FROM THE ETHICS OF AMBIGUITY
AMBIGUITY
The notion of ambiguity must not be confused with that of absurdity. To declare that existence is absurd is to deny that it can ever be given a meaning; to say that it is ambiguous is to assert that its meaning is never fixed, that it must be constantly won. Absurdity challenges every ethics; but also the finished rationalization of the real would leave no room for ethics; it is because man’s condition is ambiguous that he seeks, through failure and outrageousness, to save his existence. Thus, to say that action has to be lived in its truth, that is, in the consciousness of the antinomies which it involves, does not mean that one has to renounce it. In Plutarch Lied Pierrefeu rightly says that in war there is no victory which can not be regarded as unsuccessful, for the objective which one aims at is the total annihilation of the enemy and this result is never attained; yet there are wars which are won and wars which are lost. So is it with any activity; failure and success are two aspects of reality which at the start are not perceptible. That is what makes criticism so easy and art so difficult: the critic is always in a good position to show the limits that every artist gives himself in choosing himself; painting is not given completely either in Giotto or Titian or Cézanne; it is sought through the centuries and is never finished; a painting in which all pictorial problems are resolved is really inconceivable; painting itself is this movement toward its own reality; it is not the vain displacement of a millstone turning in the void; it concretizes itself on each canvas as an absolute existence. Art and science do not establish themselves despite failure but through it; which does not prevent there being truths and errors, master-pieces and lemons, depending upon whether the discovery or the painting has or has not known how to win the adherence of human consciousnesses; this amounts to saying that failure, always ineluctable, is in certain cases spared and in others not.
Excerpted from Simone de Beauvoir, The Ethics of Ambiguity, translated by Bernard Frechtman. Copyright © 1957, 1985 Philosophical Library Inc. All rights reserved. Reprinted by permission of Citadel Press/Kensington Publishing Corp. www.kensingtonbooks.com.
It is interesting to pursue this comparison; not that we are likening action to a work of art or a scientific theory, but because in any case human transcendence must cope with the same problem: it has to found itself, though it is prohibited from ever fulfilling itself. Now, we know that neither science nor art ever leaves it up to the future to justify its present existence. In no age does art consider itself as something which is paving the way for Art: so-called archaic art prepares for classicism only in the eyes of archaeologists; the sculptor who fashioned the Korai of Athens rightfully thought that he was producing a finished work of art; in no age has science considered itself as partial and lacunary; without believing itself to be definitive, it has however, always wanted to be a total expression of the world, and it is in its totality that in each age it again raises the question of its own validity. There we have an example of how man must, in any event, assume his finiteness: not by treating his existence as transitory or relative but by reflecting the infinite within it, that is, by treating it as absolute. There is an art only because at every moment art has willed itself absolutely; likewise there is a liberation of man only if, in aiming at itself, freedom is achieved absolutely in the very fact of aiming at itself. This requires that each action be considered as a finished form whose different moments, instead of fleeing toward the future in order to find there their justification, reflect and confirm one another so well that there is no longer a sharp separation between present and future, between means and ends.
But if these moments constitute a unity, there must be no contradiction among them. Since the liberation aimed at is not a thing situated in an unfamiliar time, but a movement which realizes itself by tending to conquer, it can not attain itself if it denies itself at the start; action can not seek to fulfill itself by means which would destroy its very meaning. So much so that in certain situations there will be no other issue for man than rejection. In what is called political realism there is no room for rejection because the present is considered as transitory; there is rejection only if man lays claim in the present to his existence as an absolute value; then he must absolutely reject what would deny this value. Today, more or less consciously in the name of such an ethics, we condemn a magistrate who handed over a communist to save ten hostages and along with him all the Vichyites who were trying “to make the best of things”: it was not a matter of rationalizing the present such as it was imposed by the German occupation, but of rejecting it unconditionally. The resistance did not aspire to a positive effectiveness; it was a negation, a revolt, a martyrdom; and in this negative movement freedom was positively and absolutely confirmed.
