Flight, rebellion, resistance, and violence could not be the only responses possible to slavery in Brazil. The majority of
Africans and their descendants tried to survive the slave experience and create as normal a life as possible in the context of this
harsh regime. Thus, family and community were a fundamental part of the Afro-Brazilian experience and in turn helped to mold and define the larger society outside
of slavery as well. Forced to work for others and with little control over their lives, slaves began to learn skills, form
families, and create kin and friendship networks that would survive the institution of slavery. They also found solace and
community in their religion and brotherhoods.
Although they spoke a multitude of different languages and came from different cultural systems and nationalities, the African
slaves arriving to Brazil
sometimes shared a number of commonalties that may have helped bind them together in the New World. The opening up of Atlantic
trade, for instance, contributed to the development of interregional contacts within Africa by creating ever-larger market
areas. Meanwhile, the fairly constant expansion and reorganization of African states and societies over time brought many
different groups into contact. Although the process of cultural integration on the African continent
should not be overemphasized, neither should the diversity of Africa be exaggerated. Not every ethno-linguistic group comprised
a distinct culture that was totally different from others. Moreover, many Africans of the slave trade era were multilingual
and at least minimally conversant in the dialects and customs of their neighbors. Significantly, the circumstances of the
Atlantic slave trade
did not completely disrupt this pattern. Slave ships often extracted
slaves from regions where intense multinational contact had occurred, and many of the slaves whom traders purchased had also
slowly migrated to the coasts where they were sold, having passed through numerous territories and interacted with a variety
of populations along the way. All of this may help explain why newly arrived Africans, when setting foot in the Americas,
were sometimes able to create bonds of friendship and community with slaves from different nations. Finally, the long and
intense nature of the African slave trade to Brazil guaranteed that there were large groups of slaves from the same regions
and even the same ethno-linguistic groups clustered within regions of Brazil, and there are numerous cases in the Brazilian
documents of slaves from the same ethno-linguistic group living and working together, or even being selectively purchased
by
forros of the same African origin.
1
Certainly, some New World masters often expressed preferences for acquiring one or another group of Africans
on their estates, thinking it beneficial to cultivating a productive work environment. Others actively sought to diversify
their slaveholdings, based on the belief that having too great a concentration of a particular group might foment resistance
and rebellion. Yet there was no systematic attempt by slave traders to diversify their sources, and New World demand had no
effect on the selection of Africans who arrived in America. Shippers purchased slaves where they could find them, and their
availability for sale depended exclusively on African supply conditions and the forces of European competition. There may
have been some ability for masters to selectively choose the ethnicities of the slaves they wanted within the internal slave
trade
that occurred in the Americas, as slaves sent directly from Africa to one colony or region were transshipped to others. Moreover,
planters and masters often discovered that slaves whom they purchased had special skills in mining or agricultural tasks that
they had not expected and thus tried to purchase more slaves with these skills. But overall, planters had no real ability
to determine the African sources of their slaves and could only
complement their Yoruba slaves, for example, by purchasing them on the internal slave market.
Specific events in Africa may have led to the clustering of some ethnic groups in the Americas. For example, a series of wars
in the middle of the sixteenth century brought about the decline of the Wolof Empire in Upper Guinea, which in turn increased their availability on the slave markets of this period. Another very special case is the collapse
of the Oyo Empire, which brought streams of the Yoruba into captivity in the late eighteenth century. Among arriving slaves, in cases where their ethnic identity was clearly given
and recorded in the historical record, one can begin to explore the possibilities for the construction of culturally coherent
slave communities based on mutually shared ethnicities. Yet such efforts must be carefully made and to some extent must remain
speculative. Many slaves were simply listed as originating from the ports where they were sold rather than being assigned
a more specific ethnic identity based on clan lineages and birthplace. The use of these generic port designations often makes
it difficult to assert that certain groups of slaves may have definitively shared a language and culture and, consequently,
could form a coherent ethnic “cluster,” as some have argued.
Although many slaves recorded their actual ethnic identities with great clarity in testaments and sometimes in other official
documents, not all Africans
were correctly listed by origin in American registers, and relatively few left such wills and testaments.
2 It is difficult to determine the extent to which the ethnicities declared by officials and owners
for their slaves formed a conscious part of everyday slave identities, and even more, it is unclear to what extent illiterate
slaves actually claimed these ethnic identities recorded for them by such masters
and officials. A number of slaves were either slow to assert an African ethnicity, or, if they came to the New World as children,
never really grasped the meaning of their African ancestry.
Finally, there remains the question, much discussed by Brazilian historians, whether there were not hostile relations between
native-born slaves (Creoles) and African ones, and even between African groups that sometimes reflected antecedent hostile
contacts in Africa itself. Marriage endogamy for both Creoles and Africans
suggests a preference for association with one's own group, the often-hostile role Creoles played in African-led revolts,
and finally the discriminatory admission practices of
the African-based brotherhoods
all suggest that there was no unified slave culture and that tensions existed along origin boundaries. At the same time,
historians have shown cooperation, marriage across these boundaries, and hostility declining over time as the slave population
became ever more Creole dominated. There also appear to be very wide variations by place and economy as well as by time,
in these patterns of conflict or cooperation and identity.
3
The cultural relevance of African ethnicities in the Americas was not always related to demographic strength. Within a given
colony or estate, some slaves who may have been few in number originated from ethnic groups that enjoyed primacy over others
– either culturally, politically, or both – or in turn were the first to arrive and define the rules of acculturation. Equally
important, some aspects of African cultures were simply more transferable across the Atlantic than others or were found to
be more popular among the broader slave population. Africans in the Americas had no state apparatus, no political classes, and their clan organizations were severely ruptured; thus,
African beliefs associated with all these activities had difficulty crossing the Atlantic. On the contrary, those beliefs
relating the individual to health and well-being, interpersonal relationships, and relation of the self to the cosmos were
most likely to retain their power in the New World.
It is also clear that elements of the emerging Afro-Brazilian culture were influenced by European beliefs. Variants of European
Christianity became the dominant religion among slaves
, even if syncretized with large elements of African beliefs and deities, and even American Indian beliefs were found to have
penetrated Afro-Brazilian rituals.
4 Second- and
third-generation slaves were raised speaking the language of the local master class. In their adaptation to peasant agricultural
practices, Africans
and their descendants, although sometimes using African technologies, were often found adopting European tools, technologies,
and ways of life. The structures of social stratification within the emerging Afro-American community may also have represented
an amalgam of two different worlds or even a response to the special conditions that slaves encountered under New World slavery.
In some cases, differentiation in original African social status successfully made the transition across the Atlantic. In
others, differences in slave status derived from struggles against the varying social positions that were assigned to slaves
by their masters
, which frequently did not correspond to the notions of stratification that emanated from within slave communities themselves.
Consequently, although a hierarchy of status in terms of occupation and skin color was imposed on the slave population, internal
slave divisions often did not necessarily replicate white standards.
Certain features of this slave culture were common to all slave societies in America, whereas others were more especially
developed in the Latin American context. It is now generally accepted that in the slave periods in Cuba
, Haiti
, and Brazil, powerful movements of proscribed religious practices developed that were most heavily influenced by a syncretic
arrangement of African religious deities
. Santaria in Cuba
, Vodoo in Haiti
, and Candomblé in Brazil were the major manifestations of these new religions.
