APPENDIX

KOCH INDUSTRIES’ GUIDING PRINCIPLES

1.  INTEGRITY

Have the courage to always act with integrity.

2.  STEWARDSHIP AND COMPLIANCE

Act with proper regard for the rights of others. Put safety first. Drive environmental excellence and comply with all laws and regulations. Stop, think, and ask.

3.  PRINCIPLED ENTREPRENEURSHIPTM

Practice a philosophy of mutual benefit. Create superior value for the company by doing so for our customers and society. Help make Koch the preferred partner of customers, employees, suppliers, communities, and other important constituencies.

4.  TRANSFORMATION

Transform yourself and the company. Seek, develop, and utilize the visions, strategies, methods, and products that will enable us to create the greatest value.

5.  KNOWLEDGE

Acquire the best knowledge from any and all sources that will enable you to improve your performance. Share your knowledge proactively. Provide and solicit challenge consistently and respectfully.

6.  HUMILITY

Be humble, intellectually honest, and deal with reality constructively. Develop an accurate sense of self-worth based on your strengths, limitations, and contributions. Hold yourself and others accountable to these standards.

7.  RESPECT

Treat everyone with honesty, dignity, respect, and sensitivity. Embrace different perspectives, experiences, aptitudes, knowledge, and skills in order to leverage the power of diversity.

8.  SELF-ACTUALIZATION

Be a lifelong learner and realize your potential, which is essential for fulfillment. As you become increasingly self-actualized, you will better deal with reality, face the unknown, creatively solve problems, and help others succeed.