In one sense the negative attitude is easy; the rejected object is given unequivocally and unequivocally defines the revolt that one opposes to it; thus, all French anti-fascists were united during the occupation by their common resistance to a single oppressor. The return to the positive encounters many more obstacles, as we have well seen in France where divisions and hatreds were revived at the same time as were the parties. In the moment of rejection, the antinomy of action is removed, and means and end meet; freedom immediately sets itself up as its own goal and fulfills itself by so doing. But the antinomy reappears as soon as freedom again gives itself ends which are far off in the future; then, through the resistances of the given, divergent means offer themselves and certain ones come to be seen as contrary to their ends. It has often been observed that revolt alone is pure. Every construction implies the outrage of dictatorship, of violence. This is the theme, among others, of Koestler’s Gladiators. Those who, like this symbolic Spartacus, do not want to retreat from the outrage and resign themselves to impotence, usually seek refuge in the values of seriousness. That is why, among individuals as well as collectivities, the negative moment is often the most genuine. Goethe, Barrès, and Aragón, disdainful or rebellious in their romantic youth, shattered old conformisms and thereby proposed a real, though incomplete, liberation. But what happened later on? Goethe became a servant of the state, Barrès of nationalism, and Aragón of Stalinist conformism. We know how the seriousness of the Catholic Church was substituted for the Christian spirit, which was a rejection of dead Law, a subjective rapport of the individual with God through faith and charity; the Reformation was a revolt of subjectivity, but Protestantism in turn changed into an objective moralism in which the seriousness of works replaced the restlessness of faith. As for revolutionary humanism, it accepts only rarely the tension of permanent liberation; it has created a Church where salvation is bought by membership in a party as it is bought elsewhere by baptism and indulgences. We have seen that this recourse to the serious is a lie; it entails the sacrifice of man to the Thing, of freedom to the Cause. In order for the return to the positive to be genuine it must involve negativity, it must not conceal the antinomies between means and end, present and future; they must be lived in a permanent tension; one must retreat from neither the outrage of violence nor deny it, or, which amounts to the same thing, assume it lightly. Kierkegaard has said that what distinguishes the pharisee from the genuinely moral man is that the former considers his anguish as a sure sign of his virtue; from the fact that he asks himself, “Am I Abraham?” he concludes, “I am Abraham”; but morality resides in the painfulness of an indefinite questioning. The problem which we are posing is not the same as that of Kierkegaard; the important thing to us is to know whether, in given conditions, Isaac must be killed or not. But we also think that what distinguishes the tyrant from the man of good will is that the first rests in the certainty of his aims, whereas the second keeps asking himself, “Am I really working for the liberation of men? Isn’t this end contested by the sacrifices through which I aim at it?” In setting up its ends, freedom must put them in parentheses, confront them at each moment with that absolute end which it itself constitutes, and contest, in its own name, the means it uses to win itself.
It will be said that these considerations remain quite abstract. What must be done, practically? Which action is good? Which is bad? To ask such a question is also to fall into a naive abstraction. We don’t ask the physicist, “Which hypotheses are true?” Nor the artist, “By what procedures does one produce a work whose beauty is guaranteed?” Ethics does not furnish recipes any more than do science and art. One can merely propose methods. Thus, in science the fundamental problem is to make the idea adequate to its content and the law adequate to the facts; the logician finds that in the case where the pressure of the given fact bursts the concept which serves to comprehend it, one is obliged to invent another concept; but he can not define a priori the moment of invention, still less foresee it. Analogously, one may say that in the case where the content of the action falsifies its meaning, one must modify not the meaning, which is here willed absolutely, but the content itself; however, it is impossible to determine this relationship between meaning and content abstractly and universally: there must be a trial and decision in each case. But likewise just as the physicist finds it profitable to reflect on the conditions of scientific invention and the artist on those of artistic creation without expecting any ready-made solutions to come from these reflections, it is useful for the man of action to find out under what conditions his undertakings are valid. We are going to see that on this basis new perspectives are disclosed.
In the first place, it seems to us that the individual as such is one of the ends at which our action must aim. Here we are at one with the point of view of Christian charity, the Epicurean cult of friendship, and Kantian moralism which treats each man as an end. He interests us not merely as a member of a class, a nation, or a collectivity, but as an individual man. This distinguishes us from the systematic politician who cares only about collective destinies; and probably a tramp enjoying his bottle of wine, or a child playing with a balloon, or a Neapolitan lazzarone loafing in the sun in no way helps in the liberation of man; that is why the abstract will of the revolutionary scorns the concrete benevolence which occupies itself in satisfying desires which have no morrow. However, it must not be forgotten that there is a concrete bond between freedom and existence; to will man free is to will there to be being, it is to will the disclosure of being in the joy of existence; in order for the idea of liberation to have a concrete meaning, the joy of existence must be asserted in each one, at every instant; the movement toward freedom assumes its real, flesh and blood figure in the world by thickening into pleasure, into happiness. If the satisfaction of an old man drinking a glass of wine counts for nothing, then production and wealth are only hollow myths; they have meaning only if they are capable of being retrieved in individual and living joy. The saving of time and the conquest of leisure have no meaning if we are not moved by the laugh of a child at play. If we do not love life on our own account and through others, it is futile to seek to justify it in any way.
