5 Taking Life
Animals

In the preceding chapter, we examined some general principles about the value of life. In this and the following two chapters, we shall draw from that discussion some conclusions about three cases of killing that have been the subject of heated debate: abortion, euthanasia and killing animals. Of these three, the question of killing animals has aroused the least controversy. Nevertheless, for reasons that will become clear later, it is impossible to defend a position on abortion and euthanasia without taking some view about the killing of nonhuman animals. So we shall look at that question first.

Can a nonhuman animal be a person?

We have seen that there are reasons for holding that the killing of a person is more seriously wrong than the killing of a being who is not a person. This is true whether we accept preference utilitarianism, Tooley's argument about the right to life or the principle of respect for autonomy. Even a hedonistic utilitarian would say that there may be indirect reasons why it is worse to kill a person. So in discussing the wrongness of killing nonhuman animals, it is important to ask if any of them are persons.
It sounds odd to call an animal a person, but this may be no more than a symptom of our habit of keeping our own species sharply separated from others. In any case, we can avoid the linguistic oddness by rephrasing the question in accordance with our definition of ‘person’. What we are really asking is whether any nonhuman animals are rational and self-conscious beings, aware of themselves as distinct entities with a past and a future.
In ancient myths and in contemporary stories and movies, we imagine being able to talk to animals. That dream was at least partially realized in 1967 when two scientists at the University of Nevada, Allen and Beatrice Gardner, guessed that the failure of previous attempts to teach chimpanzees to talk was due to the chimpanzees’ lacking, not the intelligence required for using language, but the vocal equipment needed to reproduce the sounds of human language. The Gardners therefore decided to treat a young chimpanzee as if she were a human baby without vocal chords. They communicated with her, and with one another when in her presence, by using American Sign Language, a language widely used by deaf people.
The technique worked. The chimpanzee, whom they called ‘Washoe,’ learnt to understand about 350 different signs and to use about 250 of them correctly. She put signs together to form simple sentences and, in doing so, provided strong evidence of a sense of self. When shown her own image in a mirror and asked ‘Who is that?’ she replied: ‘Me, Washoe.’ Later Washoe moved to Ellensburg, Washington, where she lived with other chimpanzees under the care of Roger and Deborah Fouts. Here, she adopted an infant chimpanzee and soon began not only signing to him but even deliberately teaching him signs, for example, by moulding his hands into the sign for ‘food’ in an appropriate context. Washoe died in 2007 at the age of forty two.
Gorillas, bonobos and orangutans have also been able to learn sign language, although the extent of their ability is controversial. For more than thirty years, Francine Patterson has been signing and speaking English with Koko, a lowland gorilla. She claims that Koko now has a working vocabulary of more than 500 signs and understands an even larger number of spoken English words. In front of a mirror, Koko will make faces or examine her teeth. Chantek, an orangutan, has been taught sign language by Lyn Miles. When shown a photograph of a gorilla pointing to her nose, Chantek was able to imitate the gorilla by pointing to his own nose. Apes also use signs to refer to past or future events, thus showing a sense of time. The Fouts hold regular festivities for the chimpanzees at Ellensburg. Each year, after Thanksgiving, Roger and Deborah Fouts set up a Christmas tree covered with edible ornaments. The chimpanzees use the sign combination ‘candy tree’ to refer to the Christmas tree. In 1989, when snow began to fall just after Thanksgiving but the tree had not yet appeared, a chimpanzee named Tatu asked: ‘Candy tree?’ The Fouts interpreted this as showing, not only that Tatu remembered the tree, but also that she knew that this was the season for it. Later, Tatu also remembered that the birthday of one of the chimpanzees, Dar, followed closely on that of Deborah Fouts. The chimpanzees got ice cream for their birthdays; and after the festivities for Deborah's birthday were over, Tatu asked: ‘Dar ice cream?’
Suppose that on the basis of such evidence, we accept that the signing apes are self-conscious. Are they exceptional among all the nonhuman animals in this respect precisely because they can use language? Or is it merely that language enables these animals to demonstrate to us a characteristic that they, and other animals, possessed all along?
Some philosophers have argued that thinking requires language: one cannot think without formulating one's thoughts in words. The Oxford philosopher Stuart Hampshire, for example, has written:
The difference here between a human being and an animal lies in the possibility of the human being expressing his intention and putting into words his intention to do so-and-so, for his own benefit or for the benefit of others. The difference is not merely that an animal in fact has no means of communicating, or of recording for itself, its intention, with the effect that no one can ever know what the intention was. It is a stronger difference, which is more correctly expressed as the senselessness of attributing intentions to an animal which has not the means to reflect upon, and to announce to itself or to others, its own future behaviour…It would be senseless to attribute to an animal a memory that distinguished the order of events in the past, and it would be senseless to attribute to it an expectation of an order of events in the future. It does not have the concepts of order, or any concepts at all.
Hampshire's argument is an example of a pitfall to which philosophers of previous generations were especially prone: reaching conclusions from the armchair on a topic that demands investigation in the real world. There is nothing altogether inconceivable about a being possessing the capacity for conceptual thought without having a language, and there are instances of animal behaviour that are extraordinarily difficult, if not downright impossible, to explain except under the assumption that the animals are thinking conceptually. In one experiment, for example, German researchers presented a chimpanzee named Julia with two series of five closed and transparent containers. At the end of one series was a box with a banana; the box at the end of the other series was empty. The box containing the banana could only be opened with a distinctively shaped key; this was apparent from looking at the box. This key could be seen inside another locked box; and to open that box, Julia needed another distinctive key, which had to be taken out of a third box which could only be opened with its own key, which was inside a fourth locked box. Finally, in front of Julia, were two initial boxes, open and each containing a distinctive key. Julia was able to choose the correct initial key with which she could open the next box in the series that led, eventually, to the box with the banana. To do this, she must have been able to reason backwards from her desire to open the box with the banana to her need to have the key that would open it, to her need for the key that would open that box, and so on. Because Julia had not been taught any form of language, her behaviour proves that beings without language can think in quite complex ways.
