PROLOGUE: IT’S A WONDERFUL LIFE
At the age of 75, Adam Newman is deeply satisfied that with the onset of middle age he is reaching the full height of his operatic powers. He has always been thankful for the genetic endowment his parents arranged for him: the propensities for musical abilities and language skills, of course, but also the fact that they had enough foresight to keep him a bit over the average in height. His 6’ 6” frame can carry with ease the expanded lung capacity and musculature that have made him such a powerful singer, and being big along with handsome still has substantial social and stage advantages.
Not that Adam has failed to make some improvements of his own. It was no picnic training to use his new optimized vocal cords, but well worth it in the end; many audiences still appreciate that it is really him they are hearing across his full six-octave range, and not some processed sound coming out of speakers. Of course the biomechanical cords also allow him to play the more traditionally minded houses that won’t synthesize at all. His language and vocal-style memory implants are another matter; here again he can hardly fail but be grateful to his parents. For his innate skills in these areas mean that unlike many of his peers, who need a minute or two to reorient, he can “switch gears” seamlessly from one language or musical style to another, no matter how exotic. Since stylistic and linguistic eclecticism have run riot among composers (why not say what you want to say in whatever language that it sings best in?), this ability puts him in great demand. He does not need the contrived off-stage moments that librettists often have to supply for singers to recover after they have switched over. Adam feels it just adds to the realism.
He’s never happier than when he is on stage; indeed, Adam can hardly imagine a different life for himself. Still, even in the very enjoyment of full summer Adam is sometimes reminded that fall will come. Lately, he’s found that he really benefits from a couple of hours of sleep a week. (His folks once told him they had to stretch a bit to afford the sleep-optional mod, but thought in the end it was worth it—what great people they were!) And his metabolism has needed a bit of tweaking to optimize his nanotech waste-minimization feature. But, thank Gentech, so far it’s nothing that remotely affects his voice. Adam has reached the point where he has no real concerns about his legacy; after all, his great performances are already available in full-def 3D VR, and he is under contract for a series that includes the new emotional track, having finally found a producer who shares his contempt for the crude work of much that is done in this area and is willing to listen to his suggestions about whom to use as his emo-dubber. (It never occurred to Adam that anybody would want to feel what he is actually feeling as he sings, which to be honest is not very much beyond a desire to please the audience.)
But he’s beginning to wonder why he should have to think in terms of a “legacy” at all. Adam has never been what you would call an early adopter. He has all the innate conservatism you’d expect from an opera singer, but he has watched with interest the developing debate between the cyborgs and virtuals—those who have left birthbodies behind and uploaded their minds to biomechanical bodies and those who have chosen virtual instantiations. They both make good cases for their choices, although when the virtuals were just holograms, cyborgs seemed to have the better life. But then smartdust came along. Intellectually he knew Daphne Morgan wasn’t a hologram anymore, but he never got over his surprise at how solid she was in that final embrace in The Golden Ass, when just a moment before she had been a tree. No more need to mime body-resistance with her! Still, the virtuals tend to get a bit . . . weird. Adam had been content with their collegial relation, but then she started giving him what he thought were signals that she wanted more. So he invited Daphne out to dinner to test the waters. He supposes he should be grateful that she came as a baby rather than adult giraffe. But having her standing across the table from him, with her big eyes, long lashes, and baby-doll lisp; it aroused in him feelings he did not quite know what to do with. Although it was supposedly impolite to ask them, everybody knew that the virtuals are multitasking their avatars when they are dealing with the very slow-paced solid world. The rumors about how virtuals like to mess with actuals, and about the strange things that virtuals get up to in cyberspace didn’t help matters; he’d had a sense a couple of times that they were not exactly alone at the table. After that, he was content that they just work together.
So Adam wants to see how things shake out before he gives up entirely on the body that has been so good to him—just another way of showing gratitude to his wonderful parents. He wouldn’t be a bit surprised if by the time he’s ready, you won’t even have to choose between virtual and cyborg; there will be something better than both! What would it be like to sing with a full cast of Adam Newmans?
DEHUMANIZATION IS central to contemporary transhumanism. A skeptical reader of this book’s first chapter might have concluded that the advocates of the eclipse of man discussed there—Bernal, Haldane, and the rest—represent little more than historical curiosities. But if their ideas remain in some way curious, at least they are not simply historical curiosities. As we saw in Chapters Two and Three, the themes they explored are alive and well today: scarcity and competition, remaking our bodies and extending our lives, merging minds and machines, mankind’s destiny in space, and more. These are some of the dearest hopes of today’s transhumanists. Ray Kurzweil, the most prominent popularizer of transhumanist ideas, imagines we will have multiple virtual avatars, so that “I” can at the same time be attending various meetings and sharing a stimulating simulated sexual encounter that will be better than the real thing because I will be able to feel not only my own sensations and emotions but also those of my partner(s).1 Hans Moravec, a prominent roboticist at Carnegie Mellon University, has enthused about how we will be able to speed up our thought processes so that “You will have time to read and ponder an entire on-line etiquette book when you find yourself in an awkward social situation.”2 (Of course, that seems to assume that one’s fellows are not similarly “speeded up.”) The transhumanist Simon Young looks forward to being able to eliminate the need to eat or excrete or sleep.3 James Hughes, another booster of transhumanism, thinks we will have cybernetic brain implants that we will “undoubtedly” use for “watching and advising our behavior,” to make sure we are acting morally by whatever standard of morality one might choose.4 A 2006 conference at Stanford University Law School organized by some of the top figures in transhumanism featured a panel discussion about people like Cat Man and Lizard Man, who have had themselves surgically and otherwise altered to resemble their namesakes.5 The list of alterations to our bodies and brains, our minds and morals, that the transhumanists envision goes on and on, becoming ever more strange.
Yet the best case for transhumanism starts from familiar, even prosaic, premises. This “common sense” case may be characterized as follows. Incremental technological and scientific progress, likely accelerating in pace, will continue to occur across a wide variety of fronts, driven by commercial, medical, and military motives, as well as the pure joy of research and development. Who does not already have a sense that things are changing rapidly, and that the rate of change is increasing? The consequences are readily taken for granted today: ever more people living lives that are healthier, wealthier, and longer. Who doubts that medicine will continue to make the kinds of strides that will offer opportunities for ever better health? Who would find it remotely plausible that computers would be the same in a decade as they are today?
Hence, many of the new abilities made possible by this progress will, taken one by one, hardly be controversial in themselves.6 But taken together, these ever-increasing powers over nature will converge on the ability to redesign our minds and bodies, opening the door to the more strange and radical possibilities mentioned above. There need be no dedicated research program to make these dreams a reality; the necessary technologies will appear on their own, regardless of transhumanists’ hopes for the future.7 The technologies that cure disease and restore lost functionality open the door to enhancement of our abilities; indeed it seems to be agreed by both transhumanists and many of their critics that there is no bright line between therapy and enhancement.8 So transhumanists readily imagine using our increasingly sophisticated understanding of the human machine to create novel capacities.
Indeed, the more one thinks about how much better we could do if we designed our own bodies, the more dissatisfied we are likely to be with the present model. In particular, isn’t just about everybody dissatisfied with the brevity of life? Pushing this open door is a favorite transhumanist selling point; they are confident that significant life extension is on its way. Ongoing developments in our ability to treat once-fatal diseases will certainly play a role, but aging itself, seen as a disease, will soon enough start to yield, whether to genetic engineering, artificial or cloned organs, or the kind of nanotechnology-enabled medicine that Drexler foresaw.
As we will see in what follows, the arguments that drive transhumanism from the uncontroversial to the strange are very similar to those that moved us from Condorcet’s vision of human progress to the eclipse of man. Transhumanists argue, in a fashion that will by now seem familiar to readers of this book, that manipulating nature is simply part of what defines us as human beings. The growing abilities of modern science and technology that stem from this trait are giving us the power to take evolution into our own hands; ongoing competition will force us to use technological evolution to improve not only on the naturally given “outside” of us but also on our selves.