However, politics is right in rejecting benevolence to the extent that the latter thoughtlessly sacrifices the future to the present. The ambiguity of freedom, which very often is occupied only in fleeing from itself, introduces a difficult equivocation into relationships with each individual taken one by one. Just what is meant by the expression “to love others”? What is meant by taking them as ends? In any event, it is evident that we are not going to decide to fulfill the will of every man. There are cases where a man positively wants evil, that is, the enslavement of other men, and he must then be fought. It also happens that, without harming anyone, he flees from his own freedom, seeking passionately and alone to attain the being which constantly eludes him. If he asks for our help, are we to give it to him? We blame a man who helps a drug addict intoxicate himself or a desperate man commit suicide, for we think that rash behavior of this sort is an attempt of the individual against his own freedom; he must be made aware of his error and put in the presence of the real demands of his freedom. Well and good. But what if he persists? Must we then use violence? There again the serious man busies himself dodging the problem; the values of life, of health, and of moral conformism being set up, one does not hesitate to impose them on others. But we know that this pharisaism can cause the worst disasters: lacking drugs, the addict may kill himself. It is no more necessary to serve an abstract ethics obstinately than to yield without due consideration to impulses of pity or generosity; violence is justified only if it opens concrete possibilities to the freedom which I am trying to save; by practising it I am willy-nilly assuming an engagement in relation to others and to myself; a man whom I snatch from the death which he had chosen has the right to come and ask me for means and reasons for living; the tyranny practised against an invalid can be justified only by his getting better; whatever the purity of the intention which animates me, any dictatorship is a fault for which I have to get myself pardoned. Besides, I am in no position to make decisions of this sort indiscriminately; the example of the unknown person who throws himself into the Seine and whom I hesitate whether or not to fish out is quite abstract; in the absence of a concrete bond with this desperate person my choice will never be anything but a contingent facticity. If I find myself in a position to do violence to a child, or to a melancholic, sick, or distraught person the reason is that I also find myself charged with his upbringing, his happiness, and his health: I am a parent, a teacher, a nurse, a doctor, or a friend . . . So, by a tacit agreement, by the very fact that I am solicited, the strictness of my decision is accepted or even desired; the more seriously I accept my responsibilities, the more justified it is. That is why love authorizes severities which are not granted to indifference. What makes the problem so complex is that, on the one hand, one must not make himself an accomplice of that flight from freedom that is found in heedlessness, caprice, mania, and passion, and that, on the other hand, it is the abortive movement of man toward being which is his very existence, it is through the failure which he has assumed that he asserts himself as a freedom. To want to prohibit a man from error is to forbid him to fulfill his own existence, it is to deprive him of life. At the beginning of Claudel’s The Satin Shoe, the husband of Dona Prouheze, the Judge, the Just, as the author regards him, explains that every plant needs a gardener in order to grow and that he is the one whom heaven has destined for his young wife; beside the fact that we are shocked by the arrogance of such a thought (for how does he know that he is this enlightened gardener? Isn’t he merely a jealous husband?) this likening of a soul to a plant is not acceptable; for, as Kant would say, the value of an act lies not in its conformity to an external model, but in its internal truth. We object to the inquisitors who want to create faith and virtue from without; we object to all forms of fascism which seek to fashion the happiness of man from without; and also the paternalism which thinks that it has done something for man by prohibiting him from certain possibilities of temptation, whereas what is necessary is to give him reasons for resisting it.
Thus, violence is not immediately justified when it opposes willful acts which one considers perverted; it becomes inadmissible if it uses the pretext of ignorance to deny a freedom which, as we have seen, can be practised within ignorance itself. Let the “enlightened elites” strive to change the situation of the child, the illiterate, the primitive crushed beneath his superstitions; that is one of their most urgent tasks; but in this very effort they must respect a freedom which, like theirs, is absolute. They are always opposed, for example, to the extension of universal suffrage by adducing the incompetence of the masses, of women, of the natives in the colonies; but this forgetting that man always has to decide by himself in the darkness, that he must want beyond what he knows. If infinite knowledge were necessary (even supposing that it were conceivable), then the colonial administrator himself would not have the right to freedom; he is much further from perfect knowledge than the most backward savage is from him. Actually, to vote is not to govern; and to govern is not merely to maneuver; there is an ambiguity today, and particularly in France, because we think that we are not the master of our destiny; we no longer hope to help make history, we are resigned to submitting to it; all that our internal politics does is reflect the play of external forces, no party hopes to determine the fate of the country but merely to foresee the future which is being prepared in the world by foreign powers and to use, as best we can, the bit of indetermination which still escapes their foresight. Drawn along by this tactical realism, the citizens themselves no longer consider the vote as the assertion of their will but as a maneuver, whether one adheres completely to the maneuvering of a party or whether one invents his own strategy; the electors consider themselves not as men who are consulted about a particular point but as forces which are numbered and which are ordered about with a view to distant ends. And that is probably why the French, who formerly were so eager to declare their opinions, take no further interest in an act which has become a disheartening strategy. So, the fact is that if it is necessary not to vote but to measure the weight of one’s vote, this calculation requires such extensive information and such a sureness of foresight that only a specialized technician can have the boldness to express an opinion. But that is one of the abuses whereby the whole meaning of democracy is lost; the logical conclusion of this would be to suppress the vote. The vote should really be the expression of a concrete will, the choice of a representative capable of defending, within the general framework of the country and the world, the particular interests of his electors. The ignorant and the outcast also has interests to defend; he alone is “competent” to decide upon his hopes and his trust. By a sophism which leans upon the dishonesty of the serious, one does not merely argue about his formal impotence to choose, but one draws arguments from the content of his choice. I recall, among others, the naivete of a right-thinking young girl who said, “The vote for women is all well and good in principle, only, if women get the vote, they’ll all vote red.” With like impudence it is almost unanimously stated today in France that if the natives of the French Union were given the rights of self-determination, they would live quietly in their villages without doing anything, which would be harmful to the higher interests of the Economy. And doubtless the state of stagnation in which they choose to live is not that which a man can wish for another man; it is desirable to open new possibilities to the indolent negroes so that the interests of the Economy may one day merge with theirs. But for the time being, they are left to vegetate in the sort of situation where their freedom can merely be negative: the best thing they can desire is not to tire themselves, not to suffer, and not to work; and even this freedom is denied them. It is the most consummate and inacceptable form of oppression.
