CHAPTER 1

Human Hierarchy

THEY WEATHERED BRUTAL WINTERS, suffered diseases, and learned to cope with the resisting Native Americans. But nothing brought more destruction to Puritan settlements than the Great Hurricane of 1635. On August 16, 1635, the hurricane—today judged to be perhaps Category 3—thundered up the Atlantic Coast, brushing Jamestown and passing over eastern Long Island. The storm’s eye glanced at Providence to the east and moved inland, snatching up thousands of trees like weeds. In the seven-year-old Massachusetts Bay Colony, the hurricane smashed down English homes as if they were ants, before reaching the Atlantic Ocean and swinging knockout waves onto the New England shores.

Large ships from England transporting settlers and supplies were sitting ducks. Seamen anchored one ship, the James, off the coast of New Hampshire to wait out the hurricane. Suddenly, a powerful wave sliced the ship’s anchors and cables like an invisible knife. Seamen slashed the third cable in distress and hoisted sail to cruise back out to a safer sea. The winds smashed the new sail into “rotten rags,” recorded notable Puritan minister Richard Mather in his diary. As the rags disappeared into the ocean, so did hope.

Abducted now by the hurricane, the ship headed toward a mighty rock. All seemed lost. Richard Mather and fellow passengers cried out to the Lord for deliverance. Using “his own immediate good hand,” God guided the ship around the mighty rock, Mather later testified. The sea calmed. The crew hurriedly rigged the ship with new sails. The Lord blew “a fresh gale of wind,” allowing the captain to navigate away from danger. The battered James arrived in Boston on August 17, 1635. All one hundred passengers credited God for their survival. Richard Mather took the deliverance as a charge “to walk uprightly before him as long as we live.”1

As a Puritan minister, Richard Mather had walked uprightly through fifteen years of British persecution before embarking on the perilous journey across the Atlantic to begin life anew in New England. There, he would be reunited with his illustrious ministerial friend John Cotton, who had faced British persecution for twenty years in Boston, England. In 1630, Cotton had given the farewell sermon to hundreds of Puritan founders of New England communities, blessing their fulfillment of God’s prophetic vision. As dissenters from the Church of England, Puritans believed themselves to be God’s chosen piece of humanity, a special, superior people, and New England, their Israel, was to be their exceptional land.2

Within a week of the Great Hurricane, Richard Mather was installed as pastor of Dorchester’s North Church near the renowned North Church of the new Boston, which was pastored by John Cotton. Mather and Cotton then embarked on a sacred mission to create, articulate, and defend the New England Way. They used their pens as much as their pulpits, and they used their power as much as their pens and pulpits. They penned the colonies’ first adult and children’s books as part of this endeavor. Mather, in all likelihood, steered the selection of Henry Dunster to lead colonial America’s first college, Harvard’s forerunner, in 1640. And Cotton did not mind when Dunster fashioned Harvard’s curriculum after their alma mater, Cambridge, setting off an ideological trend. Like the founders of Cambridge and Harvard before them, the founders of William & Mary (1693), Yale (1701), the University of Pennsylvania (1740), Princeton (1746), Columbia (1754), Brown (1764), Rutgers (1766), and Dartmouth (1769)—the other eight colonial colleges—regarded ancient Greek and Latin literature as universal truths worthy of memorization and unworthy of critique. At the center of the Old and New England Greek library hailed the resurrected Aristotle, who had come under suspicion as a threat to doctrine among some factions in Christianity during the medieval period.3

In studying Aristotle’s philosophy, Puritans learned rationales for human hierarchy, and they began to believe that some groups were superior to other groups. In Aristotle’s case, ancient Greeks were superior to all non-Greeks. But Puritans believed they were superior to Native Americans, the African people, and even Anglicans—that is, all non-Puritans. Aristotle, who lived from 384 to 322 BCE, concocted a climate theory to justify Greek superiority, saying that extreme hot or cold climates produced intellectually, physically, and morally inferior people who were ugly and lacked the capacity for freedom and self-government. Aristotle labeled Africans “burnt faces”—the original meaning in Greek of “Ethiopian”—and viewed the “ugly” extremes of pale or dark skins as the effect of the extreme cold or hot climates. All of this was in the interest of normalizing Greek slaveholding practices and Greece’s rule over the western Mediterranean. Aristotle situated the Greeks, in their supreme, intermediate climate, as the most beautifully endowed superior rulers and enslavers of the world. “Humanity is divided into two: the masters and the slaves; or, if one prefers it, the Greeks and the Barbarians, those who have the right to command; and those who are born to obey,” Aristotle said. For him, the enslaved peoples were “by nature incapable of reasoning and live a life of pure sensation, like certain tribes on the borders of the civilized world, or like people who are diseased through the onset of illnesses like epilepsy or madness.”4

