RALPH ELLISON

Ralph Ellison (1914–1994) studied music at Tuskegee Institute and eventually moved to New York, where he wrote his masterpiece, Invisible Man, which not only won the National Book Award but was later voted in a poll the most important American novel since World War II. Ellison’s middle name was Waldo—he’d been named after Ralph Waldo Emerson—and he lived up to that suggestion with two splendid essay collections, Shadow and Act and Going to the Territory. While the literary world waited in vain for him to publish a second novel (Juneteenth, left unfinished), he refuted F. Scott Fitzgerald’s claim that there are no second acts in American lives by switching genres and achieving a generous, full-bodied, expressive essay style, as demonstrated in the piece below.

What America Would Be Like Without Blacks

(1970)

The fantasy of an America free of blacks is at least as old as the dream of creating a truly democratic society. While we are aware that there is something inescapably tragic about the cost of achieving our democratic ideals, we keep such tragic awareness segregated to the rear of our minds. We allow it to come to the fore only during moments of great national crisis.

On the other hand, there is something so embarrassingly absurd about the notion of purging the nation of blacks that it seems hardly a product of thought at all. It is more like a primitive reflex, a throwback to the dim past of tribal experience, which we rationalize and try to make respectable by dressing it up in the gaudy and highly questionable trappings of what we call the “concept of race.” Yet, despite its absurdity, the fantasy of a blackless America continues to turn up. It is a fantasy born not merely of racism but of petulance, of exasperation, of moral fatigue. It is a boil bursting forth from impurities in the bloodstream of democracy.

In its benign manifestations, it can be outrageously comic—as in the picaresque adventures of Percival Brownlee who appears in William Faulkner’s story “The Bear.” Exasperating to his white masters because his aspirations and talents are for preaching and conducting choirs rather than for farming, Brownlee is “freed” after much resistance and ends up as the prosperous proprietor of a New Orleans brothel. In Faulkner’s hands, the uncomprehending drive of Brownlee’s owners to “get shut” of him is comically instructive. Indeed, the story resonates certain abiding, tragic themes of American history with which it is interwoven, and which are causing great turbulence in the social atmosphere today. I refer to the exasperation and bemusement of the white American with the black, the black American’s ceaseless (and swiftly accelerating) struggle to escape the misconceptions of whites, and the continual confusing of the black American’s racial background with his individual culture. Most of all, I refer to the recurring fantasy of solving one basic problem of American democracy by “getting shut” of the blacks through various wishful schemes that would banish them from the nation’s bloodstream, from its social structure, and from its conscience and historical consciousness.


This fantastic vision of a lily-white America appeared as early as 1713, with the suggestion of a white “native American,” thought to be from New Jersey, that all the Negroes be given their freedom and returned to Africa. In 1777, Thomas Jefferson, while serving in the Virginia legislature, began drafting a plan for the gradual emancipation and exportation of the slaves. Nor were Negroes themselves immune to the fantasy. In 1815, Paul Cuffe, a wealthy merchant, shipbuilder, and landowner from the New Bedford area, shipped and settled at his own expense thirty-eight of his fellow Negroes in Africa. It was perhaps his example that led in the following year to the creation of the American Colonization Society, which was to establish in 1821 the colony of Liberia. Great amounts of cash and a perplexing mixture of motives went into the venture. The slaveowners and many Border-state politicians wanted to use it as a scheme to rid the country not of slaves but of the militant free Negroes who were agitating against the “peculiar institution.” The abolitionists, until they took a lead from free Negro leaders and began attacking the scheme, also participated as a means of righting a great historical injustice. Many blacks went along with it simply because they were sick of the black and white American mess and hoped to prosper in the quiet peace of the old ancestral home.

Such conflicting motives doomed the Colonization Society to failure, but what amazes one even more than the notion that anyone could have believed in its success is the fact that it was attempted during a period when the blacks, slave and free, made up eighteen percent of the total population. When we consider how long blacks had been in the New World and had been transforming it and being Americanized by it, the scheme appears not only fantastic, but the product of a free-floating irrationality. Indeed, a national pathology.