However, the “enlightened elite” objects, one does not let a child dispose of himself, one does not permit him to vote. This is another sophism. To the extent that woman or the happy or resigned slave lives in the infantile world of ready-made values, calling them “an eternal child” or “a grown-up child” has some meaning, but the analogy is only partial. Childhood is a particular sort of situation: it is a natural situation whose limits are not created by other men and which is thereby not comparable to a situation of oppression; it is a situation which is common to all men and which is temporary for all; therefore, it does not represent a limit which cuts off the individual from his possibilities, but, on the contrary, the moment of a development in which new possibilities are won. The child is ignorant because he has not yet had the time to acquire knowledge, not because this time has been refused him. To treat him as a child is not to bar him from the future but to open it to him; he needs to be taken in hand, he invites authority, it is the form which the resistance of facticity, through which all liberation is brought about, takes for him. And on the other hand, even in this situation the child has a right to his freedom and must be respected as a human person. What gives Emile its value is the brilliance with which Rousseau asserts this principle. There is a very annoying naturalistic optimism in Emile; in the rearing of the child, as in any relationship with others, the ambiguity of freedom implies the outrage of violence; in a sense, all education is a failure. But Rousseau is right in refusing to allow childhood to be oppressed. And in practise raising a child as one cultivates a plant which one does not consult about its needs is very different from considering it as a freedom to whom the future must be opened.
Thus, we can set up point number one: the good of an individual or a group of individuals requires that it be taken as an absolute end of our action; but we are not authorized to decide upon this end a priori. The fact is that no behavior is ever authorized to begin with, and one of the concrete consequences of existentialist ethics is the rejection of all the previous justifications which might be drawn from the civilization, the age, and the culture; it is the rejection of every principle of authority. To put it positively, the precept will be to treat the other (to the extent that he is the only one concerned, which is the moment that we are considering at present) as a freedom so that his end may be freedom; in using this conducting-wire one will have to incur the risk, in each case, of inventing an original solution. Out of disappointment in love a young girl takes an overdose of phenobarbital; in the morning friends find her dying, they call a doctor, she is saved; later on she becomes a happy mother of a family; her friends were right in considering her suicide as a hasty and heedless act and in putting her into a position to reject it or return to it freely. But in asylums one sees melancholic patients who have tried to commit suicide twenty times, who devote their freedom to seeking the means of escaping their jailers and of putting an end to their intolerable anguish; the doctor who gives them a friendly pat on the shoulder is their tyrant and their torturer. A friend who is intoxicated by alcohol or drugs asks me for money so that he can go and buy the poison that is necessary to him; I urge him to get cured, I take him to a doctor, I try to help him live; insofar as there is a chance of my being successful, I am acting correctly in refusing him the sum he asks for. But if circumstances prohibit me from doing anything to change the situation in which he is struggling, all I can do is give in; a deprivation of a few hours will do nothing but exasperate his torments uselessly; and he may have recourse to extreme means to get what I do not give him. That is also the problem touched on by Ibsen in The Wild Duck. An individual lives in a situation of falsehood; the falsehood is violence, tyranny: shall I tell the truth in order to free the victim? It would first be necessary to create a situation of such a kind that the truth might be bearable and that, though losing his illusions, the deluded individual might again find about him reasons for hoping. What makes the problem more complex is that the freedom of one man almost always concerns that of other individuals. Here is a married couple who persist in living in a hovel; if one does not succeed in giving them the desire to live in a more healthful dwelling, they must be allowed to follow their preferences; but the situation changes if they have children; the freedom of the parents would be the ruin of their sons, and as freedom and the future are on the side of the latter, these are the ones who must first be taken into account. The Other is multiple, and on the basis of this new questions arise.
