FROM THE SICKNESS UNTO DEATH
A DESPAIR IS THE SICKNESS UNTO DEATH
A. DESPAIR IS A SICKNESS OF THE SPIRIT, OF THE SELF, AND ACCORDINGLY CAN TAKE THREE FORMS: IN DESPAIR NOT TO BE CONSCIOUS OF HAVING A SELF (NOT DESPAIR IN THE STRICT SENSE); IN DESPAIR NOT TO WILL TO BE ONESELF; IN DESPAIR TO WILL TO BE ONESELF
A human being is spirit. But what is spirit? Spirit is the self. But what is the self? The self is a relation that relates itself to itself or is the relation’s relating itself to itself in the relation; the self is not the relation but is the relation’s relating itself to itself. A human being is a synthesis of the infinite and the finite, of the temporal and the eternal, of freedom and necessity, in short, a synthesis.43 A synthesis is a relation between two. Considered in this way, a human being is still not a self.
In the relation between two, the relation is the third as a negative unity,44 and the two relate to the relation and in the relation to the relation; thus under the qualification of the psychical the relation between the psychical and the physical is a relation. If, however, the relation relates itself to itself, this relation is the positive third, and this is the self.45
Such a relation that relates itself to itself, a self, must either have established itself or have been established by another.
If the relation that relates itself to itself has been established by another, then the relation is indeed the third, but this relation, the third, is yet again a relation and relates itself to that which established the entire relation.
The human self is such a derived, established relation, a relation that relates itself to itself and in relating itself to itself relates itself to another. This is why there can be two forms of despair in the strict sense. If a human self had itself established itself, then there could be only one form: not to will to be oneself, to will to do away with oneself, but there could not be the form: in despair to will to be oneself. This second formulation is specifically the expression for the complete dependence of the relation (of the self), the expression for the inability of the self to arrive at or to be in equilibrium and rest by itself, but only, in relating itself to itself, by relating itself to that which has established the entire relation. Yes, this second form of despair (in despair to will to be oneself) is so far from designating merely a distinctive kind of despair that, on the contrary, all despair ultimately can be traced back to and be resolved in it. If the despairing person is aware of his despair, as he thinks he is, and does not speak meaninglessly of it as of something that is happening to him (somewhat as one suffering from dizziness46 speaks in nervous delusion of a weight on his head or of something that has fallen down on him, etc., a weight and a pressure that nevertheless are not something external but a reverse reflection of the internal) and now with all his power seeks to break the despair by himself and by himself alone—he is still in despair and with all his presumed effort only works himself all the deeper into deeper despair. The misrelation of despair is not a simple misrelation but a misrelation in a relation that relates itself to itself and has been established by another, so that the misrelation in that relation which is for itself [for sig]47 also reflects itself infinitely in the relation to the power that established it.
The formula that describes the state of the self when despair is completely rooted out is this: in relating itself to itself and in willing to be itself, the self rests transparently in the power that established it.
B. THE POSSIBILITY AND THE ACTUALITY OF DESPAIR
Is despair an excellence or a defect? Purely dialectically, it is both. If only the abstract idea of despair is considered, without any thought of someone in despair, it must be regarded as a surpassing excellence. The possibility of this sickness is man’s superiority over the animal, and this superiority distinguishes him in quite another way than does his erect walk, for it indicates infinite erectness or sublimity, that he is spirit. The possibility of this sickness is man’s superiority over the animal; to be aware of this sickness is the Christian’s superiority over the natural man; to be cured of this sickness is the Christian’s blessedness.
Consequently, to be able to despair is an infinite advantage, and yet to be in despair is not only the worst misfortune and misery— no, it is ruination. Generally this is not the case with the relation between possibility and actuality.48 If it is an excellence to be able to be this or that, then it is an even greater excellence to be that; in other words, to be is like an ascent when compared with being able to be. With respect to despair, however, to be is like a descent when compared with being able to be; the descent is as infinitely low as the excellence of possibility is high. Consequently, in relation to despair, not to be in despair is the ascending scale. But here again this category is ambiguous. Not to be in despair is not the same as not being lame, blind, etc. If not being in despair signifies neither more nor less than not being in despair, then it means precisely to be in despair. Not to be in despair must signify the destroyed possibility of being able to be in despair; if a person is truly not to be in despair, he must at every moment destroy the possibility. This is generally not the case in the relation between actuality and possibility. Admittedly, thinkers say that actuality is annihilated possibility, but that is not entirely true; it is the consummated, the active possibility.49 Here, on the contrary, the actuality (not to be in despair) is the impotent, destroyed possibility, which is why it is also a negation; although actuality in relation to possibility is usually a corroboration, here it is a denial.
Despair is the misrelation in the relation of a synthesis that relates itself to itself. But the synthesis is not the misrelation; it is merely the possibility, or in the synthesis lies the possibility of the misrelation. If the synthesis were the misrelation, then despair would not exist at all, then despair would be something that lies in human nature as such. That is, it would not be despair; it would be something that happens to a man, something he suffers, like a disease to which he succumbs, or like death, which is everyone’s fate. No, no, despairing lies in man himself. If he were not a synthesis, he could not despair at all; nor could he despair if the synthesis in its original state from the hand of God were not in the proper relationship.
Where, then, does the despair come from? From the relation in which the synthesis relates itself to itself, inasmuch as God, who constituted man a relation, releases it from his hand, as it were—that is, inasmuch as the relation relates itself to itself. And because the relation is spirit, is the self, upon it rests the responsibility for all despair at every moment of its existence, however much the despairing person speaks of his despair as a misfortune and however ingeniously he deceives himself and others, confusing it with that previously mentioned case of dizziness, with which despair, although qualitatively different, has much in common, since dizziness corresponds, in the category of the psychical, to what despair is in the category of the spirit, and it lends itself to numerous analogies to despair.
Once the misrelation, despair, has come about, does it continue as a matter of course? No, it does not continue as a matter of course; if the misrelation continues, it is not attributable to the misrelation but to the relation that relates itself to itself. That is, every time the misrelation manifests itself and every moment it exists, it must be traced back to the relation. For example, we say that someone catches a sickness, perhaps through carelessness. The sickness sets in and from then on is in force and is an actuality whose origin recedes more and more into the past. It would be both cruel and inhuman to go on saying, “You, the sick person, are in the process of catching the sickness right now.” That would be the same as perpetually wanting to dissolve the actuality of the sickness into its possibility. It is true that he was responsible for catching the sickness, but he did that only once; the continuation of the sickness is a simple result of his catching it that one time, and its progress cannot be traced at every moment to him as the cause; he brought it upon himself, but it cannot be said that he is bringing it upon himself. To despair, however, is a different matter. Every actual moment of despair is traceable to possibility; every moment he is in despair he is bringing it upon himself. It is always the present tense; in relation to the actuality there is no pastness of the past: in every actual moment of despair the person in despair bears all the past as a present in possibility. The reason for this is that to despair is a qualification of spirit and relates to the eternal in man. But he cannot rid himself of the eternal—no, never in all eternity. He cannot throw it away once and for all, nothing is more impossible; at any moment that he does not have it, he must have thrown it or is throwing it away—but it comes again, that is, every moment he is in despair he is bringing his despair upon himself. For despair is not attributable to the misrelation but to the relation that relates itself to itself. A person cannot rid himself of the relation to himself any more than he can rid himself of his self, which, after all, is one and the same thing, since the self is the relation to oneself.
C. DESPAIR IS “THE SICKNESS UNTO DEATH”
This concept, the sickness unto death, must, however, be understood in a particular way. Literally it means a sickness of which the end and the result are death. Therefore we use the expression “fatal sickness” as synonymous with the sickness unto death. In that sense, despair cannot be called the sickness unto death. Christianly understood, death itself is a passing into life. Thus, from a Christian point of view, no earthly, physical sickness is the sickness unto death, for death is indeed the end of the sickness, but death is not the end. If there is to be any question of a sickness unto death in the strictest sense, it must be a sickness of which the end is death and death is the end. This is precisely what despair is.
But in another sense despair is even more definitely the sickness unto death. Literally speaking, there is not the slightest possibility that anyone will die from this sickness or that it will end in physical death. On the contrary, the torment of despair is precisely this inability to die. Thus it has more in common with the situation of a mortally ill person when he lies struggling with death and yet cannot die. Thus to be sick unto death is to be unable to die, yet not as if there were hope of life; no, the hopelessness is that there is not even the ultimate hope, death. When death is the greatest danger, we hope for life; but when we learn to know the even greater danger, we hope for death. When the danger is so great that death becomes the hope, then despair is the hopelessness of not even being able to die.
It is in this last sense that despair is the sickness unto death, this tormenting contradiction, this sickness of the self, perpetually to be dying, to die and yet not die, to die death. For to die signifies that it is all over, but to die death means to experience dying, and if this is experienced for one single moment, one thereby experiences it forever. If a person were to die of despair as one dies of a sickness, then the eternal in him, the self, must be able to die in the same sense as the body dies of sickness. But this is impossible; the dying of despair continually converts itself into a living. The person in despair cannot die; “no more than the dagger can slaughter thoughts” can despair consume the eternal, the self at the root of despair, whose worm does not die and whose fire is not quenched.50 Nevertheless, despair is veritably a self-consuming, but an impotent self-consuming that cannot do what it wants to do. What it wants to do is to consume itself, something it cannot do, and this impotence is a new form of self-consuming, in which despair is once again unable to do what it wants to do, to consume itself; this is an intensification, or the law of intensification. This is the provocativeness or the cold fire in despair, this gnawing that burrows deeper and deeper in impotent self-consuming. The inability of despair to consume him is so remote from being any kind of comfort to the person in despair that it is the very opposite. This comfort is precisely the torment, is precisely what keeps the gnawing alive and keeps life in the gnawing, for it is precisely over this that he despairs (not as having despaired): that he cannot consume himself, cannot get rid of himself, cannot reduce himself to nothing. This is the formula for despair raised to a higher power, the rising fever in this sickness of the self.
An individual in despair despairs over something. So it seems for a moment, but only for a moment; in the same moment the true despair or despair in its true form shows itself. In despairing over something, he really despaired over himself, and now he wants to be rid of himself. For example, when the ambitious man whose slogan is “Either Caesar or nothing”51 does not get to be Caesar, he despairs over it. But this also means something else: precisely because he did not get to be Caesar, he now cannot bear to be himself. Consequently he does not despair because he did not get to be Caesar but despairs over himself because he did not get to be Caesar. This self, which, if it had become Caesar, would have been in seventh heaven (a state, incidentally, that in another sense is just as despairing), this self is now utterly intolerable to him. In a deeper sense, it is not his failure to become Caesar that is intolerable, but it is this self that did not become Caesar that is intolerable; or, to put it even more accurately, what is intolerable to him is that he cannot get rid of himself. If he had become Caesar, he would despairingly get rid of himself, but he did not become Caesar and cannot despairingly get rid of himself. Essentially, he is just as despairing, for he does not have his self, is not himself. He would not have become himself by becoming Caesar but would have been rid of himself, and by not becoming Caesar he despairs over not being able to get rid of himself. Thus it is superficial for someone (who probably has never seen anyone in despair, not even himself) to say of a person in despair: He is consuming himself. But this is precisely what he in his despair [wants] and this is precisely what he to his torment cannot do, since the despair has inflamed something that cannot burn or be burned up in the self.
Consequently, to despair over something is still not despair proper. It is the beginning, or, as the physician says of an illness, it has not yet declared itself. The next is declared despair, to despair over oneself. A young girl despairs of love, that is, she despairs over the loss of her beloved, over his death or his unfaithfulness to her. This is not declared despair; no, she despairs over herself. This self of hers, which she would have been rid of or would have lost in the most blissful manner had it become “his” beloved, this self becomes a torment to her if it has to be a self without “him.” This self, which would have become her treasure (although, in another sense, it would have been just as despairing), has now become to her an abominable void since “he” died, or it has become to her a nauseating reminder that she has been deceived. Just try it, say to such a girl, “You are consuming yourself,” and you will hear her answer, “O, but the torment is simply that I cannot do that.”