5 These movements came fully to light in the postabolition period in these Catholic countries, but never arose to any significant
extent in the Protestant societies. These essentially non-Christian religions were among the more significant features that
distinguished Brazilian Afro-American culture.
Although whites viewed all slaves as equal before the law, the differential prices paid for skilled slaves as opposed to field
hands clearly suggest that whites recognized important variations in aptitudes, abilities, and other individual traits. As
for the slaves themselves, there were obviously some levels of stratification within their own commonality of bondage. The
traditional definitions of social status among the contemporary free persons, however, are not totally applicable when examining
slave society. Positions with control over resources or other persons – highly prized
in the free community – were not necessarily those that guaranteed higher status within the community of slaves, or even those
recognized by the price differentials given by whites. Autonomy and knowledge often played an equally important role. Autonomy
was clearly related to independence from the control and supervision of whites, whatever the job, just as knowledge could
be both of the African culture of the past or of the white culture of the present.
The life of the slaves in Latin America was primarily defined by work. With the exception of the very young and the very old,
everyone spent most of their time engaged in manual labor. More than any other segment of the society, slaves were both the
least sexually defined by their labor and had the highest rates of economically active employment of any class or group. For
this reason, work dominated the life of the slave more than others in the society, and questions of work autonomy or dependency
were of vital concern to slaves. In plantation societies, supervision of the strictest kind was the lot of the majority of
slaves, but even here, relative control over one's time was available to a surprising number of them. On an average sugar
or coffee plantation, gang labor involved only half of the slaves. Another third or so were craftsmen or had occupations giving
them freedom from direct white or overseer supervision. In the rural slave populations that were not on plantations, there
was also a distribution of jobs under close supervision on family farms as well as relatively independent families of slaves
tilling lands on their own, or skilled artisans or muleteers who could escape direct white control. In the urban setting,
domestics made up a large share of the labor force, came into close contact with whites, and were most tightly controlled.
But all who worked on a self-hire basis or as independent craftsmen tended to have the most free time for themselves outside
the normally controlled work environment.
Control over their time and labor permitted some slaves to achieve a fuller development of their talents and abilities. Short
of total freedom, this was considered a highly desirable situation, and slaves who held these jobs had a higher status within
the slave community. It was also no accident that many of the leaders of slave rebellions and other political and social movements
came from these more autonomous slaves. Interestingly, some of these jobs were highly regarded by the whites as reflected
in their prices, and some were not. Commentators on slave occupations noted that these jobs created an independence not found
among the field hands or even the domestic slaves. In the coffee plantations in early nineteenth-century Brazil, for example,
the muleteers
who carried
crops to market were considered a particularly lively group and were thought to be the elite of the slave force
. The same could be said for the itinerant miners
or even fishermen
and truck garden
slaves who supplied the food markets in the cities and who often worked with minimal supervision.
Knowledge was also an important granter of status within the slave community. This could be an ability to read and write the
local European language, or even Arabic and a reading knowledge of the Koran
, just as it could be an understanding of the dynamics of the master class and the socioeconomic realities of the free world.
These types of knowledge would often be associated with skilled occupations, those possessing autonomy, or those in which
contact was had on a frequent basis with the master class and other nonslave groups, such as in domestic service. It was also
more commonly found in urban settings and could be discovered even at the lowest level of the occupational skills ladder.
However, knowledge of African ways and customs, or even in some rare instances, of prior noble or elite status transferred
directly from Africa, gave some slaves leverage in their community
in contrast with their occupational status within the American economy. Thus, the leaders of the 1835 Malê rebellion in Bahia
were all
alufás, or Muslim religious leaders
, but their status in the nonslave world varied from a slave water boy to a free skilled artisan.
6 The same occurred with many of the male and female Africans
who were part-time religious, health, and witchcraft specialists, most of whom had a status inside the community completely
unrecognized by the master class. Finally, there are even cases of lower-status slave women becoming
beatas, or Catholic lay religious figures
, who emerged with nonslave and even white followers.
Sometimes this knowledge provided leadership and status potential, and sometimes it offered a potential for power as a cultural
broker. Many domestics, for example, might not be considered elites within the community but could provide the kind of brokerage
knowledge or contacts of aid to slaves more isolated from the dominant society. Thus, house servants often held a special
ability to mediate demands between the slave quarters and the master's house. But this role often left them with little leadership
possibilities on either side. Some slave leaders did come from domestic service, but usually they had occupations outside
full-time master control.
Thus, it was no accident that urban slaves and artisan or transportation workers were usually to be found at the head of rebellions or were persons who were most likely to purchase their freedom. However, such leaders in and of themselves did not define
the culture of the slave world. Afro-Brazilian culture as it emerged tended to develop in the small black villages that made
up the world of the large plantations and in the common social spaces that slaves shared in cities. Thus, markets, taverns,
watering spots by urban fountains, riverbanks used for washing of cloths, and even churches were sites for meeting and reinforcing
relationships. Moreover, for a minority of slaves, formal religious associations were also an important component of their
lives, and Catholicism for many was an accepted religion.
Whatever the effectiveness of the Church may have been in relation to protection of the slaves and their rights to celebrate
the sacraments, there is no question that all slaves were baptized. Although the Church pressured the Crown to baptize all
slaves in Africa or aboard the Portuguese-owned slave traders
and laws were written to that effect, this was only modestly accomplished.
7 Thus, a common occurrence in all Brazilian parishes was the baptism of adults. Of the 4,775 slave baptisms for which age
and type was known, which occurred in the urban Rio de Janeiro
parishes of Candelária São José and Santa Rita
between 1751 and 1760, some 26 percent were for adults.
8 In the São Paulo town of Mariana
between 1700 and 1750 in the matriz parish, some 2,756 slaves were baptized, of whom 59 percent were adults.
9 Of some 7,217 slaves baptized in four rural parishes on the frontier of the province of Rio Grande do Sul
from the mid-eighteenth century to 1835, 11 percent were adult slaves.
10 In the Vila Rica parish of Antonio Dias, of the 2,494 slave baptisms between 1759 and 1818, one-third (818) were for adults.
Moreover, they were more than half of such baptisms in the earlier years when the African arrivals to Minas Gerais were heaviest.
Thus, of the
960 slave baptisms that occurred between 1759 and 1773, some 62 percent were given to adults.
11 In fact, in the internal slave trade
, officials defined “novo” slaves as those who did not have a Christian name and did not speak Portuguese (
boçales in the traditional literature).
12 All these Africans
were in fact baptized as soon as they arrived in their permanent place of residence, and no records exist in Brazil of any
African first names applied to slaves – a key indication of universal baptism.
At the heart of the new black culture was the family unit. Although masters experimented with every type of communal arrangement for their plantation slaves, most slaves lived in family units. These
households would define the emerging Afro-Brazilian culture and would socialize children to these beliefs and behavior. Black
culture involved everything from sexual mores and kinship arrangements to language, religion, and the arts. It was a culture
whose prime task was to create a coherent and reproducible community that would provide a social network of resources and
support for the individual slave. Without this culture, slaves could not have functioned, and even white planters recognized
its essential quality of providing social stability in an otherwise chaotic and hostile world.