EAGERLY AWAITING ENHANCEMENTS
Let us begin by looking more closely at the first part of this line of thought. There are already many technologies available that enhance human abilities. Take, for example, human vision. Eyeglasses enhance the vision of those with poor eyesight, but they are already coming to appear as relatively primitive. Contact lenses can both enhance eyesight and provide cosmetic alteration of eye color or appearance. LASIK surgery can eliminate the need for certain kinds of vision prosthetics altogether. Artificial retinas are being used to restore sight to people with certain kinds of blindness, and tiny “telescopes” are being implanted into the eyes of some patients with macular degeneration.9 Such technologies are rapidly improving, and remarkable further advances are both easy to imagine and plausible. None of this “enhancement,” if that is indeed what it is, is remotely controversial, and we expect and desire further improvements in such technology, made possible by growing knowledge of how vision and the eye work, and by advances in computing, materials science, and biotechnology. So an artificial eye, whether grown or constructed with organic or inorganic materials, seems far from a crazy dream, but rather a reasonable goal of medical research and a great boon, restoring normal sight to all those who suffer from vision loss.
So far so good. But if one can make such an eye, why restrict its use to those with vision loss? Just as many cars now come equipped with once-unimaginable rear-vision cameras, would it not be useful to implant a third eye in the back of one’s head? Granted, the brain is not used to processing the data such an eye would provide. But the brain is quite malleable; could it not be trained to see with a third eye? A recent study suggests it treats tools as body parts, so why not new body parts as tools?10
If there are atavistic aesthetic objections to a third eye, why not construct an eye that has better-than-normal vision, one that can see more sharply at greater distances, or can see better in low light?11 Why not an eye with a zoom lens, or one that can extend the range of human vision into the ultraviolet or infrared? We are told that the eye is a kind of camera, and we already make cameras that do all these things. The brain “processes” electrical impulses from the eye, and we now also make cameras whose outputs are electrical impulses.
It does not take much imagination to see how such artificial, enhanced eyes could provide a competitive advantage to soldiers, pilots, police, sportsmen, contractors, repairmen—the list could be as long as the kinds of additional vision that someone might find useful. And once some people adopt the new ability, others in their line of work will be faced with competitive pressure to keep up by using the same enhancement or risk falling behind. While doubtless early versions would be quite expensive, why not experiment on wealthy early adopters? Just as the price of LASIK surgery has plummeted, so too we can expect that some kinds of artificial eyes will eventually come to be affordable by nearly all—even if the cutting-edge models continue to be high-priced.12
The transhumanists can point out that all you have to do is look around you today to see that if you leave people free to make their own choices about what kind of vision or any other sort of enhancement they wish to have, things will settle out in a way that favors their ever-increasing use, even if the distribution of benefits remains in-egalitarian.13 This argument, of course, tacitly acknowledges both that there will be winners and losers in a transhumanist future, and who the losers will be: the unenhanced or even the less-enhanced.14 Should we consider that a problem? Many (though by no means all) people accept that there will be winners and losers in an economy based on just the kind of free choice that the transhumanists advocate in relation to enhancements. So it seems as if anyone already accepting such inequalities would have to do so also in relationship to enhancements.
But there is a difference. The present inequalities are generally accepted to the extent that we believe winners and losers are not graven in stone, that there is dynamism and mobility such that winners are not entirely self-perpetuating—for example, there are reversals of fortune, or successful people can have stupid and profligate children who fritter away the fruits of their success. Beyond that, mortality is a great leveler. But transhumanist success aims precisely to be self-perpetuating to a far greater degree and takes perpetuity of some sort to be a reasonable aspiration. Hence, the prospects for entrenched inequalities seem to be dramatically improved as the logic behind how an artificial eye might be used is applied to just about any aspect of our bodies: senses, limbs, or organs, including our brains.
CHOOSE YOUR OWN ADVENTURE
Nevertheless, in relation to all such technologies of enhancement, a great many transhumanists stand foursquare behind the principle of consumer choice. Most are willing to concede that enhancements ought to be demonstrably safe and effective. But the core belief is that people ought to be able to choose for themselves the manner in which they enhance or modify their own bodies. If we are to use technology to be the best we can be, each of us must be free to decide for himself what “best” means and nobody should be able to stop us.15
This techno-libertarianism is important to transhumanists if for no other reason than that it allows them to believe they can distinguish between their outlook and that of the early-twentieth-century advocates of eugenics with whom they fear being confused. After all, the transhumanists, like the eugenicists before them, talk about a quasi-Darwinian competitive imperative to improve the human race; it might appear as if transhumanists are simply advocating more effective means to old-fashioned eugenic ends, replacing selective breeding and sterilization with enhancements. But transhumanists insist it is crucial that, unlike the eugenicists, they are not interested in using the power of government to coerce people into making better humans. For the most part the transhumanists insist that just as no one should be prevented from choosing the enhancements or modifications he wishes, so no one should be forced into any kind of enhancement or modification.16 Indeed, the transhumanists argue, it is their critics—whom they disparagingly label “bioconservatives” and “bioluddites”—who, by wishing to restrict enhancement choices, are the real heirs of the eugenicists; they are the ones who have an idea of what humans should be and want government to enforce it. The transhumanists would say that they are far less interested in asserting what human beings should be than in encouraging diverse exploration into what we might become, including of course not being human at all. Moreover, the argument goes, transhumanists are strictly speaking not like eugenicists because they are not interested only in making better human beings—not even supermen, really. For to be merely human is by definition to be defective.17 It is this view of human things that makes the transhumanists de facto advocates of human extinction. Their dissatisfaction with the merely human is so great that they can barely bring themselves to imagine why anyone would make a rational decision to remain an unenhanced human, or human at all, once given a choice.18
However, if the transhumanists are for the most part against state coercion in relation to enhancements, as we have already seen that does not mean there is no coercive element in the transition to the transhuman. They can avoid government coercion because they believe that the freedom of some individuals to enhance and redesign as they please adds up to an aggregate necessity for human enhancement, given competitive pressure and the changing social norms it will bring. Indeed, to the extent that transhumanists recognize that theirs is presently the aspiration of a minority, they are counting on this kind of pressure to bring about the changes in attitude they desire. Within the framework of the largely free market in enhancements the transhumanists imagine, an arms-race logic will drive ever-newer enhancements, because if “we” don’t do it first, “they” will, and then “we” will be in trouble. This kind of coercion is not of much concern to transhumanists; they are content to offer that it does not infringe upon freedom because, as the rules of the game change, one always retains the freedom to drop out. Indeed, the transhumanists seem to take particular delight in pointing out that anyone who opposes the idea that the indefinite extension of human life is a good thing will be perfectly free to die. In a world of enhancement competition, consistent “bioluddites” will be self-eliminating.19
There is another kind of necessity that transhumanists can adduce to support their case for the free choice of enhancements. Recalling a theme introduced by Condorcet, they assert that human beings are practically by definition the beings that enhance themselves, or that human beings are the beings who overcome their own limitations and the limits of the naturally given—including the sorts of limits that Malthus had in mind. According to British bioethicist John Harris, who for no good reason objects to being called a transhumanist,
It is doubtful that there was ever a time in which we ape-descended persons were not striving for enhancement, trying to do things better and to better ourselves. . . . I am personally pleased that our ape ancestor lacked either the power or the imagination, or indeed avoided the errors of logic and/or morality, which might have led her to preserve herself at our expense. I hope that we will have the imagination, the power, and the courage to do better for ourselves and our descendants than the combination of chance, genes, and environment has done for us.20
While Harris frames the issue as a choice, it is not clear why we are any more free to make it than our ape ancestress, given his initial assumption about what it means to be human—that we have always been striving for enhancement. Starting from this definition, the transhumanists are simply doing what human beings have always done. So just as history tells the story of cultures gradually gaining the wisdom to accept as humans people who come in all kinds of shapes, sizes, abilities, and colors, we ought to be prepared to extend that circle of identification and accept further such variance so long as the essential attribute of self-overcoming is still present. Transhumanist philosopher Nick Bostrom has suggested that even if they are not human, transhumans and posthumans may yet be “humane”—that is, they may possess recognizably admirable human moral qualities. Indeed, they may well be more likely than humans to be humane, since they will have overcome the human or natural constraints that produce bad behavior among humans.21
Yet by calling attention to this self-overcoming aspect of human nature, the transhumanists create another kind of problem within their argument. Starting from their assumptions, evolution is the only way in which human beings could have gained their ability to overcome natural limits; that we have this capacity is ultimately a matter of chance. The ability to control our own evolution going forward, then, has at least this much of an irreducible foundation in natural evolution. That foundation would seem to represent a limit on what parts of our nature we would seek to modify, lest we compromise this all-too-human drive to self-overcoming. Or, to describe this paradox in another way, our descendants would only genuinely be “posthuman” if they reached the point where they were no longer engaged in the self-overcoming that is our presumed essence. Whether such a result would ever be desirable is unclear, unless lurking somewhere in the transhumanist argument, as it did in Drexler’s, there is a tacit belief that at some future moment our descendants will have reached some limit of the possible with respect to what can be done to themselves. Only at that point would this drive for enhancement become counterproductive and have to be rooted out at last. Short of this outcome, a remnant of our nature remains in whatever kind of beings come after us.
