Chapter 4 Was Montesquieu liberal? The Spirit of the Laws in the history of liberalism

Céline Spector

Introduction

The Spirit of the Laws is often cited among the founding works of political liberalism. Émile Faguet, Isaiah Berlin, Raymond Aron, Thomas Pangle, Pierre Manent, Bernard Manin and Lucien Jaume all regard Montesquieu as one of the fathers, together with Locke, of modern liberalism.1 According to this reading, the quintessence of Montesquieu’s philosophy lies in his insistence on the ‘distribution of powers’ as a necessary condition of political liberty. ‘[I]t has eternally been observed’, he writes, ‘that any man who has power is led to abuse it; he continues until he finds limits’. Thus, ‘power must check power by the arrangement of things’.2 A free constitution is a system where rival ambitions oppose but do not destroy one another. Montesquieu’s critique of despotism also appears to support his liberal credentials. After all, it was Montesquieu who gave the despotic regime its philosophical dignity, characterizing it as one in which man, overwhelmed by fear, is reduced to blind obedience in the face of power. Where there is despotism there is no law, no economic growth and no social bonds; for the individual subjugated to the governors’ whims, there is only violence and torment. Arguing that despotism had caused ‘infinite ills’ to human nature, Montesquieu used it as a powerful foil.
The liberal interpretation of Montesquieu, however, extends even beyond this. For when faced with despotism, he does not seem to think that republicanism is the answer. At first glance this claim may seem contradictory. After all, The Spirit of the Laws insists on the need for republican virtue. The people’s participation in power demands the ‘continual sacrifice of oneself’, ‘one’s interests’ and the abandonment of a large part of citizens’ private lives and personal safety, all in the name of virtue.3 The equality and frugality required by virtue entail the renunciation of the self and of its pleasures, a ‘painful’ task that only the perpetual constraint of customs can make possible.4 The corruption of men, finally, can only be avoided, in ancient cities, by the maintenance of a martial discipline.5 However, according to Leo Strauss’s disciples, Thomas Pangle and Pierre Manent, the ‘secret design’ and real purpose of The Spirit of the Laws is to criticize classical republicanism and to praise the paradigmatic modern liberal regime, the commercial English republic, which they say Montesquieu thought to be better adapted to human nature.6 In their view, Montesquieu’s liberalism is not only based on the defence of a system of laws and counter-powers capable of protecting the inhabitants of a nation from coercive political power and ensuring the rights of citizens. It is also centred on customs, and rests on the concealed praise of modern England and the defence of its ‘spirit of commerce’. By this reading, it is the blossoming of economic interest, to a far greater extent than republican civic virtue, that ensures the main objectives of the state: peace, prosperity and liberty.
But what, precisely, can be said of Montesquieu’s liberalism? The use of the concept implies a retrospective reading of the work and always runs the risk of projecting onto it the ideological choices of its interpreters. Dating from the early nineteenth century, the notion of liberalism is obviously foreign to Montesquieu, and he cannot be as comfortably included in this school of thought as Benjamin Constant or Alexis de Tocqueville, whom his work inspired.7 ‘Liberalism before liberalism’ is a protean phenomenon, and it is certainly better to speak of a constellation of ideas than of a rigorous definition of the concept.8 However, as long as a conventional definition can be agreed upon (that classical liberalism is a belief in limited government, the protection of individual rights and the positive effects of interest in the absence of virtue), it is legitimate to question Montesquieu’s membership in the liberal ‘tradition’.9 It is therefore the interpretation of a liberal Montesquieu, an interpretation equally shared by liberal and non-liberal thinkers (Straussians, republicans), that I would like to reassess here. Questioning the meaning of liberty, as well as the presence of a theory of doux commerce and the ‘invisible hand’, in The Spirit of the Laws will help to determine the accuracy of the liberal interpretation, and at the same time highlight the masking effects it produces.

A philosophy of liberty

The liberal reading of Montesquieu often refers to his vision of the constitution of England and the distribution of the state’s powers.10 Without necessarily emphasizing his violent denunciation of religious intolerance, his diatribe against the Inquisition, or his early denunciation of slavery, the liberal interpretation insists that the definition of liberty developed in The Spirit of the Laws breaks with the republican topos.11 Autonomy and participation in power do not equate to political liberty.12 The liberty of the people is not the power of the people, but rather dependence on the laws, and security under the laws. With his skilful and subtle style, Montesquieu, it is argued, expresses his preference for the representative and mercantile ‘liberal republic’, such as one finds in eighteenth-century England. This endorsement comes at the expense of both the ‘participatory republic’ of the ancients and the monarchy, crippled by the vestiges of feudalism.13 The Spirit of the Laws is deemed to hold up the English model as the one best suited to human nature, the one that best guarantees the security of the individual, and the one that best satisfies the primordial desire for preservation. Republican autonomy gives way to a negative liberty, defined as independence within a sphere protected by the law, guaranteed by the distribution of powers within a representative system, and enabling the unfettered development of ‘private’ behaviour. The spirit of Montesquieu’s liberalism, understood as the praise of liberty under the law combined with the praise of commerce, is thus held up by his commentators as a clear choice in favour of modernity.