Although the Church played an important role in legal marriages, especially in the southeastern region of Brazil, the majority
of slaves lived in family units not formally sanctioned by the sacrament of marriage. Nevertheless, both legally sanctioned
marriages and those composed of free unions played a fundamental role in slave society, culture, and identity. The best data
currently available on slave family composition in terms of origin come from the legal marriage data. The sex ratio
among the Africans guaranteed that initially, many males would not have access to slave women of their own background, and
they would marry out more than the African women did. In the city of Rio de Janeiro
in the early nineteenth century, higher legal endogamy rates were noted for African females than for African males. In three
urban parishes from 1790 to 1837, African female slaves legally married African male slaves in 96 percent of the 444 marriages
in which such women were legally married, whereas African male slaves married African women slaves in
only 85 percent of the 501 marriages in which they were partners.
13 In the Minas Gerais district of Barbacena between 1721–1781, some 717 Africans were married; of this number, only 68 percent
married other Africans, and here, too, African males married native-born slaves
far more often than African women married native-born male slaves
. But it is worth noting that within all these African marriages, there was a very high degree of endogamy. In this study
of Barbacena, which is one of the few such detailed and extensive studies of ethnicity currently available, it was found that
among the 488 Africans who married other Africans, there was a very high rate of ethnic endogamy, with 96 percent marrying
persons from the same nation, region, or language group as themselves.
14 In the legal marriages of African-born slaves in Bahia
and Rio de Janeiro
, there were also evident patterns of endogamy about ethnic origins. Thus, for example, in 253 legal marriages of African
slaves
registered in Rio de Janeiro in the first half of the eighteenth century, there was an extraordinarily high rate of men and
women marrying within their own ethnic group.
15 Interestingly, the high endogamous rates among African groups were reversed in Bahia and Rio de Janeiro, which suggests that
when any regional group was less well represented among the slaves, there was less endogamy. Consequently, the majority of
Angolans were highly endogamous in Rio de Janeiro and far less so in Bahia, where they were a distinct minority among the
Africans.
16 In the coastal district of Angra dos Reis
in Rio de Janeiro, 75 percent of the slave marriages were endogamous in terms of African origin, and only a quarter involved
Creoles marrying Africans.
17 In another survey of 160 marriages in the Bahian Recôncavo region in the eighteenth century, only 41 percent were shown to
be endogamous marriages based on origin, but a more detailed look at origins of Africans showed that in each case, the single
largest
grouping of their marriages were to others of their own ethno-linguistic grouping.
18
Over time, the ratio of men to women
became more balanced as the native-born slaves
came to dominate the resident population, and probably the rate of adult bachelors
declined and free and legal unions of two slaves with children became the norm. Almost all studies suggest that the majority
of slaves lived in family units. Within Brazil, there was a wide range of family arrangements. Like most of Catholic Latin
America, Brazil was unique by contemporary European standards in its extraordinarily high incidence of free unions and illegitimate
births among the whites and free population in general
. In few European societies prior to the nineteenth century were births among free persons close to the very high illegitimacy
rates commonly found in Brazil, as in all of Latin America, and in none were the levels of free union so high. Even among
the elite whites, where formal marriage played such a crucial economic and political role, the rates of illegitimacy and free
unions
were higher than found in any corresponding European elite, including those of Portugal
. Thus, for example, an 1855 census of the city of Salvador de Bahia
found that, of those couples with children, some 59 percent were not legally married.
19 In the parish of Sé of the city of Salvador between 1830 and 1874, only 38 percent of the more than nine thousand births
to free persons were listed as legitimate children.
20 These urban rates of low marriages and low legitimate births
seem rather special to the urban environment, especially compared to the more rural districts of the empire in the eighteenth
and nineteenth centuries. Here the rates of marriage
seem to have been much higher for the noncolored population of free-born persons.
21Given these varying patterns of legal marriage among the free population, it is rather surprising to find legally married slaves from the earliest days of slavery in Brazil. In fact, Brazil was
fairly unique among slave societies in having a relatively important group of such couples. Moreover, these marriages were
legally binding, and not only do married slaves appear in other documents as being married or widowed, but there are also
numerous cases showing the Church and state intervening to prevent the disruption of co-residence of married couples. But
slave marriage rates were not uniform across time and space. Although married slaves could be found everywhere, the zones of the Southeast showed
more such legally guaranteed unions than other regions of Brazil, and some regions, like Rio de Janeiro, saw severe declines in these marriage rates during the nineteenth century. Other regions, however, seem to increase or at
least to maintain their high marriage rates until the last years of the slave system. Also, somewhat unexpected, it would
appear that there were more married slaves in the rural areas than in the urban centers.
The percentage of slaves who were legally married on the coffee estates of São Paulo
was higher than in any other region of the country, whether plantation area or not. Whereas some 12 percent of the slaves
were recorded as “ever married” in Brazil in the first census of 1872, in the coffee counties of São Paulo, some 29 percent
of the adult slaves were so designated. As was to be expected given the bias toward men among the slaves, the ratio of slave
women ages
15 and older who were married or widowed in São Paulo in 1829 was 39 percent compared to 23 percent of the adult slave males.
22 This difference among the sexes in marriage rates was also found in the Minas Gerais district of Santa Luzia in 1831 – which
was a zone of relatively low marriage rates for slaves. Here, 17 percent of the males older than age 15 were married, compared
to 22 percent of the women.
23 A complete survey of the available census records for the province of São Paulo
in the late eighteenth and early nineteenth centuries
TABLE 8.1. Percentage of Slaves Age 15 and Older Who Are Married or Widowed
shows an overall rate of 28 to 30 percent of all adult slaves being legally married, a rate that could be considered the norm
for this institution (see
Table 8.1).
As might be expected, given the problems of maintaining married slaves in co-residence and the need for master approval
, the overwhelming majority of marriages of slaves
marrying other slaves were within the confines of the same slaveholding. Thus, in the Minas Gerais district of Catas Altas
do Mato Dentro
, in selected years between 1742 to 1834, some 98 percent of the marriages were between slaves owned by the same master, and
only 2 percent involved slaves marrying nonslaves
.
24 This was the pattern found for marriages in the coastal area of Rio de Janeiro in the nineteenth century
25 and for a frontier town in São Paulo
as well.
26 It was also common for most Rio de Janeiro
slave marriages in the
seventeenth and eighteenth centuries as well.
27 All indicated that more than 90 percent of the slaves marrying other slaves
were selecting their partners from within the same household. Numerous eighteenth- and nineteenth-century studies of slave
plantations in Minas Gerais, Rio de Janeiro, and São Paulo
also show that women on larger plantations were more likely to be living with partners than those on smaller units. Thus,
to give just a few examples, in the sugar and coffee plantation region of Campinas
in São Paulo in both the provincial census of 1829 and the national census of 1872
, slave women living on estates with ten or more slaves were twice as likely to live in family units as were women being held
on estates with fewer than ten slaves.
28 In the well-studied province of São Paulo
, an analysis of some 200,000 slaves from provincial censuses stretching from 1775 to 1850 show that there was a consistent
increase of married couples the larger the size of the slaveholding unit. This was more pronounced for women, for whom there
was a systematic correlation between increases in the ratio of married women and the size of the slaveholding, but also showed
for men, although there was a plateau reached for men for slaveholdings that exceeded ten slaves per owner
. Thus, slaves who were owned by masters
who had just one slave were legally married in only 6 percent of the cases for men and 4 percent for women. Meanwhile, in
estates holding more than forty slaves
, the ratio of married slaves was 21 percent for men and 39 percent for women.