GUARANTEED RETURNS?
Competition combines with the challenging of Malthusian limits to give the transhumanists a very strong sense that they represent the direction of history. Ray Kurzweil has taken the argument one step further, giving it a cosmic twist (like Drexler and Reade before him). Kurzweil calls the force that drives the progress of inhumanity the “law of accelerating returns.” As its name implies, this law encapsulates the idea of an accelerating rate of progress, but Kurzweil claims that he can show the trend line is an asymptotic curve, rapidly accelerating today toward an unreachable future infinite. Something like this law, he seems to believe, has been at work extending even into the deep past, long before the rise of humanity.22 If Kurzweil is correct, then any appearance of choice we might have with respect to a posthuman future is illusory, and the might of the law behind this trend line is the ultimate source of the rightness of the future he describes. (So Kurzweil, like CryptNet in The Diamond Age, confuses “inevitability with Right.”) Why bother advocating for transhumanism at all, if there is no reason to fear that transhumanism’s critics might win out, as the law dictates their irrelevance? Advocacy for transhumanism must instead be predicated on concern that without a sufficiently solid understanding of what the future holds, the powers we are gaining could be misdirected in destructive ways. In other words, instead of deliberate human extinction, we might cause it accidentally.
Still, perhaps the transhuman future need not be quite so dire. David Pearce, a cofounder of the World Transhumanist Association, has what at first glance seems to be a considerably more benign outlook. He returns us to the prosaic, seeing the transhumanist effort to control evolution as being driven by what he claims is a completely rational and undoubtedly moral desire to maximize happiness and minimize suffering and pain:
Over the next thousand years or so, the biological substrates of suffering will be eradicated completely. “Physical” and “mental” pain alike are destined to disappear into evolutionary history. The biochemistry of everyday discontents will be genetically phased out too. Malaise will be replaced by the biochemistry of bliss. Matter and energy will be sculpted into life-loving super-beings animated by gradients of well-being. The states of mind of our descendants are likely to be incomprehensibly diverse by comparison with today. Yet all will share at least one common feature: a sublime and all-pervasive happiness.23
We would of course first make every effort to get our own house in order, making sure that human beings are all happy all the time, but there is also pain and suffering in other parts of the animal kingdom, and eventually we would face up to the moral necessity of dealing with that by the appropriate changes in genes and ecosystems to put an end to animal predation. Pearce goes on to consider what happens when we discover life on other worlds, and has no compunctions about extending his principle, and hence posthuman efforts, in that direction. “So long as sentient beings suffer extraordinary unpleasantness—whether on Earth or perhaps elsewhere—there is a presumptive case to eradicate such suffering wherever it is found.”24 When the posthuman Earth fleet arrives on an alien doorstep, it is only with the most benign and unselfish intention of completely restructuring their world so that all its beings can share in such happiness as we make possible for them. In Pearce’s account of the posthuman future, our descendants become the aliens we have feared or hoped for. Yet if we imagine an alien fleet arriving on Earth with the same intention of rebuilding nature from the ground up, we are entitled to wonder if it would be taken as good news.
Meanwhile, the roboticist Hans Moravec has a different take on the transhuman future. As an alternative to Bernal’s idea of transplanting an organic brain into a mechanical body, but based on a similar view of the primacy of the brain, Moravec seems to have been the first to think out in a systematic way what would be involved in “uploading” a mind into a computer. As he explains it in his classic 1988 book Mind Children, Moravec’s premise is the same idea of “pattern identity” that Drexler spoke of; who we are is fundamentally a matter of the processes going on in our brain, the electrochemical activity among our neurons, not the stuff itself; “the rest is mere jelly.”25 There is of course a huge number of neurons with an even larger quantity of interconnections among them, so this electrochemical activity is extremely complex—but not infinitely so. Sooner or later, Moravec argues, as computing power grows there will be some ultra-sophisticated version of today’s brain scanners that will make it possible to scan neuron by neuron what is going on in the brain, and store and duplicate those results in some combination of software and hardware simulation.
Moravec assumes that at least at first, efforts at uploading would have to destroy the brain bit by bit in order to expose each neuron for scanning. He asks us to consider someone hooked up to a device that would read and replicate each neuron. Suppose that as each cellular layer is scanned, the subject could switch back and forth between the organic brain and the simulation; if the system works correctly he could not tell the difference, so that each layer could be destroyed and the next scanned. As the process continued, more and more of the subject’s thinking would be going on in the computer, until finally it would completely replace his old brain.26
Moravec imagines that the brain thus computerized could, in the manner anticipated by Bernal, be combined with any sort of robotic body one wished. His personal favorite seems to have been the “bush robot,” which is little more than a collection of arms and manipulators arranged in a fractal pattern, from the big to the very tiny. He described it thus:
A bush robot would be a marvel of surrealism to behold. Despite its structural resemblance to many living things, it would be unlike anything yet seen on earth. Its great intelligence, superb coordination, astronomical speed, and enormous sensitivity to its environment would enable it to constantly do something surprising, at the same time maintaining a perpetual gracefulness. . . . A trillion-limbed device, with a brain to match, is an entirely different order of being. Add to this the ability to fragment into a cloud of coordinated tiny fliers, and the laws of physics will seem to melt in the face of intention and will. As with no magician that ever was, impossible things will simply happen around a robot bush.27
The bush robot was not the end of his imaginings. Computerized minds could communicate with and access each other with all the ease of networked hardware and software. They could be duplicated, or optimized to run in various configurations. Beyond that, just as one might merge electronic documents, why not merge one electronic mind pattern with another? Since any brain could be scanned, why shouldn’t a human pattern be merged with an animal pattern?28
Moravec points out that this computerized mind could be effectively immortal (assuming sufficient provision for backups), which might seem like a very appealing prospect. But he recognizes that this immortality might not end up being precisely what someone might have originally hoped for. Competition and scarcity (“changing conditions,” “external challenges”) mean that the I that sought immortality will not actually get it:
Immortality of the type I have just described is only a temporary defense against the wanton loss of knowledge and function that is the worst aspect of personal death. In the long run, our survival will require changes that are not of our own choosing. Parts of us will have to be discarded and replaced by new parts to keep in step with changing conditions and evolving competitors. . . . In time, each of us will be a completely changed being, shaped more by external challenges than by our own desires. Our present memories and interests, having lost their relevance, will at best end up in a dusty archive, perhaps to be consulted once in a long while by a historian. Personal death as we know it differs from this inevitability only in its relative abruptness. Viewed this way, personal immortality by mind transplant is a technique whose primary benefit is to temporarily coddle the sensibility and sentimentality of individual humans.29
Note how the desire for personal immortality is such a small thing from Moravec’s point of view, a sentiment to be coddled, a kind of temporary error. Here is surely Olympian detachment! It is as if the gods in the full enjoyment of their immortality would wonder why mortals make such a big deal about death. And yet somehow this small thing drives us on to great things.30
Given the speed with which computing technology developed since Moravec first published his thoughts on uploading in 1988, it did not take long for the idea to be modified to conform to new ideas and capacities. The rise of virtual reality made some wonder why the uploaded mind would require a physical instantiation at all when it could occupy whatever kind of virtual realities it wished. For those who might want to insist on continuing to be able to interact in the “real world” but find robotic bodies too constraining, the theoretical nanotech “smart dust” provides an imagined solution, promising “real” virtual bodies that would have none of the messy inconveniences of actual living things—very much along the lines that Fedorov imagined. And there is the added benefit that were such bodies ever to be disrupted in some way, they could always simply be rebooted.31
In Moravec’s presentation, transhumanist aspirations do not end with the (somewhat deceptive) promise of personal immortality. Once biologically based human patterns are instantiated in computers, they will as we have already noted become upgradeable in all kinds of ways. In particular, they will be able to think faster. Hence, just as a chess-playing computer can today consider more options in greater depth and shorter time than a human player, so will the formerly human patterns be able to think about and experience far more than a human being—and this without fatigue, without forgetfulness, without the distractions of biological needs. Here is surely a great boost to progress in any area to which these posthumans may wish to turn their attention. Problems will be modeled, solutions simulated, results refined in an interactive cycle of astonishing speed and complexity. Such intelligence, alone or in concert with advanced artificial intelligence, would constitute what is sometimes called “superintelligence” or “hyperintelligence.” Its arrival, as Drexler suggested and as many others now believe, would be just the sort of thing that would rapidly push technological development to the limits of the possible. As Bostrom has speculated, “Superintelligence would be the last invention biological man would ever need to make, since, by definition, it would be much better at inventing than we are.”32
What exactly happens to humanity at that moment is an important and to some degree divisive issue for transhumanism. The issue is framed by the concept of “the Singularity.” While the very meaning of this term is contested, it is fair to think about it in the way it was first systematically presented by mathematician and science fiction author Vernor Vinge:
When greater-than-human intelligence drives progress, that progress will be much more rapid. In fact, there seems no reason why progress itself would not involve the creation of still more intelligent entities—on a still-shorter time scale. The best analogy that I see is with the evolutionary past: Animals can adapt to problems and make inventions, but often no faster than natural selection can do its work—the world acts as its own simulator in the case of natural selection. We humans have the ability to internalize the world and conduct “what if’s” in our heads; we can solve many problems thousands of times faster than natural selection. Now, by creating the means to execute those simulations at much higher speeds, we are entering a regime as radically different from our human past as we humans are from the lower animals.