Though appealing, this reading must be carefully scrutinized. Which liberty does Montesquieu in fact defend? Chapter 2 of Book XI begins with a sceptical-sounding enumeration of definitions, expressing the diversity of opinion on the matter:
No word has received more different significations and has struck so many minds in so many ways as has liberty. Some have taken it for the ease of removing the one to whom they had given tyrannical power; some, for the faculty of electing the one whom they were to obey; others, for the right to be armed and to be able to use violence; yet others, for the privilege of being governed only by a man of their own nation, or by their own laws [Cicero]. For a certain people [the Muscovites] liberty has long been the usage of wearing a long beard. Men have given this name to one form of government and have excluded the others. Those who had tasted republican government put it in this government; those who had enjoyed monarchical government placed it in monarchy [the Cappadocians].14
In the civil state, man is the measure of liberty, which he interprets according to his passions, beliefs and customs: ‘In short, each has given the name of liberty to the government that was consistent with his customs or his inclinations.’15 But in place of this rhapsody, Montesquieu does not propose a simple and single definition of political liberty, which he distinguishes from philosophical liberty.16 He does not define liberty as either licence or independence, but as liberty under the law: ‘Liberty is the right to do everything the laws permit.’17 Citizens are ‘really free’ when they are ‘subject only to the power of the law’.18 According to Montesquieu, it is necessary to distinguish between the political laws, which protect the constitution (Book XI) and the civil laws, which protect the citizen (Book XII). This distinction is crucial: ‘It can happen that the constitution is free and that the subject is not’, and inversely.19 It may be that the power of the judiciary is separate and well placed – which is the ‘masterpiece of legislation’ of a free society – but that it rules according to iniquitous laws.20 However, the freedom of the citizen is based on the justice of the criminal procedure and on the presumption of innocence: ‘When the innocence of the citizens is not secure, neither is liberty.’21 In order to preserve moderation, one man must therefore be protected from arbitrary laws as much as from arbitrary powers. This implies the strict limitation of ‘lese-majesty’ and protecting freedom of opinion. It is here that Montesquieu comes closest to a theory of individual rights, with his argument that, ‘[t]he knowledge already acquired in some countries and yet to be acquired in others, concerning the surest rules one can observe in criminal judgements, is of more concern to mankind than anything else in the world’; and moreover that ‘[l]iberty can be founded only on the practice of this knowledge’.22 Against despotism’s extreme methods, Montesquieu supports a moderate use of the power to punish: great care in the designation of crimes is necessary, alongside a range of sanctions, which are, to the extent possible, sparing in their severity.23
This is the meaning, for Montesquieu, of liberty under the law. Such a definition, insisting upon a strict non-identity between the power of the people and the liberty of the people, is indeed contrary to the ‘republican tradition’ which founds political liberty on the collective exercise of power and on civic participation.24 The liberty invoked by The Spirit of the Laws is undoubtedly conceived as obedience to the law which one has given oneself, be it in ancient popular regimes or in contemporary England. Montesquieu writes, ‘[a]s, in a free state, every man, considered to have a free soul, should be governed by himself, the people as a body should have legislative power’.25 And yet the ‘spirit of liberty’ may also exist in the constitutions of monarchies.26
Nevertheless, it is at this point that the liberal readings of Montesquieu, however different they may be, stumble. For it is in appearance only that Montesquieu shares the Lockean definition of liberty as liberty under the law.27 Montesquieu insists on the subjective perception that men have of their liberty. Liberty is not security but ‘the opinion one has of one’s security’.28 It is a form of ‘tranquillity of spirit’, which is the opposite of despotic fear:
The men who enjoy the government of which I have spoken [England] are like fish that swim freely in the sea. Those who live in a monarchy or a wise and moderate aristocracy seem to be in large nets, in which they are caught, but believe themselves free. But those who live in purely despotic states are in nets so tight that they feel caught before all else.29
Montesquieu thus repeatedly alludes to the feeling men have of their liberty, and not an abstract consciousness. Concerning taxes, for example, he argues that ‘[d]uties on commodities are the ones the least felt by the people’.30 Yet the value of the duty must nonetheless be proportionate to that of the merchandise, for otherwise ‘the prince removes the illusion’ from his subjects ‘which makes them feel every bit of their servitude’.31 Other expressions also seem to suggest that liberty stems from government manipulation, aimed at putting to rest the subjects’ potential resistance. According to Montesquieu, ‘In our monarchies, all felicity lies in the people’s opinion of the gentleness of government. An unskilful minister always wants to tell you that you are slaves. But, if that were so, he should seek to keep it from being known.’32
Therefore, one must wonder whether Montesquieu is concerned with defending real liberty, or if, in fine, the illusion of liberty is sufficient. Should we distinguish between real liberty, in virtue of which the feeling of security is justified by a genuine protection of rights, and a liberty of opinion, the same way that real tyranny is opposed to the ‘tyranny of opinion’?33 Book XIX of The Spirit of the Laws, which defends soft and moderate political action, supports such an approach: ‘There are two sorts of tyranny: a real one, which consists in the violence of the government, and one of opinion, which is felt when those who govern establish things that run counter to a nation’s way of thinking.’34 In this second instance, liberty is experienced when a people are free to follow their traditions and customs: it no longer concerns the subject of law but the subject of customs, according to which a belief in one’s liberty depends on the preservation of one’s customs. As such, according to Montesquieu, a people like the Romans ‘felt tyranny more vividly when a buffoon was driven out than when all their laws were taken from them’.35 Does it then follow that the art of politics is an art of manipulation designed to make men believe that they are free – or, further still, to have them consent to their servitude? If this were the case, the liberal interpretation would have to make way for a Machiavellian interpretation of Montesquieu.