De Waal also observed deliberately deceptive behaviour that clearly shows both self-awareness and an awareness of the intentions of another. Chimpanzees live in groups in which one male will be dominant and will attack other males who mate with receptive females. Despite this, a good deal of sexual activity goes on when the dominant male is not watching. Male chimpanzees often seek to interest females in sexual activity by sitting with their legs apart, displaying their erect penis. (Human males who expose themselves in a similar way may be continuing a form of primate behaviour that has become socially inappropriate.) On one occasion, a junior male was enticing a female in this manner when the dominant male walked over. The junior male covered his erection with his hands so that the dominant male could not see it.
Not only philosophers like Hampshire, but also some scientists have argued that ‘mental time travel’ – the ability to imagine a future event – is unique to humans. As so often happens with attempts to draw lines between humans and animals, this one had to be stated in a very precise form in order to be at all plausible. Everyone who has a dog as a companion knows that the dog can anticipate going for a walk. The ability unique to humans is therefore said to be that of anticipating the future beyond one's current set of motivations. So this claim is not refuted by a dog who brings her lead and puts it at the feet of her human companion. The dog, it is said, is simply in the grip of her desire to go for a walk and is acting on that desire. Humans, in contrast, can plan on satisfying motivations that they do not presently feel – as when we go shopping to make sure there will be something to eat for dinner, even though we are not hungry now. Many animals will hide food for future use, as squirrels do, but can it be shown that this involves conscious forethought, rather than purely instinctive behaviour?
One day, sometime after the group had been fed, Figan spotted a banana that had been overlooked – but Goliath [an adult male ranking above Figan in the group's hierarchy] was resting directly underneath it. After no more than a quick glance from the fruit to Goliath, Figan moved away and sat on the other side of the tent so that he could no longer see the fruit. Fifteen minutes later, when Goliath got up and left, Figan without a moment's hesitation went over and collected the banana. Quite obviously he had sized up the whole situation: if he had climbed for the fruit earlier, Goliath would almost certainly have snatched it away. If he had remained close to the banana, he would probably have looked at it from time to time. Chimps are very quick to notice and interpret the eye movements of their fellows, and Goliath would possibly, therefore, have seen the fruit himself. And so Figan had not only refrained from instantly gratifying his desire but had also gone away so that he could not ‘give the game away’ by looking at the banana.
For many years, Goodall's observation was dismissed as a mere anecdote. Now, however, similar behaviour has been observed in pigs, both in natural circumstances and in controlled experiments. A pig who knows where to find food will not go there if she is being followed by a heavier pig who does not know where the food is. It seems that she is aware that the heavier pig would push her aside and take the food. Instead, she learns to behave in ways that minimize the chances that the other pig will be able to take her food – for example, she goes to the food only when the heavier pig is out of sight or much further away from the food than she is.
Another example of behaviour that shows an ability to look forward in time comes from Mathias Osvath's sustained observation of Santino, a chimpanzee in a Swedish zoo. Over a decade, Santino has regularly collected and cached stones. He does this in the morning, before visitors are admitted to the zoo. Several hours later, he goes to his stones, which he has placed on the side of his enclosure where visitors appear, and throws them at the visitors. He has even discovered how to detect, by knocking, places where the concrete in his enclosure is thin enough for him to break it into pieces of a suitable size for throwing. He then breaks it in these weak spots and adds the pieces to his cache of natural stones. In winter, when the zoo is closed to visitors, he does not collect stones. Throwing rocks isn't instinctive in chimpanzees, and nor, of course, is breaking up concrete. Santino does these things calmly, when there are no visitors present, so he cannot be gripped by the same motivation he has when he gets excited by their presence.
A still more rigorous demonstration of an animal's ability to anticipate its own future desires comes, remarkably enough, from experiments, not with apes or other primates, but with scrub jays. Scientists have used two characteristics of these birds to design an ingenious experiment. Like us, scrub jays store food for later consumption. Also like us, after gorging on one kind of food, they become satiated with it and prefer something different. Experimenters gave one group of birds pine nuts and then allowed them to store either pine nuts or kibble. Before they had access to their cache, they again got pine nuts. After becoming familiar with this routine, the jays preferred to store kibble. If they were fed kibble on both occasions, however, they preferred to store pine nuts. This could be explained by the fact that at the time of storing the food, the birds were satiated with what they had been eating, and just preferred to store the other kind of food. With another group of jays, however, the experimenters varied the routine. This time they gave the birds one food and allowed them to store it – but before these birds got access to their cache, they were fed the other kind of food from the one that they had been fed before they were able to store food. These birds preferred to store the food that they had just eaten, even though they were satiated with it. It is difficult to see any explanation for the different behaviour of these birds other than their ability to anticipate that, before they could get at their cached food, they would be satiated, not with the food they had just eaten, but with the other kind of food, and so would prefer the one that they did not want now but would want then. If that is the case, scrub jays not only have exactly what Hampshire said creatures without language could not have, ‘an expectation of an order of events in the future’, but more remarkably still, they also have desires based on their awareness that their future desires will be different from their present ones.

Killing nonhuman persons

Hence, we should reject the doctrine that killing a member of our species is always more significant than killing a member of another species. Some members of other species are persons; some members of our own species are not. No objective assessment can support the view that it is always worse to kill members of our species who are not persons than it is to kill members of other species who are. On the contrary, as we have seen, there are strong arguments for thinking that to take the lives of persons is, in itself, more serious than taking the lives of those who are not persons. So it seems that killing a chimpanzee is, other things being equal, worse than the killing of a human being who, because of a profound intellectual disability, is not and never can be a person. (Often, of course, other things are not equal: for instance, the attitudes of parents of humans with profound intellectual disability are relevant.)