29 Given these findings, it is not surprising to discover that in Campinas in 1872, only 29 percent of slave children under
age 9 were declared legitimate on plantations holding fewer than nine slaves, compared to an 80 percent legitimacy rate for
children
on estates with more than ten slaves.
30
Nevertheless, all zones recorded marriages exogenous to the slaveholding
, and many that crossed the legal boundaries of the couples. In the
mineiro town of Vila Rica
in the eighteenth and early nineteenth centuries, for example, some 20 percent of the slave marriages were to nonslaves –
in this case, all of them
forros.
31 In the
paulista frontier town of Santana de Parnaíba
, there were 569 marriages of slaves in the period from 1726
to 1820, but only 70 percent were between two slaves. There were 52 marriages between slaves and Indians
and 117 between slaves and free-colored persons.
32 One of the few systematic studies of such mixed marriages was carried out for the Paraná
district of São José dos Pinhais
for the period 1759 to 1888. Of the total of 179 legal slave marriages, surprisingly, 79 of them involved a slave marrying
either a free person or a
forro.
Some 84 percent of these mixed marriages
were between slaves and free persons (color unknown) and again, a very surprising 56 percent of all of these marriages involved
male slaves marrying free females. Among the few
forro/slave marriages, in general both male and female slaves equally married
forro partners.
33 In the Rio de Janeiro
sugar zone of Campos dos Goitacases
, 96 percent of the 4,507 marriages of slaves whose partner's status was known were with other slaves, but there were 60 marriages
of slaves to free persons and 102 were with
forros. Female slaves were far more likely to marry free men (72 percent of these mixed marriages), whereas male slaves were more
likely to marry
forra women (in 61 percent of these cases).
34 The Paraná and eighteenth-century Minas data
seem to be quite unusual, and the norm here is more like that found in Campos, with fewer than 10 percent of slave marriage
occurring between slaves and nonslaves
, although even this is a significant number given the social status of the slaves.
35
The free persons marrying slaves were almost always the poorest element among the free population and were predominantly
pardos,
pretos, or Indians
, and very rarely whites. For free women, marriage to a slave could provide economic support from the master, who in all cases
had
to approve the marriage, or was the only available marriage partner if the free person had been living in a free union or
had sexual relations with the slave. Such was the case of Antônia de Escobar, a
liberta, who in 1749 appealed to the ecclesiastical authorities saying she lost her virginity to a slave – which he admitted – and
as such she needed to marry him because her case was well-known in the community and no free person would marry her.
36 For males it was primarily a question of poverty. Many of them already lived and worked as
agregados in the same households as their slave spouses or were so poor that marrying a slave permitted them to have their wife's sustenance
paid for by the master as well. It would appear that free males marrying slave women was moderately more common than free
women marrying slaves. Of the 125 marriages contracted between slaves and free persons
that reached the ecclesiastic courts in eighteenth-century São Paulo
, 60 percent were free males marrying slave women
.
37 It was thus most common among slave couples, even those married with free persons, for their partners to be working for the
same master.
38
Given that master approval was required in all cases of slave marriages
, it is not surprising to find that the majority of slaves were forced to select marriage partners from the same
plantel (or slaveholding), largely for the convenience of their owners
who demanded stability and control over their workers. There were thus, clear demographic constraints on available marriageable
partners and thus marriage rates and the selection of partners were greatly influenced by the size of slaveholding and the
available pool of marriageable-age persons
.
39 This would seem to be the norm in larger slaveholdings and was obviously less common when only one or two slaves were owned
by the same individual. Thus, in rural holdings, for example, the size of the marriage pool
was much influenced by the size of the slaveholding
. In small rural holdings and in urban settings where the average number of slaves held was much smaller than in the
fazendas, the potential pool of partners obviously was much smaller.
This meant that coupling and marriage of slaves
would occur across slave ownerships, and even between slaves and nonslaves in the same or other households in these smaller
units. Because most slaves in fact married other slaves within their own slaveholding
group, this inevitably meant that the larger the slaveholding, the more likely were slaves to find a marriageable-age partner
and thus most studies that analyze marriage by size of slaveholding find that marriage rates increase with the size of the
slaveholding.
40 This is the case not only of legal marriage, but of free unions as well. A study of slave families in the Rio de Janeiro
district of Angra dos Reis
shows that the larger the unit, the more likely the families were to be dual-parent households and the less likely they were
to be matrifocal families.
41
Finally, there is the issue of the change of marriage patterns over time. Many studies seem to suggest that during the course
of the nineteenth century, the ratio of matrifocal
, single-parent households increased at the expense of dual-parent households, of both legal and free union origins
. This seems to have been the pattern in Lorena
in São Paulo
,
42 and was the case of the coastal zone of Angra dos Reis in Rio de Janeiro in which dual-parent households, already a minority
of families in the early nineteenth century, dropped to half their rate by the second half of the century and accounted for
only 17 percent of all families.
43 The rural zones of Rio de Janeiro also seem to have experienced this decline, with nuclear families predominating in the
first half of the century and matrifocal,
single-headed households dominating in the middle and later part of the century, although the trends are not consistent over
time.
44 Some scholars seem to suggest that the timing of this change is related to the end of the Atlantic slave trade in 1850
,
45 whereas others propose that the U.S. Civil War of the 1860s
suggested to planters that the Brazilian slave system was
no longer viable and this was reflected in prices for young female slaves, no longer taking into account their reproductive
potential and in turn their disinterest in promoting legal marriage.
46 Whether these or other factors can be said to exist in given regions is still questionable, given the lack of longitudinal
data from enough regions to see if these trends in Rio de Janeiro and São Paulo
were consistent across all slave regions in Brazil. Moreover, it would be useful to see if these patterns were also found
in nonslave marriages. That these may have declined as well can be seen in the data on legitimate births in the Minas district
of São João del Rei
. Here the rates of legitimate births (among both the free and among the slaves)
declined in the course of the nineteenth century.
47
Whether married or not, it is clear from all recent studies that slaves lived in family units
. Although formal marriage was only of significance in the eighteenth and early nineteenth centuries in Rio de Janeiro, it
was always a major aspect of slave life in the province of São Paulo. However, these two provinces were the exception, and
in most regions slaves lived in consensual unions unprotected by the law or the Church. In fact, it would seem that in many
regions, even the majority of free persons lived in consensual unions unrecognized by the Church.
48 Almost all plantation records show that most slaves in the rural areas lived in family groups and the same appears true for
urban slaves. Church records, often used in conjunction with local census
mapas, and postmortem inventories in which all slaves are listed for a given owner
, along with a few surviving plantation lists, have been used to analyze slave family structure, residence patterns, family
size, and naming patterns of children across generations. Wide variation has been seen in many of these regional studies,
but it is clear that the dominant pattern is dual-parent households with resident children. In a few regions, however, female-headed
households or single-person residents have dominated. As Slenes
has noted, many of the local studies on family structure and slave marriages have shown wide regional variation and this
has made generalizations difficult until more work is done.
