1
Nothing Can Ever Be the Same
An arduous voyage in 1917 brought four close friends, idealistic young journalists from the United States, to the shores of Russia. In the midst of an immensely destructive world war, the centuries-old tyranny of monarchist autocracy had been overthrown. The revolutionary process was continuing, and the four wanted to understand what was going on.
The revolution began with International Women’s Day rallies on March 8 (February 23 according to the old tsarist calendar) that got out of hand. They sparked momentous insurgencies among the common working people of Petrograd, with the military’s rank and file refusing to repress the people’s uprising and instead joining it. Masses of workers and soldiers (the latter mostly peasants in uniform) organized a growing and increasingly substantial network of democratic councils—the Russian word was soviety (or soviets)—to coordinate their efforts. In addition to liberty (indicated by freedom of speech and organization, equal rights for all, the right of workers to form trade unions, and so forth), they demanded peace and bread as well as land for the country’s impoverished peasant majority. In the wake of the monarchy’s sudden collapse, conservative, liberal, and moderate socialist politicians scurried to form a provisional government that would contain the revolutionary process and consider how “best” to address the demands for peace, bread, land. The most militant faction of the Russian socialist movement—the Bolsheviks (majority-ites) led by Vladimir Ilyich Lenin—insisted that peace, bread, and land would only be achieved by overthrowing the provisional government and giving all political power to the soviets. This, they believed, would spark a world process of workers’ revolutions that would end war and imperialism, overturning all tyrannies and bringing a transition from capitalism to socialism. After several months of intensive activity and experience, the Bolsheviks and their allies won majorities in the soviets and went on to make the second revolution of 1917—a popularly supported insurrection on November 7 (October 25 according to the old calendar).
One of the eyewitnesses, John Reed, cabled the news back to the United States: “The rank and file of the Workmen’s, Soldiers’ and Peasants’ Councils are in control, with Lenin and Trotsky leading. Their program is to give the land to the peasants, to socialize natural resources and industry and for an armistice and democratic peace conference. . . . No one is with the Bolsheviki except the proletariat, but that is solidly with them. All the bourgeoisie and appendages are relentlessly hostile.”1
The first of the four friends to get their books out (in October 1918) were Louise Bryant and Bessie Beatty. After ten decades, the freshness of their astute observations and vibrant impressions continues to reward the reader.
With Six Months in Red Russia, Louise Bryant is visibly wrestling toward an understanding of the vast and complex swirl of experience. “I who saw the dawn of a new world can only present my fragmentary and scattered evidence to you with a good deal of awe,” she tells us. “I feel as one who went forth to gather pebbles and found pearls.” Reaching for generalization, she writes: “The great war could not leave an unchanged world in its wake—certain movements of society were bound to be pushed forward, others retarded. . . . Socialism is here, whether we like it or not—just as woman suffrage is here, and it spreads with the years. In Russia the socialist state is an accomplished fact.”2
“Revolution is the blind protest of the mass against their own ignorant state,” writes her friend Bessie Beatty in The Red Heart of Russia. “It is as important to Time as the first awkward struggle of the amoeba. It is man in the act of making himself.” Obviously still trying to comprehend what she had seen, she muses: “Time will give to the world war, the political revolution, and the social revolution their true values. We cannot do it. We are too close to the facts to see the truth.” But she immediately adds: “To have failed to see the hope in the Russian Revolution is to be a blind man looking at the sun rise.”3
The last of the books to appear (in 1921), Albert Rhys Williams’s Through the Russian Revolution, reaches for the interplay of cause and effect, of objective and subjective factors:
It was not the revolutionists who made the Russian Revolution. . . . For a century gifted men and women of Russia had been agitated over the cruel oppression of the people. So they became agitators. . . . But the people did not rise. . . . Then came the supreme agitator—Hunger. Hunger, rising out of economic collapse and war, goaded the sluggish masses into action. Moving out against the old worm-eaten structure they brought it down. . . . The revolutionists, however, had their part. They did not make the Revolution. But they made the Revolution a success. By their efforts they had prepared a body of men and women with minds trained to see facts, with a program to fit the facts and with fighting energy to drive it thru.4
The “middle” book of the four—appearing on January 1919—was the one destined to become the classic eyewitness account, John Reed’s magnificent Ten Days That Shook the World. A fierce partisan of the Bolsheviks, he quickly joined the world Communist movement that the Bolsheviks established in the same year that his book was published. But no one of any political persuasion can disagree with the generalization that appears in the book’s preface: “No matter what one thinks of Bolshevism, it is undeniable that the Russian Revolution is one of the great events of human history, and the rise of the Bolsheviki a phenomenon of worldwide importance.”5
In more than one sense, these friends continue to reach out to us. Of course, they offer their own lived experience and eyewitness impressions of what happened in one of the great events in human history. But also, while they and all they knew have long since died, the patterns and dynamics and urgent issues of their own time have in multiple ways continued down through history, to our own time. The experience, ideas, and urgent questions they wrestle with continue to have resonance and relevance for many of us today, and this will most likely be the case for others tomorrow.