The great apes may be the clearest cases of nonhuman persons, but as we have seen, there is evidence of future-directed thinking in several other species. Self-awareness is sometimes linked to knowing that when you look in a mirror, you are seeing yourself rather than another being. This has been tested by putting a coloured dye on a part of the animal where it will be seen in the mirror but cannot be seen otherwise – for example, on an ape, the forehead. (The dye is put on when the animal is asleep so that she does not notice.) Then the animal is given a mirror, with which she has previously become familiar. If she looks in the mirror and then touches the dyed spot, this indicates that she knows that the image in the mirror is herself. All the great apes can pass the mirror test, but so too can elephants, dolphins and even magpies. Magpies belong to the crow family, as do scrub jays, which as we have already seen are capable of taking their future desires into account. Alex, an African gray parrot, who was taught a vocabulary of between fifty and one hundred words by Irene Pepperberg, understood concepts like ‘colour’ and ‘shape’ as well as ‘same’ and ‘different’. He did not take the mirror test, but Pepperberg's meticulously recorded account of his abilities and behaviour leaves little doubt that he too was self-aware to some extent. Human children less than one year old typically fail the mirror test, but by the time they are eighteen months old, most can pass it.
Passing the mirror test may show self-awareness, but failing it does not prove that an animal is not self-aware. In contrast to apes, monkeys do not show signs of self-recognition, although some can learn to use mirrors to locate food that they cannot otherwise see. Dogs have not passed the mirror test, but that may be because they rely more on their sense of smell than on sight. Many people who live with dogs and cats are convinced that their animal companions are self-conscious and have a sense of the future. If dogs and cats qualify as persons, the mammals we use for food cannot be far behind. We think of dogs as being more ‘human’ than pigs, but we have already seen that pigs can plan ahead and grasp whether another pig does or does not know the location of food. Are we turning persons into bacon? Additionally, because at least some birds appear to be persons, we should be cautious about excluding chickens, too. In flocks of up to ninety birds, chickens appear to recognize one another as individuals, always knowing whether another bird is above or below them in the pecking order. They also have the capacity for self-control and to envisage at least the near future. In one experiment, chickens were taught that pecking one key would, after two seconds, bring them access to food for three seconds; whereas pecking a different key would, after six seconds, bring them access to food for twenty-two seconds. The hens preferred to wait for the opportunity to feed longer. At a more anecdotal level, many people who keep free range hens and lock them up at night describe them as eager to get outside in the mornings – an attitude that suggests anticipating the future.
It is difficult to establish when another being has a sense of its own self, or of the past and the future. If it is wrong to kill a person when we can avoid doing so, and there is real doubt about whether a being we are thinking of killing is a person, the best thing to do is to give that being the benefit of the doubt. The rule here is the same as that among deer hunters: if you see something moving in the bushes and are not sure if it is a deer or a hunter, don't shoot! (We may think that the hunters shouldn't shoot in either case, but the rule is a sound one within the ethical framework that hunters use.) On these grounds, much killing of nonhuman animals is open to objection. It may be justifiable of course, for overriding reasons, but it is in need of justification.
On the other hand, even for those nonhuman animals who are self-aware, and hence meet our definition of “person” it is still true that they are not likely to be nearly as much focused on the future as normal human beings are. Gary Varner, in his Personhood and Animals in the Two-Level Utilitarianism of R.M. Hare, argues for a more demanding definition of a person than the one I have used. To be a person, in his view, one must have a biographical sense of self. Humans, he points out, typically tell stories about their lives, weaving narratives that bring together where they have come from, where they are now and what they hope for in the future. Only beings with a sophisticated language, Varner suggests, have this kind of biographical sense of their lives, which means that only humans will have it – and not all humans, either, because not all humans are capable of language. Varner believes that this biographical sense of one's life gives a life a special significance that is lacking in the lives of other beings. Some nonhuman animals, in his view, are ‘near-persons’ in that they have some self-awareness but not a biographical sense of self.
Accepting these differences between normal mature humans and nonhuman animals, we could see the wrongness of killing, not as a black and white matter, dependent on whether the being killed is or is not a person, but as a matter of degree, dependent on, among other things, whether the being killed was fully a person or was a near-person or had no self-awareness at all, the extent to which, by our best estimate, the being had future-directed desires, and how central those desires were to the being's life. The criminal law can reasonably take a different view on the grounds that public policy is better served by laws that draw sharp boundaries, but the relevant moral considerations suggest a continuum.

Killing other animals

Arguments against killing based on the capacity to see oneself as an individual existing over time apply to some nonhuman animals, but presumably there are others who, though conscious, are not persons. Let's assume that there are some animals about whom we can be confident that they are not persons, or even near-persons. The rightness or wrongness of killing these animals then seems to rest on utilitarian considerations, for they are not autonomous and – at least if Tooley's analysis of rights is correct – do not qualify for a right to life.
Deciding on the correct utilitarian verdict on killing that is painless and causes no loss to others is complicated, because it depends both on how we choose between the two versions of utilitarianism outlined in the previous chapter, that is, the total or the prior existence view, and also on whether we are hedonistic or preference utilitarians. I will begin by supposing that we are hedonistic utilitarians, because this makes the discussion of the differences between the total and the prior existence views more straightforward, and only subsequently will I consider what impact a switch to preference utilitarianism makes.