By the birth of Christ or the start of the Common Era, Romans were justifying their slaveholding practices using Aristotle’s climate theory, and soon the new Christianity began to contribute to these arguments. For early Christian theologians—whom Puritans studied alongside Aristotle—God ordained the human hierarchy. St. Paul introduced, in the first century, a three-tiered hierarchy of slave relations—heavenly master (top), earthly master (middle), enslaved (bottom). “He who was free when called is a slave of Christ,” he testified in 1 Corinthians. “Slaves” were to “obey in everything those that are your earthly masters, not with eyeservice as men-pleasers, but in singleness of heart, fearing the Lord.” In a crucial caveat in Galatians 3:28, St. Paul equalized the souls of masters and slaves as “all one in Christ Jesus.”

All in all, ethnic and religious and color prejudice existed in the ancient world. Constructions of races—White Europe, Black Africa, for instance—did not, and therefore racist ideas did not. But crucially, the foundations of race and racist ideas were laid. And so were the foundations for egalitarianism, antiracism, and antislavery laid in Greco-Roman antiquity. “The deity gave liberty to all men, and nature created no one a slave,” wrote Alkidamas, Aristotle’s rival in Athens. When Herodotus, the foremost historian of ancient Greece, traveled up the Nile River, he found the Nubians “the most handsome of peoples.” Lactantius, an adviser to Constantine I, the first Christian Roman emperor, announced early in the fourth century: “God who creates and inspires men wished them all to be fair, that is, equal.” St. Augustine, an African church father in the fourth and fifth centuries, maintained that “whoever is born anywhere as a human being, that is, as a rational mortal creature, however strange he may appear to our senses in bodily form or colour or motion or utterance, or in any faculty, part or quality of his nature whatsoever, let no true believer have any doubt that such an individual is descended from the one man who was first created.” However, these antislavery and egalitarian champions did not accompany Aristotle and St. Paul into the modern era, into the new Harvard curriculum, or into the New England mind seeking to justify slavery and the racial hierarchy it produced.5

When John Cotton drafted New England’s first constitution in 1636, Moses his judicials, he legalized the enslavement of captives taken in just wars as well as “such strangers as willingly selle themselves or are sold to us.” The New England way imitated the Old England way on slavery. Cotton reproduced the policies of his British peers close and far away. In 1636, Barbados officials announced that “Negroes and Indians that come here to be sold, should serve for Life, unless a Contract was before made to the contrary.”6

The Pequot War, the first major war between the New England colonists and the area’s indigenous peoples, erupted in 1637. Captain William Pierce forced some indigenous war captives onto the Desire, the first slaver to leave British North America. The ship sailed to the Isla de Providencia off Nicaragua, where “Negroes” were reportedly “being . . . kept as perpetuall servants.” Massachusetts governor John Winthrop recorded Captain Pierce’s historic arrival back into Boston in 1638, noting that his ship was hauling “salt, cotton, tobacco and Negroes.”7

The first generation of Puritans began rationalizing the enslavement of these “Negroes” without skipping a Christian beat. Their chilling nightmares of persecution were not the only hallucinations the Puritans had carried over the Atlantic waters in their minds to America. From the first ships that landed in Virginia in 1607, to the ships that survived the Great Hurricane of 1635, to the first slave ships, some British settlers of colonial America carried across the sea Puritan, biblical, scientific, and Aristotelian rationalizations of slavery and human hierarchy. From Western Europe and the new settlements in Latin America, some Puritans carried across their judgment of the many African peoples as one inferior people. They carried across racist ideas—racist ideas that preceded American slavery, because the need to justify African slavery preceded colonial America.