One might first wonder for whom we are seeking freedom and happiness. When raised in this way, the problem is abstract; the answer will, therefore, be arbitrary, and the arbitrary always involves outrage. It is not entirely the fault of the district social-worker if she is apt to be odious; because, her money and time being limited, she hesitates before distributing it to this one or that one, she appears to others as a pure externality, a blind facticity. Contrary to the formal strictness of Kantianism for whom the more abstract the act is the more virtuous it is, generosity seems to us to be better grounded and therefore more valid the less distinction there is between the other and ourself and the more we fulfill ourself in taking the other as an end. That is what happens if I am engaged in relation to others. The Stoics impugned the ties of family, friendship, and nationality so that they recognized only the universal form of man. But man is man only through situations whose particularity is precisely a universal fact. There are men who expect help from certain men and not from others, and these expectations define privileged lines of action. It is fitting that the negro fight for the negro, the Jew for the Jew, the proletarian for the proletarian, and the Spaniard in Spain. But the assertion of these particular solidarities must not contradict the will for universal solidarity and each finite undertaking must also be open on the totality of men.
But it is then that we find in concrete form the conflicts which we have described abstractly; for the cause of freedom can triumph only through particular sacrifices. And certainly there are hierarchies among the goods desired by men: one will not hesitate to sacrifice the comfort, luxury, and leisure of certain men to assure the liberation of certain others; but when it is a question of choosing among freedoms, how shall we decide?
Let us repeat, one can only indicate a method here. The first point is always to consider what genuine human interest fills the abstract form which one proposes as the action’s end. Politics always puts forward Ideas: Nation, Empire, Union, Economy, etc. But none of these forms has value in itself; it has it only insofar as it involves concrete individuals. If a nation can assert itself proudly only to the detriment of its members, if a union can be created only to the detriment of those it is trying to unite, the nation or the union must be rejected. We repudiate all idealisms, mysticisms, etcetera which prefer a Form to man himself. But the matter becomes really agonizing when it is a question of a Cause which genuinely serves man. That is why the question of Stalinist politics, the problem of the relationship of the Party to the masses which it uses in order to serve them, is in the forefront of the preoccupations of all men of good will. However, there are very few who raise it without dishonesty, and we must first try to dispel a few fallacies.
The opponent of the U.S.S.R. is making use of a fallacy when, emphasizing the part of criminal violence assumed by Stalinist politics, he neglects to confront it with the ends pursued. Doubtless, the purges, the deportations, the abuses of the occupation, and the police dictatorship surpass in importance the violences practised by any other country; the very fact that there are a hundred and sixty million inhabitants in Russia multiplies the numerical coefficient of the injustices committed. But these quantitative considerations are insufficient. One can no more judge the means without the end which gives it its meaning than he can detach the end from the means which defines it. Lynching a negro or suppressing a hundred members of the opposition are two analogous acts. Lynching is an absolute evil; it represents the survival of an obsolete civilization, the perpetuation of a struggle of races which has to disappear; it is a fault without justification or excuse. Suppressing a hundred opponents is surely an outrage, but it may have meaning and a reason; it is a matter of maintaining a regime which brings to an immense mass of men a bettering of their lot. Perhaps this measure could have been avoided; perhaps it merely represents that necessary element of failure which is involved in any positive construction. It can be judged only by being replaced in the ensemble of the cause it serves.
But, on the other hand, the defender of the U.S.S.R. is making use of a fallacy when he unconditionally justifies the sacrifices and the crimes by the ends pursued; it would first be necessary to prove that, on the one hand, the end is unconditioned and that, on the other hand, the crimes committed in its name were strictly necessary. Against the death of Bukharin one counters with Stalingrad; but one would have to know to what effective extent the Moscow trials increased the chances of the Russian victory. One of the ruses of Stalinist orthodoxy is, playing on the idea of necessity, to put the whole of the revolution on one side of the scale; the other side will always seem very light. But the very idea of a total dialectic of history does not imply that any factor is ever determining; on the contrary, if one admits that the life of a man may change the course of events, it is that one adheres to the conception which grants a preponderant role to Cleopatra’s nose and Cromwell’s wart. One is here playing, with utter dishonesty, on two opposite conceptions of the idea of necessity: one synthetic, and the other analytic; one dialectic, the other deterministic. The first makes History appear as an intelligible becoming within which the particularity of contingent accidents is reabsorbed; the dialectical sequence of the moments is possible only if there is within each moment an indetermination of the particular elements taken one by one. If, on the contrary, one grants the strict determinism of each casual series, one ends in a contingent and disordered vision of the ensemble, the conjunction of the series being brought about by chance. Therefore, a Marxist must recognize that none of his particular decisions involves the revolution in its totality; it is merely a matter of hastening or retarding its coming, of saving himself the use of other and more costly means. That does not mean that he must retreat from violence but that he must not regard it as justified a priori by its ends. If he considers his enterprise in its truth, that is, in its finiteness, he will understand that he has never anything but a finite stake to oppose to the sacrifices which he calls for, and that it is an uncertain stake. Of course, this uncertainty should not keep him from pursuing his goals; but it requires that one concern himself in each case with finding a balance between the goal and its means.