Corroboration and Contrasts
In the 1930s three particularly significant accounts of the revolution appeared. Leon Trotsky’s three-volume History of the Russian Revolution, released in 1932–33, was followed by William H. Chamberlin’s two-volume The Russian Revolution, 1917–1921—both published outside of the Soviet Union. From within the USSR, in 1938, came the most authoritative account, embedded in the seventh chapter of History of the Communist Party of the Soviet Union (Bolsheviks): Short Course—composed by a commission of that organization’s Central Committee, with the very active participation of Joseph Stalin.
“Trotsky’s writing was absorbing, and the translator, Max Eastman . . . did him justice,” recalled Carl Marzani, one of many radicalizing intellectuals in the United States during the 1930s. “The details, from the revolutionary insider, were fascinating, but the volume excited me most as a sample of Marxist writing and methodology. Trotsky set the revolution within a historical context, and treated the Tsarist Empire as a whole, a society rich with contradictions.” High praise indeed from someone who would soon become a Communist Party organizer in the Age of Stalin. More recently, the decidedly non-Trotskyist scholar Ian Thatcher has chimed in: “Trotsky’s summary of the factors he had highlighted to account for 1917 still forms the research agenda. . . . Measured against The History of the Russian Revolution most ‘modern’ research does not seem so modern after all. . . . It is essential reading.” Chamberlin, a highly respected correspondent of the Christian Science Monitor with twelve years of journalistic experience in Soviet Russia, was evolving from radical supporter to conservative critic of the Soviet regime, but he sought to provide a balanced account that later scholars have viewed—in the recent words of Sheila Fitzpatrick—as “still the best general work on the Revolution and Civil War.” Both Trotsky’s and Chamberlin’s accounts drew from primary source materials and reminiscences of participants, and both were consistent with what John Reed, Louise Bryant, Albert Rhys Williams, and Bessie Beatty had reported years before.6
In stark contrast, the account from Stalin and his collaborators contained major elements that were missing from the accounts of the four American friends. While none of them had even mentioned Stalin, the Short Course volume reported that in 1917, Lenin was especially reliant on “his close colleagues and disciples in Petrograd: Stalin, Sverdlov, Molotov, Ordjonikidze,” and that the Bolshevik Central Committee “elected a Party Centre, headed by Comrade Stalin, to direct the uprising.” More than this, it was claimed that people they had seen as among Lenin’s closest comrades were in fact his enemies, and that “the Bolsheviks defeated the attempts of the capitulators within the Party—
Zinoviev, Kamenev, Rykov, Bukharin, Trotsky and Pyatakov—to deflect that Party from the path of Socialist revolution.” In the same period, General Secretary of the Communist International Georgi Dimitrov explained to Communists and others throughout the world the need to “enlighten the masses . . . in a genuinely Marxist, a Leninist-Marxist, a Leninist-Stalinist spirit,” mobilizing “international proletarian unity . . . against the Trotskyite agents of fascism,” and recognizing that a “historical dividing line” in world politics was represented by one’s “attitude to the Soviet Union, which has been carrying on a real existence for twenty years already, with its untiring struggle against enemies, with its dictatorship of the working class and the Stalin Constitution, with the leading role of the Party of Lenin and Stalin.” The Short Course was designed to facilitate this task.7
No less divergent from the early accounts of John Reed and his friends, and similarly inclined to stress the unity of Lenin and Stalin, were a proliferation of works from the late 1940s to the 1960s by Cold War anti-Communist scholars. A bitter ex-Communist working for the US Department of State, Bertram Wolfe, pioneered a distinctive development of the continuity thesis. “When Stalin died in 1953, Bolshevism was fifty years old. Its distinctive views on the significance of organization, of centralization and of the guardianship or dictatorship of a vanguard or elite date from Lenin’s programmatic writings of 1902,” Wolfe wrote. “His separate machine and his authoritarian control of it dates from . . . 1903.” In that half-century, Wolfe insisted, “Bolshevism had had only two authoritative leaders”: Lenin and Stalin. There were many who followed this lead. “Stalinism can and must be defined as a pattern of thought and action that flows directly from Leninism,” asserted Alfred G. Meyer. “Stalin’s way of looking at the contemporary world, his professed aims, the decisions he made at variance with one another, his conceptions of the tasks facing the communist state—these and many specific traits are entirely Leninist.” Robert V. Daniels, contrasting “the Trotskyists” with “Stalin and more direct followers of Lenin,” elaborated: “Leninism begat Stalinism in two decisive respects: it prepared a group of people ready to use force and authority to overcome any obstacles, and it trained them to accept any practical short-cut in the interest of immediate success and security of the movement.” W. W. Rostow agreed: “Lenin decided . . . to rule on the basis of a police-state dictatorship,” and “Stalin, having cheerfully accepted the police-state dictatorship as the basis for rule, radically altered the tone of society” in a grimly totalitarian manner.8