From the human point of view this change will be a throwing away of all the previous rules, perhaps in the blink of an eye, an exponential runaway beyond any hope of control. Developments that before were thought might only happen in “a million years” (if ever) will likely happen in the next century. . . . I think it’s fair to call this event a singularity (“the Singularity” for the purposes of this paper). It is a point where our models must be discarded and a new reality rules. As we move closer and closer to this point, it will loom vaster and vaster over human affairs till the notion becomes commonplace. Yet when it finally happens it may still be a great surprise and a greater unknown.33
If this hyperintelligence, like human intelligence, is routinely dissatisfied with its own capacities, it will surely turn its attention to finding the matter and energy for the ever-increasing computer processing power it will presumably demand. As Moravec puts it, “Our speculation ends in a supercivilization . . . constantly improving and extending itself, spreading outward from the sun, converting nonlife into mind.”34 Matter and energy are not in short supply; what already exists just needs to be used to some purpose. Think of all the mass wasted in asteroids, moons, lifeless planets, or indeed in organic bodies of all sorts that do not need to live in biological form when they could just be simulated. Think of all the radiation that streams pointlessly into space from stars, but could be captured by enclosing them in gigantic spheres.35 Just as, from the transhumanist point of view, the human body is sub-optimally designed, so too there may be a great deal of work to be done to reconstruct our own and other solar systems to make them happier homes for intelligence. Whatever hyperintelligence is in its own way is, like the human mind, simply a pattern of information, a pattern that can be replicated in a variety of forms. The deconstruction of our solar system to turn dead matter into mind, and any other solar system hyperintelligent posthumanity may be moved to encounter,36 would not have to mean the loss of the information it represents.37 It was J. D. Bernal who said that “the desirable form of the humanly-controlled universe” is “nothing more nor less than art”—but in the vision of today’s transhumanists, that desirable form is not, as it turns out, actually controlled by humans.38
WHEN HYPERINTELLIGENCE COMES KNOCKING
Ray Kurzweil takes the argument about the capacities of hyperintelligent posthumans one step further. He wonders whether our understanding of the constraints imposed on us by the laws of nature may just be an artifact of our limited intellectual abilities. For the sake of “saturating” the universe with intelligence, which he (like Haldane) believes is “our ultimate fate,”39 Kurzweil hopes that the speed of light may not after all prove to be a cosmic speed limit.40 Along with Moravec he would like to believe that efforts will be made to overcome the entropy that will eventually cause the universe to “run down.”41
These remarkable aspirations clearly connect back with issues we already looked at in connection with SETI. If Kurzweil is correct about the potential abilities of hyperintelligent posthumans, then would the same not also be true of the hyperintelligent form of some alien race? If so, then Fermi’s question arises once again—where are they?—and we probably have to have recourse to the same kinds of arguments already noted about our decidedly limited ability to detect the existence of such godlike beings, particularly if they wish to remain undetected. Then again, even less-capable aliens bound by the speed of light would still have had plenty of time to populate the galaxy, or use its mass and energy for computational purposes in a way that we might detect. As we saw in Chapter Two, such arguments make Kurzweil and some other transhumanists skeptical that there is alien intelligence at all.42
And perhaps we should be happy about that. If we take posthuman hyperintelligence and the Singularity seriously, we are saying that the successors we are being asked to open the door to will be alien to us far beyond any change possible in natural evolution. Vinge from the start understood that one of the greatest unknowns would be how hyperintelligent beings would treat human beings. Would we be seen as revered progenitors or as inconvenient pests? Such a question is hardly new to science fiction, of course, but now there are no few transhumanists and AI proponents who think that the question of “friendly” or “moral” AI needs to be brought to the fore of serious, real-world efforts.43 What “friendly” or safe or moral AI would look like is anybody’s guess, but it is very hard to see why the net result would not look very much like Childhood’s End, given the radical lack of a common framework of judgment between us and hyperintelligent life. Kurzweil likens it to the gap between us and bacteria, and yet no one claims seriously that we share a common moral universe with bacteria.44 Hence the transformation of supposed hyperintelligent benevolence into perceived malevolence remains a live issue. It does not seem likely that these otherwise incomprehensible beings will be more moral than we are in terms that we could appreciate.
So if this kind of posthuman hyperintelligence were to arrive on our doorsteps tomorrow, it is hard to see how it would look different from a hostile alien invasion of the sort classically depicted in science fiction. Separated from them by their Singularity (forget about mere biological or cultural differences), we would be incapable of understanding their needs and motivations beyond noting that they seemed to have an insatiable appetite for transforming matter and energy into forms useful to them but inimical to us. The opportunity to be absorbed (assimilated?) into whatever mode of life they will have created for themselves, to have our patterns preserved, would seem to be about the most we might expect.
TRANSHUMANIST TENSIONS
There are genuine tensions between various aspects of the case for transhumanism that we have highlighted, not the least of which is that something that begins by promising human enhancement ends up more than reconciled to human extinction. More specifically: on the one hand, the motive force for transforming ourselves is a deep dissatisfaction with the merely human. On the other hand, this dissatisfaction, and the efforts at transformation it produces, are presented as quintessentially human. We are all to be free to make choices about enhancements, but radical inequalities may lead some to be freer than others. To raise our hopes, the transhumanists urge overcoming human limitations. To quiet our fears, they claim there could be continuities between us and the superior beings to come. Specific human characteristics are treated as if they are merely contingent with respect to all the alternative ways we can imagine intelligence might be embodied, but however embodied we are told there is no reason to think that intelligence could not still be humane. Yet even the continuity of the humane gives way to the absolute discontinuity of the Singularity.
These tensions mean there are reasons to have qualms about the transhuman and posthuman future despite the fact that it can seem to be derived from minimally controversial premises. The prosaic best case does not quite tell the whole story, but is more like the proverbial slowly warming pan of water in which the frog sits unaware of the boiling point to come. By thinking through the assumptions of the eclipse of man all the way through to the Singularity—to a point where it must be acknowledged that none of us knows or could even understand the full implications of the path we are set upon—today’s transhumanists have clarified the full implication of those assumptions even more than the earlier thinkers we examined. But that does not mean they have thought them through completely.
In the prologue to this chapter, the character of Adam Newman has not been dehumanized—or at least, not obviously so. But his story exemplifies some problems to come, should transhumanist aspirations prove possible. We don’t know that talents and dispositions can be engineered in the way implied in the vignette, but on the assumption that they can be, is Adam the freely choosing transhumanist ideal? He seems very much an instrument of his parents’ wishes for him, far more than is possible for even the most controlling parents today. There are hints that he is unable really to question that legacy; as a result he is less of a free man and self-overcomer than he himself might believe. We may envy the ease with which he falls into a role that is perfect for him and the happiness it provides him, and still wonder whether this lack of tension accounts for his emotional flatness. We can wonder if his musicianship represents the triumph of technique, with Adam occupying something like the position of a racecar driver, in effect the business end of a highly tuned team of technicians who have made him what he is. Yet he probably has less understanding of what they do and how they do it than the driver does.