Thus, we challenge every condemnation as well as every a priori justification of the violence practised with a view to a valid end. They must be legitimized concretely. A calm, mathematical calculation is here impossible. One must attempt to judge the chances of success that are involved in a certain sacrifice; but at the beginning this judgment will always be doubtful; besides, in the face of the immediate reality of the sacrifice, the notion of chance is difficult to think about. On the one hand, one can multiply a probability infinitely without ever reaching certainty; but yet, practically, it ends by merging with this asymptote: in our private life as in our collective life there is no other truth than a statistical one. On the other hand, the interests at stake do not allow themselves to be put into an equation; the suffering of one man, that of a million men, are incommensurable with the conquests realized by millions of others, present death is incommensurable with the life to come. It would be utopian to want to set up on the one hand the chances of success multiplied by the stake one is after, and on the other hand the weight of the immediate sacrifice. One finds himself back at the anguish of free decision. And that is why political choice is an ethical choice: it is a wager as well as a decision; one bets on the chances and risks of the measure under consideration; but whether chances and risks must be assumed or not in the given circumstances must be decided without help, and in so doing one sets up values. If in 1793 the Girondists rejected the violences of the Terror whereas a Saint-Just and a Robespierre assumed them, the reason is that they did not have the same conception of freedom. Nor was the same republic being aimed at between 1830 and 1840 by the republicans who limited themselves to a purely political opposition and those who adopted the technique of insurrection. In each case it is a matter of defining an end and realizing it, knowing that the choice of the means employed affects both the definition and the fulfillment.
Ordinarily, situations are so complex that a long analysis is necessary before being able to pose the ethical moment of the choice. We shall confine ourselves here to the consideration of a few simple examples which will enable us to make our attitude somewhat more precise. In an underground revolutionary movement when one discovers the presence of a stool-pigeon, one does not hesitate to beat him up; he is a present and future danger who has to be gotten rid of; but if a man is merely suspected of treason, the case is more ambiguous. We blame those northern peasants who in the war of 1914–18 massacred an innocent family which was suspected of signaling to the enemy; the reason is that not only were the presumptions vague, but the danger was uncertain; at any rate, it was enough to put the suspects into prison; while waiting for a serious inquiry it was easy to keep them from doing any harm. However, if a questionable individual holds the fate of other men in his hands, if, in order to avoid the risk of killing one innocent man, one runs the risk of letting ten innocent men die, it is reasonable to sacrifice him. We can merely ask that such decisions be not taken hastily and lightly, and that, all things considered, the evil that one inflicts be lesser than that which is being forestalled.
There are cases still more disturbing because there the violence is not immediately efficacious; the violences of the Resistance did not aim at the material weakening of Germany; it happens that their purpose was to create such a state of violence that collaboration would be impossible; in one sense, the burning of a whole French village was too high a price to pay for the elimination of three enemy officers; but those fires and the massacring of hostages were themselves parts of the plan; they created an abyss between the occupiers and the occupied. Likewise, the insurrections in Paris and Lyons at the beginning of the nineteenth century, or the revolts in India, did not aim at shattering the yoke of the oppressor at one blow, but rather at creating and keeping alive the meaning of the revolt and at making the mystifications of conciliation impossible. Attempts which are aware that one by one they are doomed to failure can be legitimized by the whole of the situation which they create. This is also the meaning of Steinbeck’s novel In Dubious Battle where a communist leader does not hesitate to launch a costly strike of uncertain success but through which there will be born, along with the solidarity of the workers, the consciousness of exploitation and the will to reject it.
It seems to me interesting to contrast this example with the debate in John Dos Passos’ The Adventures of a Young Man. Following a strike, some American miners are condemned to death. Their comrades try to have their trial reconsidered. Two methods are put forward: one can act officially, and one knows that they then have an excellent chance of winning their case; one can also work up a sensational trial with the Communist Party taking the affair in hand, stirring up a press campaign and circulating international petitions; but the court will be unwilling to yield to this intimidation. The party will thereby get a tremendous amount of publicity, but the miners will be condemned. What is a man of good will to decide in this case?