In reality things are more complex and these two interpretations must be rejected together. Montesquieu is neither a liberal looking to edify a universal theory of the protection of individuals’ rights in opposition to state sovereignty nor a Machiavellian seeking to defend an illusory liberty that the art of governing should cunningly preserve. On the one hand, The Spirit of the Laws does not confer on institutions alone the responsibility for protecting men against the abuse of power. Montesquieu rules out any purely constitutional defence of liberty. In England itself, only civic vigilance enables the nation to escape servitude: through the confrontation of parties and factions, it is jealousy of liberty which, accompanied by an irrational fear of abuses of power, preserves liberty.36 If there is a claim to be made for Montesquieu’s liberalism, it is therefore a liberalism of ‘counter-powers’ supported by customs, rather than a liberalism of rights.37 The only universal natural laws are those of natural defence and natural modesty, which give rise to negative prescriptions (avoid corporal or sexual punishments). As such, all liberty must be considered in concrete practice, and the only principles that can be laid down to protect it must be formal ones (distribution of powers, presumption of innocence, strict qualification of crimes, etc.). On the other hand, Montesquieu is not strictly Machiavellian either. It is not the objective of The Spirit of the Laws to reflect on the conditions of the manipulation of men, and to thereby enable governors to maintain their power. Rather, its purpose is to theorize the conditions of moderation, for the benefit of peoples as much as that of princes or magistrates. Montesquieu is anti-Machiavellian on Machiavelli’s ground – that of concretely situated power relations. The crucial concept of his philosophy, the one that enables an understanding of his struggle against Machiavellianism as well as against absolutism, is the concept of moderation: ‘I say it, and it seems to me that I have written this work only to prove it: the spirit of moderation should be that of the legislator; the political good, like the moral good, is always found between two limits.’38
This defence of the spirit of moderation clarifies the status of the English model, the cornerstone of the liberal interpretation. To what extent is it a model? Just as the love of equality in democracies can be corrupted into the love of extreme equality (refusal of all hierarchy) and slide into tyranny, so too can the love of liberty degenerate into the ‘delirium of liberty’. In certain aspects, extreme liberty is similar to absolute government: partisan divisions enslave public opinion.39 Furthermore, the liberty that the English enjoy is in essence precarious and does not necessarily lead to the happiness of the people.40 Not only does extreme liberty not satisfy all conditions of the political good, but the English pay the price for their fanatical individualism – one of the reasons for their suicidal tendencies.41 The ‘free nation’ is therefore not a model to be universalized, for this would run counter to Montesquieu’s concern for suitability to particular circumstances.42 The theory of ‘the general spirit’ of peoples leads to a conception of liberty pluralized according to customs. Moderation, which requires a ‘masterpiece of legislation’ to balance the powers, makes political liberty possible.43 In this respect, there is no ‘best regime’ capable of revealing its quintessence, just a ‘mirror’ in which the principles of liberty appear, and where liberty is the ‘direct purpose’ of the constitution.44 There is no best in politics, only a plurality of relative goods, dependent on the situation: ‘Human laws enact about the good; religion, about the best. The good can have another object because there are several goods, but the best is one alone and can, therefore, never change.’45 Against all perfectionism, Montesquieu sets out the plural conditions of liberty. He sees man as a being of beliefs and passions, and it is his ways of thinking and of acting that form the fabric of his liberty – which is in no way the abstract liberty of a disembodied subject.

The theory of doux commerce: social order without virtue

There is, however, a different way of considering the question of Montesquieu’s liberalism in The Spirit of the Laws. When reflecting on the modern period, Montesquieu highlights the importance of gentleness (douceur). And it is in terms of this central notion that the advantage of modern over ancient times is expressed, be it in the politics of conquest or in relation to manners and customs.46 But where does the apparent gentleness of modernity come from? According to Montesquieu, it proceeds from multiple factors. Christianity, by its contribution to political law and to the law of the nations, also has its part to play.47 Provided the normative regimes are well separated (by distinguishing, in particular, civil law from religious law), Christianity can moderate the power of princes and temper their cruelty. But, for the most part, the gentleness of the moderns proceeds, in Montesquieu’s eyes, from commerce. Gentleness, linked to the rapid expansion of the economy and the pre-eminence of self-interest, replaces the regulatory function of virtue: ‘The political men of Greece who lived under popular government recognized no other force to sustain it than virtue. Those of today speak to us only of manufacturing, commerce, finance, wealth, and even luxury.’48
This would be another justification of Montesquieu’s liberalism: in order to produce peace and liberty, modernity has no need of virtue.49 The liberal, Straussian and republican interpretations all converge here:50 in each case, the theory of doux commerce is a key element of the argumentation which seeks to found political liberty and social ties on economic trade relations.51 Montesquieu underlines the moral and political effects of self-interest, which he qualifies, in the Persian Letters, as ‘the greatest monarch upon earth’.52 In the absence of virtue, the selfish love of profit reinforces the security of people and goods.