On the prior existence view, it is wrong to kill any being whose life is likely to contain, or can be brought to contain, more pleasure than pain. This view implies that it is normally wrong to kill animals for food, because usually we could argue that these animals would have had a few pleasant months or even years before they died – and the pleasure we get from eating them would not outweigh this. In contrast, the total view can lead to a different outcome. In Social Rights and Duties, a collection of essays and lectures published in 1896, Leslie Stephen, a British essayist – and the father of the novelist Virginia Woolf – writes:
Of all the arguments for Vegetarianism none is so weak as the argument from humanity. The pig has a stronger interest than anyone in the demand for bacon. If all the world were Jewish, there would be no pigs at all.
Stephen's point is that although meat eaters are responsible for the death of the animal they eat and for the loss of pleasure experienced by that animal, they are also responsible for the creation of more animals, because if no one ate meat there would be no more animals bred for fattening. The loss meat eaters inflict on one animal is thus compensated for by the benefit they confer on the next. The argument is periodically revived by those who seek to defend meat eating – in the twenty-first century, for example, by Michael Pollan in his best-seller The Omnivore's Dilemma, and also by the British chef and food writer Hugh Fearnley-Whittingstall. We may call it ‘the replaceability argument’, for it assumes that if we kill one animal, we can replace it with another as long as that other will lead a life as pleasant as the one killed would have led, if it had been allowed to go on living. Hedonistic utilitarians who accept the total view must agree with this, for that version of utilitarianism regards sentient beings as valuable only insofar as they make possible the existence of intrinsically valuable experiences like pleasure. It is as if sentient beings are receptacles of something valuable, and it does not matter if a receptacle gets broken so long as there is another receptacle to which the contents can be transferred without any getting spilt. (This metaphor should not be taken too seriously, however; unlike precious liquids, pleasure and other experiences cannot exist independently from a conscious being, and so even on the total view, sentient beings cannot properly be thought of merely as receptacles.)
The first point to note about the replaceability argument is that even if it is valid when the animals in question have pleasant lives, it would not justify eating the flesh of animals reared in modern factory farms, where the animals are so crowded together and restricted in their movements that their lives seem to be more of a burden than a benefit to them. Pollan and Fearnley-Whittingstall are aware of this. They unequivocally condemn factory farming and recommend that we avoid its products.
A second point is that if it is good to create happy life, then presumably it is good for there to be as many happy beings on our planet as it can possibly hold. Defenders of meat eating had better hope that they can find a reason why it is better for there to be happy people rather than just the maximum possible number of happy beings, because otherwise the argument implies that we should eliminate almost all human beings in order to make way for the much larger numbers of smaller happy animals that could sustainably replace them. If, however, the defenders of meat eating do come up with a reason for preferring the creation of happy people to, say, happy mice, then their argument will not support meat eating at all. For with the exception of some areas suitable only for pasture, the surface of our globe can support more people if we grow plant foods than if we raise animals.
A third point is that if replaceability holds for animals, it must hold for humans at a similar mental level. Suppose that whenever a child is born, the parents are offered the option of creating a clone of their child to serve as an organ donor for the child later in life. The clones are gestated in artificial wombs and then reared separately from other human beings in order to prevent the parents becoming so attached to them that they will be reluctant to remove the clone's organs. While in embryonic form, the clones are genetically modified so that their mental abilities never develop beyond those of a human infant. Intellectually incapable of understanding their fate, they will lead lives similar to those of happy, well-cared-for infants until the time comes for them to be killed – humanely, of course. Their hearts and other organs are then used to prolong the lives of the children – now usually adults – from whom they were cloned. Those who receive the organs pay for them, and the revenue from these sales makes it possible to rear new clones from the next generation of babies. Suppose that there is one religious group, let's say Buddhism, that objects to this practice, refuses to use clones, and urges us to accept the idea of living a natural lifespan, which Buddhists see as ethically better than using organs from clones to prolong our lives. To this a modern Leslie Stephen might reply: ‘Of all the arguments for a natural lifespan, none is so weak as the argument from humanity. The clone has a stronger interest than anyone in the demand for organs. If all the world were Buddhist, there would be no clones at all.’ Given our earlier rejection of speciesism, it isn't easy to see how we can use the replaceability argument to defend meat eating without also accepting it as a defence of this form of organ banking.
These three points undoubtedly reduce the appeal of the replaceability argument as a defence of meat eating, but they do not go to the heart of the matter. Are some sentient beings really replaceable? The total view and the replaceability argument have been widely criticised, but none of the critics have offered satisfactory solutions to the underlying problems to which these positions offer a consistent, if uncongenial, answer.
Henry Salt, a nineteenth-century English vegetarian and author of a book called Animals’ Rights, thought that the argument rested on a simple philosophical error:
The fallacy lies in the confusion of thought that attempts to compare existence with non-existence. A person who is already in existence may feel that he would rather have lived than not, but he must first have the terra firma of existence to argue from: the moment he begins to argue as if from the abyss of the non-existent, he talks nonsense, by predicating good or evil, happiness or unhappiness, of that of which we can predicate nothing.
What loss were ours, if we had known not birth?
Let living men to longer life aspire,
While fond affection binds their hearts to earth:
But who never hath tasted life's desire,
Unborn, impersonal, can feel no dearth.
When I wrote the first edition of Animal Liberation, I accepted Salt's view. I thought that it was absurd to talk as if one conferred a favour on a being by bringing it into existence, because at the time one confers this favour, there is no being at all. But I have since changed my mind on this point. As we saw in the preceding chapter, we do seem to do something bad if we knowingly bring a miserable being into existence, and if this is so, it is difficult to explain why we do not do something good when we knowingly bring a happy being into existence.