49It is difficult to estimate the fertility of the slave
population based on these parish records
. However, these baptismal records
are crucial legal documents not only for free persons and their births, marriages, and deaths, but also for slaves. These
registers were the only way for owners
to legally record the progeny of their slaves as their own possession. Moreover, all inheritance issues for children depended
on whether they were registered as legitimate or illegitimate. What is surprising in the Brazilian figures is the relatively
high level of legitimate births among slaves, even compared to free persons. Given the low levels in general of legitimate
births among the free population, the slave populations do not look that different. Although slaves always had the highest
such rates of illegitimate births, in many regions they did not differ too much from the white population, whose rates were
often quite high.
50 Given the higher rates of marriage found in the larger slaveholdings
, it is not surprising that at least in one major coffee zone, that of Juiz de Fora
in Minas Gerais, there was a high correlation between legitimacy of slave births and size of
plantel in 1872, and more than half of slave births were registered as
legitimate – a rather high rate.
51 But the dominant pattern for slaves was that the majority of their births were out of wedlock. Probably closer to imperial
patterns was the rate of one-third of all slave births being legitimate, which was found in a survey of more than nine thousand
slave births registered from 1736–1854 in the parish of Nossa Senhora do Pilar de São João del Rei
, also in Minas Gerais. In contrast, the legitimacy rate for the births of free persons
was 71 percent (in more than 13,000 births) and 40 percent for the 2,400 or so births to
forras mothers.
52 Legitimacy rates in rural parishes of Rio de Janeiro
in the eighteenth century show very high rates – with some 48 percent of 11,580 slave births in this category.
53 This pattern of relatively high legitimate slave births
does not appear in the Bahian rural parishes or even in urban Rio de Janeiro zones in the nineteenth century – where rates
varied from 10 to 33 percent.
54 However, these eighteenth-century rural
carioca rates are quite similar to those found in Minas Gerais in the nineteenth century. In the Minas Gerais town of Santa Luzia
in the early nineteenth century, an impressive 45 percent of the 1,006 slave births whose status was recorded were listed
as legitimate children, this despite a relative low rate of just 19 percent of the adult population being married
55; and in Juiz de Fora and Muriaé in 1851–1888
, the rate was 47 percent for slave births in the former district and 21 percent in the later one (for an overall 37 percent
rate), which compared to a legitimacy rate of 89 percent among the free non-Indian population.
56 In the
paulista district of Franca
, some
TABLE 8.2. Legitimate Births for Total Populations and for Slaves in Selected Districts
45 percent of the 2,270 slave births
in the first half of the nineteenth century were legitimate.
57 These
mineiro and
paulista patterns of high legitimate birthrates do not seem to have held for the northeast region of the empire. In Paraíba
, the slave births that were considered legitimate in some three districts in the first half of the nineteenth century ranged
from only 9 to 29 percent of all slave births. It is also interesting to note that the free non-
forro population had relatively significant rates of legitimate births ranging from 64 to 79 percent in selected regions.
58 As can be seen in the summary data in
Table 8.2, there is little question that legitimate slave births were consistently lower than that of the total population, and that
there was considerable variation of legitimacy rates even among the free and
forro population.
Looking at these births in more detail from the same region (see
Table 8.3), we can see that, as might be expected, the
forro population
TABLE 8.3. Rate of Illegitimate Births in Sabará (1776–1782) and Raposos (1770–1806)
of ex-slaves were in the middle in terms of having their children baptized as legitimate.
Moreover, as could also be expected, neither slaves nor
forros had abandoned children (
expostos)
listed in a far more complete survey of births in the same community of Sabará. In the former case, no owner would allow
a slave to be listed as
exposto, because that would mean the child was free and he would thus have lost a slave, and in turn, the
forro population
could easily absorb all children into the household workforce and thus did not abandon their illegitimate children (see
Table 8.4). Interestingly, if illegitimate children were listed as “natural,” it signified that their parents, although not married,
had no impediments to marry, as opposed to bastard children
with one or more of whose parents was married to another person other than their parent.
Given the wide variation in legal slave marriages, it is not surprising that some regions would even show variations in legitimacy rates for slave
TABLE 8.4. Legitimacy of Births by Legal Status of Parents, Sabará 1723–1757
children
by time. In contrast, in two different periods in the Minas mining town of Sabará,
rates were much lower – just 8 percent of the 1,627 slave children born between 1723 and 1757 were declared legitimate,
59 and 22 percent for the 529 slave births were so considered in the period 1776–1882.
60 This later rate is roughly the same as reported for some 1,118 slave children born in the parish of Inhaúma
in Rio de Janeiro
between 1817 and 1842, only 21 percent of whom were legitimate.
61
But high illegitimate birthrates did not mean instability or lack of familial relationships among slaves
. Most studies of slave families have argued for the existence of trial marriages among slaves, with couples eventually settling
down into a familial pattern after the first or second child. Moreover, the complex Church rules on legitimate births made
it difficult to find the family connections among the slaves if they were not formally married. Yet all studies of plantation
records find most slaves living in family units.
62 Even more surprising, these studies suggest a high rate of stability of these families even after the death of the owners
. It has been argued, in fact, that the larger the slaveholding, the more likely it was that families would not be broken
up through sales. It is the poorer slave owners
, those with the fewest slaves, who are most likely to have slaves who are married or living with a partner outside their
own
plantel, and also most likely to suffer a breakup of the family unit because of sales.
63The majority of slaves lived in free unions that in effect were formally sanctioned and recognized family units, albeit without
the powerful support of the Church. Importantly, slaves themselves recognized these units, and once such families were established,
slave communities went out of their way to ensure their internal stability by using the usual mechanisms of community control.
Errant spouses or nonresponsible parents were condemned by the community and were made to conform. This conformity could be
enforced by normal social pressure, witchcraft, or even violence to guarantee community peace and welfare. This did not mean that the slaves kept up a Victorian-style morality, but it did mean that once a slave family was firmly
established, it was given legitimacy and sanction by the community.
The dominance of organized family living can be seen, for example, in detailed studies of the coffee plantation zone of Bananal
in São Paulo
in the early nineteenth century, where in 1829 some 83 percent of the 2,282 slaves were found living in family units.
64 Equally important, a study of the small northeastern São Paulo town of Batatais
in the period 1850–1888 showed that more than three-quarters of all slaves whose residence and family arrangements were known
lived in family units, with very few children living alone.
65 A similar study of some 2,245 slaves in the São Paulo plantation towns of Lorena
and Cruzeiro in 1874 showed 55 percent of the slaves living in family units.
66
Of course, the high death rates of slaves and the impact of sales and forced separations on free unions sometimes led to serial
marriages. These processes also led to the emergence of stepfamilies, as well as families with legitimate and illegitimate
children
. However, even in high mortality regions, on average most slave marriages, legal or otherwise, lasted for a long time. One
of the few studies of marriage longevity that has been conducted for Brazilian slaves comes from the sugar and coffee plantation
region of Campinas
in São Paulo. In 1872, for women slaves between the ages of 35 and 44, living in units of ten or more slaves, the median
length of marriage
was 16 years and 8 months. Moreover, it was found that there was surprising stability of residence for these married women,
with almost all breakups of families coming as a result
of the death of one partner rather than sales off the plantation.
67 From the same census of Campinas
, it was estimated that in six of ten marriages of young slave couples (in their mid-20s or mid-30s) in 1872, the average
marriage lasted eleven years.
