The Predicament We Are In
1775
It took time for the sound of the shots fired on April 19, 1775, to be heard round the world, but the news flashed through the colonies like a thunderclap. A post rider left at ten o’clock that morning to alert the citizenry of the slaughter at Lexington. He reached Hartford, Connecticut, that night. Word arrived in New London on April 20 and in New York City one day later. The Massachusetts Spy, on May 3, was reporting that British troops, had “wantonly and in a most inhuman manner fired upon and killed a number of our countrymen.”1
Word reached John Stark in New Hampshire at midday on April 20. Within six hours, he was able to recruit four hundred armed men. They responded to his call because of his reputation as a gritty wilderness ranger during the last war. Now a forty-seven-year-old farmer and sawmill owner, Stark hurried his troops to the outskirts of Boston by the morning of April 22. He recruited another four hundred volunteers from those who had raced to the scene of the action on their own. Men from the town of Nottingham had covered the fifty-seven miles to Cambridge in twenty hours, “having run rather than marched.”
The dispute over abstractions, over taxation and representation, had given way to grim, bleeding-knuckle reality. All over New England, men threw themselves into the cause with astonishing fervor. The fifty-seven-year-old Israel Putnam heard the “momentous intelligence” the evening of April 19 as he was building a stone wall on his farm in northeastern Connecticut. A well-known fighter during the French and Indian War, Putnam had enhanced his reputation by donating a flock of sheep to struggling Bostonians during the British occupation. The grizzled veteran did not change his clothes. He rode all night, joining others outside Boston the next morning.
None of the men knew what to expect. They just wanted to get at the soldiers who had so offhandedly shot down their fellow citizens. But the British troops did not deploy for battle. General Gage kept his men inside the city, isolated on a peninsula. On the mainland, the threatening mass of militiamen continued to grow.
* * *
Three days after Lexington, a Connecticut merchant named Benedict Arnold led his militia company to the New Haven powder magazine, where the colony’s arms were stored. He wrangled with one of the city’s selectmen, who denied him entry. “Regular orders be damned,” Arnold stormed, “None but Almighty God shall prevent my marching!”2 Cowed, the official handed him the keys. Arnold and his men armed themselves and hurried toward Boston.
The enthusiastic volunteer stayed in the camp that surrounded the besieged city barely two weeks. The Massachusetts Committee of Safety, which now served as a provisional government for the colony, named him a militia colonel and sent him galloping westward. In doing so, they were putting into action an idea that Arnold had himself proposed. He was to gather fighters from the colony’s western hill towns and seize Fort Ticonderoga, the largest military bastion on the continent.
On reaching the village of Williamstown, Massachusetts, Arnold learned that the notorious partisan Ethan Allen, leader of a vigilante band known as the Green Mountain Boys, had received exactly the same assignment from Connecticut authorities. The news alarmed Arnold. He left behind his recruiting officers and hurried on to look for Allen at the Catamount Tavern in Bennington, in the territory that would soon be Vermont. There, the patrons told him that Allen had already left. He was even now gathering his men on the east shore of Lake Champlain, opposite the mighty fortress.
Arnold sped on, finally catching up with Allen on the afternoon of May 8, three weeks after the battle at Concord’s North Bridge. In a field beside Lake Champlain, two of the most striking personalities of the era came face to face. Allen was more than six feet tall, his massive physique draped in a green coat with oversized epaulettes and gold buttons. His intimidating manner and violent temper could make men cower. The fastidious Arnold wore a fancy scarlet uniform coat. Half a head shorter and cocksure in demeanor, he gazed at his rival with an icy, penetrating stare. Allen was a rough mountain man, Arnold a wealthy and sophisticated trader. An iron resolve and a surplus of self-regard were common to both.
Fort Ticonderoga commanded the water route that led from Canada down Champlain, Lake George, and the Hudson River to New York City. In an era when moving by water was far easier than by land, this corridor was key to controlling the continent. During the last war, the British and French had struggled over the star-shaped fort at the narrow southern end of the lake. Americans understood that Ticonderoga would play a critical role in this conflict, as well. In addition, the patriots desperately needed the artillery and other military supplies stored at the fort.