First, commerce is gentle in that it ‘cures destructive prejudices’, thus lessening the barbarity towards other peoples. Thanks to navigation, nations encounter each other and compare themselves, causing the spirit of tolerance to flourish. It is therefore ‘an almost general rule that everywhere there are gentle mores, there is commerce and that everywhere there is commerce, there are gentle mores’.53 Second, commerce is gentle in that its effects – the ‘spirit’ or dispositions that it favours – lead naturally to peace, since predatory behaviour is replaced by negotiation. Commerce thus ‘unites’ nations, each of which satisfies its own interests – all the more so because they can only satisfy themselves on the basis of a genuine reciprocity.54 Commerce is gentle, finally, in that it tames civil violence. Within nations, the development of certain instruments of commerce and finance condemns to powerlessness the ‘great acts of authority’ of which princes, through persecution and plundering, were culpable. The invention by Jewish traders of the bill of exchange enabled commerce to escape sovereignty’s formidable grasp and, thanks to the globalization of financial flows, allows people to protect themselves and therefore to strengthen liberty as the opinion one has of one’s security.55 In this way, and as already underlined by A. O. Hirschman, the desire for profit acquires a new dignity. Avarice becomes the salutary remedy for the disorder of passions (in particular princely ones) that moral injunctions were unable to regulate. At a time when the heroic love of glory was being replaced by the lure of gains, ostentation by utility, and prestige by profit, Montesquieu highlighted the beneficial effects of economic interest: the proliferation of exchange (material, cultural) and the rise in relations of interdependence are favourable not just to prosperity, but to peace and to political liberty.56
However, the liberal reading of Montesquieu risks, here again, omitting the subtleties and nuances of his work. Not only should his admiration for the greatness of the ancients not be underestimated, but his ambivalence with regard to the effects of commercial society should also not be overlooked.57 The two are linked: Greece and Rome provide examples of noble motives, compared to the baseness of modern ambition and greed; friendship, the foundation of social ties, stands in sharp contrast to contemporary individualism, itself associated with ‘lowly interest, which is exactly the animal instinct of all men’.58 Commerce, by encouraging individuals to turn to their private interests, harms the expression of virtues and ‘corrupts pure mores’.59 Far from being a characteristic of a free regime, self-centred behaviour thrives in despotic states, where, without honour or virtue, ‘one can decide to act only in anticipation of the comforts of life’.60 Only despotism can reduce passion to its simplest expression – rewards are translated into money and sanctions into corporal punishment – abolishing, in this reign of the material and quantitative, the social and political dimension of man. Furthermore, although commerce can pacify customs between men of foreign lands, it cannot be credited with a beneficial role in the refinement of manners or the formation of social ties. Virtue is not the only quality to suffer from the deployment of self-interest; sociability, politeness and the improvement of taste also seem incompatible with the spirit of calculation and ‘exact justice’ associated with the desire for profit. This is Montesquieu’s assessment of Holland, where all services, even those requested by ‘humanity’, are for sale. But it is just as much his opinion of England. During his stay there, Montesquieu noted that social atomism and the absence of politeness were the rule. He notes, ‘the English are almost only ever united by ties of hatred and the hope of revenge’ and ‘the English are busy; they do not have the time to be polite’.61 Similarly, in the ‘commercial society’ described by The Spirit of the Laws, where ‘many people … would not worry about pleasing anyone’, the refinement of manners is excluded. Commercial society is governed by that which is useful rather than agreeable, by work not laziness, solitude not sociability, debauchery not gallantry, strength not grace.62
In The Spirit of the Laws, economic ties play, in this regard, a contradictory role: the principle of association, i.e. self-interest, is also a principle of dissociation. At a time when wealth was becoming the very substance of power – to the point where ‘nothing in history is comparable to it’ – modern states could not rely on economic interest to improve culture and maintain social ties.63 When Montesquieu commands the legislator to ‘let be’ (laissez-faire) a nation’s nature, it is not to England that he refers, but to the nation of a ‘sociable humour’, i.e. France, governed by honour, luxury and politeness.64

A theory of the ‘invisible hand’?