Derek Parfit has offered a thought experiment that amounts to an even stronger case for the replaceability view. He asks us to imagine that two women are each planning to have a child. The first woman is already three months pregnant when her doctor gives her both bad and good news. The bad news is that the fetus she is carrying has a defect that will significantly diminish the future child's quality of life – although not so adversely as to make the child's life utterly miserable, or not worth living at all. The good news is that this defect is easily treatable. All the woman has to do is take a pill that will have no side effects, and the future child will not have the defect. In this situation, Parfit very plausibly suggests, we would all agree that the woman should take the pill and that she does wrong if she refuses to take it.
The second woman sees her doctor before she is pregnant, when she is about to stop using contraception. She also receives bad and good news. The bad news is that she has a medical condition, the effect of which is that if she conceives a child within the next three months, the child will have the same defect that the first woman's child will have if she does not take the pill. This defect is not treatable, but the good news is that the woman's condition is a temporary one, and if she waits three months before becoming pregnant, her child will not have the defect. Here too, Parfit suggests, we would all agree that the woman should wait before becoming pregnant and that she does wrong if she does not wait.
Suppose that the first woman does not take the pill, and the second woman does not wait before becoming pregnant, and that as a result each has a child with a significant disability. It would seem that they have each done something wrong. Is their wrongdoing of equal magnitude? If we assume that it would have been no more difficult for the second woman to wait three months before becoming pregnant than it would have been for the first woman to take the pill, it would seem that the answer is yes, what they have done is equally wrong. But now consider what this answer implies. The first woman has harmed her child. That child can say to her mother: ‘You should have taken the pill. If you had done so, I would not now have this disability, and my life would be significantly better.’ If the child of the second woman tries to make the same claim, however, her mother can respond: ‘If I had waited three months before becoming pregnant, you would never have existed. I would have produced another child, from a different egg and different sperm. Your life, even with your disability, is worth living. You never had a chance of existing without the disability. So I have not harmed you at all.’ This reply seems a complete defence to the charge of having harmed the child now in existence. If, despite this, we persist in our belief that it was wrong of the woman not to postpone her pregnancy, in what does the wrongness consist? It cannot lie in bringing into existence the child to whom she gave birth, for that child has an adequate quality of life. Could it lie in not bringing a possible being into existence – to be precise, in not bringing into existence the child she would have had if she had waited three months? If we explain the wrongness of the second woman's decision in this way, we are rejecting the prior existence view in favour of the total view, or something closer to it. We are also a step closer to accepting replaceability, for our explanation implies that we should give weight to the interests of beings who would come into existence, if we chose to bring them into existence.
Because some people are unsure what to say about the case of the two women – in particular, whether what they do is equally wrong – I will add one more example, adapting a case that Parfit calls ‘Depletion’ so that it becomes very like the choice that developed nations are facing now on what to do about climate change. We could continue to use the cheapest energy available to give ourselves, our children and perhaps our grandchildren a high standard of living. In discussions of climate policy, this is often referred to as ‘Business As Usual’. If we do this, however, the warming of the planet will mean that sometime in the next century, things will get much worse for future generations and will remain much worse for several centuries – although we shall assume, for the purposes of this discussion, that they will not get so bad that people in these future centuries will not have a life that is not worth living. Alternatively, we could follow a policy we will call ‘Sustainability’: this involves a quick end to the use of fossil fuels, with significantly changed lifestyles, different industries, less travel, less meat and many other changes. We and our children and perhaps our grandchildren would be slightly worse off under Sustainability than under Business As Usual, but more distant future generations would, for many centuries, be much better off. Overall, if we consider the welfare of every generation, including ours, as far as we can foresee, Sustainability has much better consequences than Business As Usual. But imagine that we are selfish, and don't care much about future generations, beyond our own grandchildren, and so we decide to opt for Business As Usual.
Have we done something wrong? Surely we have; but who have we wronged? It may seem that we have wronged the people who will live in later centuries, because they will have less good lives than they would have had if we had opted for Sustainability. But this response overlooks the fact that our choice of policies will have such widespread effects that it will also change who meets whom, and who has children with whom. For example, people will travel less and so will meet different people. New industries will develop in different parts of the country, and people will move there to find employment. Who we are depends on who our parents are – if my parents had never met, I would not exist. Probably my mother and my father would have had other children, with other partners, and none of those children would have been me. So if we choose Business as Usual, we can pre-empt any complaints from twenty-third-century people by leaving them a document explaining that if we had chosen Sustainability, they would not have been better off, but rather they would not have been at all. Moreover, if their lives are not so bad as not to be worth living, they are better off existing than not existing.
If then we should, in making ethical decisions, at least sometimes take account of the impact we could have on the lives of people the existence of whom is, at the time we are making the decision, uncertain, we need to ask: at what stage in the development from people we might bring into existence to people actually in existence does replaceability cease to apply? What characteristic makes the difference?
Here, there is a difference between preference utilitarianism and hedonistic utilitarianism. Preference utilitarians can draw a distinction between self-aware individuals, leading their own lives and wanting to go on living, and those with no future-directed preferences. They would agree with Lucretius that there is a difference between killing living beings who ‘to longer life aspire’ and failing to create a being who, unborn and impersonal, can feel no loss of life. But what of beings who, though alive, cannot aspire to longer life because they lack the conception of themselves as living beings with a future? These being are also, in a sense, ‘impersonal’. We might say that we do them no personal wrong, which a preference utilitarian might understand as meaning that because they have no future-directed preferences, we are not acting contrary to any of their preferences if we kill them instantly and painlessly. So perhaps the capacity to see oneself as existing over time, and thus to aspire to longer life (as well as to have other non-momentary, future-directed interests), is the characteristic that marks out those beings who cannot be considered replaceable.
