Against these proposals, Lafont argues that the international commitment to human rights standards can strengthen the sovereignty of weak states against forms of international action that undermine their ability to protect human rights within their jurisdiction. To show how this should work in practice, Lafont challenges the tendency to see states as primarily inclined to deny the human rights that the global community might seek to enforce. On the contrary, she reminds us that weak states come under pressure from global governance institutions such as the World Trade Organization (WTO), the International Monetary Fund (IMF), or the World Bank—bodies not governed by human rights standards—to comply with the conditions of economic policies and regulations (from patent agreements to structural adjustment polices) that undermine those states’ ability to protect the socioeconomic rights of their populations. In that context, the international human rights obligations of states can be understood as strengthening their claim to sovereignty. Lafont articulates a view of the international responsibility to protect human rights that is more demanding than current R2P doctrine and that calls for shoring up the sovereignty of states whose ability to protect the human rights of their populations has been undermined.
In the final essay of part 2, Rainer Forst also challenges the alleged conflict between human rights and democratic sovereignty, as well as the human rights minimalism that often is defended as the way out of that conflict. He defends a philosophical account of human rights in which human rights and democracy are conceptually interdependent, tracing both to a common ground in one basic moral right: the right to justification. According to Forst, we bear a right to be given adequate reasons for actions or norms that affect us in relevant ways. On this basis, we are entitled to basic human rights that secure this status. These include the essential personal, political, and social rights necessary to establish what Forst calls a “social structure of justification.” They also include substantive rights that, within such a structure of justification, could not reasonably be denied to others without violating the demands of reciprocity and generality.
By emphasizing that human rights have long been claimed in social struggles against exploitation and oppression, Forst’s critical theory of human rights aims to reconstruct their basic emancipatory claim, which seeks to make the moral right to justification socially effective. Human rights enshrine the basic right to live in a society in which social and political agents determine which rights they can claim and must recognize. Thus, human rights necessarily include the right to political participation. Forst repudiates the view that there is an intrinsic conflict between human rights and sovereignty. On the contrary, according to his argument, one cannot limit the human right to democracy by appealing to the principle of sovereignty or collective self-determination without contradiction. Anticipating the line of criticism that Amy Allen articulates in the final part of the book, Forst claims that his argument is immune to the charge of ethnocentrism, insofar as such a charge still presupposes a tacit claim to the principle he defends as universal: the right to justification.
Part 3 shifts the focus from recent contributions by critical theorists to the area of transnational law and democracy toward a discursively oriented critique of the contemporary and historical challenges to democracy, equality, and rights. Wendy Brown brings a different perspective to the erosion of powers discussed in parts 1 and 2. Her guiding question is whether states are still capable of ensuring popular sovereignty at all. She focuses on the means by which neoliberalism has steadily eroded democracy not only in the Global South but also in the Global North, albeit through more subtle means. For example, she describes the recent erosions of free speech, civil rights, the political process, labor unions, affirmative action, and the welfare state in the United States. Brown seeks to broaden contemporary critiques of the erosion of political sovereignty by bodies such as the World Bank, the IMF, and the eurozone. Such critiques must go further, to challenge the pervasive neoliberal rationality organizing not only economic policies but also, increasingly, all aspects of contemporary social, public, private, and political life.
But the question is how to avoid capitulating to an increasingly pervasive neoliberal common sense and its generalized marketization. Brown argues for closer analysis of exactly how this occurs. Exactly how is it, for example, that crucial aspects of the democratic political process, such as elections, come to be marketized and undermined by neoliberalism? Her precise account of the 2010 US Supreme Court’s Citizens United ruling illustrates the type of analysis she advocates. She shows that the ruling did more than analogize political speech to a free marketplace, which is a common interpretation. Instead, she shows that the ruling really did effect the “economization” of political speech, threatening the very distinction between the political and the economic.
Without idealizing past forms of democracy, Brown nonetheless claims that neoliberalism has eroded a lever long vital to the process of ongoing critique, which she associates with democracy. We lose democracy’s (always incomplete) aspirational meaning, its ideals and its imaginary, when we confuse the public sphere with a market of ideas. And, in combination with the convention of deeming market forces to be unavoidable, a further result is an erosion of confidence in our capacity to transform social and political futures.