Nevertheless, some of the noblest of Americans were bemused. Not only Jefferson but later Abraham Lincoln was to give the scheme credence. According to historian John Hope Franklin, Negro colonization seemed as important to Lincoln as emancipation. In 1862, Franklin notes, Lincoln called a group of prominent free Negroes to the White House and urged them to support colonization, telling them, “Your race suffers greatly, many of them by living among us, while ours suffers from your presence. If this is admitted, it affords a reason why we should be separated.”

In spite of his unquestioned greatness, Abraham Lincoln was a man of his times and limited by some of the less worthy thinking of his times. This is demonstrated both by his reliance upon the concept of race in his analysis of the American dilemma and by his involvement in a plan of purging the nation of blacks as a means of healing the badly shattered ideals of democratic federalism. Although benign, his motive was no less a product of fantasy. It envisaged an attempt to relieve an inevitable suffering that marked the growing pains of the youthful body politic by an operation which would have amounted to the severing of a healthy and indispensable member.

Yet, like its twin, the illusion of secession, the fantasy of a benign amputation that would rid the country of black men to the benefit of a nation’s health not only persists; today, in the form of neo-Garveyism, it fascinates black men no less than it once hypnotized whites. Both fantasies become operative whenever the nation grows weary of the struggle toward the ideal of American democratic equality. Both would use the black man as a scapegoat to achieve a national catharsis, and both would, by way of curing the patient, destroy him.

What is ultimately intriguing about the fantasy of “getting shut” of the Negro American is the fact that no one who entertains it seems ever to have considered what the nation would have become had Africans not been brought to the New World, and had their descendants not played such a complex and confounding role in the creation of American history and culture. Nor do they appear to have considered with any seriousness the effect upon the nation of having any of the schemes for exporting blacks succeed beyond settling some fifteen thousand or so in Liberia.

We are reminded that Daniel Patrick Moynihan, who has recently aggravated our social confusion over the racial issue while allegedly attempting to clarify it, is co-author of a work which insists that the American melting pot didn’t melt because our white ethnic groups have resisted all assimilative forces that appear to threaten their identities. The problem here is that few Americans know who and what they really are. That is why few of these groups—or at least few of the children of these groups—have been able to resist the movies, television, baseball, jazz, football, drum-majoretting, rock, comic strips, radio commercials, soap operas, book clubs, slang, or any of a thousand other expressions and carriers of our pluralistic and easily available popular culture. And it is here precisely that ethnic resistance is least effective. On this level the melting pot did indeed melt, creating such deceptive metamorphoses and blending of identities, values, and life-styles that most American whites are culturally part Negro American without even realizing it.

If we can resist for a moment the temptation to view everything having to do with Negro Americans in terms of their racially imposed status, we become aware of the fact that for all the harsh reality of the social and economic injustices visited upon them, these injustices have failed to keep Negroes clear of the cultural mainstream; Negro Americans are in fact one of its major tributaries. If we can cease approaching American social reality in terms of such false concepts as white and nonwhite, black culture and white culture, and think of these apparently unthinkable matters in the realistic manner of Western pioneers confronting the unknown prairie, perhaps we can begin to imagine what the United States would have been, or not been, had there been no blacks to give it—if I may be so bold as to say—color.

For one thing, the American nation is in a sense the product of the American language, a colloquial speech that began emerging long before the British colonials and Africans were transformed into Americans. It is a language that evolved from the king’s English but, basing itself upon the realities of the American land and colonial institutions—or lack of institutions, began quite early as a vernacular revolt against the signs, symbols, manners, and authority of the mother country. It is a language that began by merging the sounds of many tongues, brought together in the struggle of diverse regions. And whether it is admitted or not, much of the sound of that language is derived from the timbre of the African voice and the listening habits of the African ear. So there is a de’z and do’z of slave speech sounding beneath our most polished Harvard accents, and if there is such a thing as a Yale accent, there is a Negro wail in it—doubtlessly introduced there by Old Yalie John C. Calhoun, who probably got it from his mammy.