Arnold knew they had to act before reinforcements reached the remote post. Many members of the Continental Congress, still hoping for a peaceful resolution, hesitated to seize Crown property. But Massachusetts and Connecticut officials had decided simultaneously to order an attempt on the fort. Arnold’s credentials gave him greater authority, but Allen had more men. A clash of wills was inevitable.
At first, Allen appeared to accede to Arnold’s authority. But he knew his men would not follow the outsider. When Allen’s troops threatened to go home, Arnold negotiated a joint command. Together they would launch the first offensive operation of the war.
* * *
Ethan Allen had grown up in a remote Connecticut town in the northwest corner of the state. His agile mind marked him as a scholar, but his father’s early death ended his studies. He opened an iron forge instead. By the time he was in his mid-twenties, he employed fifty men.
Pugnacious from youth, the huge, work-hardened Allen would strip off his shirt and challenge anyone who dared gainsay him. Yet inside his brawny body was a fierce intelligence. He rejected orthodox religious ideas—his rants about Jesus and Beelzebub led to a charge of blasphemy. A faulty business sense and endless legal disputes left him broke at the age of thirty. On a hunting trip to the north, Allen came under the sway of a new obsession—land speculation.
A dispute about where the border between New York and New Hampshire lay had engendered confusion in the area we know as Vermont. Allen plunged into the controversy with gusto. He bought and sold land and formed an extralegal militia known as the Green Mountain Boys. If a resident sought to protect his claim by purchasing a New York deed, the Boys were likely to pay him a rough visit.
Allen told people that he “valued not the Government nor even the Kingdom.” He walked a fine line, one biographer noted, “between self-aggrandizing land speculator and latter-day Robin Hood.”3
The outbreak of rebellion in the colonies suited Allen perfectly. He held that his Boys were “a scourge and terror to arbitrary power.” The patriots’ open defiance had thrown all power into question. The “bloody attempt at Lexington to enslave America,” Allen wrote, “thoroughly electrified my mind.” As he had battled aristocratic New Yorkers, he would stand up to the British Parliament. “Ever since I arrived to a state of manhood, and acquainted myself with the general history of mankind,” he proclaimed, “I have felt a sincere passion for liberty.”4
In the weeks after Lexington and Concord, Allen gathered perhaps a hundred of his Boys—hunters and trappers, a tavern owner, a poet, three African Americans, immigrants from Scotland and Ireland. Six of them were his brothers and relatives. By the time Arnold found him, he was ready to storm Ticonderoga. He was hopeful because the British, no longer standing guard on a border, had allowed the fort to fall into disrepair. Only forty-six regular soldiers, still ignorant of the violence near Boston, manned the outpost.
* * *
Benedict Arnold hailed from the prosperous city of Norwich, at the eastern end of Connecticut. His early life mirrored that of Henry Knox: His sea captain father had fallen on hard times and descended into penury and alcoholism. The family had apprenticed young Benedict to an apothecary. In addition to the intricacies of herbs, plasters, and powders, he had learned the complex strategies of international trade. Coming of age, he had opened up shop as “Druggist, Bookseller &c.” He expanded into trading horses and other goods from Canada to the West Indies. With a fleet of ships and a knack for smuggling, he had amassed a substantial fortune.
Now, Arnold and Allen stood in the dark on the eastern shore of the lake and prepared to make a “desperate attempt” to seize the Crown fort opposite them. A storm delayed the operation for hours. With few boats and barely time for two trips across, only 83 of their 250 men made it to the New York side. In the delicate darkness that preceded dawn, Allen cooed three owl hoots to signal the advance. They crept up to the entrance, where a sentry had drifted off to sleep. Arnold and Allen woke him as they rushed to be the first to enter. The guard lifted his musket and pulled the trigger—the gun did not ignite. A second soldier appeared and fired high. The resounding boom echoed through the sleeping fort. The guard thrust his bayonet at Allen, who parried the blow and hammered him on the head with the flat of his heavy pirate’s cutlass, knocking him down.