AFTER ARAB MUSLIMS conquered parts of North Africa, Portugal, and Spain during the seventh century, Christians and Muslims battled for centuries over the prize of Mediterranean supremacy. Meanwhile, below the Sahara Desert, the West African empires of Ghana (700–1200), Mali (1200–1500), and Songhay (1350–1600) were situated at the crossroads of the lucrative trade routes for gold and salt. A robust trans-Saharan trade emerged, allowing Europeans to obtain West African goods through Muslim intermediaries.

Ghana, Mali, and Songhay developed empires that could rival in size, power, scholarship, and wealth any in the world. Intellectuals at universities in Timbuktu and Jenne pumped out scholarship and pumped in students from around West Africa. Songhay grew to be the largest. Mali may have been the most illustrious. The world’s greatest globe-trotter of the fourteenth century, who trotted from North Africa to Eastern Europe to Eastern Asia, decided to see Mali for himself in 1352. “There is complete security in their country,” Moroccan Ibn Battuta marveled in his travel notes. “Neither traveler nor inhabitant in it has anything to fear from robbers or men of violence.”8

Ibn Battuta was an oddity—an abhorred oddity—among the Islamic intelligentsia in Fez, Morocco. Hardly any scholars had traveled far from home, and Battuta’s travel accounts threatened their own armchair credibility in depicting foreigners. None of Battuta’s antagonists was more influential than the intellectual tower of the Muslim world at that time, Tunisian Ibn Khaldun, who arrived in Fez just as Battuta returned from Mali. “People in the dynasty (in official positions) whispered to each other that he must be a liar,” Khaldun revealed in 1377 in The Muqaddimah, the foremost Islamic history of the premodern world. Khaldun then painted a very different picture of sub-Sahara Africa in The Muqaddimah: “The Negro nations are, as a rule, submissive to slavery,” Khaldun surmised, “because (Negroes) have little that is (essentially) human and possess attributes that are quite similar to those of dumb animals.” And the “same applies to the Slavs,” argued this disciple of Aristotle. Following Greek and Roman justifiers, Khaldun used climate theory to justify Islamic enslavement of sub-Saharan Africans and Eastern European Slavs—groups sharing only one obvious characteristic: their remoteness. “All their conditions are remote from those of human beings and close to those of wild animals,” Khaldun suggested. Their inferior conditions were neither permanent nor hereditary, however. “Negroes” who migrated to the cooler north were “found to produce descendants whose colour gradually turns white,” Khaldun stressed. Dark-skinned people had the capacity for physical assimilation in a colder climate. Later, cultural assimilationists would imagine that culturally inferior African people, placed in the proper European cultural environment, could or should adopt European culture. But first physical assimilationists like Khaldun imagined that physically inferior African people, placed in the proper cold environment, could or should adopt European physicality: white skin and straight hair.9

Ibn Khaldun did not intend merely to demean African people as inferior. He intended to belittle all the different-looking African and Slavic peoples whom the Muslims were trading as slaves. Even so, he reinforced the conceptual foundation for racist ideas. On the eve of the fifteenth century, Khaldun helped bolster the foundation for assimilationist ideas, for racist notions of the environment producing African inferiority. All an enslaver had to do was to stop justifying Slavic slavery and inferiority using climate theory, and focus the theory on African people, for the racist attitude toward dark-skinned people to be complete.

There was one enslavement theory focused on Black people already circulating, a theory somehow derived from Genesis 9:18–29, which said “that Negroes were the children of Ham, the son of Noah, and that they were singled out to be black as the result of Noah’s curse, which produced Ham’s colour and the slavery God inflicted upon his descendants,” as Khaldun explained. The lineage of this curse of Ham theory curves back through the great Persian scholar Tabari (838–923) all the way to Islamic and Hebrew sources. God had permanently cursed ugly Blackness and slavery into the very nature of African people, curse theorists maintained. As strictly a climate theorist, Khaldun discarded the “silly story” of the curse of Ham.10

Although it clearly supposed Black inferiority, the curse theory was like an unelected politician during the medieval period. Muslim and Christian enslavers hardly gave credence to the curse theory: they enslaved too many non-Black descendants of Shem and Japheth, Ham’s supposed non-cursed brothers, for that. But the medieval curse theorists laid the foundation for segregationist ideas and for racist notions of Black genetic inferiority. The shift to solely enslaving Black people, and justifying it using the curse of Ham, was in the offing. Once that shift occurred, the disempowered curse theory became empowered, and racist ideas truly came into being.11