Then there is the character of Daphne Morgan. She is not so dehumanized that we cannot suspect her of being a trickster or a tease, or of having the sort of contempt for “solids” that bohemians have for bourgeois. But if her own self-regard makes her no more humane than any morally fallible human being, surely she has far greater power and even motivation to exercise her inhumanity, to sport with Adam as the old gods used to sport with humanity. Surely Adam’s self-satisfied narcissism would make him a tempting target. Yet his sense that there is more going on with her than he is likely to be able to understand is probably correct. How would Adam understand what it is like to be in more than one place at a time, or to have all his consciousness be as editable, reversible, and replayable as the recordings he makes?
Looking at such distant prospects, which is after all encouraged by the transhumanists themselves, reveals important problems with their arguments. And yet it could be objected that even if the transhumanists are correct about what the future holds, any problems associated with it will not be our problems—or at least will be experienced only by the relative few reading these words today who will have made provision for their own reanimation. For most of us, as technology progresses incrementally, the issues are going to be posed in terms of far more prosaic-seeming technologies of human enhancement, technologies that may look attractive whether or not there is an obvious link to the transhumanist aspiration for self-design. Hence, while there is no lack of thoughtful explorations of more extreme transhuman futures in science fiction (some of which we have already discussed in our examination of the “benevolent” superintelligence in Childhood’s End), it makes sense to explore instead a still speculative, but not that speculative, nearer-term development: the ability selectively to erase unhappy memories. Difficulties with this relatively modest kind of enhancement will alert us to difficulties inherent in the more radical alterations transhumanism proposes.
NO THANKS FOR THE MEMORIES
As imagined biotechnologies go, memory alteration seems not quite in the same league as things like the transhumanist hopes for direct links between brains and computers, or wireless connections between brains that would allow people to feel each other’s feelings, or the ability to “upload” into a machine the entire pattern of our identity. But it is worth considering memory alteration closely, since memory is central to identity, and identity to happiness—a point highlighted in Beyond Therapy, a 2003 report of the President’s Council on Bioethics.45 So if we are to make ourselves better off by the use of emerging enhancement technologies, or if in accord with Pearce’s hedonic imperative we are to be happy all the time, memory and memory alteration in some form will be at the core of our various pursuits of happiness.
Beyond Therapy focuses in a general way on the use of drugs to head off the impact of likely traumatic memories, or reducing their subsequent emotional consequences.46 Grounded in present medical realities, the report does not speculate at any length on the consequences of developing less blunt approaches to adding or subtracting specific memories as we understand the neuro-chemistry of the brain with increasing precision. While it is always easy to understate the difficulty of such efforts, there is nothing in our present understanding of the brain that definitively shows that precise interventions in memory will be impossible.
The consequences of selective forgetting have been a literary theme since long before science become seriously interested in the topic; think of magic potions in tales ranging from Homer to Wagner, or the elaborate deception practiced on the title character in Ermanno Wolf-Ferrari’s opera Sly. Here we will look at two stories about memory alteration. The first is Dr. Heidenhoff’s Process by Edward Bellamy, who would some years after writing it become internationally famous for his utopian novel Looking Backward. The second is the movie Eternal Sunshine of the Spotless Mind, which provides a corrective to the generally positive position taken on memory alteration by Bellamy.
Bellamy’s 1880 novella Dr. Heidenhoff’s Process is hardly great literature, but it nevertheless contains a well-thought-out moral defense of selective memory obliteration. If the story is Victorian in its operatic sentimentality, its effort to think through the moral consequences of Dr. Heidenhoff’s process for elimination of troublesome memories exhibits likewise a Victorian intellectual thoroughness.
The plot is simple enough. Henry Burr loves Madeline Brand unrequitedly. Just as it seems she might be returning his feelings, the flashier Harrison Cordis comes to town, and Madeline and Harrison begin a flirtation. As their relationship deepens, Henry leaves town to work in Boston, unable to bear the loss of Madeline. However, “there was a scandal” and Harrison “deserted her.”47 A fallen woman, Madeline flees to Boston. Henry finds her and offers marriage, but in her shame she keeps putting him off; she cannot ruin him as she has been ruined. One day, she seems to relent, and even allows Henry a not-so-chaste kiss prior to their parting, promising to settle the matter the next day.
Henry returns to find her terribly excited; she has seen a story in the newspaper about a technique invented by a certain Dr. Heidenhoff for the purpose of selective memory destruction. Madeline is anxious to have the memory of her shame destroyed so she can marry Henry with a clear conscience. Skeptical at first, Henry visits Heidenhoff and comes away convinced that Madeline should indeed try the process; “the thought of receiving his wife to his arms as fresh and virgin in heart and memory as when her girlish beauty first entranced him, was very sweet to his imagination.”48 The procedure works, the couple are engaged—but at the moment of seeing Madeline model her wedding gown, Henry wakens to find he has been dreaming. He almost immediately receives Madeline’s suicide note, in which she repeats how she could not dream of ruining him, and gently chides him for his failure to perceive that the kiss she at last permitted him was one of farewell.
THE SPONGE OF OBLIVION
Dr. Heidenhoff is no shrinking violet when it comes to explaining and defending his invention. In the full enjoyment of what he himself regards as the powers of a god, Heidenhoff is only too happy to explain the medical basis for his process; his hopes for “amusing experiments” that will confound the “thicker-headed” and “foggy-minded,” whose false moral assumptions will be exposed; and the “good tidings” that his invention brings the world.49
Indeed, Heidenhoff is so obnoxiously full of himself that it is tempting to think that Bellamy might be interested in exposing scientific hubris. Yet while that possibility cannot be entirely eliminated, it seems unlikely given the fact that the story is framed by two suicides stemming from their perpetrators’ inability to forget shameful events. Dr. Heidenhoff’s Process suggests that neither love nor Christianity nor conventional moral ideals are adequate to the problems created for us by the memory of the misdeeds we do or those done to us. Bellamy evidently had some hope that science could step into the breach.
Dr. Heidenhoff believes that memory has a physical basis in the brain50—hardly a controversial proposition today. He admits that, for the time being, his process, which applies electricity to the brain, can only extirpate memories that have been so dwelled upon as to create “a morbid state of the brain fibres concerned.”51 But he expects that in twenty years, having established “the great fact of the physical basis of the intellect,” “the mental physician will be able to extract a specific recollection from the memory as readily as the dentist pulls a tooth, and as finally.”52
Heidenhoff acknowledges some further problems with his process, admitting, for example, that there may be “shreds and fragments of ideas, as well as facts in his external relations” which are unaccountable without the eliminated memory.53 But these things are no more a problem than the challenge faced by a drunk or a sleepwalker who has done things he no longer remembers.54 Heidenhoff also acknowledges that the patient will know that he forgot something, which may create “slight confusion.”55 We see both problems arise in Madeline’s case, and observe her filling in the blanks by creating plausible stories to account for matters which otherwise do not make sense to her.
Dr. Heidenhoff believes that his process has wide-ranging moral implications. On Henry’s first visit the doctor notes that he finds patients generally come to him out of
very genuine and profound regret and sorrow for the act they wish to forget. They have already repented it, and according to every theory of moral accountability, I believe it is held that repentance balances the moral accounts. My process, you see then, only completes physically what is already done morally.56
In this respect, he claims superiority to the “ministers and moralists” who preach forgiveness, but in fact leave the penitent subject to the ongoing tyranny of “remorse and shame.”57 Indeed, Heidenhoff notes, it is the most sensitive moral natures, those precisely who most deserve that their repentance relieve them of their misery, who are most likely to be tormented by the memory of their wrongdoing:
The deeper the repentance . . . the more poignant the pang of regret and the sense of irreparable loss. There is no sense, no end, no use, in this law which increases the severity of the punishment as the victim grows in innocency.58
In contrast, “I free him from his sin” entirely.59
Heidenhoff is not content to beat religion at its own game; he believes that understanding the physical basis for memory and intellect, hence of all human actions, leads to the need for moral revaluation even beyond the specific consequences of his own technique. Some people, he says, may mistakenly think that sin must have painful consequences, whether physical or mental. They may believe that Nature is supposed to punish physical “vice and violence” with “diseases and accidents,” and God is supposed to provide “moral retribution” via shame and sorrow. But in fact, both forms of retribution are essentially “blind, deaf and meaningless.”60 Nature does not care and Providence is unreliable, so human beings must step in. Just as no doctor would refuse to set the broken leg of a drunk, just to make an example of him, so we should be equally willing to relieve mental suffering by forgetfulness.61
Heidenhoff holds that because all suffering ultimately has the same physical basis, all suffering can and ought to be relieved. But in a manner familiar to arguments today about the difficulty of distinguishing between curing disease and enhancement, Heidenhoff’s assumptions lead him to speculate that the world might be better off “if there were no memory” at all.62 For without memory, we would still have “congenitally good and bad dispositions,” but the bad would not, as they do, grow “depraved” by the demoralizing effects of memory.63 “Memory is the principle of moral degeneration. Remembered sin is the most utterly diabolical influence in the universe. . . . more sin is the only anodyne for sin, and . . . the only way to cure the ache of conscience is to harden it.”64
Heidenhoff’s apparent insistence on the objective existence of sin will doubtless strike oddest those who most share his materialist assumptions, but in response to an objection by Henry, he develops his argument in a fashion that suggests it is not sin which is the problem, but the idea of sin. For Henry argues that even without memory, people will still be just as responsible for their acts as with it. Heidenhoff agrees, but with a twist: “Precisely; that is, not at all.”65 For “human beings are not stationary existences, but changing, growing, incessantly progressive organisms, which in no two moments are the same.”66 Hence, while crimes can be punished for prudential reasons—as a matter of “public policy and expediency”—they can never be punished justly, for it is never just to punish people for what they cannot help.67 Why should I be punished for what I did yesterday, when I am not the same person who I was yesterday, and the person I am today has no control over what the person I was yesterday did?