Now all was shouting. The garrison staggered awake, the soldiers scrambled out. Allen acted like a man possessed. He rushed toward the officers’ barracks shouting, “No quarter! No quarter!” The fort’s commander remained locked in his room as Allen yelled, “Come out of there, you goddamn old rat!”
A contemporary described Allen’s oratory as “a singular compound of local barbarisms, scriptural phrases and oriental wildness.”5 Allen claimed that a British officer had asked him by what authority he had broken into His Majesty’s fort. “In the name of the great Jehovah and the Continental Congress!” Allen allegedly roared. If he said it, he was wrong on both counts. Neither the Hebrew deity nor the representatives meeting in Philadelphia had authorized any such action. Yet the fort was soon under his command.
When the fireworks, such as they were, ended, the conflict between Arnold and Allen resumed. Arnold made a mighty attempt to stop the Green Mountain Boys from looting, but Allen’s men openly defied him. Like Washington at Fort Necessity, Arnold saw what happened when military subordination dissolved.
Ever eager to seize the initiative, Arnold and a few of his men, without any higher authorization, commandeered a small ship, fitted it with guns, sailed the length of Lake Champlain, and passed into the Richelieu River at its northern end. There, they attacked the unwary garrison of the British post at St. John’s, Canada, quickly bested the enemy force, and seized a war schooner and supplies.
A dithering Congress, having agreed to hold onto Ticonderoga, decided to relieve Arnold of his authority over the fort and replace him with a Connecticut officer who wielded more influence. Arnold, exasperated by the taint of politics infecting military affairs, resigned his Massachusetts commission and disbanded his regiment. America’s boldest and most enterprising officer went home. When he arrived, he found that his wife, Margaret, had died suddenly, leaving him with three young children.
* * *
Thousands of patriots, young men drawn by the cause and the excitement, had gathered in camps on the landward side of Boston. They constituted not an army but a collection of militias from the New England colonies. New Hampshire’s John Stark commanded his eight hundred men on the left wing north of Boston. Nathanael Greene’s Rhode Island troops camped on the right in Roxbury, opposite Boston Neck. Israel Putnam, now a Connecticut general, commanded troops in the center at Cambridge. Fifteen Massachusetts regiments participated on all fronts. Artemas Ward, another French and Indian War veteran, held overall command.
Extensive land filling has radically altered Boston’s geography. In 1775, three peninsulas jutted into the shallow harbor, each nearly an island. Skirting the water on the fragment of land to the north lay Charlestown. Behind the built-up area of that village, the land rose to the knolls of Breed’s Hill and Bunker Hill. Boston proper occupied the bulging neck in the middle. On the sparsely populated Dorchester peninsula to the south, a ridge joined two more low hills.
On May 25, three scarlet-clad, gold-trimmed generals, the cream of the British high command, joined General Gage in the city. William Howe, forty-six, had distinguished himself in the late French war and enjoyed close ties to the royal family. Like Washington he was tall and had bad teeth. Unlike the American commander, he was a hedonist who flaunted his taste for soft living and a pliant mistress. The forty-five-year-old Henry Clinton was a suspicious, closed-mouthed man with bushy black eyebrows who played the violin and described himself as a “shy bitch.” The son of a former royal governor of New York, Clinton knew America from his childhood and took a more severe view of the rebellion than Howe did. John Burgoyne, the oldest of the group at fifty-three, brought with him a reputation as a gay blade, a gambler, a successful playwright, and an experienced commander.