This conclusion is in harmony with Tooley's views about what it takes to have a right to life. For a preference utilitarian, concerned with the satisfaction of preferences rather than experiences of suffering or happiness, there is a similar fit with the distinction already drawn between killing those who are rational and self-conscious and killing those who are not. Rational, self-conscious beings are individuals, leading lives of their own, and cannot in any sense be regarded merely as receptacles for containing a certain quantity of happiness. Beings that are conscious, but not self-conscious, on the other hand, more nearly approximate the image of receptacles for experiences of pleasure and pain, because their preferences will be of a more immediate sort. Given the evidence we have just reviewed, it is not easy to say with confidence which animals might be conscious but not self-conscious, but it is reasonable to suppose that there are some in this category. They will not have desires that project their images of their own existence into the future. Their conscious states are not internally linked over time. If they become unconscious, for example by falling asleep, then before the loss of consciousness they would have no expectations or desires for anything that might happen subsequently; and if they regain consciousness, they have no awareness of having previously existed. Therefore, if they were killed while unconscious and replaced by a similar number of other members of their species who will be created only if the first group are killed, there would, from the perspective of their awareness, be no difference between that and the same animals losing and regaining consciousness.
For a merely conscious being, death is the cessation of experiences, in much the same way that birth is the beginning of experiences. Death cannot be contrary to an interest in continued life any more than birth could be in accordance with an interest in commencing life. To this extent, with merely conscious beings, birth and death cancel each other out; whereas with self-aware beings, the fact that one may desire to continue living means that death inflicts a loss for which the birth of another is insufficient compensation.
The test of universalizability supports this view. If I imagine myself in turn as a self-conscious being and a merely conscious being, it is only in the former case that I could have forward-looking desires that extend beyond periods of sleep or temporary unconsciousness, for example a desire to complete my studies, a desire to have children, or simply a desire to go on living, in addition to desires for immediate satisfaction or pleasure, or to get out of painful or distressing situations. Hence, it is only in the former case that my death involves a greater loss than just a temporary loss of consciousness, and my death is not adequately compensated for by the creation of a being with similar prospects of pleasurable experiences.
Preference Utilitarianism is after all a form of maximizing utilitarianism: it requires that the overall satisfaction of different persons’ preferences be maximized just as Classical Utilitarianism requires overall experienced happiness to be maximized…If preferences, even the desire to live, may be outweighed by the preferences of others, why cannot they be outweighed by new preferences created to take their place?
It is of course true that preference utilitarianism is a form of maximizing utilitarianism in the sense that it directs us to maximize the satisfaction of preferences, but that does not mean that we should regard the thwarting of existing preferences as something that can be outweighed by creating new preferences – whether in existing beings or in beings we bring into existence – that we will then satisfy. For whereas the satisfaction of an existing preference is a good thing, how we should evaluate the package deal that involves creating and then satisfying a preference is a very different question. If I put myself in the place of another with an unsatisfied preference and ask myself if I would, other things being equal, want that preference satisfied, the answer is self-evidently yes, because that is just what it is to have an unsatisfied preference. If, on the other hand, I ask myself whether I wish to have a new preference created that can then be satisfied, I may say that it all depends on what the preference is. If I think of a case in which the satisfaction of the preference will be highly pleasurable, I may say yes. If we know that we are going to eat well in the evening, we may take a walk beforehand to be sure that we have a good appetite; and people take all kinds of supposed aphrodisiacs in order to stimulate sexual desire when they know that the circumstances for satisfying that desire are propitious. In these cases, the creation of the new desire leads to more pleasure, and most people prefer more pleasure; so the creation of the new desire is a means of achieving something that I desire anyway. If, on the other hand, I think of the creation of a preference that is more like a privation, I will say no, I don't want it, even if I will be able to satisfy it. We don't deliberately make ourselves thirsty because we know that there will be plenty of water on hand to quench our thirst. This suggests that the creation and satisfaction of a preference is in itself neither good nor bad: our response to the idea of the creation and satisfaction of a preference varies according to whether the experience as a whole will be desirable in terms of other longstanding preferences we may have. If not, there is no value in creating a new desire just so that we can then satisfy it.
Consistently with this conclusion, we might think of the creation of an unsatisfied preference as putting a debit in a kind of moral ledger of debits and credits. The satisfaction of the preference merely cancels out the debit. This ‘debit model’ of the ethical significance of preferences has the advantage of explaining the puzzling asymmetry in our obligations regarding bringing children into existence, which is mentioned in the previous chapter. We consider it wrong to bring into existence a child who, because of a genetic defect, will lead a thoroughly miserable existence for a year or two and then die; yet we do not consider it good or obligatory to bring into existence a child who, in all probability, will lead a happy life. The debit view of preferences explains why this should be so: to bring into existence a child, most of whose preferences we will be unable to satisfy, is to create a debit that we cannot cancel and is therefore wrong. To create a child whose preferences will be satisfied is to create a debit that will be erased when the desires are satisfied. On the debit view, this is ethically neutral. The model can also explain why, in Parfit's example, what the two women do is equally wrong – for although neither thwarts any existing preferences, both quite unnecessarily bring into existence a child who is likely to have a larger negative balance in the moral ledger than a child they could have brought into existence. Similarly, it explains why continuing with Business As Usual is wrong – it too leaves larger negative balances in the moral ledger than would be the case if we switched to Sustainability.
There is, however, one serious objection to this account of preferences: if the creation of each preference is a debit that is cancelled only when the desire is satisfied, it would follow that it is wrong, other things being equal, to bring into existence a child who will on the whole be very happy and will be able to satisfy nearly all, but not quite all, of her preferences. Because everyone has some unsatisfied desires, even the best life anyone can realistically hope to lead is going to leave a small debit in the ledger. The conclusion to be drawn is that it would have been better if none of us had been born!