To despair over oneself, in despair to will to be rid of oneself— this is the formula for all despair. Therefore the other form of despair, in despair to will to be oneself, can be traced back to the first, in despair not to will to be oneself, just as we previously resolved the form, in despair not to will to be oneself, into the form, in despair to will to be oneself (see A). A person in despair despairingly wills to be himself. But if he despairingly wills to be himself, he certainly does not want to be rid of himself. Well, so it seems, but upon closer examination it is clear that the contradiction is the same. The self that he despairingly wants to be is a self that he is not (for to will to be the self that he is in truth is the very opposite of despair), that is, he wants to tear his self away from the power that established it. In spite of all his despair, however, he cannot manage to do it; in spite of all his despairing efforts, that power is the stronger and forces him to be the self he does not want to be. But this is his way of willing to get rid of himself, to rid himself of the self that he is in order to be the self that he has dreamed up. He would be in seventh heaven to be the self he wants to be (although in another sense he would be just as despairing), but to be forced to be the self he does not want to be, that is his torment—that he cannot get rid of himself.
Socrates proved the immortality of the soul from the fact that sickness of the soul (sin) does not consume it as sickness of the body consumes the body.52 Similarly, the eternal in a person can be proved by the fact that despair cannot consume his self, that precisely this is the torment of contradiction in despair. If there were nothing eternal in a man, he could not despair at all; if despair could consume his self, then there would be no despair at all.
Such is the nature of despair, this sickness of the self, this sickness unto death. The despairing person is mortally ill. In a completely different sense than is the case with any illness, this sickness has attacked the most vital organs, and yet he cannot die. Death is not the end of the sickness, but death is incessantly the end. To be saved from this sickness by death is an impossibility, because the sickness and its torment—and the death—are precisely this inability to die.
This is the state in despair. No matter how much the despairing person avoids it, no matter how successfully he has completely lost himself (especially the case in the form of despair that is ignorance of being in despair) and lost himself in such a manner that the loss is not at all detectable—eternity nevertheless will make it manifest that his condition was despair and will nail him to himself so that his torment will still be that he cannot rid himself of his self, and it will become obvious that he was just imagining that he had succeeded in doing so. Eternity is obliged to do this, because to have a self, to be a self, is the greatest concession, an infinite concession, given to man, but it is also eternity’s claim upon him.
B THE UNIVERSALITY OF THIS SICKNESS (DESPAIR)
Just as a physician might say that there very likely is not one single living human being who is completely healthy, so anyone who really knows mankind might say that there is not one single living human being who does not despair a little, who does not secretly harbor an unrest, an inner strife, a disharmony, an anxiety about an unknown something or a something he does not even dare to try to know, an anxiety about some possibility in existence or an anxiety about himself, so that, just as the physician speaks of going around with an illness in the body, he walks around with a sickness, carries around a sickness of the spirit that signals its presence at rare intervals in and through an anxiety he cannot explain. In any case, no human being ever lived and no one lives outside of Christendom who has not despaired, and no one in Christendom if he is not a true Christian, and insofar as he is not wholly that, he still is to some extent in despair.
No doubt this observation will strike many people as a paradox, an overstatement, and also a somber and depressing point of view. But it is none of these things. It is not somber, for, on the contrary, it tries to shed light on what generally is left somewhat obscure; it is not depressing but instead is elevating, inasmuch as it views every human being under the destiny of the highest claim upon him, to be spirit; nor is it a paradox but, on the contrary, a consistently developed basic view, and therefore neither is it an overstatement.
However, the customary view of despair does not go beyond appearances, and thus it is a superficial view, that is, no view at all. It assumes that every man must himself know best whether he is in despair or not. Anyone who says he is in despair is regarded as being in despair, and anyone who thinks he is not is therefore regarded as not. As a result, the phenomenon of despair is infrequent rather than quite common. That one is in despair is not a rarity; no, it is rare, very rare, that one is in truth not in despair.
The common view has a very poor understanding of despair. Among other things, it completely overlooks (to name only this, which, properly understood, places thousands and thousands and millions in the category of despair), it completely overlooks that not being in despair, not being conscious of being in despair, is precisely a form of despair. In a much deeper sense, the position of the common view in interpreting despair is like that of the common view in determining whether a person is sick—in a much deeper sense, for the common view understands far less well what spirit is (and lacking this understanding, one cannot understand despair, either) than it understands sickness and health. As a rule, a person is considered to be healthy when he himself does not say that he is sick, not to mention when he himself says that he is well. But the physician has a different view of sickness. Why? Because the physician has a defined and developed conception of what it is to be healthy and ascertains a man’s condition accordingly. The physician knows that just as there is merely imaginary sickness there is also merely imaginary health, and in the latter case he first takes measures to disclose the sickness. Generally speaking, the physician, precisely because he is a physician (well informed), does not have complete confidence in what a person says about his condition. If everyone’s statement about his condition, that he is healthy or sick, were completely reliable, to be a physician would be a delusion. A physician’s task is not only to prescribe remedies but also, first and foremost, to identify the sickness, and consequently his first task is to ascertain whether the supposedly sick person is actually sick or whether the supposedly healthy person is perhaps actually sick. Such is also the relation of the physician of the soul to despair. He knows what despair is; he recognizes it and therefore is satisfied neither with a person’s declaration that he is not in despair nor with his declaration that he is. It must be pointed out that in a certain sense it is not even always the case that those who say they despair are in despair. Despair can be affected, and as a qualification of the spirit it may also be mistaken for and confused with all sorts of transitory states, such as dejection, inner conflict, which pass without developing into despair. But the physician of the soul properly regards these also as forms of despair; he sees very well that they are affectation. Yet this very affectation is despair: he sees very well that this dejection etc. are not of great significance, but precisely this—that it has and acquires no great significance—is despair.
The common view also overlooks that despair is dialectically different from what is usually termed a sickness, because it is a sickness of the spirit. Properly understood, this dialectic again brings thousands under the definition of despair. If at a given time a physician has made sure that someone is well, and that person later becomes ill, then the physician may legitimately say that this person at one time was healthy but now is sick. Not so with despair. As soon as despair becomes apparent, it is manifest that the individual was in despair. Hence, at no moment is it possible to decide anything about a person who has not been saved by having been in despair, for whenever that which triggers his despair occurs, it is immediately apparent that he has been in despair his whole life. On the other hand, when someone gets a fever, it can by no means be said that it is now apparent that he has had a fever all his life. Despair is a qualification of the spirit, is related to the eternal, and thus has something of the eternal in its dialectic.
Despair is not only dialectically different from a sickness, but all its symptoms are also dialectical, and therefore the superficial view is very easily deceived in determining whether or not despair is present. Not to be in despair can in fact signify precisely to be in despair, and it can signify having been rescued from being in despair. A sense of security and tranquillity can signify being in despair; precisely this sense of security and tranquillity can be the despair, and yet it can signify having conquered despair and having won peace. Not being in despair is not similar to not being sick, for not being sick cannot be the same as being sick, whereas not being in despair can be the very same as being in despair. It is not with despair as with a sickness, where feeling indisposed is the sickness. By no means. Here again the indisposition is dialectical. Never to have sensed this indisposition is precisely to be in despair.
This means and has its basis in the fact that the condition of man, regarded as spirit (and if there is to be any question of despair, man must be regarded as defined by spirit), is always critical. We speak of a crisis in relation to sickness but not in relation to health. Why not? Because physical health is an immediate qualification that first becomes dialectical in the condition of sickness, in which the question of a crisis arises. Spiritually, or when man is regarded as spirit, both health and sickness are critical; there is no immediate health of the spirit.
As soon as man ceases to be regarded as defined by spirit (and in that case there can be no mention of despair, either) but only as psychical-physical synthesis, health is an immediate qualification, and mental or physical sickness is the only dialectical qualification. But to be unaware of being defined as spirit is precisely what despair is. Even that which, humanly speaking, is utterly beautiful and lovable—a womanly youthfulness that is perfect peace and harmony and joy—is nevertheless despair. To be sure, it is happiness, but happiness is not a qualification of spirit, and deep, deep within the most secret hiding place of happiness there dwells also anxiety, which is despair; it very much wishes to be allowed to remain there, because for despair the most cherished and desirable place to live is in the heart of happiness. Despite its illusory security and tranquillity, all immediacy is anxiety and thus, quite consistently, is most anxious about nothing. The most gruesome description of something most terrible does not make immediacy as anxious as a subtle, almost carelessly, and yet deliberately and calculatingly dropped allusion to some indefinite something—in fact, immediacy is made most anxious by a subtle implication that it knows very well what is being talked about. Immediacy probably does not know it, but reflection never snares so unfailingly as when it fashions its snare out of nothing, and reflection is never so much itself as when it is—nothing. It requires extraordinary reflection, or, more correctly, it requires great faith to be able to endure reflection upon nothing—that is, infinite reflection. Consequently, even that which is utterly beautiful and lovable, womanly youthfulness, is still despair, is happiness. For that reason, it is impossible to slip through life on this immediacy. And if this happiness does succeed in slipping through, well, it is of little use, for it is despair. Precisely because the sickness of despair is totally dialectical, it is the worst misfortune never to have had that sickness: it is a true godsend to get it, even if it is the most dangerous of illnesses, if one does not want to be cured of it. Generally it is regarded as fortunate to be cured of a sickness; the sickness itself is the misfortune.
Therefore, the common view that despair is a rarity is entirely wrong; on the contrary, it is universal. The common view, which assumes that everyone who does not think or feel he is in despair is not or that only he who says he is in despair is, is totally false. On the contrary, the person who without affectation says that he is in despair is still a little closer, is dialectically closer, to being cured than all those who are not regarded as such and who do not regard themselves as being in despair. The physician of souls will certainly agree with me that, on the whole, most men live without ever becoming conscious of being destined as spirit53 —hence all the so-called security, contentment with life, etc., which is simply despair. On the other hand, those who say they are in despair are usually either those who have so deep a nature that they are bound to become conscious as spirit or those whom bitter experiences and dreadful decisions have assisted in becoming conscious as spirit: it is either the one or the other; the person who is really devoid of despair is very rare indeed.
There is so much talk about human distress and wretchedness— I try to understand it and have also had some intimate acquaintance with it—there is so much talk about wasting a life, but only that person’s life was wasted who went on living so deceived by life’s joys or its sorrows that he never became decisively and eternally conscious as spirit, as self, or, what amounts to the same thing, never became aware and in the deepest sense never gained the impression that there is a God and that “he,” he himself, his self, exists before this God—an infinite benefaction that is never gained except through despair. What wretchedness that so many go on living this way, cheated of this most blessed of thoughts! What wretchedness that we are engrossed in or encourage the human throng to be engrossed in everything else, using them to supply the energy for the drama of life but never reminding them of this blessedness. What wretchedness that they are lumped together and deceived instead of being split apart so that each individual may gain the highest, the only thing worth living for and enough to live in for an eternity. I think that I could weep an eternity over the existence of such wretchedness! And to me an even more horrible expression of this most terrible sickness and misery is that it is hidden—not only that the person suffering from it may wish to hide it and may succeed, not only that it can so live in a man that no one, no one detects it, no, but also that it can be so hidden in a man that he himself is not aware of it! And when the hourglass has run out, the hourglass of temporality, when the noise of secular life has grown silent and its restless or ineffectual activism has come to an end, when everything around you is still, as it is in eternity, then—whether you were man or woman, rich or poor, dependent or independent, fortunate or unfortunate, whether you ranked with royalty and wore a glittering crown or in humble obscurity bore the toil and heat of the day, whether your name will be remembered as long as the world stands and consequently as long as it stood or you are nameless and run nameless in the innumerable multitude, whether the magnificence encompassing you surpassed all human description or the most severe and ignominious human judgment befell you—eternity asks you and every individual in these millions and millions about only one thing: whether you have lived in despair or not, whether you have despaired in such a way that you did not realize that you were in despair, or in such a way that you covertly carried this sickness inside of you as your gnawing secret, as a fruit of sinful love under your heart, or in such a way that you, a terror to others, raged in despair. And if so, if you have lived in despair, then, regardless of whatever else you won or lost, everything is lost for you, eternity does not acknowledge you, it never knew you—or, still more terrible, it knows you as you are known and it binds you to yourself in despair.