A sharp contrast both to Stalinist and Cold War anti-Communist interpretations was represented by two outstanding scholars whose attitude toward the Russian Revolution approximated the sympathies of John Reed and his friends and whose understanding of events more or less corresponded to what Trotsky and Chamberlin had presented—E. H. Carr and Isaac Deutscher. A maverick member of the British elite, Carr shifted from a diplomatic career and editorial writing for the London Times to the writing of a remarkable number of biographical and historical studies largely focused on Russia. Deutscher, in contrast, was a Polish “non-Jewish Jew” rising from humble beginnings. A militant in the early Communist movement who became a Trotskyist because of his opposition to the Stalinist corruption, he was by the end of the 1930s driven from his native land and had left the revolutionary movement, morphing into a brilliant English-language journalist. Deutscher produced a massive biography of Stalin and a three-volume biography of Trotsky that—in multiple ways and with great erudition—set the historical record straight while advancing challenging interpretations. The first three installments of Carr’s monumental fourteen-volume History of Soviet Russia provided a meticulous account of the Bolshevik revolution from the standpoint of institutional history, at a high level of intellectual seriousness.9
The fact that Carr and Deutscher were each attacked and slandered by partisans of both Cold War power blocs highlights their importance in opening a vital space for scholars dealing with the Russian Revolution. Others—with somewhat divergent perspectives but displaying careful research and intellectual honesty—further opened that space with serious work in the 1970s. Robert C. Tucker ensured that English-language students and scholars would have easy access to reliable collections of writings by Lenin as well as Marx and Engels, but also a clearer comprehension of the actual role and meaning of Stalin.10 One of his students, Stephen Cohen, played a decisive role in broadening the understanding of Bolshevism with his pathbreaking biography of Nikolai Bukharin. In a similar fashion but with broader scope, Moshe Lewin made fundamental contributions in tracing the history involved in the making of the Soviet Union (where he had lived for a number of years).11 Strongly influenced by the Marxism associated with the émigré Menshevik current of Russian socialism, Leopold Haimson, Alexander Dallin, Israel Getzler, and Alexander Rabinowitch opened up additional new pathways in Soviet studies,12 as did Paul Avrich and Teodor Shanin, two other scholars influenced by the rich traditions of, respectively, Russian anarchism and populism.13
A radical ferment that developed and spread during the 1960s and 1970s among student-age youth in “the capitalist West” (certainly in the United States, Canada, and Britain) would generate an explosion of exciting new work, highlighted in a seminal essay by Ronald G. Suny, “Toward a Social History of the October Revolution” in the prestigious American Historical Review. Younger scholars, fluent in Russian and often accessing new material, gave center stage to in-depth studies of the Russian working class. They included Suny himself, Victoria Bonnell, Laura Engelstein, Rose Glickman, Tsuyoshi Hasegawa, Diane Koenker, David Mandel, Donald J. Raleigh, William Rosenberg, Steven A. Smith, Rex A. Wade, Reginald Zelnik, and others, including the Menshevik-influenced Leopold Haimson and Alexander Rabinowitch. Such work, judiciously integrated and popularized, found its way into a widely read trilogy by W. Bruce Lincoln (In War’s Dark Shadow, Passage through Armageddon, and Red Victory) and in such outstanding collections as the 1997 Critical Companion to the Russian Revolution, 1914–1921. Taken together, such impressive work seemed to corroborate the kinds of things that John Reed, Louise Bryant, Albert Rhys Williams, Bessie Beatty, Leon Trotsky, and William H. Chamberlin had conveyed in earlier years.14
