INDEX
Page numbers refer to the print edition but are hyperlinked to the appropriate location in the e-book.
Page numbers in italics represent figures or tables.
Abbreviated New Drug Application (ANDA), 191–92, 19293, 215; for companies, 196–98, 19798; exclusivity of, 201, 2024, 215; FDA and, 193–94, 194; patent certification, 195–96, 196. See also Food and Drug Administration
acceptance, in enforceable contracts, 229, 22930
adjustments: patent term extensions and, 73, 7374; of patent term, 71–73, 7274
affirmative right, 13
affordability, of small-molecule drugs, 180; of biologic drugs, 207–8
Affordable Care Act, 210. See also Biologics Price Competition and Innovation Act
agendas, for inventorship, 97, 9798
agreements, 6; confidentiality, 243–45, 24548; in contract law, 242–43; MTAs, 226, 248–50, 25152; for research, 24748. See also collaboration agreements; patent license agreements
Alice Corp. v. CLS Bank, 32, 157–58
American Type Culture Collection (ATCC), 50, 52
AMP v. Myriad, 157–58, 159
anatomy, of contracts, 236–40
ANDA. See Abbreviated New Drug Application
antiretroviral drug azidothymidine (AZT), 89–90, 90
appeals: in courts, 8; Patent Trial and Appeal Board, 128, 128
applications: for biosimilars, 219–20, 22022, 222; under BPCI Act, 212, 217–19; CIPs, 79, 83–86, 8487; continuations, 79, 81, 8283, 87; dates in, 42, 52; unreasonable delays by Patent Office for, 71–72; divisionals, 66, 79–80, 8081, 87; for drug approval, 174; examination of, 65–68, 6669; expert declarations in prosecution of, 69; for FDA approval, 71, 220; filing of, 42, 52, 60–63, 6364; §505(b)(2) applications, 193–96, 194, 196, 199, 213; INDs, 166–67, 16871, 170, 177, 17879, 268; internationally, 149; inventions in, 65–66, 6667; licensing of, 253; nonprovisional, 61, 63, 8082; parent, 67, 81, 81, 83, 8385; for patents, 35, 60–61, 228; PCT, 61–63; pending, 67; prior-art references in, 3940; provisional, 61, 63, 64, 7273; substantive examination of, 67–68, 6869; tactical considerations for, 63, 6364; in U.S., 3637, 37
approved drugs, new indications for, 175–76
articles of manufacture, 29
ATCC. See American Type Culture Collection
attainment, in education, 42–43
attorneys: clients and, 3, 13132; drafting by, 241; education and, 4–5; informed beliefs by, 129–30; procedural nuances for, 6; in process of defining inventions, 58–59
at will termination, 281
authorship, distinguished from conception, 91, 9192
AZT. See antiretroviral drug azidothymidine
bidirectional patent licenses, 253
biobetters, 219–20, 22022, 222
biologic drugs: affordability of, 207–8; exclusivity for, 217; for innovators, 176–77, 17779, 220, 22022, 222; regulatory law for, 215–16, 216. See also biobetters; biosimilars
biologics license application (BLA), 173, 177
Biologics Price Competition and Innovation Act (BPCI Act), 5; applications under, 212, 217–19; biosimilarity under, 212, 213; exclusivity under, 215; history of, 208, 210–11; interchangeability under, 214, 214; patent law and, 217–19
biosimilars: applications for, 219–20, 22022, 222; biosimilarity, 212, 213; competitor rewards from, 211–12, 21314, 214–15; economics of, 208; history of, 207–8; for innovators, 215–17, 216; patent law and, 217–19; small-molecule drugs and, 208–9; in U.S., 209–10
biotechnology. See specific topics
BLA. See biologics license application
blocking patents, 21, 2122, 23
BPCI Act. See Biologics Price Competition and Innovation Act
BRACAnalysis program, 158
breach, 232, 23233
Breakthrough Therapy approach, 173
broad scope, of patent claims, 15
bundles, of licensed patent rights, 254
Burroughs Wellcome v. Barr Laboratories, 89–90
business consequences, of incorrect inventorship, 98, 9899
candidates, for drugs, 244
CBER. See Center for Biologics Evaluation and Research
CDAs. See confidentiality
CDER. See Center for Drug Evaluation and Research
Center for Biologics Evaluation and Research (CBER), 167, 177
Center for Drug Evaluation and Research (CDER), 167, 177
certification, of patents, 195–96, 196
CFR. See Code of Federal Regulations
challenges, preemptive, 116, 126–28, 12728