68 The average length of marriage in Batatais
was ten years.
69 It was found that even after the division of the property of a deceased slave owner, the overwhelming majority of the slave
families remained intact. Between 1850 and 1888, in the same west Paulista district of Batatais, only 5 out of 112 families
whose fate was known were broken up after division of the properties of the owner.
70 A study of several hundred postmortem inventories of slaveholdings in Rio de Janeiro between 1790 and 1835
also showed that only 19 percent of the slave families whose fate was known in these lists were broken up by the death of
their owners.
71 There are also numerous cases of elderly children living with their slave parents, suggesting quite stable families. Such
was the case with two slave families owned by the richest slave owner
in the Paulista community of Cotia
in 1798. Padre Rafael Antônio de Barros owned eighty-four slaves who were distributed into six nuclear families, four matrifocal
ones, and two organized around widows. The slave Agostinha, a widow of fifty-five years of age, lived with her three children
ages 16 to 30 years, while Eugênia, a sixty-four year old widow lived with her six children aged 17 to 26 years of age.
72
Although there was a moderate inverse relationship between the size of the holding and the ratio of families separated through
sales, overall the data from Campinas and the study of the Batatais slave families showed that the death of the master had
far less of an impact on family breakups than the death of the slaves
themselves, even among smaller units of slaveholdings. Of course, these studies are for prosperous plantation zones of major
slave concentrations and continued slave in-migration even after the end of the Atlantic slave trade in 1850
. Thus, they were zones with limited outmigration with consequent low levels of family breakup. It might be expected that
studies from the Northeast or of the
southern provinces, which were subjected to an important outmigration of slaves into the internal slave trade after 1850
, may show more family unit breakups through sales even prior to the death of the slave owners
. Yet in general, all the current research suggests a surprising longevity of slave marriages and a relatively low incidence
of separation through the death of slave owners or through sales. The overwhelming form of breakup of slave families was from
the death of one of the partners.
In terms of internal marital stability
, there currently exist few viable studies given the lack of major
fazenda records over several generations with both parents being named. In studies of slave births in the United States, it was found
that slave mothers began having children quite early, and it was common for them to engage in premarital intercourse rather
freely. This continued until the birth of the first child. At this point, women usually settled down into a relationship that
might or might not be with the child's father. Usually, except in cases of widowhood, the father of the second child was the
father of all later children.
73 Unfortunately, the detailed reconstruction of births needed to evaluate this question of familial stability has only been
partially carried out in the case of Brazil.
74 Until better data are provided, this theme cannot be fully explored at this time.
There is, however, a recent debate that has emerged in the literature about the impact of the end of the Atlantic slave trade
on resident slave marriages, legitimate slave births, and even slave fertility
. Although current studies of legal marriage and legitimate births show wide regional variation and great change over time,
there seems to be no secular trends evident in the data, whereas the study of slave fertility is still a relatively recent
area of concern and diachronic data are still unavailable. Yet some have argued that the end of the slave trade pushed planters
toward encouraging births and marriages, whereas others have taken just the opposite position.
75 To date, there seems to be little evidence to
suggest that planters themselves were more or less pro-family or pro-natalist before and after 1850. Studies of positive natural
growth rates in Paraná and Minas Gerais
even before the end of the slave trade and the steady growth of their resident slave populations until the last decades of
slavery would suggest that there was no inherent bias among slave owners
against promoting slave children
and slave marriage.
With parenthood and cohabitation came kinship arrangements. Slave families several generations deep sometimes lived in extended
families. These extended families, whether cohabiting or not, in turn developed clear rules about acceptable marriage partners
. These rules included such universal human taboos as sibling incest prohibitions
and even discrimination about marriage partners from along collateral cousin lines. Slave families may also have observed
internal rules regarding naming patterns, property inheritance, and even place of residence, as newlywed couples negotiated
whether they would live alone or with the “bride's” or “groom's” parents. In Brazil, the study of the slave family is still
in its early stages, and we have just a few studies that have recently been undertaken that indicate detailed kinship networks,
naming patterns, and marriage organization. On the Resgate coffee plantation in Bananal (São Paulo
), well-preserved records for 436 slaves in 1872, along with their baptismal records from earlier years, provide detailed
evidence of kinship on this long-lasting plantation. They show that almost 90 percent of the slaves were kin to other slaves
or free persons of color. Those not having kinship ties were primarily males and either older Africans
or recently purchased Creole slaves
born in other provinces. All but two of the mothers were legally married on the plantation. The predominant form of family
organization was the nuclear family, with only one-quarter being extended families. Of the 116 married couples, only a third
involved Africans marrying Creoles; the rest were endogamous for either group. Among the mixed unions, African men married
Creole women. When Africans intermarried (twenty-nine couples), the age difference between partners was only four years; for
couples in which both were Creoles (forty-six in number), the difference was seven years, and in the mixed African-Creole
couples, it was fifteen years. These figures suggest that African women – always in the minority to African men – were able
to marry quite quickly with men close to their age, but when African men could not obtain African women, they had to be older
and of more status in order to marry Creole women. Based on the baptismal records for 568 children born on this plantation
from 1860 to 1872, only 67 were named for living or dead relatives.
76 This same low usage of the names of living or dead relatives was found in a study of some 130 slave families and their children
in the baptismal records of several parishes in Rio de Janeiro
from 1790–1830. In this case, only 5 percent of the children were named for either parent.
77 In both of the Brazilian cases, the patrilineal naming practices that were apparently the norm in the United States
did not appear. The naming of children in Brazil
came from both the paternal and maternal relatives. On the Resgate plantation, as in the region of Campinas
, these slave marriages were quite stable and of long duration.
If we are still lacking residence patterns of families
and more detailed studies of kinship in most regions of Brazil, there have been excellent recent studies on a secondary kinship
system that developed among slaves in Brazil. Known as godparenthood, it was a major fictive kin system used by all classes
– including slaves. Although few marriages were legally sanctioned, all births were recorded by the Church. In such Church
recordings, a fictive kinship pattern of
compadrio, or godparenthood
, was established. This was a formal relationship between adults that bound them through their children. The godmother (
madrinha)
or godfather (
padrinho)
was supposed to be a close friend and one to whom the child could turn as a parent if their own parents died or even if they
remained alive. The co-parent was obligated to provide for that child on all special occasions and incorporate that child
into their household if the other household ceased to exist. Equally, the friendship relationship among the fictive and real
parents was further cemented by these ties so that special claims could be made between them for support and services.
78Among the elite and for the Indians and black slaves, this institution was heavily based on friendship and respect, with either
close personal friends or community-recognized elders and morally sanctioned persons as the most likely candidates for such
a role. Thus, white planters had fellow white planters as their godparent relations, just as Indians and slaves had fellow
Indians, slaves, or freedmen from their own communities. Free colored
,
mestiços, and other middle groups were known to have sought godparents from higher-status individuals and thus used
compadrio as a means of establishing more formal patron–client relationships, an important but alternative development of the
compadrio system. Slaves, too, were not beyond using
compadrio as a tactic for solidifying such vertical ties, especially with the world of free colored. Thus, in the zona de mata Minas
Gerais district of Senhor Bom Jesus do Rio Pardo
, some 1,970 slaves were baptized between 1838–1887. Of this number,
padrinhos appeared in all but 11 percent of the baptisms, and only 19 percent of the
madrinhas were missing on these parish registers.