C THE FORMS OF THIS SICKNESS (DESPAIR)
The forms of despair may be arrived at abstractly by reflecting upon the constituents of which the self as a synthesis is composed. The self is composed of infinitude and finitude. However, this synthesis is a relation, and a relation that, even though it is derived, relates itself to itself, which is freedom.54 The self is freedom. But freedom is the dialectical aspect of the categories of possibility and necessity.
However, despair must be considered primarily within the category of consciousness; whether despair is conscious or not constitutes the qualitative distinction between despair and despair. Granted, all despair regarded in terms of the concept is conscious, but this does not mean that the person who, according to the concept, may appropriately be said to be in despair is conscious of it himself. Thus, consciousness is decisive. Generally speaking, consciousness—that is, self-consciousness—is decisive with regard to the self. The more consciousness, the more self; the more consciousness, the more will; the more will, the more self. A person who has no will at all is not a self; but the more will he has, the more self-consciousness he has also.
A. DESPAIR CONSIDERED WITHOUT REGARD TO ITS BEING CONSCIOUS OR NOT, CONSEQUENTLY ONLY WITH REGARD TO THE CONSTITUENTS OF THE SYNTHESIS
a. Despair as Defined by Finitude/Infinitude
The self is the conscious synthesis of infinitude and finitude that relates itself to itself, whose task is to become itself, which can be done only through the relationship to God. To become oneself is to become concrete. But to become concrete is neither to become finite nor to become infinite, for that which is to become concrete is indeed a synthesis. Consequently, the progress of the becoming must be an infinite moving away from itself in the infinitizing of the self, and an infinite coming back to itself in the finitizing process. But if the self does not become itself, it is in despair, whether it knows that or not. Yet every moment that a self exists, it is in a process of becoming, for the self ατα δύναμιν [in potentiality] does not actually exist, is simply that which ought to come into existence. Insofar, then, as the self does not become itself, it is not itself; but not to be itself is precisely despair.
α. Infinitude’s Despair Is to Lack Finitude
That this is so is due to the dialectic inherent in the self as a synthesis, and therefore each constituent is its opposite. No form of despair can be defined directly (that is, undialectically), but only by reflecting upon its opposite. The condition of the person in despair can be described directly, as the poet in fact does by giving him lines to speak.55 But the despair can be defined only by way of its opposite, and if the lines are to have any poetic value, the coloring of the expression must contain the reflection of the dialectical opposite. Consequently, every human existence that presumably has become or simply wants to be infinite, in fact, every moment in which a human existence has become or simply wants to be infinite, is despair. For the self is the synthesis of which the finite is the limiting and the infinite the extending constituent. Infinitude’s despair, therefore, is the fantastic, the unlimited, for the self is healthy and free from despair only when, precisely by having despaired, it rests transparently in God.
The fantastic, of course, is most closely related to the imagination [Phantasien], but the imagination in turn is related to feeling, knowing, and willing; therefore a person can have imaginary feeling, knowing, and willing. As a rule, imagination is the medium for the process of infinitizing; it is not a capacity, as are the others—if one wishes to speak in those terms, it is the capacity instar omnium [for all capacities]. When all is said and done, whatever of feeling, knowing, and willing a person has depends upon what imagination he has, upon how that person reflects himself— that is, upon imagination. Imagination is infinitizing reflection, and therefore the elder Fichte56 quite correctly assumed that even in relation to knowledge the categories derive from the imagination. The self is reflection, and the imagination is reflection, is the rendition of the self as the self ’s possibility. The imagination is the possibility of any and all reflection, and the intensity of this medium is the possibility of the intensity of the self.
The fantastic is generally that which leads a person out into the infinite in such a way that it only leads him away from himself and thereby prevents him from coming back to himself.
When feeling becomes fantastic in this way, the self becomes only more and more volatilized and finally comes to be a kind of abstract sentimentality that inhumanly belongs to no human being but inhumanly combines sentimentally, as it were, with some abstract fate—for example, humanity in abstracto. Just as the rheumatic is not master of his physical sensations, which are so subject to the wind and weather that he involuntarily detects any change in the weather etc., so also the person whose feeling has become fantastic is in a way infinitized, but not in such a manner that he becomes more and more himself, for he loses himself more and more.
So also with knowing, when it becomes fantastic. The law for the development of the self with respect to knowing, insofar as it is the case that the self becomes itself, is that the increase of knowledge corresponds to the increase of self-knowledge, that the more the self knows, the more it knows itself. If this does not happen, the more knowledge increases, the more it becomes a kind of inhuman knowledge, in the obtaining of which a person’s self is squandered, much the way men were squandered on building pyramids, or the way men in Russian brass bands are squandered on playing just one note, no more, no less.57
The self is likewise gradually volatilized when willing becomes fantastic. Willing, then, does not continually become proportionately as concrete as it is abstract, so that the more infinite it becomes in purpose and determination, the more personally present and contemporary it becomes in the small part of the task that can be carried out at once, so that in being infinitized it comes back to itself in the most rigorous sense, so that when furthest away from itself (when it is most infinite in purpose and determination), it is simultaneously and personally closest to carrying out the infinitely small part of the work that can be accomplished this very day, this very hour, this very moment.
When feeling or knowing or willing has become fantastic, the entire self can eventually become that, whether in the more active form of plunging headlong into fantasy or in the more passive form of being carried away, but in both cases the person is responsible. The self, then, leads a fantasized existence in abstract infinitizing or in abstract isolation, continually lacking its self, from which it only moves further and further away. Take the religious sphere, for example. The God-relationship is an infinitizing, but in fantasy this infinitizing can so sweep a man off his feet that his state is simply an intoxication. To exist before God may seem unendurable to a man because he cannot come back to himself, become himself. Such a fantasized religious person would say (to characterize him by means of some lines): “That a sparrow can live is comprehensible; it does not know that it exists before God. But to know that one exists before God, and then not instantly go mad or sink into nothingness!”
But to become fantastic in this way, and thus to be in despair, does not mean, although it usually becomes apparent, that a person cannot go on living fairly well, seem to be a man, be occupied with temporal matters, marry, have children, be honored and esteemed—and it may not be detected that in a deeper sense he lacks a self. Such things do not create much of a stir in the world, for a self is the last thing the world cares about and the most dangerous thing of all for a person to show signs of having. The greatest hazard of all, losing the self, can occur very quietly in the world, as if it were nothing at all. No other loss can occur so quietly; any other loss—an arm, a leg, five dollars, a wife, etc.—is sure to be noticed.
β. Finitude’s Despair Is to Lack Infinitude
That this is so is due, as pointed out under α, to the dialectic inherent in the self as a synthesis, and therefore each constituent is its opposite.
To lack infinitude is despairing reductionism, narrowness. Of course, what is meant here is only ethical narrowness and limitation. As a matter of fact, in the world there is interest only in intellectual or esthetic limitation or in the indifferent (in which there is the greatest interest in the world), for the secular mentality is nothing more or less than the attribution of infinite worth to the indifferent. The secular view always clings tightly to the difference between man and man and naturally does not have any understanding of the one thing needful58 (for to have it is spirituality), and thus has no understanding of the reductionism and narrowness involved in having lost oneself, not by being volatilized in the infinite, but by being completely finitized, by becoming a number instead of a self, just one more man, just one more repetition of this everlasting Einerlei [one and the same].
Despairing narrowness is to lack primitivity or to have robbed oneself of one’s primitivity, to have emasculated oneself in a spiritual sense. Every human being is primitively intended to be a self, destined to become himself, and as such every self certainly is angular, but that only means that it is to be ground into shape, not that it is to be ground down smooth, not that it is utterly to abandon being itself out of fear of men, or even simply out of fear of men not to dare to be itself in its more essential contingency (which definitely is not to be ground down smooth), in which a person is still himself for himself. But whereas one kind of despair plunges wildly into the infinite and loses itself, another kind of despair seems to permit itself to be tricked out of its self by “the others.” Surrounded by hordes of men, absorbed in all sorts of secular matters, more and more shrewd about the ways of the world—such a person forgets himself, forgets his name divinely understood, does not dare to believe in himself, finds it too hazardous to be himself and far easier and safer to be like the others, to become a copy, a number, a mass man.
Now this form of despair goes practically unnoticed in the world. Just by losing himself this way, such a man has gained an increasing capacity for going along superbly in business and social life, indeed, for making a great success in the world. Here there is no delay, no difficulty with his self and its infinitizing; he is as smooth as a rolling stone, as courant [passable] as a circulating coin. He is so far from being regarded as a person in despair that he is just what a human being is supposed to be. As is natural, the world generally has no understanding of what is truly appalling. The despair that not only does not cause one any inconvenience in life but makes life cozy and comfortable is in no way, of course, regarded as despair. That this is the world’s view is borne out, for example, by practically all the proverbs, which are nothing more than rules of prudence. For example, we say that one regrets ten times for having spoken to once for having kept silent—and why? Because the external fact of having spoken can involve one in difficulties, since it is an actuality. But to have kept silent! And yet this is the most dangerous of all. For by maintaining silence, a person is thrown wholly upon himself; here actuality does not come to his aid by punishing him, by heaping the consequences of his speaking upon him. No, in this respect it is easy to keep silent. But the person who knows what is genuinely appalling fears most of all any mistake, any sin that takes an inward turn and leaves no outward trace. The world considers it dangerous to venture in this way—and why? Because it is possible to lose. Not to venture is prudent. And yet, precisely by not venturing it is so terribly easy to lose what would be hard to lose, however much one lost by risking, and in any case never this way, so easily, so completely, as if it were nothing at all—namely, oneself. If I have ventured wrongly, well, then life helps me by punishing me. But if I have not ventured at all, who helps me then? Moreover, what if by not venturing at all in the highest sense (and to venture in the highest sense is precisely to become aware of oneself ) I cowardly gain all earthly advantages—and lose myself!59
So it is with finitude’s despair. Because a man is in this kind of despair, he can very well live on in temporality, indeed, actually all the better, can appear to be a man, be publicly acclaimed, honored, and esteemed, be absorbed in all the temporal goals. In fact, what is called the secular mentality consists simply of such men who, so to speak, mortgage themselves to the world. They use their capacities, amass money, carry on secular enterprises, calculate shrewdly, etc., perhaps make a name in history, but themselves they are not; spiritually speaking, they have no self, no self for whose sake they could venture everything, no self before God—however self-seeking they are otherwise.
b. Despair as Defined by Possibility/Necessity
Possibility and necessity are equally essential to becoming (and the self has the task of becoming itself in freedom). Possibility and necessity belong to the self just as do infinitude and finitude (πειον/πας [the unlimited/limited]).60 A self that has no possibility is in despair, and likewise a self that has no necessity.
α. Possibility’s Despair Is to Lack Necessity
That this is so is due, as pointed out previously, to the dialectic [inherent in the self as a synthesis].
Just as finitude is the limiting aspect in relation to infinitude, so also necessity is the constraint in relation to possibility. Inasmuch as the self as a synthesis of finitude and infinitude is established, is ατα δύναμιν [potential], in order to become itself it reflects itself in the medium of imagination, and thereby the infinite possibility becomes manifest. The self is ατα δύναμιν [potentially] just as possible as it is necessary, for it is indeed itself, but it has the task of becoming itself. Insofar as it is itself, it is the necessary, and insofar as it has the task of becoming itself, it is a possibility.
But if possibility outruns necessity so that the self runs away from itself in possibility, it has no necessity to which it is to return; this is possibility’s despair. This self becomes an abstract possibility, it flounders around in possibility until it is exhausted, but it neither moves from the place where it is nor arrives anywhere, for necessity is literally the place where it is. To become is a movement away from that place, but to become oneself is a movement in that place.