CI. See clinical investigation
CIP. See continuation-in-part application
claims: in courts, 104, 1045, 137, 13738; coverage, 18; declaratory judgment action regarding, 126–27, 127; definiteness of, 55, 5556; scientific discovery supporting, 59; examination of, 69; inter partes review of, 128, 128; invalidity challenge of, 119, 12024, 121, 123; inventions in, 74–75; legal language of, 55; noninfringement and, 117, 11819; novelty of, 135, 13537; assertion of, 116–17, 117; in patent law, 5, 13, 15–18, 1621, 24–25, 2628; prior-art references against, 45; rejection of, 67–68; scope of, 21, 21, 11314; technology in, 18, 50; unenforceability of, 124–25, 12526; in U.S., 5051, 5356, 6869, 7677. See also infringement
clauses, of contracts, 236–37, 242, 254
clients: attorneys and, 3, 13132; in contract law, 240–41
clinical investigation (CI) exclusivity, 185–86, 186
clinical trials, 175; phase 1, 167–68, 16869; phase 3, 170–72, 17172; phase 2, 170, 170; for start-ups, 281; variations of, 172–73
Code of Federal Regulations (CFR), 8
co-exclusive patent licenses, 256
collaboration agreements, 6, 226, 238; in contract law, 270–71; costs of, 278–79; definitions for, 271–74, 27275; and intellectual property, 275–78, 27778; payments for, 279, 27980; profits from, 278–79; termination of, 280–83, 28283
commercial goals, in collaboration agreements, 271–72
commercial success, 43, 63; of biologic drugs, 176; disclosures and, 79; technology for, 145
common law, 8
companies, 13435; ANDAs for, 196–98, 19798; patent applications for, 87; business consequences regarding incorrect inventorship, 98, 9899; claims and, 113; in courts, 28; term extensions for, 74; FDA for, 70, 73; imbalances between, 271–72; INDs for, 171; infringement by, 27; nondisclosure for, 244–45; patent prosecution by, 11112; provisional applications for, 7273; scientists and, 22829; technical services for, 243; in U.S., 1034, 117. See also patent law; start-ups
competence, in enforceable contracts, 227
compositions: in inventions, 5960; in pharmaceutical industry, 29–30
compounds: in relation to definiteness, 55; in relation to written description, 50
comprising, in patent claims, 16, 16, 2627
conception: experimentation compared to, 93; of inventions, 89–90, 90; joint, 96, 97
conduct, inequitable, 125, 12526
confidentiality: agreements, 243–45, 24548; in contract law, 226, 239; of disclosures, 244; of information, 239, 243–44
congressional action, 31–32, 70
consideration, in enforceable contracts, 231, 231
consisting, in patent claims, 16–17, 17
constitutional law, 8
construing: of patent claims, 24–25, 2628; of contract terms, 238
continuation applications, 79, 81, 8283, 87
continuation-in-part application (CIP), 79, 83–86, 8487
contract law, 2; biotechnology agreements in, 242–43; anatomy in, 236–40; breach in, 232, 23233; clients in, 240–41; collaboration agreements in, 270–71; in enforceable contracts, 225–27, 22731, 229, 231; exclusivity in, 260; expiration in, 281–82; facts in, 250; legal language of, 236–37; milestone payments in, 268, 268; MTAs in, 248–50, 25152; CDAs in, 243; patent law and, 242–43; patent license agreements and, 252–53; payments in, 239, 266, 268; for pharmaceutical industry, 239–40; principles of note, 240–41; provisions in, 237, 242; remedies in, 233–35, 23436; risks in, 239–40; state powers and, 10
contributory infringement, 108, 1089
control, in contracts, 238, 273–74
controversy, in case or controversy, 127
copyright law, 9
costs, in collaboration agreements, 278–79
courts: Alice Corp. v. CLS Bank in, 32, 157–58; AMP v. Myriad in, 157–58, 159; appeals in, 8; Association for Molecular Pathology v. Myriad Genetics in, 32; Burroughs Wellcome v. Barr Laboratories in, 89–90; patent claims in, 104, 1045, 137, 13738; Diamond v. Chakrabarty in, 31; doctrine creation by, 75–76; doctrine of equivalents by, 110–11, 11115; federal courts and claim construction, 25; In re Wands in, 52; Markman v. Westview in, 25; Mayo Collaborative Services v. Prometheus Laboratories in, 31–32, 60, 157–58. See also Supreme Court