Dos Passos’ hero chooses to save the miners and we believe that he did right. Certainly, if it were necessary to choose between the whole revolution and the lives of two or three men, no revolutionary would hesitate; but it was merely a matter of helping along the party propaganda, or better, of increasing somewhat its chances of developing within the United States; the immediate interest of the C.P. in that country is only hypothetically tied up with that of the revolution; in fact, a cataclysm like the war has so upset the situation of the world that a great part of the gains and losses of the past have been absolutely swept away. If it is really men which the movement claims to be serving, in this case it must prefer saving the lives of three concrete individuals to a very uncertain and weak chance of serving a little more effectively by their sacrifice the mankind to come. If it considers these lives negligible, it is because it too ranges itself on the side of the formal politicians who prefer the Idea to its content; it is because it prefers itself, in its subjectivity, to the goals to which it claims to be dedicated. Besides, whereas in the example chosen by Steinbeck the strike is immediately an appeal to the freedom of the workers and in its very failure is already a liberation, the sacrifice of the miners is a mystification and an oppression; they are duped by being made to believe that an effort is being made to save their lives, and the whole proletariat is duped with them. Thus, in both examples, we find ourselves before the same abstract case: men are going to die so that the party which claims to be serving them will realize a limited gain; but a concrete analysis leads us to opposite moral solutions.
It is apparent that the method we are proposing, analogous in this respect to scientific or aesthetic methods, consists, in each case, of confronting the values realized with the values aimed at, and the meaning of the act with its content. The fact is that the politician, contrary to the scientist and the artist, and although the element of failure which he assumes is much more outrageous, is rarely concerned with making use of it. May it be that there is an irresistible dialectic of power wherein morality has no place? Is the ethical concern, even in its realistic and concrete form, detrimental to the interests of action? The objection will surely be made that hesitation and misgivings only impede victory. Since, in any case, there is an element of failure in all success, since the ambiguity, at any rate, must be surmounted, why not refuse to take notice of it? In the first number of the Cahiers d’Action a reader declared that once and for all we should regard the militant communist as “the permanent hero of our time” and should reject the exhausting tension demanded by existentialism; installed in the permanence of heroism, one will blindly direct himself toward an uncontested goal; but one then resembles Colonel de la Roque who unwaveringly went right straight ahead of him without knowing where he was going. Malaparte relates that the young Nazis, in order to become insensitive to the suffering of others, practised by plucking out the eyes of live cats; there is no more radical way of avoiding the pitfalls of ambiguity. But an action which wants to serve man ought to be careful not to forget him on the way; if it chooses to fulfill itself blindly, it will lose its meaning or will take on an unforeseen meaning; for the goal is not fixed once and for all; it is defined all along the road which leads to it. Vigilance alone can keep alive the validity of the goals and the genuine assertion of freedom. Moreover, ambiguity can not fail to appear on the scene; it is felt by the victim, and his revolt or his complaints also make it exist for his tyrant; the latter will then be tempted to put everything into question, to renounce, thus denying both himself and his ends; or, if he persists, he will continue to blind himself only by multiplying crimes and by perverting his original design more and more. The fact is that the man of action becomes a dictator not in respect to his ends but because these ends are necessarily set up through his will. Hegel, in his Phenomenology, has emphasized this inextricable confusion between objectivity and subjectivity. A man gives himself to a Cause only by making it his Cause; as he fulfills himself within it, it is also through him that it is expressed, and the will to power is not distinguished in such a case from generosity; when an individual or a party chooses to triumph, whatever the cost may be, it is their own triumph which they take for an end. If the fusion of the Commissar and the Yogi were realized, there would be a self-criticism in the man of action which would expose to him the ambiguity of his will, thus arresting the imperious drive of his subjectivity and, by the same token, contesting the unconditioned value of the goal. But the fact is that the politician follows the line of least resistance; it is easy to fall asleep over the unhappiness of others and to count it for very little; it is easier to throw a hundred men, ninety-seven of whom are innocent, into prison, than to discover the three culprits who are hidden among them; it is easier to kill a man than to keep a close watch on him; all politics makes use of the police, which officially flaunts its radical contempt for the individual and which loves violence for its own sake. The thing that goes by the name of political necessity is in part the laziness and brutality of the police. That is why it is incumbent upon ethics not to follow the line of least resistance; an act which is not destined, but rather quite freely consented to; it must make itself effective so that what was at first facility may become difficult. For want of internal criticism, this is the role that an opposition must take upon itself. There are two types of opposition. The first is a rejection of the very ends set up by a regime: it is the opposition of anti-fascism to fascism, of fascism to socialism. In the second type, the oppositionist accepts the objective goal but criticizes the subjective movement which aims at it; he may not even wish for a change of power, but he deems it necessary to bring into play a contestation which will make the subjective appear as such. Thereby he exacts a perpetual contestation of the means by the end and of the end by the means. He must be careful himself not to ruin, by the means which he employs, the end he is aiming at, and above all not to pass into the service of the oppositionists of the first type. But, delicate as it may be, his role is, nevertheless, necessary. Indeed, on the one hand, it would be absurd to oppose a liberating action with the pretext that it implies crime and tyranny; for without crime and tyranny there could be no liberation of man; one can not escape that dialectic which goes from freedom to freedom through dictatorship and oppression. But, on the other hand, he would be guilty of allowing the liberating movement to harden into a moment which is acceptable only if it passes into its opposite; tyranny and crime must be kept from triumphantly establishing themselves in the world; the conquest of freedom is their only justification, and the assertion of freedom against them must therefore be kept alive.