Thus possibility seems greater and greater to the self; more and more becomes possible because nothing becomes actual. Eventually everything seems possible, but this is exactly the point at which the abyss swallows up the self. It takes time for each little possibility to become actuality. Eventually, however, the time that should be used for actuality grows shorter and shorter; everything becomes more and more momentary. Possibility becomes more and more intensive—but in the sense of possibility, not in the sense of actuality, for the intensive in the sense of actuality means to actualize some of what is possible. The instant something appears to be possible, a new possibility appears, and finally these phantasmagoria follow one another in such rapid succession that it seems as if everything were possible, and this is exactly the final moment, the point at which the individual himself becomes a mirage.
What the self now lacks is indeed actuality, and in ordinary language, too, we say that an individual has become unreal. However, closer scrutiny reveals that what he actually lacks is necessity. The philosophers are mistaken when they explain necessity as a unity of possibility and actuality—no, actuality is the unity of possibility and necessity.61 When a self becomes lost in possibility in this way, it is not merely because of a lack of energy; at least it is not to be interpreted in the usual way. What is missing is essentially the power to obey, to submit to the necessity in one’s life, to what may be called one’s limitations. Therefore, the tragedy is not that such a self did not amount to something in the world; no, the tragedy is that he did not become aware of himself, aware that the self he is is a very definite something and thus the necessary. Instead, he lost himself, because this self fantastically reflected itself in possibility. Even in seeing oneself in a mirror it is necessary to recognize oneself, for if one does not, one does not see oneself but only a human being. The mirror of possibility is no ordinary mirror; it must be used with extreme caution, for, in the highest sense, this mirror does not tell the truth. That a self appears to be such and such in the possibility of itself is only a half-truth, for in the possibility of itself the self is still far from or is only half of itself. Therefore, the question is how the necessity of this particular self defines it more specifically. Possibility is like a child’s invitation to a party; the child is willing at once, but the question now is whether the parents will give permission—and as it is with the parents, so it is with necessity.
In possibility everything is possible. For this reason, it is possible to become lost in possibility in all sorts of ways, but primarily in two. The one takes the form of desiring, craving; the other takes the form of the melancholy-imaginary (hope/fear or anxiety). Legends and fairy tales tell of the knight who suddenly sees a rare bird and chases after it, because it seems at first to be very close; but it flies again, and when night comes, he finds himself separated from his companions and lost in the wilderness where he now is. So it is also with desire’s possibility. Instead of taking the possibility back into necessity, he chases after possibility—and at last cannot find his way back to himself.—In melancholy the opposite takes place in much the same way. Melancholically enamored, the individual pursues one of anxiety’s possibilities, which finally leads him away from himself so that he is a victim of anxiety or a victim of that about which he was anxious lest he be overcome.
β. Necessity’s Despair Is to Lack Possibility
If losing oneself in possibility may be compared with a child’s utterance of vowel sounds, then lacking possibility would be the same as being dumb. The necessary is like pure consonants, but to express them there must be possibility. If this is lacking, if a human existence is brought to the point where it lacks possibility, then it is in despair and is in despair every moment it lacks possibility.
Generally it is thought that there is a certain age that is especially rich in hope, or we say that at a certain time, at a particular moment of life one is or was so rich in hope and possibility. All this, however, is merely a human manner of speaking that does not get at the truth; all this hope and all this despair are as yet neither authentic hope nor authentic despair.
What is decisive is that with God everything is possible.62 This is eternally true and consequently true at every moment. This is indeed a generally recognized truth, which is commonly expressed in this way, but the critical decision does not come until a person is brought to his extremity, when, humanly speaking, there is no possibility. Then the question is whether he will believe that for God everything is possible, that is, whether he will believe. But this is the very formula for losing the understanding; to believe is indeed to lose the understanding in order to gain God. Take this analogy. Imagine that someone with a capacity to imagine terrifying nightmares has pictured to himself some horror or other that is absolutely unbearable. Then it happens to him, this very horror happens to him. Humanly speaking, his collapse is altogether certain—and in despair his soul’s despair fights to be permitted to despair, to attain, if you please, the composure to despair, to obtain the total personality’s consent to despair and be in despair; consequently, there is nothing or no one he would curse more than an attempt or the person making an attempt to hinder him from despairing, as the poet’s poet so splendidly and incomparably expresses it (Richard II, III, 3):
Verwünscht sei Vetter, der mich abgelenkt
Von dem bequemen Wege zur Verzweiflung.
[Beshrew thee, cousin, which didst lead me forth
Of that sweet way I was in to despair!]
At this point, then, salvation is, humanly speaking, utterly impossible; but for God everything is possible! This is the battle of faith, battling, madly, if you will, for possibility, because possibility is the only salvation. When someone faints, we call for water, eau de Cologne, smelling salts; but when someone wants to despair, then the word is: Get possibility, get possibility, possibility is the only salvation. A possibility—then the person in despair breathes again, he revives again, for without possibility a person seems unable to breathe. At times the ingeniousness of the human imagination can extend to the point of creating possibility, but at last—that is, when it depends upon faith—then only this helps: that for God everything is possible.
And so the struggle goes on. Whether or not the embattled one collapses depends solely upon whether he obtains possibility, that is, whether he will believe. And yet he understands that, humanly speaking, his collapse is altogether certain. This is the dialectic of believing. As a rule, a person knows only that this and that probably, most likely, etc. will not happen to him. If it does happen, it will be his downfall. The foolhardy person rushes headlong into a danger with this or that possibility, and if it happens, he despairs and collapses. The believer sees and understands his downfall, humanly speaking (in what has happened to him, or in what he has ventured), but he believes. For this reason he does not collapse. He leaves it entirely to God how he is to be helped, but he believes that for God everything is possible. To believe his downfall is impossible. To understand that humanly it is his downfall and nevertheless to believe in possibility is to believe. So God helps him also—perhaps by allowing him to avoid the horror, perhaps through the horror itself—and here, unexpectedly, miraculously, divinely, help does come. Miraculously, for it is a peculiar kind of pedantry to maintain that only 1,800 years ago did it happen that a person was aided miraculously. Whether a person is helped miraculously depends essentially upon the passion of the understanding whereby he has understood that help was impossible and depends next on how honest he was toward the power that nevertheless did help him. As a rule, however, men do neither the one nor the other; they cry out that help is impossible without once straining their understanding to find help, and afterward they ungratefully lie.
The believer has the ever infallible antidote for despair— possibility—because for God everything is possible at every moment. This is the good health of faith that resolves contradictions. The contradiction here is that, humanly speaking, downfall is certain, but that there is possibility nonetheless. Good health generally means the ability to resolve contradictions. For example, in the realm of the bodily or physical, a draft is a contradiction, for a draft is disparately or undialectically cold and warm, but a good healthy body resolves this contradiction and does not notice the draft. So also with faith.
To lack possibility means either that everything has become necessary for a person or that everything has become trivial.
The determinist, the fatalist, is in despair and as one in despair has lost his self, because for him everything has become necessity. He is like that king who starved to death because all his food was changed to gold.63 Personhood is a synthesis of possibility and necessity. Its continued existence is like breathing (respiration), which is an inhaling and exhaling. The self of the determinist cannot breathe, for it is impossible to breathe necessity exclusively, because that would utterly suffocate a person’s self. The fatalist is in despair, has lost God and thus his self, for he who does not have a God does not have a self, either. But the fatalist has no God, or, what amounts to the same thing, his God is necessity; since everything is possible for God, then God is this—that everything is possible. Therefore the fatalist’s worship of God is at most an interjection, and essentially it is a muteness, a mute capitulation: he is unable to pray. To pray is also to breathe, and possibility is for the self what oxygen is for breathing. Nevertheless, possibility alone or necessity alone can no more be the condition for the breathing of prayer than oxygen alone or nitrogen alone can be that for breathing. For prayer there must be a God, a self—and possibility—or a self and possibility in a pregnant sense, because the existence of God means that everything is possible, or that everything is possible means the existence of God; only he whose being has been so shaken that he has become spirit by understanding that everything is possible, only he has anything to do with God. That God’s will is the possible makes me able to pray; if there is nothing but necessity, man is essentially as inarticulate as the animals.
It is quite different with the philistine-bourgeois mentality, that is, triviality, which also essentially lacks possibility. The philistine-bourgeois mentality is spiritlessness; determinism and fatalism are despair of spirit, but spiritlessness is also despair. The philistine-bourgeois mentality lacks every qualification of spirit and is completely wrapped up in probability, within which possibility finds its small corner; therefore it lacks the possibility of becoming aware of God. Bereft of imagination, as the philistine-bourgeois always is, whether alehouse keeper or prime minister, he lives within a certain trivial compendium of experiences as to how things go, what is possible, what usually happens. In this way, the philistine-bourgeois has lost his self and God. In order for a person to become aware of his self and of God, imagination must raise him higher than the miasma of probability, it must tear him out of this and teach him to hope and to fear—or to fear and to hope—by rendering possible that which surpasses the quantum satis [sufficient standard] of any experience. But the philistine-bourgeois mentality does not have imagination, does not want to have it, abhors it. So there is no help to be had here. And if at times existence provides frightful experiences that go beyond the parrot-wisdom of routine experience, then the philistine-bourgeois mentality despairs, then it becomes apparent that it was despair; it lacks faith’s possibility of being able under God to save a self from certain downfall.
Fatalism and determinism, however, do have sufficient imagination to despair of possibility, sufficient possibility to discover impossibility; the philistine-bourgeois mentality reassures itself with the trite and obvious and is just as much in despair whether things go well or badly. Fatalism and determinism lack possibility for the relaxing and mitigating, for the tempering of necessity, and thus lack possibility as mitigation. The philistine-bourgeois mentality thinks that it controls possibility, that it has tricked this prodigious elasticity into the trap or madhouse of probability, thinks that it holds it prisoner; it leads possibility around imprisoned in the cage of probability, exhibits it, imagines itself to be the master, does not perceive that precisely thereby it has imprisoned itself in the thralldom of spiritlessness and is the most wretched of all. The person who gets lost in possibility soars high with the boldness of despair; he for whom everything became necessity overstrains himself in life and is crushed in despair; but the philistine-bourgeois mentality spiritlessly triumphs.
B. DESPAIR AS DEFINED BY CONSCIOUSNESS
The ever increasing intensity of despair depends upon the degree of consciousness or is proportionate to its increase: the greater the degree of consciousness, the more intensive the despair. This is everywhere apparent, most clearly in despair at its maximum and minimum. The devil’s despair is the most intensive despair, for the devil is sheer spirit and hence unqualified consciousness and transparency; there is no obscurity in the devil that could serve as a mitigating excuse. Therefore, his despair is the most absolute defiance. This is despair at its maximum. Despair at its minimum is a state that—yes, one could humanly be tempted almost to say that in a kind of innocence it does not even know that it is despair. There is the least despair when this kind of unconsciousness is greatest; it is almost a dialectical issue whether it is justifiable to call such a state despair.
a. The Despair That Is Ignorant of Being Despair,
or the Despairing Ignorance of Having a Self
and an Eternal Self
That this condition is nevertheless despair and is properly designated as such manifests what in the best sense of the word may be called the obstinacy of truth. Veritas est index sui et falsi [Truth is the criterion of itself and of the false].64 But this obstinacy of truth certainly is not respected; likewise, it is far from being the case that men regard the relationship to truth, relating themselves to the truth, as the highest good, and it is very far from being the case that they Socratically regard being in error in this manner as the worst misfortune65 —the sensate in them usually far outweighs their intellectuality. For example, if a man is presumably happy, imagines himself to be happy, although considered in the light of truth he is unhappy, he is usually far from wanting to be wrenched out of his error. On the contrary, he becomes indignant, he regards anyone who does so as his worst enemy, he regards it as an assault bordering on murder in the sense that, as is said, it murders his happiness. Why? Because he is completely dominated by the sensate and the sensate-psychical, because he lives in sensate categories, the pleasant and the unpleasant, waves goodbye to spirit, truth, etc., because he is too sensate to have the courage to venture out and to endure being spirit. However vain and conceited men may be, they usually have a very meager conception of themselves nevertheless, that is, they have no conception of being spirit, the absolute that a human being can be; but vain and conceited they are—on the basis of comparison. Imagine a house with a basement, first floor, and second floor planned so that there is or is supposed to be a social distinction between the occupants according to floor. Now, if what it means to be a human being is compared with such a house, then all too regrettably the sad and ludicrous truth about the majority of people is that in their own house they prefer to live in the basement. Every human being is a psychical-physical synthesis intended to be spirit; this is the building, but he prefers to live in the basement, that is, in sensate categories. Moreover, he not only prefers to live in the basement—no, he loves it so much that he is indignant if anyone suggests that he move to the superb upper floor that stands vacant and at his disposal, for he is, after all, living in his own house.