coverage, by patent claims, 18
credibility, as requirement of utility, 32–33; in life science, 35, 35
cure: for breach, 232, 23233; remedies in absence of, 233–35, 23436
damages: expectation and, 233, 234; reliance theory, 234–35, 235; restitution and, 235, 236
dates: filing of applications, 42, 52; priority, 188–89; split priority, 84; for patent term, 70
deceptive intent, 95–96
declaratory judgment actions, 126–27, 127
defenses, against patent infringement suits, 116–17, 11726, 119, 121, 123–25
definiteness, of patent claims, 55, 5556
definitions: for collaboration agreements, 271–74, 27275; in contracts generally, 237–38; in patents, 58–59, 5960
delays, unreasonable by Patent Office, 71–72
derivatives, in MTAs, 250
design around, third party patents, 132, 133
determination, of inventorship, 60, 90–95, 9195, 95–99, 96100
Diamond v. Chakrabarty, 31
direct infringement, 106, 106
disclosures: anticipation of invention and, 36–39; of confidential information, 243–45; grace periods and, 37; nondisclosure terms, 244–45; in parent patents, 83; sufficiency for patent documents, 49; by prior-art references, 38, 38
discovery, distinguished from invention, 59, 78
divisional applications, 87; for nonelected inventions, 66; with Patent Office, 79–80, 8081
doctrine of equivalents, 110–11, 11115
double patenting, 74–76, 7577
drafting, of contracts, 240–41
Drug Price Competition and Patent Term Restoration Act. See Hatch–Waxman Act
drugs: regulatory applications for, 174; approved, 175–76; candidates for, 244; delivery of, 5556, 164–65, 165; international law and, 264; licensing of, 260–61; orphan, 187, 187; postapproval studies of, 175; preclinical development of, 164–65, 165; RLDs, 191–98, 19294, 19698. See also specific drug types
due diligence, 244
duty of candor, 125
duty of confidentiality, 245, 246
economics: of biosimilars, 208; of collaboration agreements, 278–79; of new indications for approved drugs, 175–76; of patent filing strategies, 62–63; fixed royalty rates, 269; of generic drugs, 163–64; investment, 130, 13032; of licensing, 256; of litigation relating to collaboration agreements, 278; of patent portfolio management, 145, 14649, 150; contract damages, 235, 236. See also affordability
education, attainment regarding ordinary skill in the art, 42–43
elements, of claims, 18; of enforceable contracts, 226; taught in prior-art references, 42–43
EMA. See European Medicines Agency
emotion, in relation to inventorship, 89
enablement, 52, 5354
enforceable contracts, 225; acceptance in, 229, 22930; details of, 241; equitable remedies for, 233; lawful purposes in, 226, 227; legal capacity in, 227, 22829; mutual consideration in, 231, 231; offer and acceptance in, 229, 22930; unenforceability, 124–25, 12526
equitable remedies, 233
European biosimilars, 209–10
European Medicines Agency (EMA), 209–11
European Patent Organisation, 64
evergreening, 204–5, 2056
evidence: contrary, 44, 45, 47; extrinsic, 25; intrinsic, 25; totality of, 212, 213
examination: of applications, 65–68, 6669; as governed by MPEP, 9; prosecution and, 79–80; substantive, 67–68, 6869
exclusivity: of ANDAs, 201, 2024; of first licensed interchangeable biosimilar, 217; of licensed innovator biologics, 215–16, 216; CI, 185–86, 186; NCE, 184, 185, 194, 217; for orphan drugs, 187, 187; pediatric in relation to patents, 188–89, 18991; of patent license agreements, 254–56; pediatric, 187–88, 188; in regulatory law, 184–89, 18591
exemptions, to confidentiality obligations, 245
expectation, 233, 234
experimentation, undue in relation to enablement, 52, 53
expert declarations, for establishing utility, 47, 69
expiration, of contracts, 281–82
explanatory language, in claim construction, 25
extensions: patent term adjustment and, 70, 73; of patent term, 70, 71, 73, 183
extrinsic evidence, 25
families, of patents, 87–88, 14649
FDA. See Food and Drug Administration
FDCA. See Federal Food, Drug, and Cosmetic Act
federal courts, 9, 25
Federal Food, Drug, and Cosmetic Act (FDCA), 10
federal powers: U.S.C. as, 8; CFR as, 8; in courts, 9, 25; state powers and, 7–8