However, the liberal interpretation of Montesquieu could still find more fertile ground elsewhere. The Spirit of the Laws also contains a traditional motif of liberalism, that of the ‘invisible hand’. The famous idea appears in The Spirit of the Laws: ‘each person works for the common good, believing he works for his individual interests’.65 Where passions and interests spontaneously contribute to prosperity and liberty, the art of politics seems redundant. While the republic may require a reorientation of passions, the monarchy, in Montesquieu’s eyes, is less demanding:
In monarchies, policy accomplishes great things with as little virtue as it can, just as in the finest machines art employs as few motions, forces, and wheels as possible. The state continues to exist independently of love of the homeland, desire for true glory, self-renunciation, sacrifice of one’s dearest interests, and all those heroic virtues we find in the ancients and know only by hearsay.66
It would nonetheless be unwise to project the paradigm of Adam Smith’s Wealth of Nations onto The Spirit of the Laws. Montesquieu’s ‘invisible hand’ relies on honour, not self-interest:
You could say that it is like the system of the universe, where there is a force constantly repelling all bodies from the centre and a force of gravitation attracting them to it. Honour makes all the parts of the body politic move; its very action binds them, and each person works for the common good, believing he works for his individual interests.67
In The Spirit of the Laws, the dominant passion of monarchies enables modern politics to do ‘great things with as little virtue as it can’ and to avoid the unconditional obedience that characterizes despotism.68 The motivation behind action is a matter of honour and not of interest in the strictest sense, i.e. it includes an interest in prestige and social recognition, and not simply an interest in goods. The motivation for great acts in modern monarchies cannot be reduced to the desire for profit; it carries with it a symbolic and public dimension, in virtue of which the individual can define himself according to his code, as well as the reputation which he hopes to obtain. Montesquieu notably brings into play the possibility of resistance, governed by honour, to abuses of power. This resistance can be ‘false’ (irrational, arbitrary, even barbaric) but still ‘useful to the public’ (enabling society as a whole to benefit from a spirit of rebellion when confronted with abuses of power).69 Publicly defending their status and eager to prove they are worthy of their rank, great men offer resistance to vile actions, involuntarily producing political liberty.70
Finally, concerning economic matters, Montesquieu certainly seems to subscribe to the liberal critique of mercantile practices.71 Regarding commerce as an exchange generally beneficial to the various parties, he renounces the bellicose vision of the economy advocated by Colbert, who argued for customs and the naval fleet to be enlisted in the goal of establishing commercial hegemony. Book XX of The Spirit of the Laws considers competitive trade not as a zero-sum game (the gain of one is the loss of the other), but rather as a place of reciprocal advantages. As Montesquieu also argues in Mes pensées, the riches of some create openings for others:
A state that ruins others ruins itself, and, if it neglects common prosperity, it will neglect its own. The reason is clear. A bankrupt state cannot trade with others; nor can others trade with it. This is not keenly felt, since one only ever feels the harm caused by the loss of current commerce. All nations are linked together and their troubles and goods pass between them.
However, this critique of mercantile practices in no way implies that the state should abstain from all regulation. The freedom of commerce is not that of the traders. It is certainly not the case that ‘liberty of commerce is … a faculty granted to traders to do what they want’, irrespective of the law and beyond all state regulation. Rather, ‘it is in countries of liberty that the trader finds innumerable obstacles; the laws never thwart him less than in countries of servitude’.73 In Montesquieu’s eyes, economic and demographic regulation remain necessary not only in republics, which must maintain equality and frugality by a strict regulation of property, but also in modern monarchies, where the state must look after its interests while guaranteeing the conditions of a decent life for all: ‘A few alms given to a naked man in the streets does not fulfil the obligations of the state, which owes to all the citizens an assured subsistence, nourishment, suitable clothing, and a kind of life which is not contrary to health.’74 Contrary to the liberal interpretation, in which the political must not intervene in the self-regulation of the market, it is not simply a matter of laissez-faire: in wealthy countries where the development of commerce and manufacturers generates chronic recessions, the government finds itself invested with important duties. There is nothing analogous, in this theory, to the singular liberalism of the Physiocrats, who argued for a ‘natural right’ to property (which Montesquieu, for his part, rejects) and made a case for a spontaneous harmony of private interests.75

Conclusion

Was Montesquieu a liberal? The historiographical problem is inseparable from the philosophical question.76 However, despite the strong theses which lead historians to include The Spirit of the Laws among the classics of liberalism – the critique of despotism and mercantilism, the theory of the distribution and balance of powers, the praise of social and political pluralism, and the defence of a ‘merchant humanism’ which extols the advantages of commerce – one must also acknowledge the illusions of perspective and the masking effects produced by the liberal reading. Isolating certain familiar themes in a retrospective approach, it neglects the complexity of an author who seeks not only to offer an explanation for all existing institutions, but also to evaluate their effects, both beneficial and harmful.
The question of the English model is in this regard crucial. In The Spirit of the Laws, England is not a model to be universalized, but a privileged paradigm of the distribution of powers favourable to political liberty. The Anglophile in Montesquieu, though real, must not be overestimated.77 For an apostle of moderation to describe English liberty as ‘extreme’ is not to sing its praise. Montesquieu’s prudence is not only due to his subtle writing style:
I do not claim hereby to disparage other governments, or to say that this extreme political liberty should humble those who have only a moderate one. How could I say that, I who believe that the excess even of reason is not always desirable and that men almost always accommodate themselves better to middles than to extremities?78
In the end, the liberal interpretation cannot account for the formation of social ties. In The Spirit of the Laws, neither the cohesion of society nor the refinement of customs stems from instrumental rationality. Both proceed from a sociability founded on politeness, which is the effect of pride and not enlightened interest. Finally, the liberal reading does not manage to expose in all their complexity the relations between economics and politics. Montesquieu neither defends the individual conceived as a rights-holder, nor advocates the minimal state. Rather, he argues that moderation, like liberty, presupposes a ‘masterpiece of legislation’ and prudence in order to reconcile, in practice, the power of the state and the liberty of the people.