79 Surprisingly, only 31 percent of the
padrinhos were fellow slaves
, whereas 69 percent were free men of color. The case of godmothers was similar, with only 38 percent of them being slaves
and the rest free. Despite their minority status in the slave population
, Africans dominated Creoles among
padrinhos, whereas Creole women slaves dominated the group of
madrinhas. Moreover, even when slaves were
padrinhos or
madrinhas at slave births, only two-thirds of them came from the same slaveholding.
80 In the Curitiba parish of Nossa Senhora da Luz dos Pinhais
in the nineteenth century in the Bahian sugar zone of Iguape
in 1835, and in selected Bahian parishes of the eighteenth century, similarly high rates of free godparents assisted at the
births of slaves, with very few of these being their masters
.
81 This remarkable figure of having close to 60 to 70 percent of all godparents for slave children being free persons, the overwhelming
majority of whom were not their masters, was also encountered in the Bahian sugar parishes of Monte
e Rio Fundo
in the period from 1780–1789,
and in the small scale slaveholdings in Cabo Frio
in Rio de Janeiro
in the eighteenth century.
82 However, this pattern was not consistent across all of Brazil's districts. In Rio de Janeiro, for example, in the parish
of Inhaúma,
between 1817 and 1842, only one-third of the 1,557 godfathers were free persons, whereas 64 percent of the slave godparents
came from the same household or slaveholding as the child being baptized. Moreover, in contrast to other regions, the majority
of the free persons serving as godfathers (almost three-quarters of them) were ex-slaves who had been freed within their own
lifetimes (that is, they were
forros)
. In the case of the godmothers, the ratio of slaves was even higher, with 78 percent of the 656
madrinhas being slaves
and 72 percent of these slave godmothers belonging to the same master as the baptized child.
83
Whatever the variation from parish to parish, which at this point is difficult to explain, it should be stressed that few
owners were godparents to their slaves, and that in the overwhelming majority of cases even the free persons were of color,
were poor, and as the case of Inhaúma suggests, they were themselves recently freed persons who may have known the child's
parents when they themselves were slaves. Brazil also shows slaves acting as godparents to children born free. In the aforementioned
Minas parish of Senhor Bom Jesus do Rio Pardo
, roughly 35 percent of the 979 births of free children had a slave godfather, and among the 904 births of free children who
had a godmother, slave women stood up for these children more than 43 percent of the time.
84 Clearly there was not a rigid barrier between poor free persons of color and slaves, and friendship routinely crossed this
boundary.
Despite the importance of
compadrio as a structuring element in the extended family networks of Brazil, the poorest elements in the society from which godparents
were drawn could not always fully honor such obligations, and sometimes slaves were baptized with only a
padrinho present. Although this was against Church practice and custom, it did reflect the weaker ties of the institution of
compadrio at the lowest level
of the society. Nevertheless, all accounts seem to indicate that it was an effective support system that became an essential
part of Afro-Brazilian culture, just as it was of free society. This fictive kinship system
went to further the growing bonds of friendship and community among slaves, and given the status with which godparentage
was held by the governing elite, it even provided white legitimacy to slave community-building efforts.
Equally important for the development of a community was the creation of a coherent belief system that would provide slaves
with a sense of self, of community, and of their place in the larger cosmological order. The growth of a belief system would
be a hard and slow task. One of the first areas where this evolved beyond the family level was in those practices that bound
the community together. As in any peasant village, there were inevitable interpersonal conflicts among the slaves over resources.
Sometimes these involved garden lands, personal effects, conflicts over potential spouses, sexual fidelity, or just personality
clashes. These, plus the common problems of curing and divination, all led to the emergence of part-time specialists in witchcraft
and curing. Given the importance these crafts had within Africa, it was inevitable that African influences would influence their evolution
in the Western Hemisphere. It was usually older and single African males and females who provided the white or black magic
that was an indispensable part of any community structure. Such individuals prepared herbs for curing and for influencing
desired emotional or physical states in given subjects. They also provided recourse to a system of rough justice that guaranteed
a limit to the amount of personal violence that the community could afford in fights over resources. Aggrieved adults who
could not directly confront their opponents often had recourse to witchcraft to harm their rivals. This use of witchcraft
and the knowledge that it was effective kept conflicts within acceptable limits within communities that had little policing
powers of their own or any type of communal self-government.
Although the spiritual content embedded within the practices of these black New World ritual specialists integrated multiple
non-African elements, slave beliefs began to evolve into ever-more elaborate cosmologies, and complete African-influenced
religions began to develop by the late eighteenth and early nineteenth centuries. Masters were opposed to such formalized
religious belief systems, which they held to be antithetical to their own Christian beliefs. All such formal cults were ruthlessly
attacked, just as the less-threatening simpler forms of witchcraft were left unmolested. However, so powerful did these religious
systems become that
they were able to survive under the guise of alternative forms of the folk Catholicism developed under slavery, and occasionally,
even influenced the practices of the dominant white society, whose members sometimes turned to the practitioners of these
religious systems for guidance and assistance in their affairs. Although it often took several generations after abolition
for Christian society to accept their legitimacy, the cults were finally able to establish themselves as independent religions
in the twentieth century.
The most important of these cults in the era of slavery in Brazil was Candomblé (sometimes called calundus in the colonial period). It appeared in various guises throughout Brazil. A small initial group often established the basic
cults that later massive migrations from entirely different areas in Africa adopted in their new environments. Even where
many national candomblés existed – as in Bahia, for example – it was the Nago (Yoruba) candomblé which provided the basis for the theology, ritual, and festival activity of all other candomblés, even those named for Dahomean, Angolan, and Congolese tribes or nations. Thus, a process of acculturation went on among
the slaves themselves, even in terms of the proscribed African cults and practices.
This process of syncretization and acculturation among the African religions in turn helps to explain why these cults found
it relatively easy to accept and integrate parts of Christian religious belief and practice into the local cult activity.
Initially, this integration was purely functional, providing a cover of legitimacy for religions that were severely proscribed
by white masters. However, after a few generations, a real syncretism became part of the duality of belief of the slaves themselves, who soon
found it possible to accommodate both religious systems. In the Catholic societies, dogma of the elite Church was not affected, but a rich tradition of folk Catholicism with its saints and local cults provided
a perfect medium for syncretization of African deities. Also, the elaborate structure of lay religious societies and local
community saint days was extended to the slaves and free colored by the white authorities in their desire to integrate and control slave beliefs. They also hoped these associations, many
of which in the early days were based on African tribal origins, would guarantee internal divisions among the slaves and prevent
the development of a coherent racial or class identity. Although moderately successful in this aim, these associations and
local festival activity proved of vital importance in both legitimating and spreading African religious practices and giving
blacks and mulattoes important communal organizations.