field of use, 255, 259–61, 26065
filing: of patent applications, 42, 52, 60–63, 6364; dates, 42, 52, 63; economics of, 62–63; of lawsuits under the Hatch–Waxman Act, 200–201; of continuing applications in the pharmaceutical industry, 86, 86
first licensed interchangeable biologics, 215
§505(b)(2) applications, 193–96, 194, 196, 199, 213
fixed royalty rates, 269
Food and Drug Administration (FDA), 5, 9–10, 163, 174–75, 183; approval applications for, 71, 220; for companies, 70, 73; EMA compared to, 209–11; first licensed interchangeable biologics for, 215; Food and Drug Administration Modernization Act, 187–88, 188; interchangeable biosimilars for, 214, 214; INDs for, 166–67, 16869, 17879, 268; for innovators, 174; NCE exclusivity for, 184, 185; Orange Book for, 191; RLDs for, 19294, 192–98, 19698; skinny labeling for, 196–98, 19798; trial sponsors for, 172–73. See also generic competitors; regulatory law
foreign patents, prosecution history of, 25
freedom-to-operate opinion (FTO), 138, 139, 140
Gazyva, 220
generic competitors: ANDAs for, 191–92, 19293, 201, 2024; evergreening as defense against, 204–5, 2056; §505(b)(2) applications for, 193–96, 194, 196; Hatch–Waxman litigation for, 199–201; safe harbor for, 198–99; skinny labeling for, 196–98, 19798; trademark protection as defense against, 206, 206
generic drugs: economics of, 163–64; Hatch–Waxman Act for, 182–83; history of, 181–82; pharmaceutical industry and, 5; regulatory law for, 180; in contrast to biosimilars, 212
goals: regarding inventorship, 92, 9293; regarding collaboration, 270–72
grace periods: invention disclosures and, 36; in international law, 37
grant clauses, 254
Hatch–Waxman Act, 5, 193; for price reductions, 210; relating to the patent dance, 217–19; CI exclusivity under, 185–86, 186; for generic drugs, 182–83; history of, 180–81; infringement under, 199; innovator’s market dominance and, 204; litigation under, 199–201; NCE exclusivity under, 184. See also Abbreviated New Drug Applications; Biologics Price Competition and Innovation Act
hindsight, regarding nonobviousness, 42
history: of biosimilars, 207–8; of BPCI Act, 208, 210–11; of prosecution for courts, 111; of generic drugs, 181–82; of Hatch–Waxman Act, 180–81; limiting prosecution history, 11415; of prosecution, 25, 78–79, 112
human effort, regarding patent eligibility, 30, 30
identical specifications, 80–81
imbalances, between parties to collaborations, 271–72
impermissible agendas, regarding inventorship, 97, 9798
importing: licensing and, 260, 260–61; into U.S., 252–53
improper inclusion, regarding inventorship, 98, 9899
inclusion, regarding inventorship, 96, 96, 98, 9899
IND. See investigational new drug application
indemnification, 239–40
indications, new for approved drugs, 175–76
inducement, to infringe, 107, 1078
industry: negotiations in, 240–41; patented technology and, 15; trade secrets in, 225. See also pharmaceutical industry
inequitable conduct, 125, 12526
information: confidential, 239, 243–44; data and, 248–49; in public domain, 36; published, 24; statutory exemption and, 36; technical, 140
informed beliefs, patent opinions and, 129–30
infringement, 18; by companies, 27; contributory, 108, 1089; defenses to, 116–17, 117; direct, 106, 106; doctrine of equivalents and, 110–11, 11115; under Hatch–Waxman Act, 199; inducement of, 107, 1078; legal requirements of, 24, 103–4, 1035, 109–10, 110; literal, 109–10, 110; litigation and, 101–3, 102; opinions, 133–34, 13435. See also noninfringement
inherency, anticipation by, 38–39
injunctions, 103
innovators, 70; profitability for, 182–83, 208–9; INDs for, 166–67; biologic drugs and, 176–77, 17779, 220, 22022, 222; biosimilars and, 215–17, 216; clinical trials for, 167–68, 16872, 170–73; new indications for approved drugs for, 175–76; biologics exclusivity for, 215–16, 216; FDA approval of NDAs by, 174; Hatch–Waxman Act and, 204; human testing for, 167; market dominance for, 204–6, 2056; postapproval monitoring of, 175; in pharmaceutical industry, 163–64, 181–82; research for, 164–65, 165; rewarding, 183–89, 18591, 191; RLDs for, 191. See also Biologics Price Competition and Innovation Act