The generals were astounded to find the army bottled up in a cul de sac. They had been sent from London to evaluate the tense situation in the colonies before word of the uprising had arrived there. As they surveyed the scene, they saw that the heights to the north and south had to be fortified if the troops were to break out and rout the rebels. In mid-June General Gage, still in overall command, prepared to occupy the Charlestown peninsula. He would use it as a base to move against the rebel camp at Cambridge. Later he would turn his attention to Dorchester, mop up resistance at Roxbury, and finish putting down the rebellion.
Before the attack could get underway, the rebels, led by General Putnam, rushed from Cambridge to occupy Bunker and Breed’s Hill themselves. A large, cool-headed northern Massachusetts farmer, Colonel William Prescott, helped Putnam solidify the gains. Through the night, their men dug trenches and erected a redoubt on Breed’s Hill. In the morning, they stared defiantly from behind their breastworks.
General Gage could not allow this affront to stand. The next day, a hot Saturday, June 17, guns in Boston and on the warships in the harbor began to heave cannonballs and exploding bombs at the rebel’s hastily constructed fortifications. That afternoon, General Howe and three thousand redcoats crossed from Boston to the peninsula, where they prepared to brush aside their opponents and occupy the heights.
Confusion reigned among the Americans. The chain of command was unclear; units marched in the wrong direction; desperately needed supplies and reinforcements went astray. Dressed in his shirtsleeves, the energetic Putnam, known as “Old Put,” rode frantically here and there, trying to organize the men who milled idly on Bunker Hill, well behind the American line.
John Stark arrived with five hundred of his men at the narrow neck that separated the Charlestown peninsula from the mainland. He found the air alive with fire from British floating batteries. Stark strolled calmly forward into the killing zone, ordering his men to follow. Captain Henry Dearborn, marching into his first battle, urged him to hurry. Stark, “with a look peculiar to himself,” observed that “one fresh man in action is worth ten fatigued ones.”6 They proceeded across at a deliberate pace. When he reached the battlefield, Stark suspected that Howe would try to force his way past the rail fence on the American left. Although manned by rebel musketmen, the fence did not quite reach to the edge of the Mystic River. He ordered his men to reinforce the end of the fence line and to build a protective stone wall on the beach. He set a stake in the mud forty yards in front of their position to mark the spot where his men would first fire on the advancing British.
There was a brief hesitation before the fight began in earnest, a moment of “supremely agonizing suspense.” Unaccustomed to combat, the Americans felt their bowels churn and icy sweat flash across their skin. The scene “seemed unreal.”7
At three-thirty on a sweltering afternoon, the first pitched battle of the Revolutionary War began. Grenadiers and scarlet-clad British infantrymen marched forward in lines, moving step by step toward the tense patriots. “They looked too handsome to be fired at,” a militiaman said, “but we had to do it.”
As Stark suspected, a key part of General Howe’s attack was to sweep along the beach with a column of his best fighters, break into the Americans’ rear, and circumvent their efforts at fortification. Spotting the low stone barricade, he did not hesitate to send his light infantrymen charging ahead with steel bayonets thrust forward.
When the redcoats reached the stake on the beach, spectators crowding rooftops in Boston could hear clearly the ripping volley that Stark’s men let loose. The approaching infantry men fell to their knees and pitched into the muddy sand, torn by musket balls. The disciplined soldiers were staggered. They hesitated, then kept coming. More volleys, more men dropped.
Remembering tactics from his ranger days, Stark had arrayed two lines of musketmen behind the first. He ordered each line to shoot in succession while the others reloaded, so that attackers had to advance into almost continuous fire. He told them to load their muskets with “buck and ball,” a bullet and four bits of shot, for more killing power.
The slaughter stopped the attack along the beach and saved the American line from envelopment. All along that line now, a ferocious fight was under way. The British troops attacked and were driven back. “They advanced toward us in order to swallow us up,” one patriot remembered, “but they found a choaky mouthful of us.”8
The sulfurous air and dripping sweat stung men’s eyes. Soldiers on both sides frantically reloaded. Howe, a courageous battle leader, had underestimated the rebels’ determination. He regrouped and attacked again. Again his men were repulsed. Then he angled the focus of their charge toward the redoubt. The Americans ran low on ammunition. The British finally broke into the fort and drove the defenders back. Stark’s men were among the last to leave the field, fighting to keep the retreat from turning to a rout. Even General Burgoyne conceded that their withdrawal was “no flight, it was even covered with bravery and military skill.”