In short, for Heidenhoff the self only exists moment to moment; by disconnecting the present from past and future the self becomes extremely thin. The moral implications of this thinness are clarified when Henry points out what he believes to be a flaw in Heidenhoff’s argument. A person holding Dr. Heidenhoff’s views would never need to erase any memories, since such a person would never feel guilty or remorseful about an act committed by an earlier version of himself. The doctor agrees that his process is indeed only for those who do not have the strength of mind independently to “attain” his philosophy.68 In fact, we are born anew each day, each moment. “Is there not sorrow and wrong enough in the present world without having moralists teach us that it is our duty to perpetuate all our past sins and shames in the multiplying mirror of memory,” the doctor exclaims.69 Just as it is “only fools who flatter themselves on their past virtues, so it is only a sadder sort of fools who plague themselves for their past faults.”70
In sum, Dr. Heidenhoff’s process reveals that when we understand the true physical basis for memory, hence for human thought and action, we see how we make two errors when we fail to forgive ourselves or others: the failure to forget an irrelevant past and the failure to realize there is no continuous self to grant or receive forgiveness. That our conventional moral precepts are not based on these truths has the perverse consequence of making us either more vicious or less happy.
MEMORY AND MORALITY
Does Bellamy intend that we should test the adequacy of Heidenhoff’s morality? For surely from the start we can wonder whether, as Heidenhoff believes, his process really exposes serious confusion in our existing moral intuitions on their own terms. Is there really a weak moral case for punishing a person who has forgotten his crime? For example, when someone in a drunken stupor does not recall the hit-and-run accident, we do not only punish him in order to deter others but because there has been a wrong done to the victim that exists whether or not the perpetrator recalls it. Or again, if you were told that someone who gravely wronged you could not be punished because he had his memory erased, it is not obviously unreasonable to be concerned both about the injustice of getting away with a wrong and the further injustice that the wrongdoer is allowed to forget it. Heidenhoff has not shown that such responses are confused in themselves; they are only confused if we are prepared to join him in rejecting the continuity of our personality, and hence our moral responsibility for past deeds.
But on this very point there would seem to be confusion on Dr. Heidenhoff’s side in the matter of changing personality versus settled dispositions. Madeline clearly has a flirtatious and self-willed disposition. If all memory of her errors created by that disposition has been sponged away so that she cannot become, as the saying goes, “sadder but wiser” through them, surely she will constantly repeat them; being born anew will not free her from anything but rather would be the constant return of the same. On the other hand, Harrison Cordis, the man who wronged her, could be said to have attained the heights of Heidenhoff’s “that-was-yesterday” philosophy, and is arguably the freer to indulge his dispositional lusts—his freedom to act in accordance with his dispositions is hardly a moral improvement. The moral wrong of Harrison Cordis’s seduction of women would surely not be reduced even if the memory of the seduction can be wiped away.
Finally, take the case of Henry, who acts rather nobly, even if self-interestedly, in seeking the fallen Madeline out and offering her the shelter of wedlock. If Heidenhoff is correct and the memory of wrongdoing contributes to the worsening of bad dispositions, does memory of good deeds like Henry’s also contribute to the improvement of good dispositions? Heidenhoff seems to look forward to a world where there would be no need to comfort the afflicted, hence a world with reduced opportunity for the development of other-regarding virtues.
BRAIN-DAMAGED GOODS
Beyond the problems we have just noted with Heidenhoff’s argument, the 2004 film Eternal Sunshine of the Spotless Mind is nearly a point-for-point reexamination of some of his key premises, suggesting further grounds for skepticism about their adequacy. The story is not complex, but the movie presents it in a particularly thought-provoking way, such that the viewer only gradually comes to understand the sequence of events. The summary that follows, therefore, is very much a spoiler.
Joel and Clementine (played by Jim Carrey and Kate Winslet) meet, fall in love, and then fall out of love. To forget their painful breakup, Clementine goes to Dr. Mierzwiak (Tom Wilkinson) to have her memory of Joel erased; when Joel finds out what she has done he attempts to do the same. An underling of Mierzwiak’s named Patrick (Elijah Wood) falls for Clementine when he participates in her memory erasure. Mierzwiak’s process, as we will see, gives him access to Joel’s diaries and other effects, and Patrick uses this information about Clementine to court her. She finds his efforts confusing and increasingly disturbing for reasons we will speculate about later. Mierzwiak’s secretary Mary (Kirsten Dunst) and his main technician Stan (Mark Ruffalo) are likewise involved, despite the fact that Mary carries a torch for Mierzwiak.
The situation comes to a head during the procedure to delete Joel’s memory. Patrick goes off to be with Clementine, allowing Stan and Mary to get stoned and have sex while waiting for Dr. Mierzwiak’s process to do its work on Joel. Midway through the procedure, Joel changes his mind about erasing his memories of Clementine, and we see inside his head his heroic mental efforts to try to preserve them. Stan notices that things are going wrong, and calls in Mierzwiak to solve the problems created by Joel’s resistance. At the end of a hard night of erasing Joel’s memories, Dr. Mierzwiak and Mary kiss, observed by the doctor’s suspicious wife (Deirdre O’Connell)—who reveals when she confronts him outside Joel’s apartment that Mary and Mierzwiak have already had an affair. Mierzwiak is forced to admit to Mary that she had agreed to have her memories of their affair erased. Angered, Mary mails Mierzwiak’s patients their files. Joel and Clementine, who by chance or fate have met again and are falling for each other again, listen to the tapes detailing their previous unhappiness with each other. The movie ends as they are deciding to give their relationship another try.
We begin by observing that Mierzwiak tries to overcome what Heidenhoff acknowledged as imperfections in his process. To reduce confusion created by waking up in a doctor’s office, the procedure is done in the patient’s home at night. There will be no memory of having a memory erased. Mierzwiak also has the patient purge his life of any material reminders of whoever or whatever is to be erased, which is how Patrick gets his hands on Joel’s Clementine memorabilia. Finally, to reduce further the chance for confusion based on forgotten events, Mierzwiak sends out postcards to inform the patient’s associates not to talk about what the patient had erased.
Yet the movie demonstrates several plausible ways in which the process remains imperfect (after all, “technically, the procedure itself is brain damage”71). For example, we can understand why Joel would turn in a coffee mug with Clementine’s picture on it, but how does he get away with not getting rid of the foldout bed that figures prominently in so many of his memories of her? Another problem created by the association among memories works the other way. Joel loses all memory of the cartoon character Huckleberry Hound apparently due to the association with the song “Darling Clementine.” Or again, he is evidently a bit confused by waking up in the new pajamas that he bought for the procedure, but does not give them much thought. More troubling is the car damage he discovers the morning after the procedure. Clementine crashed it before their last fight, but, failing to recall that, Joel must construct a plausible story for himself that accounts for the now-unexpected dents. So he is upset but not confused.