inquiry, regarding MTAs, 249–50
In re Wands, 52
insubstantial differences, regarding doctrine of equivalents, 111
integrity, regarding contracts, 240, 242–43
intellectual contribution, regarding inventorship, 91, 9192
intellectual property, 238; collaboration agreements and, 275–78, 27778
interchangeability, 214, 214
international law: patent applications in, 149, 264; European biosimilars in, 209–10; grace periods in, 37; patent families and, 146, 14649; patent protection in, 6364; PCT applications in, 62–63, 71; patent domain in, 13–14; U.S. and, 2, 36
inter partes review, 128, 128
interpretation, claim construction in, 2627
intrinsic evidence, 25
invalidity: of claims, 119, 12024, 121, 123; patent opinions regarding, 135, 13537
inventions: in patent applications, 65–66, 6667; blocking patents for, 21, 2223, 23; in claims, 74–75; components of, 23; compositions in, 5960; conception of, 89–90, 90; continuing applications, 79; defining, 58–59, 5960; examination of, 57; experimentation and, 14; facets of, 78–79; inventorship determination for, 60, 90–95, 9195, 95–99, 96100; legal language for, 16–17, 1617; liability for omitting inventors, 99, 99100; licensing of, 255; mode of action for, 94–95, 9495; nonelected, 66; nonobviousness of, 42–43, 4348, 47; novelty of, 36–41, 3641; ownership of, 252–53; patent documents for, 49–50, 5051, 52, 5354, 55, 5556; patent eligibility for, 29–32, 30; patent law and, 9, 13–14, 29; in pharmaceutical industry, 65; protection of, 79; in U.S., 252–53; utility of, 32–33, 3335
investigational new drug application (IND), 166–67, 16871, 170, 177, 17879, 268
investment, regarding noninfringement opinions, 130, 13032
issuing, of patents, 69, 71–72
joint conception, 96, 97
joint patent rights, 276–78, 27678
judicial process: declaratory judgment actions, 126–27, 127; judges, 42–43; lawsuits in, 24; obviousness in, 43. See also lawsuits
know-how licenses, 253
knowledge: facts and, 50; opinions and, 129–30; in public domain, 152, 15254
laboratories, 249
lawful purpose, in enforceable contracts, 226, 227
lawsuits: filing of, under Hatch–Waxman Act, 200–201; regarding claim construction, 24
legal capacity, in enforceable contracts, 227, 22829
legal studies: contract law in, 5; for graduate students, 4; for scientists, 3–7; in U.S., 7–10
legal system, 1–2; contract law, 2; grace periods in, 36; hindsight in, 42; claim construction in, 2627; for nonattorneys, 4; patent law and, 2; regulatory law and, 2; for scientists, 5; surrender of rights in, 231
liability, for willfully omitting inventors, 99, 99100
licensing, 252; bidirectional patent licenses, 253; of drug patents, 260–61; economics of, 256; importing and, 260; of inventions, 255; multiple, 26263; nonexclusive licenses, 256, 25759; in patent law, 102, 236, 258; payments, 266, 268; for start-ups, 259; third-party licenses, 262. See also specific licenses
life sciences, establishing utility and, 35, 35
limitations, of claims, 18
limiting prosecution history, 11415
literal infringement, 109–10, 110
litigation: economics of, 278; Hatch–Waxman Act and, 199–201; infringement and, 101–3, 129; negative rights in, 103; unpredictability of, 25, 2628
locations, for filing patent applications, 64
machinery, 29–30
management, of patent portfolios, 145, 14649, 150
Manual of Patent Examining Procedure (MPEP), 9
manufacturers, 102, 274
marketing, 177, 204–6, 2056, 274
Markman v. Westview, 25
material transfer agreement (MTA), 226, 248–50, 25152
Mayo Collaborative Services v. Prometheus Laboratories, 31–32, 60, 157–58
medical devices, 7
milestone payments, 239, 268, 268, 279, 27980
mode of action, explaining in relation to inventorship, 94, 9495
modified derivatives, 250
monitoring, of innovators, 175
Monsanto Roundup Ready seeds, 31
MPEP. See Manual of Patent Examining Procedure
MTA. See material transfer agreement
multiple licensing, 26263
mutual assent, in enforceable contracts, 229
mutual consideration, in enforceable contracts, 226, 231, 231