The rebels had killed 282 British soldiers and wounded 800. “A dear bought victory,” British general Henry Clinton would declare, “another would have ruined us.” When news of the costly battle reached London, the ministers immediately relieved Thomas Gage of his duties. General William Howe was made commander and handed the thorny task of finding a solution to the American rebellion.
* * *
Three days before the carnage on Charlestown peninsula, the Continental Congress voted to adopt the collection of New England militiamen and transform them into a national army. They turned to one of their own to lead the effort, a delegate who had sufficient knowledge of the military art, the only one of them who had attended the proceedings wearing a uniform: George Washington. The tall Virginian combined a radical devotion to the cause with the ingrained forbearance of a man of property.
Appointed to the job, Washington immediately expressed his fear that “my abilities and military experience may not be equal to the extensive and important trust.” His humility combined affectation with genuine modesty. He had never directed the movements of a massed army or mounted a formal siege. He had been away from active military life for sixteen years. He knew almost nothing about naval affairs, cavalry, engineering, or artillery.
Washington appeared “majestic” as he rode into the camp in Cambridge, his boots polished, his silver spurs gleaming. What he found there appalled him. “Confusion and discord” reigned. The soldiers were unseasoned—most had never been more than twenty miles from their homes. Commander Artemas Ward, sick with a bladder stone, had failed to impose a structure on the jumble of militias.
The troops, Washington noted, had “very little discipline, order, or government.” He could smell the camp from a mile away, a vast shanty town of wood, turf, and canvas. He found the Yankees viscerally repugnant. They were, he felt, “an exceeding dirty and nasty people.” He observed “an unaccountable kind of stupidity in the lower class of these people.”9 Washington had to issue explicit orders for men to use the latrines rather than “ease themselves” where they pleased. Disease had subtracted many from the active duty list, others had simply gone home. Instead of the expected twenty thousand soldiers, a count showed only sixteen thousand.
A twenty-one-year-old captain wrote: “We were all young, and in a manner unacquainted with human nature, quite Novices in Military matters.”10 The men had left their homes, farms, and families to take a stand for a cause. They were independent agents asserting rights that no king or Parliament could abrogate. One observer noted that “the doctrines of independence and levellism have been so effectually sown throughout the country,” that soldiers would not respond to the commands of officers. Washington had to grapple with a deep paradox: the spirit that induced men to take up arms for freedom stood in the way of their becoming effective soldiers.
He had learned from Braddock that an army must be based on hierarchy. “Discipline and subordination,” he declared, “add life to military movements.” To win liberty, the men needed to bend themselves to subservience. Militias might elect unit commanders and allow officers to fraternize with their men—real armies did not. “Great distinction is made between officers and soldiers,” an observer wrote about the new tone Washington brought to the camp. “Every one is made to know his place and keep in it.”11
Helping to assert this tone was Charles Lee, who had pored over Thucydides while traveling toward the Monongahela. During the French war, Lee had extended his military resume in Britain and Portugal, and later had served as a soldier of fortune in Poland and Russia. In 1773, he retired to America, where he had found “a magnificence and greatness . . . not equaled in any part of Europe.”12 Lee now served as third in command after Washington and Ward. In the eyes of many, including his own, this experienced officer should have been the supreme commander.
“He is a queer creature,” John Adams noted of Lee. The general had invited Adams’s wife, Abigail, to shake the paw of Spado, one of the pack of dogs that always accompanied him. Contemporaries commented on his striking appearance—“extremely thin; his face ugly, with an aquiline nose of enormous proportions.”13 He was “quarrelsome, satirical, and abusive.” In an age when officers favored lace, silk, and gold braid, he dressed carelessly. Some made him the butt of jokes, others whispered about “Mad Lee.”