No, to be in error is, quite un-Socratically, what men fear least of all.66 There are amazing examples that amply illustrate this. A thinker erects a huge building, a system, a system embracing the whole of existence, world history, etc., and if his personal life is considered, to our amazement the appalling and ludicrous discovery is made that he himself does not personally live in this huge, domed palace but in a shed alongside it, or in a doghouse, or at best in the janitor’s quarters. Were he to be reminded of this by one single word, he would be insulted. For he does not fear to be in error if he can only complete the system— with the help of being in error.
Therefore, it makes no difference whether the person in despair is ignorant that his condition is despair—he is in despair just the same. If the despair is perplexity [Forvildelse], then the ignorance of despair simply adds error [Vildfarelse] to it. The relation between ignorance and despair is similar to that between ignorance and anxiety (see The Concept of Anxiety 67 by Vigilius Haufniensis); the anxiety that characterizes spiritlessness is recognized precisely by its spiritless sense of security. Nevertheless, anxiety lies underneath; likewise, despair also lies underneath, and when the enchantment of illusion is over, when existence begins to totter, then despair, too, immediately appears as that which lay underneath.
Compared with the person who is conscious of his despair, the despairing individual who is ignorant of his despair is simply a negativity further away from the truth and deliverance. Despair itself is a negativity; ignorance of it, a new negativity. However, to reach the truth, one must go through every negativity, for the old legend about breaking a certain magic spell is true: the piece has to be played through backwards or the spell is not broken.68 However, it is in only one sense, in a purely dialectic sense, that the individual who is ignorant of his despair is further from the truth and deliverance than one who knows it and yet remains in despair, for in another sense, an ethical-dialectical sense, the person who is conscious of his despair and remains in it is further from deliverance, because his despair is more intensive. Yet ignorance is so far from breaking the despair of changing despair to nondespair that it can in fact be the most dangerous form of despair. To his own demoralization, the individual who in ignorance is in despair is in a way secured against becoming aware—that is, he is altogether secure in the power of despair.
An individual is furthest from being conscious of himself as spirit when he is ignorant of being in despair. But precisely this— not to be conscious of oneself as spirit—is despair, which is spiritlessness, whether the state is a thoroughgoing moribundity, a merely vegetative life, or an intense, energetic life, the secret of which is still despair. In the latter case, the individual in despair is like the consumptive: when the illness is most critical, he feels well, considers himself to be in excellent health, and perhaps seems to others to radiate health.
This form of despair (ignorance of it) is the most common in the world; indeed, what we call the world, or, more exactly, what Christianity calls the world—paganism and the natural man in Christendom, paganism as it was historically and is (and paganism in Christendom is precisely this kind of despair) is despair but is ignorant of the fact. To be sure, paganism and likewise the natural man make the distinction between being in despair and not being in despair—that is, they talk about despair as if only some individuals despaired. Nevertheless, this distinction is just as misleading as the distinction that paganism and the natural man make between love and self-love, as if all this love were not essentially self-love. Beyond this misleading distinction, however, paganism and also the natural man cannot possibly go, because to be ignorant of being in despair is the specific feature of despair.
It is easy to see from all this that the esthetic conception of spiritlessness by no means provides the criterion for judging what is despair and what is not, which, incidentally, is quite in order, for if what is spirit cannot be defined esthetically, how can the esthetic answer a question that simply does not exist for it! It would also be very stupid to deny that individual pagans as well as pagan nations en masse have accomplished amazing feats that have inspired and also will inspire poets, to deny that paganism boasts examples of what esthetically cannot be admired enough. It would also be foolish to deny that in paganism the natural man can and does lead a life very rich in esthetic enjoyment, using in the most tasteful manner every favor granted him, and even letting art and science serve to heighten, enhance, and refine his pleasure. No, the esthetic category of spiritlessness does not provide the criterion for what is and what is not despair; what must be applied is the ethical-religious category: spirit or, negatively, the lack of spirit, spiritlessness. Every human existence that is not conscious of itself as spirit or conscious of itself before God as spirit, every human existence that does not rest transparently in God but vaguely rests in and merges in some abstract universality (state, nation, etc.) or, in the dark about his self, regards his capacities merely as powers to produce without becoming deeply aware of their source, regards his self, if it is to have intrinsic meaning, as an indefinable something—every such existence, whatever it achieves, be it most amazing, whatever it explains, be it the whole of existence, however intensively it enjoys life esthetically—every such existence is nevertheless despair. That is what the ancient Church Fathers69 meant when they said that the virtues of the pagans were glittering vices: they meant that the heart of paganism was despair, that paganism was not conscious before God as spirit. That is why the pagan (to cite this as an example, although it touches this whole investigation in a much more profound way) judged suicide with such singular irresponsibility, yes, praised suicide, which for spirit is the most crucial sin, escaping from existence in this way, mutinying against God. The pagan lacked the spirit’s definition of a self, and therefore it judged suicide [S e l v mordet: self-murder] in that way; and the same pagan who judged suicide in that way passed severe moral judgment on stealing, un-chastity, etc. He lacked the point of view for suicide, he lacked the God-relationship and the self; in purely pagan thinking, suicide is neutral, something entirely up to the pleasure of each individual, since it is no one else’s business. If an admonition against suicide were to be given from the viewpoint of paganism, it would have to be in the long, roundabout way of showing that suicide breaks the relation of obligation to other men. The point that suicide is basically a crime against God completely escapes the pagan.70 Therefore, it cannot be said that the suicide is despair, for such a remark would be a thoughtless hysteron-proteron;71 but it may be said that such a judging of suicide by the pagan was despair.
Yet there is and remains a difference, and it is a qualitative difference, between paganism in the stricter sense and paganism in Christendom, the distinction that Vigilius Haufniensis72 pointed out with respect to anxiety, namely, that paganism does indeed lack spirit but that it still is qualified in the direction of spirit, whereas paganism in Christendom lacks spirit in a departure from spirit or in a falling away and therefore is spiritlessness in the strictest sense.
b. The Despair That Is Conscious of Being Despair and
Therefore Is Conscious of Having a Self in Which There Is
Something Eternal and Then Either in Despair Does Not Will
to Be Itself or in Despair Wills to Be Itself
Here, of course, the distinction must be made as to whether or not the person who is conscious of his despair has the true conception of what despair is. Admittedly, he can be quite correct, according to his own idea of despair, to say that he is in despair; he may be correct about being in despair, but that does not mean that he has the true conception of despair. If his life is considered according to the true conception of despair, it is possible that one must say: You are basically deeper in despair than you know, your despair is on an even profounder level. So it is also with the pagan (to recall the previous reference). When he regarded himself as being in despair by comparing himself with others, he was probably correct about his being in despair but wrong in regarding the others as not being in despair—that is, he did not have the true conception of despair.
On the one hand, then, the true conception of despair is indispensable for conscious despair. On the other hand, it is imperative to have clarity about oneself—that is, insofar as simultaneous clarity and despair are conceivable. To what extent perfect clarity about oneself as being in despair can be combined with being in despair, that is, whether this clarity of knowledge and of self-knowledge might not simply wrench a person out of despair, make him so afraid of himself that he would stop being in despair, we will not determine here; we will not even make an attempt in that direction, since this whole investigation will be taken up later. Without pursuing the idea to this dialectical extreme, we merely point out here that just as the level of consciousness of what despair is can vary exceedingly, so also can the level of consciousness of one’s own state that it is despair. Actual life is too complex merely to point out abstract contrasts such as that between a despair that is completely unaware of being so and a despair that is completely aware of being so. Very often the person in despair probably has a dim idea of his own state, although here again the nuances are myriad. To some degree, he is aware of being in despair, feels it the way a person does who walks around with a physical malady but does not want to acknowledge forthrightly the real nature of the illness. At one moment, he is almost sure that he is in despair; the next moment, his indisposition seems to have some other cause, something outside of himself, and if this were altered, he would not be in despair. Or he may try to keep himself in the dark about his state through diversions and in other ways, for example, through work and busyness as diversionary means, yet in such a way that he does not entirely realize why he is doing it, that it is to keep himself in the dark. Or he may even realize that he is working this way in order to sink his soul in darkness and does it with a certain keen discernment and shrewd calculation, with psychological insight; but he is not, in a deeper sense, clearly conscious of what he is doing, how despairingly he is conducting himself, etc. There is indeed in all darkness and ignorance a dialectical interplay between knowing and willing, and in comprehending a person one may err by accentuating knowing exclusively or willing exclusively.
As pointed out earlier, the level of consciousness intensifies the despair. To the extent that a person has the truer conception of despair, if he still remains in despair, and to the extent that he is more clearly conscious of being in despair—to that extent the despair is more intensive. The person who, with a realization that suicide is despair and to that extent with a true conception of the nature of despair, commits suicide is more intensively in despair than one who commits suicide without a clear idea that suicide is despair; conversely, the less true his conception of despair, the less intensive his despair. On the other hand, a person who with a clearer consciousness of himself (self-consciousness) commits suicide is more intensively in despair than one whose soul, by comparison, is in confusion and darkness.
I shall now examine the two forms of conscious despair in such a way as to point out also a rise in the consciousness of the nature of despair and in the consciousness that one’s state is despair, or, what amounts to the same thing and is the salient point, a rise in the consciousness of the self. The opposite to being in despair is to have faith. Therefore, the formula set forth above, which describes a state in which there is no despair at all, is entirely correct, and this formula is also the formula for faith: in relating itself to itself and in willing to be itself, the self rests transparently in the power that established it (cf. A, A).
α. In Despair Not to Will to Be Oneself: Despair in Weakness
To call this form despair in weakness already casts a reflection on the second form, β, in despair to will to be oneself. Thus the opposites are only relative. No despair is entirely free of defiance; indeed, the very phrase “not to will to be” implies defiance. On the other hand, even despair’s most extreme defiance is never really free of some weakness. So the distinction is only relative. The one form is, so to speak, feminine despair, the other, masculine despair.73
(1) DESPAIR OVER THE EARTHLY OR OVER SOMETHING EARTHLY
This is pure immediacy or immediacy containing a quantitative reflection.—Here there is no infinite consciousness of the self, of what despair is, or of the condition as one of despair. The despair is only a suffering, a succumbing to the pressure of external factors; in no way does it come from within as an act. The appearance of such words as “the self ” and “despair” in the language of immediacy is due, if you will, to an innocent abuse of language, a playing with words, like the children’s game of playing soldier.
The man of immediacy is only psychically qualified (insofar as there really can be immediacy without any reflection at all); his self, he himself, is an accompanying something within the dimensions of temporality and secularity, in immediate connection with “the other” (τοτεον), and has but an illusory appearance of having anything eternal in it. The self is bound up in immediacy with the other in desiring, craving, enjoying, etc., yet passively; in its craving, this self is a dative, like the “me” of a child. Its dialectic is: the pleasant and the unpleasant; its concepts are: good luck, bad luck, fate.
Now something happens that impinges (upon + to strike) upon this immediate self and makes it despair. In another sense, it cannot happen at this point; since the self has no reflection, there must be an external motivation for the despair, and the despair is nothing more than a submitting. By a “stroke of fate” that which to the man of immediacy is his whole life, or, insofar as he has a minuscule of reflection, the portion thereof to which he especially clings, is taken from him; in short, he becomes, as he calls it, unhappy, that is, his immediacy is dealt such a crushing blow that it cannot reproduce itself: he despairs. Or—and although this is rarely seen in actuality, it is dialectically quite in order—this despair on the part of immediacy is occasioned by what the man of immediacy calls extraordinary good luck, for immediacy as such is so extremely fragile that every quid nimis [excess] that requires reflection of it brings it to despair.
