1 The number of beneficial holders of stock held in “street name” will be considered in addition to holders of record. The Exchange will make any necessary check of such holdings. †Shares held by directors, officers, or their immediate families and other concentrated holdings of 10 percent or more are excluded in calculating the number of publicly held shares. ‡If the unit of trading is less than 100 shares, the requirement relating to number of publicly held shares shall be reduced proportionately.
2 The phrase fundamental analysis is also applied to a way of analyzing the economy. By studying inventories, inflation, and interest rates, fundamental analysts attempt to forecast future economic conditions.