narrow scope, regarding patent claims, 15
National Institutes of Health, 270
NCE. See new chemical entity
NDA. See new drug application
negative right: affirmative right and, 13; in litigation, 103; in patent law, 21, 2123, 23, 252–53
negotiations, 240–41
new chemical entity (NCE), 184, 185, 194, 217
new drug application (NDA), 173–77, 181. See also Food and Drug Administration
nonattorneys, 4
nondisclosure terms, 244–45
nonelected inventions, 66
nonexclusive licenses, 256, 25759
noninfringement: opinions and, 130, 13033, 132; of claims, 117, 11819, 122, 12224, 123
nonobviousness: of inventions, 42–43, 4348, 47; as requirement, 29
nonprovisional applications, 61, 63, 8082
novelty: regarding claims, 135, 13537; of inventions, 36–41, 3641; as requirement, 29
objective indicia, of obviousness, 43
obligations, contractual, 232, 23233, 237, 281–82, 282
obviousness, 42–43, 4346, 135, 13536; double patenting and, 75–76, 7677; submitting evidence against, 47, 4748
offer, in enforceable contracts, 229, 22930;
office actions, 67–68
omission, of inventors, 96, 96, 98, 98100
OncoMouse model, 31
opinions: FTO, 138, 139, 140; infringement, 133–34, 13435; invalidity, 135, 13537; knowledge and, 129–30; noninfringement, 130, 13033, 132; reliance on, 140–41; validity, 137, 13738
oral contracts, 225
oral testimony, 47
Orange Book, 191, 195, 198
ordinary skill, 42, 44
orphan drugs, 187, 187
ownership, of patents, 101–3; in contract law, 238; control and, 273–74; MTAs and, 249, 251
paper NDAs, 181
parent patent applications, 67, 81, 81, 83, 8485
partnerships, 259
Patent Cooperation Treaty (PCT): applications, 61–63; dates of, 63, 64; with international law, 62–63, 71; prosecution of, 57; in U.S., 7273
patent law, 2, 52, 60–61; inventorship agendas in, 97, 9798; biosimilars in, 217–19; BPCI Act and, 217–19; business consequences of incorrect inventorship and, 98, 9899; certification and, 195–96, 196; preemptive challenges in, 116, 126–28, 12728; claims in, 13, 15–18, 1621, 24–25, 2628; co-exclusive licenses, 256; contract law and, 242–43; defenses in, 116–17, 11726, 119, 121, 123–25; defining inventions in, 58–59, 5960; documents for, 49–50, 5051, 52, 5354, 55, 5556; double patenting, 74–76, 7577; eligibility, 29–32, 30, 67; experimentation in, 93, 9394; expert declarations in, 47; goals in, 92, 9293; hindsight in, 42; inherency in, 38–39; inventions and, 9, 13–14, 29, 239; inventorship determination in, 60; issuing in, 69, 71–72; joint patent rights, 276–78, 27678; licensing in, 102, 236, 258; MPEP, 9; negative rights in, 21, 2123, 23, 252–53; nonobviousness in, 42–43, 4347; inventor omission in, 99, 99100; ownership in, 101–3; patentability in, 30, 49, 119; Patent Act, 9; Patent and Trademark Office, 15; Patent Trial and Appeal Board, 128, 128; portfolios in, 3, 142–45, 14349, 150; prior-art references in, 38–39, 3840; protection by, 76; publications in, 41; research in, 94; risks in, 140; scientific events in, 58; for scientists, 67, 9192; secondary considerations in, 43; statutes in, 36; strategy in, 87–88; for Supreme Court, 60; terms in, 70–76, 7177, 183, 204–5; territoriality in, 267; textbooks for, 6–7; third-party patents, 132, 133, 143, 219; trade secrets in, 154–55, 15559, 157–58; in U.S., 29, 52, 256, 259–61, 26364. See also applications; opinions
patent license agreements, 102, 236; contract law and, 252–53; for drugs, 226–27, 228; exclusivity of, 254–56; field of use and, 259–61, 26065; grant clauses in, 254; nonexclusive licenses, 256, 25759; ownership in, 239, 249; payments in, 266, 268, 268; royalty payments, 269, 269; territory and, 264, 26566, 266; up-front payments in, 268, 268
payments: for collaboration, 279, 27980; in contract law, 239, 266, 268, 268; licensing, 266, 268, 268; milestone, 239, 268, 268, 279, 27980; royalty, 269, 269; up-front, 268, 268
PCT. See Patent Cooperation Treaty
pediatric exclusivity, 187–88, 188
pending applications, 67
permanent injunctions, 103
permission, as a role of patent licenses, 253
Pfizer, 209–10