The slovenly Lee and the meticulous Washington, both forty-three, became for a time the odd couple of the Revolution. But Lee knew his business. After his appointment, Washington consulted books to brush up on military strategy. Lee didn’t need to.
On a tour of the fortifications opposite Boston Neck, both generals were impressed by the efforts of the young artilleryman Henry Knox. They expressed “the greatest pleasure and surprise,” Knox wrote excitedly to Lucy, who was sharing the home of a patriot in Watertown, eight miles from Boston. But Knox’s breastworks were one of the few elements of the situation that the generals could feel good about. The army’s lack of gunpowder was frightening. When he arrived, Washington was informed that he had only 308 barrels of powder for the entire army, a paltry supply. Later, he found that there had been a miscalculation. The amount of powder on hand was 36 barrels, a mere nine rounds per man. On receiving the news, Washington “did not utter a word for half an hour.”
“Could I have foreseen what I have and am like to experience,” he wrote, “no consideration upon earth should have induced me to accept this command.”14 Some soldiers were equipped only with spears.
What puzzled the American commander was why the British did not simply march out of the city and rout the ragtag army, which would have found it impossible to defend its nine miles of lines. Was it Gage’s innate caution? Howe’s Whig sympathies? British hopes of reconciliation? The sting of the slaughter at Bunker Hill? Washington found himself “unable upon any principle whatever to account for their silence, unless it be to lull us into a fatal security.”15
Time was working against the Americans. The men who had marched to Boston on a moment’s notice had never expected to stay more than a few weeks or months. They would enjoy some excitement, give the redcoats a thrashing, and go home. Now the drudgery and drill were taking a toll. “The soldiers in general,” one noted, “are most heartily sick of the service.” In August Washington informed Congress that “the greater part of the troops are in a state not far from mutiny,” and feared “the army must absolutely break up.”
Patriots were also grumbling. Pamphleteer Thomas Paine thought Washington had “chilled” the revolutionary fire that had flared at Concord and Bunker Hill by adopting a strategy of “cold defense.” His criticism stung Washington, who was acutely sensitive to the “esteem of mankind.” The commander was in fact constitutionally averse to stalemate. He simply lacked the means to act.
Added to Washington’s worries was an epidemic of smallpox. The disease hit Boston in the fall of 1775 and was rampant among troops and civilians by the middle of December. Two-thirds of victims were incapacitated for weeks, the rest killed outright.
The enlistments of the militia units began to run out that autumn. More soldiers would leave in mid-December, all would be gone by the end of the year. Washington cajoled and pleaded with his men, but most were more than eager to go home. Only gradually did he begin to sign soldiers to the new Continental Army, with longer terms of enlistment. For now, Washington found himself in command of a force destined to evaporate before his eyes.
Faced with the task of beating the British on the battlefield, Washington despaired. Militia had shown that they could acquit themselves well when, as at Bunker Hill, they could fight on the defensive from behind fortifications. To ask them to storm the city was to ask the impossible. The lack of ammunition made the prospect even more remote.
Yet on September 11, the commander in chief proposed to his top officers that they row troops across the bay in hundreds of boats to attack the British, a desperate attempt that he admitted was “hazardous.” It may be that Washington’s boldness was intended to disguise from his own officers their perilous situation. In any case, the others voted for prudence and the attack did not happen.
His Excellency felt the burden of command. “The reflection upon my situation and that of this army,” he wrote, “produces many an uneasy hour when all around me are wrapped in sleep. Few people know the predicament we are in.”16
One thing he knew, as he pondered the standoff through the sleepless hours, was that an effort must be made somewhere, and soon. Benedict Arnold and Ethan Allen had cleared the way up the Hudson-Champlain waterway. To the north lay a vast territory protected by only a few scant regiments. Washington decided to take a chance and embrace a scheme that had been bruited about all summer. The rebels would invade Canada.