Brown’s close textual analysis of the Citizens United ruling is followed by a second contribution to critical theory’s tradition of close textual analysis. In his reconstruction of Karl Marx’s political critique of bourgeois law, Christoph Menke offers a detailed analysis of a blind spot that emerges in the course of Marx’s distinction between social and political rights. Because Marx saw capitalism as requiring the private, bourgeois law that protected property rights, sustained class inequality, and concealed and enabled class domination, he considered the rise of “social” rights claims politically irrelevant.
Menke argues that Marx was right to distinguish between two different types of law and rights—private and social—but that he misunderstood and underestimated the significance of social rights. The critical analysis of private rights adds to our understanding of law as domination and as distributing and concealing inequality. However, because social rights concern the right to equal participation and communication in social and public life, Marx’s analysis must be complemented with a different form of critique if we are to understand the role played by this form of law in structures of domination. A critical theory of law and rights will require multiple concepts of domination and power.
Accordingly, in his essay Menke turns to the work of Michel Foucault to retrieve an alternative analysis of the social rights disregarded by Marx. They are, he suggests, the “life rights” described in Foucault’s Volonté de savoir as intertwined with discipline and biopower. In claiming “life rights,” we participate unwittingly in forms of normalization and subjectification whose analysis requires the reformulation of how we understand domination. Although the analyses of Foucault and Marx are often taken to be opposed, given their different analytics of power and Foucault’s well-known critique of Marx, Menke concludes that the corresponding modes of domination they describe—through their various analyses of private bourgeois law and of the normalization of social rights—should not be separated. Through this double concentration on its social and political dimensions, the law can be newly understood in terms of its constitutive double antagonism and ambiguity: normalization is expressed and made possible by social rights, while inequality is expressed and made possible by private rights, the former also relying on the latter.
The fourth part of the book focuses on the current economic order and, in particular, on the need to articulate an understanding and critique of capitalism that is appropriate to our time. Both essays in part 4 are based on the assumption that capitalism is much more than an economic system; the differences in their respective diagnoses are marked by how this “more” should be understood. Nancy Fraser aims to offer a critical theory of contemporary capitalism that revises traditional Marxist conceptions by incorporating the insights of feminism, postcolonialism, and ecological thought. As she argues, the remarkable recent revival of capitalism as a central category of analysis results from the growing intuition that the heterogeneous ills that surround us—financial, economic, ecological, political, and social—can be traced to a common root. Reforms that fail to engage with the deep structural underpinnings of these ills are doomed to fail. Consequently, only a unified analysis that includes capitalism as a central category can clarify the relations among the disparate social struggles of our time.
To provide a framework for such a unified analysis, Fraser follows and radicalizes what she sees as the key methodological strategy of Marx’s analysis of capitalism. Marx was able to identify the four defining features of capitalism—private property in the means of production, a free labor market, capital accumulation, and the distinctive role of markets—by looking behind the sphere of exchange into the “hidden abode” of production. Employing a similar theoretical move, Fraser aims to identify additional key features of contemporary capitalism by looking behind the sphere of production into its even more hidden “conditions of possibility.” She identifies the realms of social reproduction, ecology, and political power as necessary background conditions for commodity production, labor exploitation, and capital accumulation. If this is the case, then capitalist production is not self-sustaining but depends on social reproduction, nature, and political power. Yet capitalism’s orientation toward capital accumulation threatens to destabilize the very conditions of its possibility. It undermines its own social-reproductive conditions: the sociocultural processes that supply solidary relations and affective dispositions, and the value horizons that underpin social cooperation. It undermines its ecological conditions: the natural processes that sustain life and provide the material inputs for social provisioning. And it undermines its political conditions: the public powers, both national and transnational, that guarantee property rights, enforce contracts, quell anticapitalist rebellions, and maintain the monetary supply.