So he despairs—that is, in a strange reversal and in complete mystification about himself, he calls it despairing. But to despair is to lose the eternal—and of this loss he does not speak at all, he has no inkling of it. In itself, to lose the things of this world is not to despair; yet this is what he talks about, and this is what he calls despairing. In a certain sense, what he says is true, but not in the way he understands it; he is conversely situated, and what he says must be interpreted conversely: he stands and points to what he calls despair but is not despair, and in the meantime, sure enough, despair is right there behind him without his realizing it. It is as if someone facing away from the town hall and courthouse pointed straight ahead and said: There is the town hall and courthouse. He is correct, it is there—if he turns around. He is not in despair—this is not true—and yet he is correct in saying it. He claims he is in despair, he regards himself as dead, as a shadow of himself. But dead he is not; there is still, one might say, life in the person. If everything, all the externals, were to change suddenly, and if his desire were fulfilled, then there would be life in him again, then spontaneity and immediacy would escalate again, and he would begin to live all over again. This is the only way immediacy knows how to strive, the only thing it knows: to despair and faint—and yet, that about which he knows the least is despair. He despairs and faints, and after that lies perfectly still as if he were dead, a trick like “playing dead”; immediacy resembles certain lower animals that have no weapon or means of defense other than to lie perfectly still and pretend that they are dead.
Meanwhile, time passes. If help arrives from the outside, the person in despair comes alive again, he begins where he left off; a self he was not, and a self he did not become, but he goes on living, qualified only by immediacy. If there is no external help, something else frequently happens in actual life. In spite of everything, there is still life in the person, but he says that “he will never be himself again.” He now acquires a little understanding of life, he learns to copy others, how they manage their lives—and he now proceeds to live the same way. In Christendom he is also a Christian, goes to church every Sunday, listens to and understands the pastor, indeed, they have a mutual understanding; he dies, the pastor ushers him into eternity for ten rix-dollars—but a self he was not, and a self he did not become.
This form of despair is: in despair not to will to be oneself. Or even lower: in despair not to will to be a self. Or lowest of all: in despair to will to be someone else, to wish for a new self. Immediacy actually has no self, it does not know itself; thus it cannot recognize itself and therefore generally ends in fantasy. When immediacy despairs, it does not even have enough self to wish or dream that it had become that which it has not become. The man of immediacy helps himself in another way: he wishes to be someone else. This is easily verified by observing immediate persons; when they are in despair, there is nothing they desire more than to have been someone else or to become someone else. In any case, it is difficult to keep from smiling at one who despairs in this way, who, humanly speaking and despite being in despair, is so very innocent. As a rule, one who despairs in this way is very comical. Imagine a self (and next to God there is nothing as eternal as a self ), and then imagine that it suddenly occurs to a self that it might become someone other—than itself. And yet one in despair this way, whose sole desire is this most lunatic of lunatic metamorphoses, is infatuated with the illusion that this change can be accomplished as easily as one changes clothes. The man of immediacy does not know himself, he quite literally identifies himself only by the clothes he wears, he identifies having a self by externalities (here again the infinitely comical). There is hardly a more ludicrous mistake, for a self is indeed infinitely distinct from an externality. So when the externals have completely changed for the person of immediacy and he has despaired, he goes one step further; he thinks something like this, it becomes his wish: What if I became someone else, got myself a new self. Well, what if he did become someone else? I wonder whether he would recognize himself. There is a story about a peasant who went barefooted to town with enough money to buy himself a pair of stockings and shoes and to get drunk, and in trying to find his way home in his drunken state, he fell asleep in the middle of the road. A carriage came along, and the driver shouted to him to move or he would drive over his legs. The drunken peasant woke up, looked at his legs and, not recognizing them because of the shoes and stockings, said: “Go ahead, they are not my legs.” When the man of immediacy despairs, it is impossible to give a true description of him outside of the comic; if I may put it this way, it is already something of a feat to speak in that jargon about a self and about despair.
When immediacy is assumed to have some reflection, the despair is somewhat modified; a somewhat greater consciousness of the self comes about, and thereby of the nature of despair and of one’s condition as despair. It means something for such an individual to talk about being in despair, but the despair is essentially despair in weakness, a suffering, and its form is: in despair not to will to be oneself.
The advance over pure immediacy manifests itself at once in the fact that despair is not always occasioned by a blow, by something happening, but can be brought on by one’s capacity for reflection, so that despair, when it is present, is not merely a suffering, a succumbing to the external circumstance, but is to a certain degree self-activity, an act. A certain degree of reflection is indeed present here, consequently a certain degree of pondering over one’s self. With this certain degree of reflection begins the act of separation whereby the self becomes aware of itself as essentially different from the environment and external events and from their influence upon it. But this is only to a certain degree. When the self with a certain degree of reflection in itself wills to be responsible for the self, it may come up against some difficulty or other in the structure of the self, in the self ’s necessity. For just as no human body is perfect, so no self is perfect. This difficulty, whatever it is, makes him recoil. Or something happens to him that breaks with the immediacy in him more profoundly than his reflection had done, or his imagination discovers a possibility that, if it eventuated, would thus become the break with immediacy.
So he despairs. In contrast to the despair of self-assertion, his despair is despair in weakness, a suffering of the self; but with the aid of the relative reflection that he has, he attempts to sustain his self, and this constitutes another difference from the purely immediate man. He perceives that abandoning the self is a transaction, and thus he does not become apoplectic when the blow falls, as the immediate person does; reflection helps him to understand that there is much he can lose without losing the self. He makes concessions; he is able to do so—and why? Because to a certain degree he has separated his self from externalities, because he has a dim idea that there may even be something eternal in the self. Nevertheless, his struggles are in vain; the difficulty he has run up against requires a total break with immediacy, and he does not have the self-reflection or the ethical reflection for that. He has no consciousness of a self that is won by infinite abstraction from every externality, this naked abstract self, which, compared with immediacy’s fully dressed self, is the first form of the infinite self and the advancing impetus in the whole process by which a self infinitely becomes responsible for its actual self with all its difficulties and advantages.
So he despairs, and his despair is: not to will to be himself. But he certainly does not entertain the ludicrous notion of wanting to be someone else; he keeps up the relation to his self—reflection has attached him to the self to that extent. His relation to the self is like the relation a person may have to his place of residence (the comic aspect is that the self certainly does not have as contingent a relation to itself as one has to a place of residence), which becomes an abomination because of smoke fumes or something else, whatever it might be. So he leaves it, but he does not move away, he does not set up a new residence; he continues to regard the old one as his address, he assumes that the problem will disappear. So also with the person in despair. As long as the difficulty lasts, he does not dare, as the saying so trenchantly declares, “to come to himself,” he does not will to be himself; presumably this will pass, perhaps a change will take place, this gloomy possibility will probably be forgotten. So as long as it lasts, he visits himself, so to speak, only occasionally, to see whether the change has commenced. As soon as it commences, he moves home again, “is himself once again,” as he says; but this simply means that he begins where he left off—he was a self up to a point and he went no further than that.
If there is no change, he seeks another remedy. He turns away completely from the inward way along which he should have advanced in order truly to become a self. In a deeper sense, the whole question of the self becomes a kind of false door with nothing behind it in the background of his soul. He appropriates what he in his language calls his self, that is, whatever capacities, talents, etc. he may have; all these he appropriates but in an outward-bound direction, toward life, as they say, toward the real, the active life. He behaves very discreetly with the little bit of reflection he has within himself, fearing that what he has in the background might emerge again. Little by little, he manages to forget it; in the course of time, he finds it almost ludicrous, especially when he is together with other competent and dynamic men who have a sense and aptitude for real life. Charming! He has been happily married now for several years, as it says in novels, is a dynamic and enterprising man, a father and citizen, perhaps even an important man; at home in his own house the servants call him “He Himself ”; downtown he is among those addressed with “His Honor”; his conduct is based on respect of persons or on the way others regard one, and others judge according to one’s social position. In Christendom he is a Christian74 (in the very same sense as in paganism he would be a pagan and in Holland a Hollander), one of the cultured Christians. The question of immortality has often occupied him, and more than once he has asked the pastor whether there is such an immortality, whether one would actually recognize himself again—something that certainly must be of very particular interest to him, since he has no self.
It is impossible to depict this kind of despair accurately without a certain touch of satire. It is comical that he wants to talk about having been in despair; it is appalling that after the conquering of despair, according to his view, his condition is in fact despair. Ideally understood, it is extremely comical that underlying the worldly wisdom that is so celebrated in the world, underlying all that diabolical profusion of good advice and clever clichés—“Wait and see,” “Don’t worry,” “Forget it”—there is utter stupidity about where and what the danger actually is. Again, it is this ethical stupidity that is appalling.
Despair over the earthly or over something earthly is the most common form of despair, and especially in the second form, that is, immediacy with a quantitative reflection. The more despair is thought through, the more rarely it is seen or the more rarely it appears in the world. This by no means proves that the majority have not despaired; it proves only that they have not gone particularly deep in despairing. There are very few persons who live even approximately within the qualification of spirit; indeed, there are not many who even try this life, and most of those who do soon back out of it. They have not learned to fear, have not learned “to have to” without any dependence, none at all, upon whatever else happens. Therefore, they are unable to bear what already appears to them to be a contradiction, what in reflection in the surroundings looks all the more glaring, so that to be concerned about one’s soul and to will to be spirit seems to be a waste of time in the world, indeed, an indefensible waste of time that ought to be punished by civil law if possible, one that is punished in any case with scorn and contempt as a kind of treason against the human race, as a defiant madness that insanely fills out time with nothing. Then comes a moment in their lives—alas, this is their best time—when they begin to turn inward. Then, when they encounter their first difficulties, they turn away; it seems to them that this path leads to a dismal desert— und rings umher liegt schöne grüne Weide [while all about lie meadows fresh and green].75 And so they take off and soon forget that time, the best time of their lives—alas, forget it as if it were a piece of childishness. They are also Christians, reassured by the pastors of their salvation. As stated, this despair is the most common, so common that this alone explains the common notion that despair is part of being young, something that appears only in the early years but is not found in the mature person who has reached the age of discretion. This is a desperate error or, more correctly, a desperate mistake that disregards— yes, and what is even worse, disregards the fact that what it disregards is almost the best that can be said about people, because very often something far worse happens—disregards the fact that, fundamentally, most people virtually never advance beyond what they were in their childhood and youth: immediacy with the admixture of a little dash of reflection. No, despair certainly is not something that appears only in the young, something one outgrows as a matter of course—“just as one outgrows illusion.” This is not the case, even though one may be foolish enough to believe it. On the contrary, we can often enough meet men and women and older people who have illusions just as childish as any young person’s. We disregard the fact that illusion essentially has two forms: the illusion of hope and the illusion of recollection. Youth has the illusion of hope; the adult has the illusion of recollection, but precisely because he has this illusion, he also has the utterly biased idea of illusion that there is only the illusion of hope. The adult, of course, is not troubled by the illusion of hope but instead by the quaint illusion, among others, of looking down on the illusions of youth, presumably from a higher point free of illusion. The youth has illusions, hopes for something extraordinary from life and from himself; the adult, in recompense, is often found to have illusions about his memories of his youth. An older woman who presumably has left all illusions behind her is often found to be just as fantastically deluded as any young girl when it comes to her recollection of herself as a young girl, how happy she was then, how beautiful, etc. This fuimus [we have been],76 which is common to older people, is just as great an illusion as the illusions of young people about the future: they both lie or fictionalize.
The mistaken notion that despair belongs only to youth is also desperate and despairing in quite another way. Moreover, it is very foolish and simply shows a lack of judgment as to what spirit is—along with a failure to appreciate that man is spirit and not merely animal—to think that faith and wisdom come that easily, that they come as a matter of course over the years like teeth, a beard, etc. No, whatever a man may arrive at as a matter of course, whatever things may come as a matter of course— faith and wisdom are definitely not among them. As a matter of fact, from a spiritual point of view, a man does not arrive at anything as a matter of course over the years; this concept is precisely the uttermost opposite of spirit. On the contrary, it is very easy to leave something behind as a matter of course over the years. And over the years, an individual may abandon the little bit of passion, feeling, imagination, the little bit of inwardness he had and embrace as a matter of course an understanding of life in terms of trivialities (for such things come as a matter of course). This—improved—condition, which, to be sure, has come with the years, he now in despair considers a good thing; he easily reassures himself (and in a certain satirical sense nothing is more sure) that now it could never occur to him to despair—no, he has secured himself. But he is in despair, devoid of spirit and in despair. Why, I wonder, did Socrates love youth if it was not because he knew man!