pharmaceutical industry: AZT for, 89–90, 90; biologic drugs for, 176–77, 17779; collaborative agreements in, 27475; commercial success in, 63; compositions in, 29–30; contract law for, 239–40; discovery in, 78; elution profiles in, 46; filing patent applications in, 86, 86; generic drugs and, 5; innovators in, 163–64, 181–82; inventions in, 65; portfolios for, 259; prior-art references in, 46; regulatory law for, 180–83; scientists with, 3435; small-molecule drugs for, 164–68, 165, 16872, 170–76; technology and, 57; terminology for, 55; in U.S., 61
phases. See clinical trials
portfolios, patent, 3, 142–45, 14349, 150, 259
postapproval studies, of drugs, 175
preambles, of claims, 16
preclinical development, 164–65, 165
predictability, regarding enablement, 53
principles of note, regarding contracts, 240–41
prior-art references, 39; anticipation by, 39, 3941; enabling disclosures by, 38, 38; elements in, 42–43; in pharmaceutical industry, 46
priority dates, 61–62
Priority Review, 173
profits: from collaboration agreements, 278–79; maximization of, 264
prosecution: examination and, 79–80; patent-term adjustment formulas in, 72; history of, 25, 112; limiting history of, 11415
protection: regarding CIPs, 85; in international law, 6364; of inventions, 79; by trademarks, 206, 206
provisional applications, 61, 63, 64, 7273
provisions: in contract law, 237, 242; ownership and, 238; regarding patent law, 275–76
public domain: disclosures in, 37, 3738; information in, 36; knowledge in, 152, 15254; publications in, 37, 4041, 4345, 60–61, 12021
published information, 24
quid pro quo, patents and, 14
rates, royalty, 269
reasonable expectations, nonobviousness and, 43
recitals, in contracts, 237
reference listed drug (RLD), 191–98, 19294, 19698
regional stage, PCT applications and, 63
regular patent applications, 61
regulatory law, 2, 5, 9–10; biobetters in, 219–20, 22022, 222; for biologic drugs, 215–16, 216; congressional intervention and, 70; exclusivity in, 184–89, 18591; for generic drugs, 180; history of, 211–12; innovators in, 70; for pharmaceutical industry, 180–83; in U.S., 163–64. See also innovators
rejections: of claims, 67–68; in examination, 75
reliance, on patent opinions, 140–41
reliance theory, 234–35, 235
remedies: expectation and, 233, 234; reliance theory, 234–35, 235; restitution as, 235, 236
requirements: for claims, 119; nonobviousness as, 29; novelty as, 29; for patent documents, 49; quid pro quo relating to enablement, 52; restriction, 65–66, 66; utility as, 29
research: agreements for, 24748; for innovators, 164–65, 165; by start-ups, 257; at universities, 94
restitution, 235, 236
restriction requirements, 65–66, 66, 74
reviews, by FDA, 173
rewarding, of innovators, 183–89, 18591, 191
rewards, for biosimilars, 211–12, 21314, 214–15
risks, of relying on patent opinions, 140; for attorneys, 129; in contract law, 239–40
RLD. See reference listed drug
royalties, 239, 269, 269
safe harbor, 198–99
sales activities, patent filing strategy and, 64
science: commercial goals in, 270–71; education in, 3; fields of, 42; infrastructure for, 1; inquiry in, 249–50; journals for, 36; legal system and, 5; nonprofit world of, 248–49; scientifically neutral statutory language, 30–31; scientific events, 58; skill in, 32–33
scientists: patent applications for, 4748; companies and, 22829; confidentiality for, 24647; credibility for, 3435; diagnostic methods by, 66; education for, 6; evidence by, 48; experimentation by, 27273; journals for, 3738; laboratories and, 249; legal studies for, 3–7; MTAs for, 25152; offer and acceptance by, 230; patent law for, 67, 9192; pharmaceutical inventions and, 3435; at universities, 25152; written contracts for, 22930
scope: of claims, 18, 1821, 21, 24, 11314; of collaborative agreements, 274; complexity and, 279; of grant clauses, 254–55; legal language and, 18, 1821; of MTAs, 250
screening, 244, 24748
secondary considerations, 43
secrecy. See trade secrets
shortening, of patent term, 77
side effects, 170, 170
skill: written description and, 50; persons of, 53; persons of ordinary skill, 42, 44; in science, 32–33; enablement and, 52