As Fraser emphasizes, these background conditions enabling the capitalist system of production are themselves not features of a capitalist economy but of a capitalist society. However, she rejects the widespread view of capitalism as a reified form of ethical life, characterized by pervasive commodification and monetization. She argues that capitalist commodification depends for its very existence on zones of noncommodification that embody their own, distinctive normative and ontological grammars. Rejecting a purely functionalist analysis of capitalism, Fraser conceives of the “hidden abodes” of reproduction, ecology, and politics as reservoirs of “noneconomic” normativity that are pregnant with critical possibility, helping us to understand how a critique of capitalism is possible within it.
In the second essay of part 4, Rahel Jaeggi addresses explicitly the need for a “wider” understanding of capitalism. Her proposal connects with and differs from Fraser’s in interesting ways. An important point of coincidence between both diagnoses is the rejection of what Jaeggi calls the inside/outside metaphor: the popular picture of capitalism as a self-enclosed economic system that follows a logic of its own, a threatening black box from which other spheres (cultural, social, personal) need to be protected. So long as we are captives of that picture, Jaeggi argues, so long as the economy itself is not seen as part of the social order, it cannot become the object of social critique. Therefore, developing a wider understanding of the economy is necessary to taking a critical look at the political economy of our times.
The key to Jaeggi’s approach is to understand societies as forms of life in the specific sense of aggregate ensembles of various social practices that are subject to their own problem-solving dynamics. From that perspective, economic practices are social practices, a part of the sociocultural fabric of society. To view them critically is to see them as failed practices. Like all practices, economic practices are subject to normative criteria of appropriateness, and thus their ability or inability to solve predefined normative problems can be critically examined and subjected to a critique immanent to their normative content.
To defend this claim, Jaeggi questions the widespread view of the economy as a norm-free zone, a sphere disembedded from the normative fabric of society. She offers a detailed analysis of key features of social practices, which she then applies to paradigmatic practices and institutions of capitalism (such as regulation of property and distribution through market exchanges). Her analysis reveals that, in capitalism, economic practices are still practices, based on norms, aggregated into institutions, and involved in the larger practical context of a form of life. As Jaeggi argues, far from generating a norm-free zone, the capitalist economy replaces a prior (premodern) ethos with a new one. The ethos of abolishing substantial ethical relations and restrictions, such as those broken in the formation of “modern” or capitalist economic institutions, is still itself an ethos. Thus, we should not be duped by capitalism’s tendency to make the normative character of economic institutions invisible.
The book’s final part takes up the issue of possible ethnocentrism in critical theory, broached in part 2. Amy Allen questions the role played by narratives of progress presupposed by the second, third, and fourth generations of critical theory—thus, in the work of philosophers from Habermas to Forst. None would endorse overtly colonialist images of Europe as civilizing, yet Allen argues that Habermas’s and Axel Honneth’s reliance on the idea of historical progress continues a problematic tradition in which the peoples and forms of life identified as premodern are indirectly supposed to have lesser worth.
Allen proposes a return to the first generation of critical theory, given its greater skepticism about the state of historical progress, and its decoupling of this negative assessment from the more positive projection of progress as an ideal, as seen in the work of Theodor Adorno. This is Allen’s first step toward supplementing the critical theory lineage running from Habermas to Forst with the resources of a countertradition within critical theory, a lineage that would extend from Adorno to Foucault, which has particularly favored forms of immanent critique.
Her further reasons for considering a more promising alternative for the project of decolonizing critical theory include its stronger account of reason’s entanglement in power and history and its rejection of a privileged modern, European, or contemporary vantage point. This tradition offers a more ambiguous appraisal of the Enlightenment as connoting both domination and promise. It has tended to emphasize the ways in which freedom can also, simultaneously, be understood as a form of subjection. It can offer a more critical vantage point on our contemporary perspective, among whose “terminal truths” Allen would count modernity’s enduring Eurocentrism.
Allen also revises a common view among some critical theorists that Adorno and Foucault negated modernity’s normative inheritance. Instead, she finds in these writers’ alternative concepts of freedom a commitment to modernity’s central values. And, notwithstanding the inadequacy of Adorno’s and Foucault’s actual considerations of racial hierarchy and colonial and imperial power, she argues that their alternative conceptualizations of freedom, power, and history offer a more promising resource for the contemporary project of its decolonization.