Translated from French by Michael Breslin
1 The liberal interpretation of Montesquieu has been the standard one since É. Faguet’s 1902 Politique comparée de Montesquieu, Rousseau et Voltaire (Geneva: Slatkine Reprints, 1981). It is reaffirmed by Raymond Aron in Chapter 1 of Les étapes de la pensée sociologique (Paris: Gallimard, 1967), and by Isaiah Berlin in his ‘Montesquieu’, Proceedings of the British Academy 41, 1955, 267–96. Among recent interpretations, see B. Manin, ‘Les deux libéralismes: marché ou contre-pouvoirs’, Intervention 9 (May–July 1984), 10–24; P. Manent, La Cité de l’homme (Paris: Champs Flammarion, 1997), chs. 1 and 2; M. C. Iglesias, ‘L’Europe comme valeur: individualisme et liberté politique dans l’œuvre de Montesquieu’, L’Europe de Montesquieu, Cahiers Montesquieu 2 (1995), 257–70; C. Larrère, ‘Montesquieu and Liberalism: The Question of Pluralism’, in R. Kingston (ed.), Montesquieu and his Legacy (New York: State University of New York Press, 2009), pp. 279–301; L. Jaume, La liberté et la loi (Paris: Fayard, 2000), ch. 2; T. Pangle, Montesquieu’s Philosophy of Liberalism (Chicago: University of Chicago Press, 1973), and J. N. Shklar, ‘Montesquieu and the New Republicanism’, in Machiavelli and Republicanism (Cambridge: Cambridge University Press, 1990), pp. 265–79. For a critical perspective, see C. Spector, ‘L’Esprit des lois de Montesquieu. Entre libéralisme et humanisme civique’, Revue Montesquieu 2 (1998), 139–61, and C. Spector, Montesquieu, pouvoirs, richesses et sociétés (Paris: Presses Universitaires de France, 2004).
2 Montesquieu, The Spirit of the Laws, trans. A. M. Cohler, B. C. Miller and H. S. Stone (Cambridge: Cambridge University Press, 1989), XI, 4 (SL hereafter). Where shorter chapters are cited only the book and chapter numbers are included, e.g. VII, 3, with the book number in Roman numerals and the chapter number in Arabic numerals. Where longer chapters are cited, the appropriate page numbers are provided, e.g. V, 19, 69.
3 On the institution of slavery, see SL, XXIII, 17; on the ‘continual sacrifice to the state of oneself’, ‘one’s aversions’ and of our interests, see SL, V, 19, 69 and SL, III, 5.
4 SL, IV, 5; V, 2. For an analysis of how this conception is embedded in the republican tradition, see C. Larrère, ‘Montesquieu et le républicanisme’, Bulletin de la Société Montesquieu 5 (1993), 12–28.
5 SL, IV, 8; see also, VIII, 5: ‘A certain kind of confidence is the glory and security of a monarchy, but, by contrast, a republic must dread something.’
6 Leo Strauss gave several seminars on The Spirit of the Laws at the University of Chicago in autumn 1965, and spring and winter 1966. These seminars were highly influential for his followers. On this point, see Pangle, Montesquieu’s Philosophy of Liberalism; P. Manent, La cité de l’homme. Histoire intellectuelle du libéralisme (Paris: Hachette, 1987), ch. 5; and Les libéraux (Paris: Hachette, 1986), vol. I, pp. 218–88; P. Rahe, Montesquieu and the Logic of Liberty (New Haven, CT: Yale University Press, 2009).
7 See D. Deleule, ‘Libéralisme’, in M. Delon (ed.), Dictionnaire européen des Lumières (Paris, Presses Universitaires de France, 1997), pp. 645–8, and P. Raynaud, ‘Libéralisme’, in P. Raynaud and S. Rial (eds.), Dictionnaire de philosophie politique (Paris: Presses Universitaires de France, 1996), pp. 338–44.
8 See B. Bachofen’s introduction to B. Bachofen (ed.), Inventions et critiques du libéralisme. Le pouvoir, la personne, la propriété (Lyon: ENS Éditions, 2008), pp. 7–27, as well as the contributions in this volume.
9 This classical political liberalism, of course, is very different from that of Rawls and his followers. On this point, see R. F. Thiemann, ‘Montesquieu and the Future of Liberalism’, in Montesquieu and his Legacy, ed. R. E. Kingston (Albany, NY: State University of New York Press, 2008), pp. 271–8. On the articulation with economic liberalism as the theory of the spontaneous harmony of private interests, see C. Spector, ‘Qu’est-ce que le libéralisme? Le grand récit des origines’, in F. Brugère and G. Leblanc (eds.), Les Libéralismes (Lormont: Le Bord de l’Eau, forthcoming).
10 On Montesquieu’s understanding of liberty, see Montesquieu, Mes Pensées (Paris: Gallimard, 1949), no. 1797 (MP hereafter). Unless otherwise indicated, all translations are the author’s or the editors’. É. Faguet, for whom Montesquieu was also the precursor in the field of of human rights, had already proposed this reading as early as 1902. See Politique comparée de Montesquieu, Rousseau et Voltaire, pp. 14–17. These liberal tendencies had also undoubtedly contributed to the interest which the liberal publicist Édouard de Laboulaye had in editing and publishing Montesquieu’s Œuvres complètes in 1875.
11 On these two points, see also C. Spector, ‘“Il est impossible que nous supposions que ces gens-là soient des hommes”: la théorie de l’esclavage au livre XV de L’Esprit des lois’, Lumières 3 (2004), 15–51, and C. Spector, ‘Naturalisation des croyances, religion naturelle et histoire naturelle de la religion: le statut du fait religieux dans L’Esprit des lois’, in J. Ehrard (ed.), Montesquieu, l’état et la religion, Actes du colloque de Sofia, 6–8 octobre 2005 (Sofia: Editions Iztok-Zapad, 2007), pp. 40–109.
12 ‘Democracy and aristocracy are not free states by their nature’ (SL, XI, 4); see also, SL, XI, 2–6; XII, 1–2; XXVI, 20; MP, nos. 32 and 884.