Whitman viewed the spoken idiom of Negro Americans as a source for a native grand opera. Its flexibility, its musicality, its rhythms, freewheeling diction, and metaphors, as projected in Negro American folklore, were absorbed by the creators of our great nineteenth-century literature even when the majority of blacks were still enslaved. Mark Twain celebrated it in the prose of Huckleberry Finn; without the presence of blacks, the book could not have been written. No Huck and Jim, no American novel as we know it. For not only is the black man a co-creator of the language that Mark Twain raised to the level of literary eloquence, but Jim’s condition as American and Huck’s commitment to freedom are at the moral center of the novel.

In other words, had there been no blacks, certain creative tensions arising from the cross-purposes of whites and blacks would also not have existed. Not only would there have been no Faulkner; there would have been no Stephen Crane, who found certain basic themes of his writing in the Civil War. Thus, also, there would have been no Hemingway, who took Crane as a source and guide. Without the presence of Negro American style, our jokes, our tall tales, even our sports would be lacking in the sudden turns, the shocks, the swift changes of pace (all jazz-shaped) that serve to remind us that the world is ever unexplored, and that while a complete mastery of life is mere illusion, the real secret of the game is to make life swing. It is its ability to articulate this tragic-comic attitude toward life that explains much of the mysterious power and attractiveness of that quality of Negro American style known as “soul.” An expression of American diversity within unity, of blackness with whiteness, soul announces the presence of a creative struggle against the realities of existence.

Without the presence of blacks, our political history would have been otherwise. No slave economy, no Civil War; no violent destruction of the Reconstruction; no K.K.K. and no Jim Crow system. And without the disenfranchisement of black Americans and the manipulation of racial fears and prejudices, the disproportionate impact of white Southern politicians upon our domestic and foreign policies would have been impossible. Indeed, it is almost impossible to conceive of what our political system would have become without the snarl of forces—cultural, racial, religious—that make our nation what it is today.

Absent, too, would be the need for that tragic knowledge which we try ceaselessly to evade: that the true subject of democracy is not simply material well-being but the extension of the democratic process in the direction of perfecting itself. And that the most obvious test and clue to that perfection is the inclusion—not assimilation—of the black man.


Since the beginning of the nation, white Americans have suffered from a deep inner uncertainty as to who they really are. One of the ways that has been used to simplify the answer has been to seize upon the presence of black Americans and use them as a marker, a symbol of limits, a metaphor for the “outsider.” Many whites could look at the social position of blacks and feel that color formed an easy and reliable gauge for determining to what extent one was or was not American. Perhaps that is why one of the first epithets that many European immigrants learned when they got off the boat was the term “nigger”—it made them feel instantly American. But this is tricky magic. Despite his racial difference and social status, something indisputably American about Negroes not only raised doubts about the white man’s value system but aroused the troubling suspicion that whatever else the true American is, he is also somehow black.

Materially, psychologically, and culturally, part of the nation’s heritage is Negro American, and whatever it becomes will be shaped in part by the Negro’s presence. Which is fortunate, for today it is the black American who puts pressure upon the nation to live up to its ideals. It is he who gives creative tension to our struggle for justice and for the elimination of those factors, social and psychological, which make for slums and shaky suburban communities. It is he who insists that we purify the American language by demanding that there be a closer correlation between the meaning of words and reality, between ideal and conduct, our assertions and our actions. Without the black American, something irrepressibly hopeful and creative would go out of the American spirit, and the nation might well succumb to the moral slobbism that has ever threatened its existence from within.

When we look objectively at how the dry bones of the nation were hung together, it seems obvious that some one of the many groups that compose the United States had to suffer the fate of being allowed no easy escape from experiencing the harsh realities of the human condition as they were to exist under even so fortunate a democracy as ours. It would seem that some one group had to be stripped of the possibility of escaping such tragic knowledge by taking sanctuary in moral equivocation, racial chauvinism, or the advantage of superior social status. There is no point in complaining over the past or apologizing for one’s fate. But for blacks, there are no hiding places down here, not in suburbia or in penthouse, neither in country nor in city. They are an American people who are geared to what is and who yet are driven by a sense of what it is possible for human life to be in this society. The nation could not survive being deprived of their presence because, by the irony implicit in the dynamics of American democracy, they symbolize both its most stringent testing and the possibility of its greatest human freedom.