Let us revisit the climate change scenario and add a third option to which this kind of pessimism points. We can call it the Party & Go option. Advocates of this option want us to become even more profligate with our energy usage than in the Business As Usual scenario; but to ensure that our actions are not going to leave any kind of larger negative balance in the overall moral ledger of our planet, they urge that we all get sterilized. The people who now exist will be the last generation on Earth. Suppose, implausibly, that everyone agrees to this, no one minds being the last generation, and our actions will not make nonhuman animals worse off (or perhaps we will sterilize all of them, too). If the pessimists are correct, this would be the right thing to do, and we might think that those who hold the debit view of preferences must accept that it would be right or, at least, not wrong. For if to bring someone into existence will inevitably leave a negative balance in the moral ledger, why should we do it? We should do it only, presumably, if otherwise there will be a bigger negative balance in the moral ledgers of those who already exist – that is, if they want to have children or want there to be generations that come after them. If the assumptions on which Party & Go is based can be granted, however, that is not the case. Those who already exist will lead better lives if there are no future generations.
Consider two different universes. In the Nonsentient Universe, there is never any sentient life at all. In the Peopled Universe, there are several billion self-aware beings. They lead rich and full lives, experiencing the joys of love and friendship, of fulfilling and meaningful work, and of bringing up children. They seek knowledge, successfully adding to their understanding of themselves and the universe they inhabit. They respond to the beauties of nature, cherish the forests and animals that pre-date their own existence, and create literature and music that is on a par with the works of Shakespeare and Mozart. They manage to prevent or relieve many forms of suffering, but they are mortal and are not able to satisfy all their desires. Is it better that the Peopled Universe exist rather than the Nonsentient Universe?
Can we answer this question by universalizing our own preferences? We might say that we would prefer to live the kind of life that is lived in the Peopled Universe than not to live at all. R. M. Hare once suggested that we could take this approach to abortion. Because I enjoy my life, I am pleased that my parents did not abort the fetus from which I developed. Therefore, other things being equal, he argued, we should not abort fetuses if we have reason to believe that the fetus will develop into a person who will enjoy being alive; and if, should the fetus be aborted, there will be fewer such persons (that is, the aborted fetus will not subsequently be replaced by another that would not otherwise have existed). But there is a significant difference between putting yourself in the place of other existing beings who will be affected by your act and putting yourself in the place of beings who might not exist at all. In one case, we are satisfying existing preferences, and in the other, bringing preferences into existence. To draw on the example to which I have already referred, if people are thirsty, that is a reason for giving them water, but it doesn't follow that we have a reason for making people thirsty and then offering them water. Similarly, no obligation to bring more beings into existence follows from the fact that, if we do, they will be able to satisfy most of their preferences. Hence, to take into account the interests of merely possible future beings – as we can scarcely avoid doing in some scenarios – goes beyond the original minimalist idea of preference utilitarianism based on universalizing our own preferences. It may be based on a judgment that there is value in certain kinds of lives. We could try to distinguish two kinds of value: preference-dependent value, which depends on the existence of beings with preferences and is tied to the preferences of those specific beings, and value that is independent of preferences. When we say that the Peopled Universe is better than the Nonsentient Universe, we are referring to value that is independent of preferences. Henry Sidgwick, the nineteenth-century utilitarian, said that if we reflect carefully, we will see that the only thing that is intrinsically or ultimately good – good for its own sake – is a form of consciousness, or state of mind, that we regard as desirable. He thought that this desirable consciousness is pleasure, and, like other hedonistic utilitarians, would have thought that the Peopled Universe is better because it contains a surplus of pleasure over pain and the Nonsentient Universe does not. To say that pleasure is good and pain is bad is to assert not only that there are preference-independent values, but to say that pleasure and pain are such values. If there are preference-independent values, there are many other possible views about what is of value, in this sense. My account of the Peopled Universe was designed to capture a variety of possible views about what kinds of consciousness are desirable. We could hold a pluralist view of value and consider that love, friendship, knowledge and the appreciation of beauty, as well as pleasure or happiness, are all of value. My point here is not to determine the nature of preference-independent value but to show that some notion of it provides a basis for objecting to the Party & Go option, as well as the Business as Usual option, in our climate change example.
Hedonistic utilitarians must face a different objection. Because they would prefer any universe that contains a surplus of pleasure over pain to a universe with neither pleasure nor pain, they must prefer, not only the Peopled Universe to the Nonsentient Universe, but also the Happy Sheep Universe, where the only sentient beings are sheep who have plenty of grass on which to graze. Lambs gambol happily in the fields, grow up, reproduce, and when their offspring are mature, die swiftly and without suffering. Whether hedonistic utilitarians would prefer the Happy Sheep Universe over the Peopled Universe would depend on which has the greater surplus of pleasure over pain and, as we saw at the end of the previous chapter, whether we agree with Mill's assessment of the pleasures and pains of animals and normal human beings.
In discussing this choice of universes, I have been met with the objection that the Nonsentient Universe cannot be compared, ethically, with any other universe. It is neither worse nor better than any other universe. It doesn't have zero value on a scale that gives a positive value to the Peopled Universe, it is just outside the scope of ethics and no scale of value applies to it. That might seem plausible until we imagine a Hellish Universe peopled exclusively by small children who suffer agonizing pain for several years, with no redeeming aspects of their lives, and then die. The same people who deny that we can compare the Peopled Universe with the Nonsentient Universe are prepared to agree that this is worse than the Nonsentient Universe. That implies that we can compare the Nonsentient Universe with universes containing sentient beings. Moreover, we can imagine a whole series of universes, with progressively less sentience in them, stretching from the Peopled Universe to the Nonsentient Universe. The one closest to the Nonsentient Universe might have no sentient life, ever, except for one shrimp, which lives, has a brief flash of consciousness and then dies. It seems very odd to claim that we can rank that universe on the same scale as the Peopled Universe, but as soon as the universe does not have even that momentary consciousness, it becomes incomparable with all the others.