All these examples fade in significance compared with Joel’s discovery, inveterate diarist that he is, that two years of diary entries are missing. Surely it is only because he is so emotionally withdrawn in the first place that he is not more consciously concerned to understand this inexplicable loss. By contrast, the acute distress which Clementine increasingly feels, while doubtless exacerbated by Patrick’s mimicking of Joel, shows another possible result of losing memories, more or less incompletely, without conscious awareness that one has lost anything at all. In short, there does not seem to be a consistent ability to predict what memories and associations will create problems when lost, or what exactly will be lost—hardly surprising given the rich associational and emotional character of our memories. Joel and Clementine have shared the world, and they cannot turn the whole thing over to Mierzwiak. Perhaps it is the fact of such ongoing associations along with the habits created by their dispositions that draws the two of them back together even after their memories of each other have been erased.
The efforts taken to make the patient forget that he has forgotten something may therefore be of only limited utility from the point of view of the patient, but they certainly are useful to Dr. Mierzwiak. We see one hint of how when we find out that the “don’t ask about . . .” postcards about Clementine’s procedure are sent to everybody but Joel. Had Joel (as intended) remained in the dark about Clementine’s decision he would not have stormed into Mierzwiak’s office as he did when he found out. In like manner, if Clementine grows increasingly unhappy and confused as Patrick courts her, she will not see herself as an unhappy return customer in Mierzwiak’s office, although she may see him again as a “new” customer, unhappy for reasons she cannot connect to him. In short, Mierzwiak’s improvements, while nominally for the good of the patient, in fact insulate him, to the extent they work, from any bad consequences of his procedure. The postcards even serve the additional useful function of providing advertising when, of necessity, there can’t be direct word-of-mouth.
Mierzwiak has arranged his process so that as much as possible he will not be confronted by the problematic consequences of his work. The irresponsibility inherent in his methods is reflected yet more clearly in the behavior of his underlings. Drinking, drugs, theft, and perhaps sex seem to be normal activities as they “monitor” the memory-erasing procedure. The forgetfulness they induce in others allows them to forget themselves, professionally speaking; they can satisfy their transitory desires with impunity. Now of course, in any care-giving situation there is a possibility for abuse such as this, and presumably it only increases when the patient is unconscious. But Mierzwiak’s employees are further liberated by the fact that those from whom they steal, for example, will not even remember they were unconscious and under treatment. Joel finds he has less whiskey than he expected in the final moments of the film—but even knowing what he knows by then he does not connect it with the procedure.
The technical abilities and limits of Dr. Mierzwiak’s process provide fresh opportunities for human failings, which brings us closer to the problems the film suggests with the moral case that Heidenhoff makes for memory erasure. It is easy to connect the irresponsible behaviors we have been looking at with Heidenhoff’s denial of any continuity of self that would justify moral responsibility. Just about everybody in the movie has the very thin sense of self that Heidenhoff believes is a great moral achievement. Stan’s stock humor is the quick personality shift from brusque professionalism to clownishness. The colorless Patrick readily adopts Joel’s persona when given a chance, turning it on and off as needed. Mary gets her opinions from the multi-voiced Bartlett’s Familiar Quotations. Clementine laments that she gets her personality out of the pastes for her ever-changing hair color. These thin identities are what it means to “attain” to Heidenhoff’s philosophy of that was then, this is now and the I of today is not the same as the I of yesterday.
If the results are bad all around, Dr. Mierzwiak himself illustrates the dangers best. In the movie he is not played as a mad scientist or evil genius; indeed his fatigued diffidence and calm contrasts favorably with Heidenhoff’s preening iconoclasm. Joel barges into Mierzwiak’s office, he calmly sees Joel. Mary kisses him, he kisses back. Because his wife Hollis was upset, he reasonably arranges to have Mary’s memory erased. (Evidently he could not get Hollis to agree to the same thing.) But Hollis thinks he is a monster, and there is something to her point of view.
We see how when we think more about how he erased Mary’s memories of their previous affair (in the shooting script, there is also an abortion involved).72 While subjecting her to the treatment was a decision he claims they came to together, we have no reason to think, given how the procedure works, that this claim would have to have been true. And even if it were, the obvious asymmetry in their relationship makes the claim of a mutual decision suspect. He could have employed against her the very fatherly/professional authority which is clearly part of what attracts her to him.
But Mary and Mierzwiak’s case exposes a yet deeper problem in Heidenhoff’s belief that we lack moral responsibility for our pasts while maintaining that we have dispositions that determine the general direction of our behaviors. In what proves to be a particularly poignant speech, Mary articulates the Heidenhoff-like hopes behind Mierzwiak’s work. “To let people begin again. It’s beautiful. You look at a baby and it’s so pure and so free, so clean. Adults . . . they’re like this mess of anger and phobias and sadness . . . hopelessness. And Howard just makes it go away.”73 It is true that Howard can make Mary’s memories of their affair go away, memories presumably painful mostly in retrospect. But everything does not go away. Instead, he “frees” her to fall in love with him again and creates a fresh opportunity for more infidelity. Mary cannot learn from her mistakes; her unhappiness over his unwillingness to leave his family for her will not cause her to grow angry with him, or disillusioned, or to leave her job and move on, because she has forgotten she was unhappy. On the other hand, how satisfying it must be for Mierzwiak to have her prove his power over her by falling in love with him yet again.
The same dynamic is at work between Joel and Clementine. From a purely prosaic point of view, if all had gone as expected their mutual erasure would simply have opened the door, should they meet again, for them to repeat all of their past mistakes. The same things would attract each about the other, the same things would eventually drive them crazy. Mary’s intervention in sending out the patient files74 opens the door to something new and different in their relationship, but this deus ex machina paradoxically merely restores the possibilities inherent in normal life: “boy meets girl, boy loses girl, boy gets girl.” At the movie’s end, for Clementine and Joel to reunite they must forgive each other for doing and saying things they have no memory of doing and saying. Granted, that may be an easy kind of forgiveness. But some forgiveness would have been possible had they simply resolved to get together again after a normal breakup—which is not to say they have much of a future in any case.75
Against this argument that Eternal Sunshine represents the problems created by Heidenhoff’s notion of a thin moral self, it could be argued that it is in the process of getting his memory erased that Joel comes to know himself. He attains the Proustian insight that if he truly no longer loved Clementine he would not feel the need to show her he no longer loved her,76 which is, in his own mind, what he wanted to demonstrate by the erasure. Of course, the effort really makes no sense at all since he cannot demonstrate anything to someone who no longer remembers him; he can only demonstrate it to the Clementine of his memories, who will likewise be gone soon enough. Furthermore, such an insight is hardly useful if he cannot remember it; Joel’s already thin self becomes all the thinner by his decision to deal with the problem of Clementine by erasing her memory.
Still, Joel’s motive gives the lie to Heidenhoff’s claim that patients will come to him out of sincere repentance. We see Joel make his decision on the basis of that combination of anger and sorrow and desire for revenge which is not atypically a result of failed relationships. (Clementine, typically for her, is said to have undertaken the procedure impulsively.) Where Heidenhoff thought no one could want to revenge himself on an ignorant wrongdoer, Joel exhibits animosity not in spite of but because he knows that Clementine no longer has any knowledge of the wrongs he thinks she has done him. Joel’s revenge is typically passive-aggressive; we are reminded of how fortunate that is by the disturbing fact that in happier days he and Clementine apparently played murder/suicide games together, their thin souls toying with complete dissolution. Were Joel’s “disposition” different, Clementine’s choice to undergo Mierzwiak’s process could have resulted in tragedy rather than romantic comedy.
Finally, Heidenhoff’s own argument about the moral meaninglessness of psychic pain is shown by the movie to lower the bar for what kind of pain is tolerable. Perhaps it is simply moral progress that sexual relations outside of marriage no longer ruin a woman’s life. But at least Madeline is portrayed as seeking out drastic measures because her life was indeed, by the standards of the day, ruined. Is it equally progress when one employs such drastic measures for a rather routine breakup such as Joel’s and Clementine’s—or, as we see with another patient, for the loss of a dog? Or is it rather once again an indicator of the difficulty these thin selves have in finding any meaning in their own actions and choices?
Nothing could stand in sharper contrast with the attitudes we see playing out in the movie than the poem from which the film draws its title, Alexander Pope’s retelling of the great medieval love story of Peter Abelard and Eloisa in “Eloisa to Abelard” (1717). The poet has Eloisa both lament and celebrate the impossibility of her ever forgetting or overcoming her love for Abelard; “Tis sure the hardest science to forget.” The nuns around her may enjoy the “Eternal sunshine of the spotless mind,” but with her own “Far other dreams,” such enjoyment is as impossible for her as it is undesirable.77 Unlike nearly everyone in Eternal Sunshine, she knows who she is, knows whom she loves, and is willing to live out the consequences to the last.