skinny labeling, 196–98, 19798
small-molecule drugs, 164–68, 165, 16872, 170–76; biosimilars and, 208–9; as generic, 212; Hatch–Waxman Act for, 207
specifications, identical, 80, 80, 81, 8283
specificity, for utility, 32, 34; of dosing regimens, 54
split priority dates, 84
start-ups, 129, 13435; agendas for, 97, 9798; clinical trials for, 281; licensing for, 259; research tools by, 257; screening libraries by, 24748; in U.S., 142–43, 14345, 24546
state powers: contract law and, 10; federal powers and, 7–8
statutory double patenting, 75, 75
statutory exemption to prior art, 36, 36
strategy, patent family creation and, 87–88
structural features, written description and, 5051
substantial utility. See utility
substantive examination, 67–68, 6869
successors, contractual obligations and, 240
Supreme Court: Alice Corp. v. CLS Bank for, 32; Association for Molecular Pathology v. Myriad Genetics for, 32; Diamond v. Chakrabarty for, 31; Markman v. Westview for, 25; Mayo Collaborative Services v. Prometheus Laboratories, 31–32, 157–58; patent categories for, 30–31; patent law for, 60
surrender, legal rights, 231
tactical considerations, patent prosecution and, 63, 6364
tangible property, 275–76
technical information, 140
technical services, 243
technology: written description and, 50; for commercial success, 145; claim coverage of, 18; facets of, 151; industry and, 15; investment in, 130, 13032; conception and, 94–95, 9495; medical devices, 7; trade secrets and, 154–55, 15557; pharmaceutical industry and, 57; infringement and, 103
temporary injunctions, 103
terminal disclaimers, 75–76, 7677
termination: of collaboration agreements, 280–83, 28283; of contracts, 240
terms: adjustments of, 71–73, 7274; construing, 238; double patenting and, 74–76, 7577; extensions of, 70, 71, 7374, 183, 204–5; nondisclosure, 244–45; shortening of, 77
territoriality, 13, 255, 267
territory, 264, 266, 266
testimony, 47
third-party licenses, 262
third-party patents, 132, 133, 143, 219
totality of evidence, 212, 213
trademarks: Patent and Trademark Office, U.S., 15; protection by, 206, 206
trade secrets, 9; in industry, 225; legal language for, 151–52, 15254; patent law and, 154–59
trial sponsors, clinical, 171, 172–73
twenty-year rule, 70
unenforceability, 124–25, 12526
United States (U.S.): Affordable Care Act in, 210–211; Biologics Price Competition and Innovation Act in, 5; biosimilars in, 209–10; bundles of patent rights in, 254; claims in, 5051, 5356, 6869, 7677; companies in, 1034, 117; constitutional law in, 8; prior-art disclosures in, 120; economics in, 208; exclusive licensing in, 25758; federal courts in, 25; Food and Drug Administration Modernization Act in, 187–88, 188; Hatch–Waxman Act in, 5; importing into, 252–53; infringement in, 141; international law and, 2, 36; inventions in, 252–53; legal studies in, 7–10; MPEP in, 9; Orphan Drug Act in, 187, 187; patent applications in, 3637, 37; patent law in, 29, 52, 256, 259–61, 26364; Patent Office in, 15, 62, 65, 71–72, 78–80, 8081, 126, 128; PCT in, 7273; pharmaceutical industry in, 61; protection of technology in, 151–52; regulatory law in, 163–64; start-ups in, 142–43, 14345, 24546; third-party licenses in, 262; twenty-year rule in, 70; validity presumed in, 95–96. See also Food and Drug Administration
United States Code (U.S.C.), 8
unity requirements, 65
universities, 94, 143, 14345, 25152, 272
unjust enrichment, 235
unmodified derivatives, 250
unpredictability, claim construction and, 25, 2628
unpublished data, know-how licenses and, 253
up-front payments, 268, 268
U.S. See United States
U.S.C. See United States Code
utility: of inventions, 32–33, 3335; nonobviousness and, 47; as requirement, 29
validity, presumption of, 95–96; opinions, 137, 13738; ownership and, 151–52
valuation, patent portfolios and, 150
variant of unknown significance (VUS), 15859
variations, of clinical trials, 172–73
VUS. See variant of unknown significance
warranties, 239
written contracts, 225, 22930
written description, 49–50, 5051, 52