13 Pangle, Montesquieu’s Philosophy of Liberalism; Manent, La cité de l’homme, chs. 1–2: P. Rahe, Montesquieu and the Logic of Liberty (New Haven, CT: Yale University Press, 2009).
14 SL, XI, 2.
15 Ibid.
16 Cf. Binoche, Introduction à De l’esprit des lois de Montesquieu (Paris: Presses Universitaires de France, 1998), pp. 286–96.
17 SL, XI, 3.
18 SL, XI, 6, 159. There are other such formulations: ‘Liberty consists principally in not being forced to do a thing that the law does not order and one is in this state only because one is governed by civil laws’ (SL XXVI, 20, see also MP, no. 884): ‘liberty can consist only in having the power to do what one should want to do and in no way being constrained to do what one should not want to do’ (SL, XI, 3).
19 SL, XII, 1.
20 SL, XI, 11.
21 SL, XII, 2.
22 Ibid. See also on this point, Faguet, Politique comparée de Montesquieu, Rousseau et Voltaire, pp. 14–17.
23 See SL, VI, 12. Yet, contrary to Beccaria, Montesquieu nonetheless justifies capital punishment for certain ‘crimes against security’ (SL, XII, 4, 191).
24 SL, XI, 2.
25 SL, XI, 6, 159.
26 SL, XI, 7.
27 SL, XI, 6; XII, 1–2. For Locke, ‘the end of law is not to abolish or restrain, but to preserve and enlarge freedom: for in all the states of created beings capable of laws, where there is no law, there is no freedom: for liberty is, to be free from restraint and violence from others’. J. Locke, The Second Treatise of Civil Government (London, 1689), § 57.
28 SL, XII, 2.
29 MP, no. 828.
30 SL, XIII, 7, 217.
31 SL, XIII, 8.
32 SL, XII, 25.
33 This is the hypothesis of B. Binoche, Introduction à De l’esprit des lois de Montesquieu, pp. 290–4.
34 SL, XIX, 3.
35 Ibid.
36 SL, XIX, 27. See C. Spector, ‘Montesquieu: Critique of Republicanism?’, in Republicanism: History, Theory and Practice, special issue of Critical Review of International Social and Political Philosophy 6 (2003), 38–53.
37 Cf. Manin, ‘Les deux libéralismes: marché ou contre-pouvoirs’.
38 SL, XXIX, 1.
39 ‘In extremely absolute monarchies, historians betray the truth because they do not have the liberty to tell it; in extremely free states, they betray truth because of their very liberty for, as it always produces divisions, each one becomes as much the slave of the prejudices of faction as he would be of a despot’ (SL, XIX, 27, 333).
40 See S. Krause, ‘The Spirit of Separate Powers in Montesquieu’, Review of Politics 62 (2000), 231–65.
41 ‘We see in the histories that the English did not inflict death on themselves without cause, but the English resolve to kill themselves when one can imagine no reason for their decisions; they kill themselves in the very midst of happiness. Among the Romans, the act was the consequence of education; it comes from their way of thinking and their customs; among the English, it is the effect of an illness; it comes from the physical state of the machine and is independent of any other cause’ (SL, XIV, 12).
42 SL, I, 3; XIX, 21.
43 On the ‘masterpiece of legislation’, see SL V, 14, 63; on the relation between moderation and liberty, see SL, XI, 4: ‘Political liberty is found only in moderate governments. But it is not always in moderate states. It is present only when power is not abused, but it has eternally been observed that any man who has power is led to abuse it; he continues until he finds limits. Who would think it! Even virtue has need of limits. So that one cannot abuse power, power must check power by the arrangement of things.’
44 SL, XI, 5. This ‘model’, like that of Rome, serves as a yardstick to judge constitutions (XI, 20).
45 SL, XXVI, 2. See B. Manin, Montesquieu et la politique moderne, Cahiers de Philosophie politique 2–3 (Brussels: OUSIA, 1985), pp. 197–229, republished in T. Hoquet and C. Spector (eds.), Lectures de ‘L’Esprit des lois’ (Bordeaux: Presses Universitaires de Bordeaux, 2004), pp. 171–231; Larrère, ‘Montesquieu and Liberalism’.
46 See. SL, X, 3; XXIV, 3. For the Greeks, a ‘society of athletes and fighters’ who refused to apply themselves to trade, music only could dampen their natural savagery and soften manners: ‘these [military] exercises, so appropriate for making people harsh and savage, needed to be tempered by others that might soften the mores’ (SL, IV, 8, 40–1).
47 SL, X, 3.
48 SL, III, 3, 22–3. The phrase would be adopted by Rousseau in his Discours sur les sciences et les arts, as well as by Benjamin Constant, who refers back to Montesquieu in his critique of Rousseau.
49 Trade republics, however, represent a separate case, in which a form of ascetic ethics reigns: ‘This is because the spirit of commerce brings with it the spirit of frugality, economy, moderation, work, wisdom, tranquillity, order, and rule. Thus, as long as this spirit continues to exist, the wealth it produces has no bad effect’ (SL, V, 6).