SHRUNKEN SELVES
What can we learn from these fictional sources about the moral challenges we may face in a world of transhumanist enhancements? Enthusiastic advocates of enhancements don’t like to think seriously about the practical inevitability that the enhancements will work imperfectly, and that those technical imperfections will combine with human imperfections (for we will not make decisions to be enhanced from an enhanced position) to create opportunities for people to take advantage of one another. That this is not a new problem does not mean it is not a serious problem. To the contrary, its persistence over time exposes the utopianism of any who think that the sine qua non for the proper deployment of enhancement technologies is more technology plus the maximization of individual freedom of choice.
These fictional works remind us that enhancements are not, as techno-libertarianism would have us believe, just a matter of what one individual chooses to do or not do. The choices that become available will arise out of the old world, with all of its unenhanced (or, at later stages, less enhanced) baggage and, as we saw in The Diamond Age, the choices will be conditioned by those circumstances. The assumptions behind thinking of some change as an enhancement—why we think it is desirable in the first place, what we think it will tell us about ourselves—will have an effect not just on the enhanced, but on their relationships as well, both with their enhancers and with all others who form a part of their world. From this point of view, to imagine as do the transhumanists nothing beyond the greatest possible freedom to make choices among the widest variety is really a restatement of the morally thin conception of the self. That observation in turn casts light on the transhumanist ideal of endless self-transformation. Enhancement is no longer a matter of becoming the best one can be when there is no core or stable self to enhance; perpetual change is equivalent to destruction.
Dr. Mierzwiak and his people act out the consequences of Dr. Heidenhoff’s denial of any continuity of self that would produce moral responsibility in what is by transhumanist standards a quite prosaic world of still limited choice. Imagine how much worse their behavior could be when they have, perhaps like Daphne, less reason to think of themselves in terms of a self that could bear moral responsibility. After all, the whole notion of enhancement is predicated on a restless dissatisfaction with what we are, in the name of the as-yet-unknown possibilities for what we might be, and the hope for discontinuity between what evolution has produced by chance and what intelligence can manage deliberately. But from there it is but a short step, already taken by some transhumanists like Ramez Naam, to casting doubts on the existence of a self altogether—the self is, some would say, mere “user illusion.”78
There is some irony, then, in defenses of enhancement in the name of liberty. To be a truly free human being, to make one’s own choices, implies accepting responsibility. It makes sense to advocate liberty if there is such a strong, responsible, moral self waiting to be free. But if, following Heidenhoff and today’s transhumanists, we think that there is no such morally responsible self, we are left with only the willful or passionate choices of the moment, rationalized or otherwise, the expression of which is hardly liberty at all but license. There are of course huge moral hazards in a nanny state that would presume to protect the Joels and Clementines of the world from the selfish ministrations of the likes of Mierzwiak and his minions. However, in the transhumanist world of the right to choose without responsibility, the power that our future Heidenhoffs and Mierzwiaks will have over nature, and the power that they will therefore have over human beings, will be not so much the trump card as the only card to play when doubts arise about where our knowledge is taking us. Paradoxically, the world recreated by human beings will be predicated on the law of the jungle; our technological might will make right.
It may well be that this situation arises out of the fact that transhumanism is an effort to maintain some concept of progress that appears normatively meaningful in response to Malthusian and Darwinian premises that challenge the idea of progress. Malthusianism has come to be defined by thinking that the things that appear to be progress—growing populations and economies—put us on a self-destructive course, as we accelerate toward inevitable limits. But it almost seems as if, in the spirit of Malthus’s original argument, there is something inevitable also about that acceleration, that we are driven by some force of nature beyond our control to grow until we reach beyond the capacities of the resources that support that growth. Meanwhile, mainstream Darwinian thinking has done everything it can to remove any taint of progress from the concept of evolution; evolution is simply change, and randomly instigated change at that.
Transhumanism rebels against the randomness of evolution and the mindlessness of a natural tendency to overshoot resources and collapse. It rejects, as we have seen, the “assumption of mediocrity” in favor of arguing that man has a special place in the scheme of things. But its rebellion is not half as radical as it assumes, for transhumanism builds on the very same underlying conception of nature that the Malthusians and Darwinians build on, vociferously rejecting the thought that nature has any inherent normative goals or purposes. While it rejects blind evolution as a future fate for man, it accepts it as the origins of man. While it rejects a Malthusian future, it does so with threatening the same old apocalypse if we do not transcend ourselves, and, in the form of Kurzweil’s law of accelerating returns, it adopts a Malthusian sense that mankind is in the grip of forces beyond its control.
Because transhumanism accepts this account of nature, it is driven to reject nature. Rejecting also any religious foundations for values, then, it is left with nothing but socially constructed norms developed in response to human power over nature, which, given the unpredictable transformative expectations they have for that power as it becomes not-human, ultimately amounts to no norms at all. Transhumanism is a nihilistic response to the nihilism of the Malthusians and Darwinians.
This moral lacuna at the heart of transhumanism is why it can advocate the progress of dehumanization so enthusiastically. Bostrom may assert that posthumans can be humane, but human morality is built on human capacities and the circumstances of human life. If these are precisely the things that are going to change radically, it is hard to see how the progress of transhumanism can really be called progress anymore. At least, if the Singularity is the outcome, transhumanism cannot be “progress” understood as achieving or approaching some humanly comprehensible ideal or goal. It is progress only if a leap into the unknown can be called progress. That being the case, the only thing that can be said for it by anyone other than someone who enjoys taking incalculable risks is that it is necessary that we go down this path.
But since we cannot in fact know if it is necessary, the Singularity represents an aspiration, and aspiring to it has consequences long before it arrives, if it will arrive at all. To aim at the Singularity is to aim at something without content, or (which amounts to the same thing) to aim at any content at all. Such a goal is peculiarly fitting to the thin, willful self that we have seen come to the fore within the transhumanist framework, a self that supposes itself capable of any content but can only prove that capability by serial negation. This self is the apotheosis of what the philosopher Thomas Hobbes had in mind as a defining human characteristic, the “perpetual and restless desire of power after power, that ceaseth only in death,”79 except of course it now expects to cheat death as well. We saw how Moravec recognizes that there is something deceptive about the transhumanist promise of immortality, because the “I” that seeks it will not survive its own desire for constant transformation. In fact, the same deception is at work in all of transhumanism’s promises to be looking toward solving human problems or other benevolent representations. However sincere these promises, the good intentions reference a world whose destruction in its present form transhumanists are at the very least reconciled to, if not actively seeking. As they see it, the “present form” is mere accident, unworthy of the respect of intelligent beings.
There is of course something to this line of argument. Our desires are restless, and hard to control. Genuine Stoic resignation about the ills of the world has only ever been genuinely possible for a very few. It becomes all the more difficult in a world where it is manifestly possible to meliorate ills that once called for resignation, even if so doing has been known to create new problems. In any case, change seems to be in our blood. Those who even try to use the rhetoric of technological stasis, let alone rollback, are few and far between, and it is yet harder to find those living in a manner consistent with such beliefs.
So surely the safest bet is that the world will continue to change in response to human activities. Even so, the transhumanists may or may not be correct that all roads that are not immediately disastrous lead to the Singularity. This uncertainty means that a great deal is at stake respecting the extent to which their vision of the future is adopted. If it becomes the dominant narrative of technological change and scientific progress (all technical questions aside) it becomes more likely by that very fact. That would be unfortunate, given what we have seen in this chapter. The transhumanists have not adequately dealt with the very thin moral self and the problematic relations between enhancers and enhanced that are central to Eternal Sunshine. The disparity in power that would be problematic under any circumstances is all the more so in the time of the thinning self. The will can become all the more willful when it is no longer even directed toward what I want to achieve, which after all implies some kind of self and limit, but is instead liberated to be all-negating. John Harris, avoiding as is his wont any use of transhumanist terminology as he makes his transhumanist arguments, tells us proudly that he does not “recognize finitude, only the limitless possibilities of the human spirit and of human ingenuity.”80
Finitude is, of course, all around us and in comparison to this reality transhumanism offers what is ultimately a kind of nothingness, be it in the form of mere negation or the unknowability of the Singularity. From this point of view, limits don’t look so bad. If we go back to the common-sense beginnings of transhumanism in the admittedly extraordinary potential that modern science and technology hold, how might we begin to think about a future within limits—a human future?