If over the years an individual does not happen to sink into this most trivial kind of despair, it still by no means follows that despair belongs merely to youth. If a person really does develop over the years, if he becomes mature in an essential consciousness of the self, then he may despair in a higher form. And if he does not develop essentially over the years, although he still does not sink completely into triviality—that is, if he never advances any further than being a young man, a youth, even though he is an adult, a father, and a gray-head, consequently retaining some of the good in youth—he will be just as liable as a youth to despair over the earthly or over something earthly.
There may well be a difference between the despair of an adult like that and a youth’s despair, but it is purely incidental, nothing essential. The youth despairs over the future as the present in futuro [in the future]; there is something in the future that he is not willing to take upon himself, and therefore he does not will to be himself. The adult despairs over the past as a present in præterito [in the past] that refuses to recede further into the past, for his despair is not such that he has succeeded in forgetting it completely. This past may even be something that repentance really should have in custody. But if repentance is to arise, there must first be effective despair, radical despair, so that the life of the spirit can break through from the ground upward. But in despair as he is, he does not dare to let it come to such a decision. There he stands still, time passes—unless, even more in despair, he succeeds in healing it by forgetting it, and thus instead of becoming a penitent, he becomes his own receiver of stolen goods [Hæler].77 But essentially the despair of a youth and of an adult remains the same; there is never a metamorphosis in which consciousness of the eternal in the self breaks through so that the battle can begin that either intensifies the despair in a still higher form or leads to faith.
Is there, then, no essential difference between the two expressions used identically up to now: to despair over the earthly (the category of totality) and to despair over something earthly (the particular)? Indeed there is. When the self in imagination despairs with infinite passion over something of this world, its infinite passion changes this particular thing, this something, into the world in toto; that is, the category of totality inheres in and belongs to the despairing person. The earthly and the temporal as such consist precisely of particular things, and some particular thing may be regarded as the whole. The loss or deprivation of every earthly thing is actually impossible, for the category of totality is a thought category. Consequently, the self infinitely magnifies the actual loss and then despairs over the earthly in toto. However, as soon as this distinction (between despairing over the earthly and over something earthly) is to be maintained essentially, there is also a genuine advance in consciousness of the self. This formula, to despair over the earthly, is then a dialectical initial expression for the next form of despair.
(2) DESPAIR OF THE ETERNAL OR OVER ONESELF
Despair over the earthly or over something earthly is in reality also despair of the eternal and over oneself, insofar as it is despair, for this is indeed the formula for all despair.78 But the individual in despair depicted above is not aware, so to speak, of what is going on behind him. He thinks he is despairing over something earthly and talks constantly of that over which he despairs, and yet he is despairing of the eternal, for the fact that he attributes such great worth to something earthly—or, to carry this further, that he attributes to something earthly such great worth, or that he first makes something earthly into the whole world and then attributes such great worth to the earthly—this is in fact to despair of the eternal.
This despair is a significant step forward. If the preceding despair was despair in weakness, then this is despair over his weakness, while still remaining within the category: despair in weakness as distinct from despair in defiance (β). Consequently, there is only a relative difference, namely, that the previous form has weakness’s consciousness as its final consciousness, whereas here the consciousness does not stop with that but rises to a new consciousness—that of his weakness. The person in despair himself understands that it is weakness to make the earthly so important, that it is weakness to despair. But now, instead of definitely turning away from despair to faith and humbling himself under his weakness, he entrenches himself in despair and despairs over his weakness. In so doing, his whole point of view is turned around: he now becomes more clearly conscious of his despair, that he despairs of the eternal, that he despairs over himself, over being so weak that he attributes such great significance to the earthly, which now becomes for him the despairing sign that he has lost the eternal and himself.
The progression is as follows. First comes the consciousness of the self, for to despair of the eternal is impossible without having a conception of the self, that there is something eternal in it, or that it has had something eternal in it. If a person is to despair over himself, he must be aware of having a self; and yet it is over this that he despairs, not over the earthly or something earthly, but over himself. Furthermore, there is a greater consciousness here of what despair is, because despair is indeed the loss of the eternal and of oneself. Of course, there is also a greater consciousness that one’s state is despair. Then, too, despair here is not merely a suffering but an act. When the world is taken away from the self and one despairs, the despair seems to come from the outside, even though it always comes from the self; but when the self despairs over its despair, this new despair comes from the self, indirectly-directly from the self, as the counter-pressure (reaction), and it thereby differs from defiance, which comes directly from the self. Ultimately, this is still a step forward, although in another sense; simply because this despair is more intensive, it is in a certain sense closer to salvation. It is difficult to forget such despair—it is too deep; but every minute that despair is kept open, there is the possibility of salvation as well.
Nevertheless, this despair is classified under the form: in despair not to will to be oneself. Like a father who disinherits a son, the self does not want to acknowledge itself after having been so weak. In despair it cannot forget this weakness; it hates itself in a way, will not in faith humble itself under its weakness in order thereby to recover itself—no, in despair it does not wish, so to speak, to hear anything about itself, does not itself know anything to say. Nor is there any question of being helped by forgetting or of slipping, by means of forgetting, into the category of the spiritless and then to be a man and a Christian like other men and Christians—no, for that the self is too much self. As is often the case with the father who disinherits his son, the external circumstance is of little help; he does not thereby rid himself of his son, at least not in his thought. It is often the case when a lover curses the one he detests (his beloved) that it does not help very much; it captivates him almost more—and so it goes with the despairing self in regard to itself.
This despair is qualitatively a full level deeper than the one described earlier and belongs to the despair that less frequently appears in the world. That false door mentioned previously, behind which there is nothing, is here a real door, but a carefully closed door, and behind it sits the self, so to speak, watching itself, preoccupied with or filling up time with not willing to be itself and yet being self enough to love itself. This is called inclosing reserve [Indesluttethed]. And from now on we shall discuss inclosing reserve, which is the very opposite of immediacy and in terms of thought, among other things, has a great contempt for it.
Is there no one with such a self in the world of actuality, has he taken flight from actuality into the desert, the monastery, the madhouse; is he not an actual human being, dressed like others, wearing ordinary outer garments? Of course, why not! But this matter of the self he shares with no one, not a soul; he feels no urge to do so, or he has learned to subdue it. Just listen to what he himself says of it: “In fact, it is only purely immediate man— who in the category of spirit is just about on the same level as the young child, who, with utterly lovable unconstraint, tells all—it is only purely immediate people who are unable to hold anything back. It is this kind of immediacy that often with great pretension calls itself ‘truth, being honest, an honest man telling it exactly as it is,’ and this is just as much a truth as it is an untruth when an adult does not immediately yield to a physical urge. Every self with just a minuscule of reflection still knows how to constrain the self.” And our man in despair is sufficiently self-inclosed to keep this matter of the self away from anyone who has no business knowing about it—in other words, everyone— while outwardly he looks every bit “a real man.” He is a university graduate, husband, father, even an exceptionally competent public officeholder, a respectable father, pleasant company, very gentle to his wife, solicitude personified to his children. And Christian?—Well, yes, he is that, too, but prefers not to talk about it, although with a certain wistful joy he likes to see that his wife is occupied with religion to her upbuilding. He rarely attends church, because he feels that most pastors really do not know what they are talking about. He makes an exception of one particular pastor and admits that he knows what he is talking about, but he has another reason for not wanting to listen to him, since he fears being led too far out. On the other hand, he not infrequently longs for solitude, which for him is a necessity of life, at times like the necessity to breathe, at other times like the necessity to sleep. That this is a life-necessity for him more than for most people also manifests his deeper nature. On the whole, the longing for solitude is a sign that there still is spirit in a person and is the measure of what spirit there is. “Utterly superficial nonpersons and group-people” have so little longing for solitude that, like lovebirds, they promptly die the moment they have to be alone. Just as a little child has to be lulled to sleep, so these people need the soothing lullaby of social life in order to be able to eat, drink, sleep, fall in love, etc. In antiquity as well as in the Middle Ages there was an awareness of this longing for solitude and a respect for what it means; whereas in the constant sociality of our day we shrink from solitude to the point (what a capital epigram!) that no use for it is known other than as a punishment for criminals. But since it is a crime in our day to have spirit, it is indeed quite in order to classify such people, lovers of solitude, with criminals.
The self-inclosing despairing person goes on living horis suc cesivis [hour after hour]; even if not lived for eternity,79 his hours have something to do with the eternal and are concerned with the relation of his self to itself—but he never really gets beyond that. When it is done, when his longing for solitude is satisfied, he goes out, as it were—even when he goes in to or is involved with his wife and children. Aside from his natural good nature and sense of duty, what makes him such a kind husband and solicitous father is the confession about his weakness that he has made to himself in his inclosed innermost being.
If it were possible for anyone to share the secret of his inclosing reserve and if one were then to say to him, “It is pride, you are really proud of yourself,” he probably would never make the confession to anyone else. Alone with himself, he no doubt would confess that there is something to it, but the passionate-ness with which his self has interpreted his weakness would soon lead him into believing that it cannot possibly be pride, because it is indeed his very weakness that he despairs over—just as if it were not pride that places such tremendous emphasis on the weakness, just as if it were not because he wants to be proud of his self that he cannot bear this consciousness of weakness.—If someone were to say to him, “This is a curious entanglement, a curious kind of knot, for the whole trouble is really the way your thinking twists around; otherwise it is even normal, in fact, this is precisely the course you have to take: you must go through the despair of the self to the self. You are quite right about the weakness, but that is not what you are to despair over; the self must be broken in order to become itself, but quit despairing over that”—if someone were to speak that way to him, he would understand it in a dispassionate moment, but his passion would soon see mistakenly again, and then once more he would make a wrong turn—into despair.
As stated, this kind of despair is quite rare in the world. If it does not stop there and just mark time on the spot, and if on the other hand the person in despair does not experience an upheaval that puts him on the right road to faith, despair of this kind will either become intensified in a higher form of despair and continue to be inclosing reserve, or it will break through and destroy the outward trappings in which such a despairing person has been living out his life as if in an incognito. In the latter case, a person in this kind of despair will hurl himself into life, perhaps into the diversion of great enterprises; he will become a restless spirit whose life certainly leaves its mark, a restless spirit who wants to forget, and when the internal tumult is too much for him, he has to take strong measures, although of another kind than Richard III used in order not to hear his mother’s curses.80 Or he will seek oblivion in sensuality, perhaps in dissolute living; in despair he wants to go back to immediacy, but always with the consciousness of the self he does not want to be. In the first case, if the despair is intensified, it becomes defiance, and it now becomes clear how much untruth there was in this whole matter of weakness—it becomes clear how dialectically correct it is that the first expression for defiance is this very despair over his weakness.
In conclusion, let us take still another little look at the person of inclosing reserve who in his inclosing reserve marks time on the spot. If this inclosing reserve is maintained completely, omnibus numeris absolute [completely in every respect], then his greatest danger is suicide. Most men, of course, have no intimation of what such a person of inclosing reserve can endure; if they knew, they would be amazed. The danger, then, for the completely inclosed person is suicide. But if he opens up to one single person, he probably will become so relaxed, or so let down, that suicide will not result from inclosing reserve. Such a person of inclosing reserve with one confidant is moderated by one whole tone in comparison with one who is fully inclosed. Presumably he will avoid suicide. However, it may happen that just because he has opened himself to another person he will despair over having done so; it may seem to him that he might have held out far, far longer in silence rather than to have a confidant. There are examples of persons of inclosing reserve who were thrown into despair by having found a confidant. In this way, suicide may still result. In a poetic treatment, the denouement (assuming poetice [poetically] that the person was, for example, a king or an emperor) could be designed so that the confidant is killed. It is possible to imagine a demonic tyrant like that, one who craves to speak with someone about his torment and then successively consumes a considerable number of people, for to become his confidant means certain death: as soon as the tyrant has spoken in his presence, he is put to death.—It would be a task for a poet to depict this solution to a demoniac’s tormenting self-contradiction: not to be able to do without a confidant and not to be able to have a confidant.