50 The latter cites a ‘merchant humanism’. See J. G. A. Pocock, The Machiavellian Moment: Florentine Political Thought and the Atlantic Republican Tradition (Princeton, NJ: Princeton University Press, 1975); J. G. A. Pocock, ‘Virtues, Rights, and Manners : A Model for Historians of Political Thought’, Political Theory 9 (1981), 353–68; J.-F. Spitz, La liberté politique (Paris: Presses Universitaires de France, 1995), ch. 7. Among the historians of liberalism who also consider ‘soft commerce’ to be a key element of Montequieu’s argumentation, see P. Rosanvallon, Le libéralisme économique. Histoire de l’idée de marché (Paris: Seuil, 1989), pp. iv, 29.
51 While never actually using the expression himself, Montesquieu establishes a correlation between commerce and gentleness (SL, XX, 1). It was A. O. Hirschman who coined the phrase doux commerce, followed by P. Rosanvallon and many others. See A. O. Hirschman, The Passions and the Interests: Political Arguments for Capitalism Before its Triumph (Princeton, NJ: Princeton University Press, 1977; A. O. Hirschman, ‘The Concept of Interest: From Euphemism to Tautology’, in Hirschman (ed.), Rival Views of Market Society and Other Recent Essays (New York: Viking Penguin, 1986), pp. 35–55;A. Hirschman, Les passions et les intérêts, trans. P. Andler (Paris: Presses Universitaires de France, 1997); ‘Le concept: d’intérêt: de l’euphémisme à la tautologie’, in Vers une économie politique élargie (Paris: Éditions de Minuit, 1986), pp. 7–29.
52 Montesquieu, The Persian Letters, trans. G. R. Healy (New York: Bobbs-Merrill, 1964), p. 178. The expression, ‘self-interest is the greatest monarch on earth’ appears in letter CVI, written in ‘defence of science, the arts and luxury’.
53 SL, XX, 1.
54 SL, XX, 2. On this mechanism, see C. Spector, Montesquieu et l’émergence de l’économie politique (Paris: Champion, 2006), ch. 4.
55 SL, XXI, 20, 389–90. See also, SL, XXI, 4 and 5.
56 ‘It is the spirit of commerce that dominates today’, in MP, no. 810. ‘What used to be called “glory”, “the laurels of war”, “trophies”, “triumphs”, “crowns”, is today ready-money’, in MP, no. 1602. See also, MP, nos. 575 and 760–1.
57 See Spitz, La liberté politique, ch. 7; D. Carrithers, ‘Montesquieu and the Spirit of Modernity’, in D. Carrithers and P. Coleman (eds.), Montesquieu and the Spirit of Modernity (Oxford: Voltaire Foundation, 2002), pp. 1–33.
58 MP, no. 1253; see also MP, no. 221.
59 SL, XX, 1.
60 SL, V, 17.
61 Notes sur l’Angleterre, in Œuvres complètes de Montesquieu, ed. A. Masson, 3 vols. (Paris: Nagel, 1950), vol. I, p. 292. Other texts suggest a similar view: ‘These people [the French] want the English to be the same as them. How could the English like foreigners when they don’t even like themselves? … One must do as they do, live for oneself, worry about no one, like no one, and count on no one’; ‘The English are rarely polite, but never impolite’; ‘Since people here don’t like one another, for fear of being deceived they become hard’ (ibid., pp. 285–7; see also MP, nos. 1136 and 780).
62 SL, XIX, 27, 332. See C. Spector, Montesquieu, pouvoirs, richesses et sociétés, ch. 2.
63 SL, XXI, 21, 392.
64 SL, XIX, 5 and 6.
65 SL, III, 7.
66 SL, III, 5.
67 SL, III, 7.
68 SL, III, 5; see also, SL, III, 10. On the report to Mandeville, see C. Spector, ‘Vices privés, vertus publiques: de la Fable des abeilles à L’Esprit des lois’, in Carrithers and Coleman, Montesquieu and the Spirit of Modernity, pp. 127–57.
69 See C. Spector, Montesquieu, pouvoirs, richesses et sociétés, ch. 1; in English: ‘Honor, Interest, Virtue: The Affective Foundations of the Political in The Spirit of the Laws’, in Kingston, Montesquieu and his Legacy, pp. 49–79.
70 SL, IV, 2. See S. Krause, Liberalism with Honor (Cambridge, MA and London: Harvard University Press, 2002), ch. 2.
71 See the introduction to my Montesquieu et l’émergence de l’économie politique. I deal with the question of Montesquieu’s economic liberalism in greater detail in this book.
72 MP, no. 1694. See SL, XXII, 1 and 10; MP, no. 832.
73 SL, XX, 12.
74 SL, XXIII, 29. This chapter gave rise to a progressive reading of Montesquieu: M. Leroy, Histoire des idées sociales en France (Paris: Gallimard, 1946), vol. I, p. 127.
75 See C. Spector, ‘Variations de la propriété: Montesquieu contre l’individualisme possessif’, in Bachofen, Inventions et critiques du libéralisme, pp. 95–116.
76 See Spitz, La liberté politique.
77 See D. Carrithers, ‘Montesquieu et l’étude comparée des constitutions: analyses des régimes anglais et français’, in Actes du Colloque International de Bordeaux 1998 (Bordeaux: Académie de Bordeaux, 1999), pp. 235–42. As a counterpoint, see J. Dedieu, Montesquieu et la tradition politique anglaise en France (1909) (Geneva: Slatkine Reprints, 1971).
78 SL, XI, 6, 166.