The Catholic Church
was already well organized for a syncretic approach to religious conquest and conversion even before the full-scale development
of American slavery. The Latin American Church had worked out most of the norms of this activity in its evangelizing of the
American Indians
. Local gods were to be destroyed, but sacred places were to be incorporated into the Christian cosmology through the erection
of churches and shrines and the miraculous appearance of the Virgin. A brown-skinned Virgin appeared in all the traditional
pre-Columbian religious centers, and her devotion took on many aspects of pre-Columbian rites and beliefs
. Although the intellectual and upper-class Catholics fought the reduction of their monotheistic religion into a pantheon
of virgins and saints who took on the role of local deities, they never succeeded in cleansing the Church of its folk aspects,
either in Europe
or America. Moreover, the Church in early colonial Latin America was unusually open to the rise of popular nonclerical religious
figures, the so-called
beatas, or lay religious individuals who developed local followings and even founded religious institutions, many of whom came from
the lower classes and castes. One of the most extraordinary of such
beatas was the mystic slave Rosa Maria Egipcíaca da Vera Cruz. Born in West Africa, she arrived in Brazil from the Gold Coast at
age 6 in 1725, and was eventually forced into prostitution by her owner
in Rio de Janeiro
. Literate, a significant writer, and a mystic, she developed such an extraordinarily following and support, including that
of the provincial of the Franciscan Order in Rio de Janeiro, that she and her final owner and confessor Padre Lopes were eventually
taken prisoner by the Inquisition in 1762 and shipped to Lisbon after the Church attacked her teachings.
85 Although
beatas had been openly tolerated in the sixteenth and seventeenth centuries, the Church became more resistant and hostile to their
activities over time, and Rosa, like others in the eighteenth century, were more typically incarcerated and condemned if they
developed important followings.
Into this system of syncretic absorption were implanted African belief systems. Very quickly, each of the major African deities
took on an alternative saint identification. In Brazil, for instance, local Brazilian saints had a dual identity in the minds
of the slaves, if not in those of the whites. Church leaders in the colony encouraged local slaves to stress the cult of Our
Lady of the Rosary (
Nossa Senhora do Rosário)
, which was
reserved exclusively for the special devotion of blacks. Though all slaves were taught to accept the feasts, holidays, and
saints of whites, they were also expected to celebrate their own saint days and holidays on an exclusive basis. In the urban
centers this meant that slaves were to be grouped into religious brotherhoods (known as
Irmandades)
whose major purpose was to act as a mutual-aid society and prepare an annual celebration of the black-related religious figures.
There were also special welfare societies (
Santa Casa), which sometimes had black and
mulato branches. There were even well-known dance groups or
batuques in some of the northeast cities of Brazil that were grouped along African nationality lines.
How important these
irmandades were in the lives of urban and rural slaves is difficult to estimate. There is no question that slaves participated in these
irmandades everywhere. In fact, in the Rosario brotherhoods
, they predominated as the major group of new or continuing members, well exceeding both the
forros and
livres, and sometimes making up more than half the membership (see
Table 8.5).
In the brotherhood membership lists
so far available that include both legal status and the sex of members, there is wide variation. Women represented two-thirds
of the total slaves in Cachoeira Bahia, 51 percent in Vila Rica, and 42 percent of the slave members in São João del Rei.
86 However, they were only 23 percent of the slave members in the Rosario brotherhood of Cuiabá.
87 In a study of burials for the Antonio Dias parish of Vila Rica, of the 524 slaves buried as members of the
irmandades, more than three-quarters were women.
88 Given these disparities and the random quality of overall female membership ratios in other
irmandades,
89 it is difficult at this point to determine if the dominance of women among members was the norm throughout Brazil.
Although it could be expected that slaves would play a lesser role in the administration of these brotherhoods, what is impressive
is that they did participate as active leaders. Thus, the executive board (
mesa
TABLE 8.5. Membership in Rosário Brotherhoods, Eighteenth and Nineteenth Centuries, by Legal Status
diretora) of the Mariana Rosário brotherhood had 303 slaves serving as officers out of 984 who served in the administration in the
period 1748–1819.
90 Of course, they were underrepresented, being 71 percent of all members enrolled in this period, and only 31 percent of the
board members (
mesários), but not only were they an important minority, but the officials were overwhelmingly African born, whether free or slave.
Of all the
forros and
escravos who served as officers of this association, those of African birth represented an impressive majority of these officials
– of 723 whose origin was known, some 88 percent of them were born in Africa.
91
Clearly then, even if only a minority of slaves in any district belonged to an
irmandades, such organizations did play a fundamental role everywhere. There was not a region that contained slaves that did not contain
a Rosário brotherhood, and these existed throughout the slave period of Brazilian history. Burials and festivities were their
prime activity, but they also supported African identity elements as much as possible in this hostile environment. Many of
the brotherhoods were predominantly of one ethnic origin, status, or color and had exclusive membership.
92 Others denied access to Brazilian-born colored.
93 Therefore, in many ways they helped perpetuate conflict among slave groups and often among Africans and Creoles and slaves
and free persons of color. However, with their increasing admission of
crioulos over time and the fact that all of them contained increasing numbers of
forros and
livres, these data suggest that these institutions could also serve as integrative associations as well and help acculturate the
Africans to their new environment.
94 Also, they were one of the few institutions legally available to them. Although many
irmandades were based on occupations, most of these, especially of the mechanical trades, sometimes excluded slaves from membership.
95 Thus, the
irmandades based on identity or legal status proved to be of fundamental importance to the slaves if not to the free colored
, who had more options of association opened to them.
In Brazil, these legal and state and church-recognized associations were famous from the colonial period until the end of
the Empire for their annual festive activities and, equally, for their constant conflict with the white authorities. Slave
and free-colored demands for brotherhood self-government and control over their own churches and cemeteries
were constantly opposed by the fraternal organizations of the whites. They were often in tense relations with ecclesiastical
authorities over funding, because the
irmandades paid for masses for the dead and funeral expenses of its members as well as the costs for religious festivals, and were often
chastised for sacrificing the former obligation (with its funds supporting the Church) for the latter activity.
96 Yet despite white fears of their autonomy, in the majority of cases, the black and
mulato brotherhoods
were accepting of the dominant culture and were primarily integrative in nature. They did foster both self-pride and also
legitimated African religious activity. In contrast, the African cults
were forced to create independent organizations to survive. In so doing, they became essentially rejective and opposed to
the values of the master class. These cults which competed with, reinterpreted Christianity for a slave audience, and most
aided the development of an autonomous aspect to Afro-Brazilian culture.
From the plantation villages and the colonial cities came a distinctive Afro-American culture that provided the slaves with
a self-identity and community, which allowed them to survive the rigors of their forced integration into the white society.
This Afro-American culture was not homogeneous. Some of its elements were integrative and merely expressive of a subculture
within the Western norms established by the white society. Others, however, were unique to blacks and provided an alternative
value system to that of white society. Such a pattern was almost inevitable given the very hostility and ambiguity that the
white culture expressed toward them. On the one hand, white society incorporated Africans
into Christianity as co-equal members of a universalistic church. Among the Latin American legal codes
, there was also a basic assumption that Africans would eventually become freedmen in these same slave societies. But at the
same time, these were inevitably racist societies that rejected black self-identity and self-worth and often created a second-class
citizenship for those who achieved their freedom. Social ascension and mobility were possible for enough blacks to give a
majority a sense of hope, but the terms were always rejection of their Afro-American cultural identity and their blackness.
In such a situation, it was inevitable that the cultures that were established by the slaves in America would serve two often-conflicting
purposes: that of integrating the slaves into the larger master-dominated societies while providing them with an identity
and meaning that protected them from that same society's oppression and hostility.