β. In Despair to Will to Be Oneself: Defiance
As pointed out, the despair in α could be called feminine; similarly, this despair may be called masculine. It is, therefore, in relation to the foregoing, despair considered within the qualification of spirit. So perceived, however, masculinity essentially belongs within the qualification of spirit, while femininity is a lower synthesis.
The kind of despair described in α(2) was over one’s weakness; the despairing individual does not will to be himself. But if the person in despair goes one single dialectical step further, if he realizes why he does not will to be himself, then there is a shift, then there is defiance, and this is the case precisely because in despair he wills to be himself.
First comes despair over the earthly or over something earthly, then despair of the eternal, over oneself. Then comes defiance, which is really despair through the aid of the eternal, the despairing misuse of the eternal within the self to will in despair to be oneself. But just because it is despair through the aid of the eternal, in a certain sense it is very close to the truth; and just because it lies very close to the truth, it is infinitely far away. The despair that is the thoroughfare to faith comes also through the aid of the eternal; through the aid of the eternal the self has the courage to lose itself in order to win itself. Here, however, it is unwilling to begin with losing itself but wills to be itself.
In this form of despair, there is a rise in the consciousness of the self, and therefore a greater consciousness of what despair is and that one’s state is despair. Here the despair is conscious of itself as an act; it does not come from the outside as a suffering under the pressure of externalities but comes directly from the self. Therefore defiance, compared with despair over one’s weakness, is indeed a new qualification.
In order in despair to will to be oneself, there must be consciousness of an infinite self. This infinite self, however, is really only the most abstract form, the most abstract possibility of the self. And this is the self that a person in despair wills to be, severing the self from any relation to a power that has established it, or severing it from the idea that there is such a power. With the help of this infinite form, the self in despair wants to be master of itself or to create itself, to make his self into the self he wants to be, to determine what he will have or not have in his concrete self. His concrete self or his concretion certainly has necessity and limitations, is this very specific being with these natural capacities, predispositions, etc. in this specific concretion of relations etc. But with the help of the infinite form, the negative self, he wants first of all to take upon himself the transformation of all this in order to fashion out of it a self such as he wants, produced with the help of the infinite form of the negative self—and in this way he wills to be himself. In other words, he wants to begin a little earlier than do other men, not at and with the beginning, but “in the beginning”;81 he does not want to put on his own self, does not want to see his given self as his task—he himself wants to compose his self by means of being the infinite form.
If a generic name for this despair is wanted, it could be called stoicism, but understood as not referring only to that sect. To elucidate this kind of despair more precisely, it is best to distinguish between an acting self and a self acted upon and to show how the self, when it is acting, relates itself to itself, and how the self, when it is acted upon, in being affected, relates itself to itself—and thus to show that the formula always is: in despair to will to be oneself.
If the self in despair is an acting self, it constantly relates itself to itself only by way of imaginary constructions, no matter what it undertakes, however vast, however amazing, however perseveringly pursued. It recognizes no power over itself; therefore it basically lacks earnestness and can conjure forth only an appearance of earnestness, even when it gives its utmost attention to its imaginary constructions. This is a simulated earnestness. Like Prometheus stealing fire from the gods, this is stealing from God the thought—which is earnestness—that God pays attention to one; instead, the self in despair is satisfied with paying attention to itself, which is supposed to bestow infinite interest and significance upon his enterprises, but it is precisely this that makes them imaginary constructions. For even if this self does not go so far into despair that it becomes an imaginatively constructed god—no derived self can give itself more than it is in itself by paying attention to itself—it remains itself from first to last; in its self-redoubling it becomes neither more nor less than itself. In so far as the self in its despairing striving to be itself works itself into the very opposite, it really becomes no self. In the whole dialectic within which it acts there is nothing steadfast; at no moment is the self steadfast, that is, eternally steadfast. The negative form of the self exercises a loosening power as well as a binding power;82 at any time it can quite arbitrarily start all over again, and no matter how long one idea is pursued, the entire action is within a hypothesis. The self is so far from successfully becoming more and more itself that the fact merely becomes increasingly obvious that it is a hypothetical self. The self is its own master, absolutely its own master, so-called; and precisely this is the despair, but also what it regards as its pleasure and delight. On closer examination, however, it is easy to see that this absolute ruler is a king without a country, actually ruling over nothing; his position, his sovereignty, is subordinate to the dialectic that rebellion is legitimate at any moment. Ultimately, this is arbitrarily based upon the self itself.
Consequently, the self in despair is always building only castles in the air, is only shadowboxing. All these imaginatively constructed virtues make it look splendid; like oriental poetry, they fascinate for a moment; such self-command, such imperturbability, such ataraxia, etc. practically border on the fabulous. Yes, they really do, and the basis of the whole thing is nothing. In despair the self wants to enjoy the total satisfaction of making itself into itself, of developing itself, of being itself; it wants to have the honor of this poetic, masterly construction, the way it has understood itself. And yet, in the final analysis, what it understands by itself is a riddle; in the very moment when it seems that the self is closest to having the building completed, it can arbitrarily dissolve the whole thing into nothing.83
If the self in despair is acted upon, the despair is nevertheless: in despair to will to be oneself. Perhaps such an imaginatively constructing self, which in despair wills to be itself, encounters some difficulty or other while provisionally orienting itself to its concrete self, something the Christian would call a cross, a basic defect, whatever it may be. The negative self, the infinite form of the self, will perhaps reject this completely, pretend that it does not exist, will having nothing to do with it. But it does not succeed, its proficiency in imaginative constructing does not stretch that far, even though its proficiency in abstracting does; in a Promethean way, the infinite, negative self feels itself nailed to this servitude. Consequently, it is a self acted upon. What, then, are the manifestations of this despair that is: in despair to will to be oneself?
In the preceding pages, the form of despair that despairs over the earthly or something earthly was understood basically to be—and it also manifests itself as being—despair of the eternal, that is, an unwillingness to be comforted by and healed by the eternal, an overestimation of the things of this world to the extent that the eternal can be no consolation. But this is also a form of the despair, to be unwilling to hope in the possibility that an earthly need, a temporal cross, can come to an end. The despairing person who in despair wills to be himself is unwilling to do that. He has convinced himself that this thorn in the flesh84 gnaws so deeply that he cannot abstract himself from it (whether this is actually the case or his passion makes it so to him85), and therefore he might as well accept it forever, so to speak. He is offended by it, or, more correctly, he takes it as an occasion to be offended at all existence; he defiantly wills to be himself, to be himself not in spite of it or without it (that would indeed be to abstract himself from it, and that he cannot do, or that would be movement in the direction of resignation)—no, in spite of or in defiance of all existence, he wills to be himself with it, takes it along, almost flouting his agony. Hope in the possibility of help, especially by virtue of the absurd, that for God everything is possible—no, that he does not want. And to seek help from someone else—no, not for all the world does he want that. Rather than to seek help, he prefers, if necessary, to be himself with all the agonies of hell.
That popular notion that “of course, a person who suffers wants to be helped if only someone is able to help him” is not really so, is far from true, even though the contrary instance is not always as deep in despair as the one above. This is how things go. A sufferer usually has one or several ways in which he might want to be helped. If he is helped in these ways, then he is glad to be helped. But when having to be helped becomes a profoundly earnest matter, especially when it means being helped by a superior, or by the supreme one, there is the humiliation of being obliged to accept any kind of help unconditionally, of becoming a nothing in the hand of the “Helper” for whom all things are possible, or the humiliation of simply having to yield to another person, of giving up being himself as long as he is seeking help. Yet there is undoubtedly much suffering, even prolonged and agonized suffering, in which the self nevertheless is not pained in this way, and therefore it fundamentally prefers the suffering along with the retention of being itself.
The more consciousness there is in such a sufferer who in despair wills to be himself, the more his despair intensifies and becomes demonic. It usually originates as follows. A self that in despair wills to be itself is pained in some distress or other that does not allow itself to be taken away from or separated from his concrete self. So now he makes precisely this torment the object of all his passion, and finally it becomes a demonic rage. By now, even if God in heaven and all the angels offered to help him out of it—no, he does not want that, now it is too late. Once he would gladly have given everything to be rid of this agony, but he was kept waiting; now it is too late, now he would rather rage against everything and be the wronged victim of the whole world and of all life, and it is of particular significance to him to make sure that he has his torment on hand and that no one takes it away from him—for then he would not be able to demonstrate and prove to himself that he is right. This eventually becomes such a fixation that for an extremely strange reason he is afraid of eternity, afraid that it will separate him from his, demonically understood, infinite superiority over other men, his justification, demonically understood, for being what he is.—Himself is what he wills to be. He began with the infinite abstraction of the self, and now he has finally become so concrete that it would be impossible to become eternal in that sense; nevertheless, he wills in despair to be himself. What demonic madness—the thought that most infuriates him is that eternity could get the notion to deprive him of his misery.
This kind of despair is rarely seen in the world; such characters really appear only in the poets, the real ones, who always lend “demonic” ideality—using the word in its purely Greek sense—to their creations. Nevertheless, at times despair like this does appear in actuality. What, then, is the corresponding externality? Well, there is nothing “corresponding,” inasmuch as a corresponding externality—corresponding to inclosing reserve— is a self-contradiction, for if it corresponds, then it does in fact disclose. But externality in this case is of no consequence whatsoever here where inclosing reserve, or what could be called an inwardness with a jammed lock, must be the particular object of attention. The lowest forms of despair—in which there is really no inwardness, or in any case none worth mentioning—the lowest forms may be presented by describing or discussing some external aspect of the person in despair. But the more spiritual the despair becomes and the more the inwardness becomes a peculiar world of its own in inclosing reserve, the more inconsequential are the externalities under which the despair conceals itself. But the more spiritual despair becomes, the more attention it pays with demonic cleverness to keeping despair closed up in inclosing reserve, and the more attention it pays to neutralizing the externalities, making them as insignificant and inconsequential as possible. Just as the troll in the fairy story disappears through a crevice that no one can see,86 so it is with despair: the more spiritual it is, the more urgent it is to dwell in an externality behind which no one would ordinarily think of looking for it. This secrecy is itself something spiritual and is one of the safeguards to ensure having, as it were, an in-closure [I n d e lukke] behind actuality, a world ex-clusively [u d e lukkende] for itself, a world where the self in despair is restlessly and tormentedly engaged in willing to be itself.
We began in α(1) with the lowest form of despair: in despair not to will to be oneself. Demonic despair is the most intensive form of the despair: in despair to will to be oneself. It is not even in stoic self-infatuation and self-apotheosis that this despair wills to be itself; it does not will to be itself as that does which, mendaciously to be sure, yet in a certain sense, wills it according to its perfection. No, in hatred toward existence, it wills to be itself, wills to be itself in accordance with its misery. Not even in defiance or defiantly does it will to be itself, but for spite; not even in defiance does it want to tear itself loose from the power that established it, but for spite wants to force itself upon it, to obtrude defiantly upon it, wants to adhere to it out of malice—and, of course, a spiteful denunciation must above all take care to adhere to what it denounces. Rebelling against all existence, it feels that it has obtained evidence against it, against its goodness. The person in despair believes that he himself is the evidence, and that is what he wants to be, and therefore he wants to be himself, himself in his torment, in order to protest against all existence with this torment. Just as the weak, despairing person is unwilling to hear anything about any consolation eternity has for him, so a person in such despair does not want to hear anything about it, either, but for a different reason: this very consolation would be his undoing—as a denunciation of all existence. Figuratively speaking, it is as if an error slipped into an author’s writing and the error became conscious of itself as an error—perhaps it actually was not a mistake but in a much higher sense an essential part of the whole production—and now this error wants to mutiny against the author, out of hatred toward him, forbidding him to correct it and in maniacal defiance saying to him: No, I refuse to be erased; I will stand as a witness against you, a witness that you are a second-rate author.