In the first of two responses to Allen, Penelope Deutscher focuses on the turn to Foucault’s work by a number of critical theorists. Some, including contributors Nancy Fraser and Wendy Brown, have argued that contemporary times have seen forms of political, social, and economic change not anticipated by Foucault, such that his models of power, particularly his disciplinary model, are less relevant today. Others understand today’s pressing theoretical imperatives to constitute a post-Foucauldian time of theory and criticism. In the final chapter of this volume, Charles Mills urges critical theorists and philosophers to recognize the challenge slavery poses to philosophical accounts of recognition or alterity. He doubts that existing philosophical considerations of alterity—including Foucault’s “unreason”—are adequate to the task.
Deutscher directs the same question to those who derive from Foucault abstract conceptions of freedom and normalization (Allen and Menke) and to those who situate Foucault’s models as overly specific to their time: Don’t these interpretations bypass or presuppose the status of Foucauldian time and timeliness, thereby bypassing the importance of this question to Foucault’s understanding of critique, a temporality by means of which Mills’s criticisms of Foucault on race could also be reconsidered?
Adding to those who have directed renewed interest at a Foucauldian understanding of the ambiguity of rights (Menke) and of freedom (Allen), Deutscher returns to the complex role of the “present” in Foucault’s understanding of critical theory and of the “presence” of epistemes and formations of power. Foucauldian temporality is, she argues, fundamental to understanding the ambiguity of the Foucauldian freedom emphasized by Allen and the Foucauldian ambiguity of rights, emphasized by Menke. Deutscher defends the role of Foucauldian time as rendering more complex our assessment of the time in which we find ourselves, and our realization of its ruptures and impending transformations.
In the second response to Amy Allen, Charles Mills agrees with Allen that critical theory’s own promotion of emancipation, freedom, justice, and respect for the other ought to provide a promising foundation for challenging its Eurocentrism. But he takes Allen’s project to insufficiently distinguish between decolonization and deracialization, hindering its scope of critique. Moreover, he would question the sufficiency of any project to decolonize critical theory if it occludes the actual literature of critical race studies. Thus, Mills is wary of Allen’s appeal to an alternative critical theory lineage extending from Adorno and Foucault as the more promising resource for critical theory’s decolonization.
Moreover, Mills reminds us that not all forms of challenge to critical theory’s Eurocentrism and imperialism are automatically aligned in sympathy. An attunement to its Eurocentrism does not automatically deliver a comprehensive understanding of critical theory’s whiteness. In fact, postcolonial studies have tended to marginalize questions of race, failing to engage the literature of critical race studies, which, all the while, has been dominated by a largely American focus. Both fields, for instance, have neglected the theorization of race within Native American studies. Thus, Mills argues for more integrated and globally oriented forms of analysis, which would confront critical theory with at least five further conditions. These are, first, the need to address the actual presence and numbers of philosophers of color as more than a merely “demographic” question and, second, to dialogue with the literature of critical race studies and its different perspectives and analytic starting points. Third, the project to decolonize and deracialize critical theory requires a broader contextualization. This project is just as pressing for philosophy, and for political theory generally, which also have failed to appreciate the social significance of race and its role in structuring reality. Fourth, there is need for greater skepticism about well-meaning denunciations of race bias, because these may coincide with the systematic adoption of analytic categories and approaches that render the significance of race invisible. Fifth, Mills reminds us that the very geography and chronology of modernity, its space and time, in addition to its rationality, have come to be racially inflected. We tend to underestimate this phenomenon, and it can, he argues, be only insufficiently characterized by concepts such as second nature and ideology.
The contributions to this volume exemplify a variety of distinctive, sometimes competing approaches to critical theory. Far from solidifying a methodological orthodoxy, the tensions among different paradigms contribute to the internal dialogue among the various contributions. Whereas, for some, the legal-political paradigm offers the best entry point for understanding and transforming the current economic and political order, others question the limits of such paradigms. These methodological tensions become explicit in the final part of the book, in the self-reflective dialogue on the limits and pitfalls of some traditions of critical theory. Collectively, the book reflects critical theory’s ongoing gains from the methodological diversity that has emerged in response to the profound transformations of the global order.