In the thirty years since the first edition of this book was published, many philosophers have put forward ingenious solutions to the problem of how we should think about decisions that affect who will exist. A view that most philosophers find even tolerably satisfactory is still to be found, and any new suggestion is bound to give rise to some difficulties or counter-intuitive results. That is not in itself a reason for rejecting the view, because the difficulties may still be less serious than the difficulties afflicting all other views. It is, therefore, a consideration in favour of the kind of value I have been suggesting that, in combination with the debit view of preferences, it helps us to formulate answers to these baffling questions. It enables us to move beyond the prior existence view, which is clearly not adequate for dealing with some of these questions, without forcing us to accept that all sentient beings, even those who are self-aware, are replaceable. Moreover, if provides a basis for rejecting Party & Go as a strategy for dealing with climate change. Nevertheless, this combination of preference utilitarianism and an idea of intrinsic value that is not dependent on preferences sacrifices one of the great advantages of any form of utilitarianism that is based on just one value, which is that there is no need to explain how different values are to be traded off against one another. Instead, because this view suggests that there are two kinds of values, one personal and based on preferences and the other impersonal, it isn't easy to see how we are to proceed when the two kinds of values clash.
Before we leave the topic of killing animals, I should emphasize that to hold that merely conscious beings are replaceable is not to say that their interests do not count. I hope that the third chapter of this book makes it clear that their interests do count. As long as sentient beings are conscious, they have an interest in satisfying their desires, or in experiencing as much pleasure and as little pain as possible. Sentience suffices to place a being within the sphere of equal consideration of interests, but it does not mean that the being has a personal interest in continuing to live.

Conclusions

If the arguments in this chapter are correct, there is no single answer to the question: ‘Is it normally wrong to kill an animal?’ The term ‘animal’ – even in the restricted sense of ‘nonhuman animal’ – covers too diverse a range of lives for one principle to apply to all of them.
When we come to animals that, as far as we can tell, lack self-awareness, the best direct reason against killing points to the loss of a pleasant or enjoyable life. Where the life taken would not, on balance, have been pleasant or enjoyable, no direct wrong is done. Even when the animal killed would have lived pleasantly, it is at least arguable that no wrong is done if the animal killed will, as a result of the killing, be replaced by another animal living an equally pleasant life. Taking this view involves holding that a wrong done to an existing being can be made up for by a benefit conferred on an as yet non-existent being. Thus, it is possible to regard merely conscious animals as interchangeable with one another in a way that beings with a sense of their own future are not. This means that in some circumstances – when animals lead pleasant lives, are killed painlessly, their deaths do not cause suffering to other animals and the killing of one animal makes possible its replacement by another that would not otherwise have lived – the killing of animals without self-awareness is not wrong.
Is it possible, along these lines, to justify raising any animals for their meat, not in factory farm conditions but roaming freely around a farmyard? Suppose that we could be confident that chickens, for example, are not aware of themselves as existing over time (and as we have seen, this assumption is questionable). Assume also that the birds can be killed painlessly, and the survivors do not appear to be affected by the death of one of their numbers. Assume, finally, that for economic reasons we could not rear the birds if we did not eat them. Then the replaceability argument appears to justify killing the birds, because depriving them of the pleasures of their existence can be offset against the pleasures of chickens who do not yet exist and will exist only if existing chickens are killed.
Even in the case of animals with some self-awareness, killing for food will not always be wrong. Many people who think nothing of buying factory-farmed ham or chicken from a supermarket are quick to condemn hunting; yet hunting is more defensible than factory farming. Consider deer hunting in those parts of the United States where there are no longer any predators, other than human beings, to keep the deer population in check. Deer then reproduce to the point where they no longer have enough to eat, and they begin to degrade the environment. Eventually many of them will starve. Hunters argue that a quick death from a bullet is better for the deer than slow starvation, and environmentalists point out that the high density of deer may cause other species, both plants and animals, to become endangered. That death from a well-aimed bullet is preferable to starvation is undeniable, and this holds even if deer are self-aware. In practice, because not all hunters aim well and some will injure the animals rather than kill them, some form of fertility control would be better than permitting hunting. (It is an indication of our lack of concern about killing animals that there has been so little research into developing practical methods of contraception or sterilization for wild animals.) Let's assume, however, that there is no feasible method of fertility control; that the hunter is a good enough shot to kill the deer without inflicting suffering; and that if the deer are not shot they will die slowly and painfully in the coming winter. When that is the situation, it seems that a consequentialist cannot object to the deer being killed. To do so would require holding that we are responsible for the deaths we inflict but not for the deaths that ‘nature’ will bring about if we do nothing. That argument is similar to one sometimes used to distinguish active euthanasia from ‘allowing nature to take its course’, and as we shall see when we discuss it in Chapter 7, it is not defensible. Hunting under these circumstances, however, covers only a few of the billions of premature deaths humans inflict on animals each year.
None of this discussion is intended to suggest that people who need to kill animals in order to survive – people living in poverty who are struggling to get enough to feed themselves and their families, or those living a traditional hunting and gathering existence – should not do so. If cows, pigs, chickens and the other animals we usually eat are self-aware, they are still not self-aware to anything like the extent that humans normally are. I agree with Varner and Scruton that the more one thinks of one's life as a story that has chapters still to be written, and the more one hopes for achievements yet to come, the more one has to lose by being killed. For this reason, when there is an irreconcilable conflict between the basic survival needs of animals and of normal humans, it is not speciesist to give priority to the lives of those with a biographical sense of their life and a stronger orientation towards the future.