CONCLUSION
Is this kind of ethics individualistic or not? Yes, if one means by that that it accords to the individual an absolute value and that it recognizes in him alone the power of laying the foundations of his own existence. It is individualism in the sense in which the wisdom of the ancients, the Christian ethics of salvation, and the Kantian ideal of virtue also merit this name; it is opposed to the totalitarian doctrines which raise up beyond man the mirage of Mankind. But it is not solipsistic, since the individual is defined only by his relationship to the world and to other individuals; he exists only by transcending himself, and his freedom can be achieved only through the freedom of others. He justifies his existence by a movement which, like freedom, springs from his heart but which leads outside of him.
This individualism does not lead to the anarchy of personal whim. Man is free; but he finds his law in his very freedom. First, he must assume his freedom and not flee it; he assumes it by a constructive movement: one does not exist without doing something; and also by a negative movement which rejects oppression for oneself and others. In construction, as in rejection, it is a matter of reconquering freedom on the contingent facticity of existence, that is, of taking the given, which, at the start, is there without any reason, as something willed by man. A conquest of this kind is never finished; the contingency remains, and, so that he may assert his will, man is even obliged to stir up in the world the outrage he does not want. But this element of failure is a very condition of his life; one can never dream of eliminating it without immediately dreaming of death. This does not mean that one should consent to failure, but rather one must consent to struggle against it without respite.
Yet, isn’t this battle without victory pure gullibility? It will be argued that this is only a ruse of transcendance projecting before itself a goal which constantly recedes, running after itself on an endless treadmill; to exist for Mankind is to remain where one is, and it fools itself by calling this turbulent stagnation progress; our whole ethics does nothing but encourage it in this lying enterprise since we are asking each one to confirm existence as a value for all others; isn’t it simply a matter of organizing among men a complicity which allows them to substitute a game of illusions for the given world?
We have already attempted to answer this objection. One can formulate it only by placing himself on the grounds of an inhuman and consequently false objectivity; within Mankind men may be fooled; the word “lie” has a meaning by opposition to the truth established by men themselves, but Mankind can not fool itself completely since it is precisely Mankind which creates the criteria of true and false. In Plato, art is mystification because there is the heaven of Ideas; but in the earthly domain all glorification of the earth is true as soon as it is realized. Let men attach value to words, forms, colors, mathematical theorems, physical laws, and athletic prowess; let them accord value to one another in love and friendship, and the objects, the events, and the men immediately have this value; they have it absolutely. It is possible that a man may refuse to love anything on earth; he will prove this refusal and he will carry it out by suicide. If he lives, the reason is that, whatever he may say, there still remains in him some attachment to existence; his life will be commensurate with this attachment; it will justify itself to the extent that it genuinely justifies the world.
This justification, though open upon the entire universe through time and space, will always be finite. Whatever one may do, one never realizes anything but a limited work, like existence itself which tries to establish itself through that work and which death also limits. It is the assertion of our finiteness which doubtless gives the doctrine which we have just evoked its austerity and, in some eyes, its sadness. As soon as one considers a system abstractly and theoretically, one puts himself, in effect, on the plane of the universal, thus, of the infinite. That is why reading the Hegelian system is so comforting. I remember having experienced a great feeling of calm on reading Hegel in the impersonal framework of the Bibliothèque Nationale in August 1940. But once I got into the street again, into my life, out of the system, beneath a real sky, the system was no longer of any use to me: what it had offered me, under a show of the infinite, was the consolations of death; and I again wanted to live in the midst of living men. I think that, inversely, existentialism does not offer to the reader the consolations of an abstract evasion: existentialism proposes no evasion. On the contrary, its ethics is experienced in the truth of life, and it then appears as the only proposition of salvation which one can address to men. Taking on its own account Descartes’ revolt against the evil genius, the pride of the thinking reed in the face of the universe which crushes him, it asserts that, despite his limits, through them, it is up to each one to fulfill his existence as an absolute. Regardless of the staggering dimensions of the world about us, the density of our ignorance, the risks of catastrophes to come, and our individual weakness within the immense collectivity, the fact remains that we are absolutely free today if we choose to will our existence in its finiteness, a finiteness which is open on the infinite. And in fact, any man who has known real loves, real revolts, real desires, and real will knows quite well that he has no need of any outside guarantee to be sure of his goals; their certitude comes from his own drive. There is a very old saying which goes: “Do what you must, come what may.” That amounts to saying in a different way that the result is not external to the good will which fulfills itself in aiming at it. If it came to be that each man did what he must, existence would be saved in each one without there being any need of dreaming of a paradise where all would be reconciled in death.