Not surprisingly, there was a powerful conservative counterattack, given special impetus by the 1989–91 collapse of Communism in Eastern Europe and the USSR, and by the right-wing triumphalism associated with the seemingly unstoppable and irreversible neoliberal revolution associated with Ronald Reagan and Margaret Thatcher. Old-time Cold War anti-Communists such as Martin Malia and especially Richard Pipes wrote massive, hostile “new” accounts of the Russian Revolution that simply ignored the work of all whose scholarship differed from their conservative interpretations, and these fat books were widely proclaimed to be the “magisterial” and correct expositions of what really happened. They were joined, from the former USSR, by Communist careerists transitioning into anti-Communist careerists (such as Dmitri Volkogonov and Alexander Yakovlev), with supplements from disillusioned one-time radicals in the West who produced a Black Book on Communism. All of this was accompanied with an avalanche of well-funded promotion and supercharged “now it can be told” hype designed to convey the impression that any other view is now simply unthinkable.15
A terrain has been occupied in between by another layer of scholars who combine attitudes reminiscent of Cold War sensibilities (of one side or the other, or in some cases both) with a scholarly inclination to take more seriously the newer social history. For example, Sheila Fitzpatrick and J. Arch Getty have pushed hard for a “more objective” appraisal of Stalin and Stalinism, in the process coming up with material and interpretations certainly worth considering. “Stalin did not initiate or control everything that happened in the party and country,” Getty argues. “The number of hours in the day, divided by the number of things for which he was responsible, suggests that his role in many areas could have been little more than occasional intervention, prodding, threatening or correcting.” He could hardly have been the Evil Genius (or Benign Genius) behind every important thing—he can only be understood adequately within the context of the complex political and social structures within which he functioned. Getty concludes: “He was an executive, and reality forced him to delegate most authority to his subordinates, each of whom had his own opinions, client groups, and interests.”16
But one aspect of their approach involves positing an elemental consistency between Lenin and Stalin. According to Getty, Stalin and those associated with his repressive regime were partly animated by “Bolshevik traditions of intolerance, fanatical unity against opponents, and easy recourse to violence.” For Fitzpatrick, Stalin’s political characteristics (and Lenin’s) were part of something by no means restricted to Bolshevism. “All revolutionaries are enthusiasts, zealots,” she tells us. “They are intolerant of disagreement, incapable of compromise; mesmerized by big, distant goals, violent, suspicious and destructive.”17
Variants of this approach can be found in the work of other influential scholars dealing with the Russian Revolution, such as Orlando Figes, who utilizes fragments of social history to deepen his point. Figes presents the struggle for a better world as an “experiment” that went “horribly wrong, not so much because of the malice of its leaders, most of whom had started out with the highest of ideals, but because their ideals were themselves impossible.” Bolshevik intellectuals, “with their own idealized vision of what the workers were supposed to be,” were destined to be foiled by “the workers’ actual tastes—vaudeville and vodka, for the most.” The struggle to mobilize the working class to take political power in order to usher in a glowing socialist democracy was, Figes concludes, doomed from the start: “The state, however big, cannot make people equal or better human beings.”18
There are ample biographies and autobiographies of working-class people that collide with Figes’s vodka and vaudeville stereotype: August Bebel from Germany, Louise Michel from France, J. Keir Hardie from Britain, “Mother” Mary Jones from the United States, Alexander Shlyapnikov from Russia, and countless more from these and many other lands.19 As was evident in the earlier social histories of the Russian Revolution (and also in the lived experience of many of us today), the working class is an immense human group reflecting a broad array of identities, ideologies, inclinations, and tastes. Nor does the suggestion hold up that the Russian Revolution can be explained as impractical intellectuals taking control of the state for the purpose of somehow making everybody “equal or better human beings.” Of course, the revolutionaries certainly favored a society that would provide equal rights and a better life for all—which is something else altogether, an eminently practical goal, and well worth fighting for.
The present volume provides a contrast to the neoconservative and in-
between interpretations, as well as to the older anti-Communist and Stalinist distortions from the Cold War era, instead drawing from and highlighting the more valuable accounts of what happened, not least of which were the eyewitness reports from John Reed, Louise Bryant, and their friends. We see a story in which an oppressive political, economic, and social order generates mass discontent within the population, exacerbated by converging crises, resulting in resistance and rebellion. These revolts are advanced particularly by a small but growing working class—dynamic and strategically placed—which, in turn, is animated by its more conscious and activist elements that organize themselves into trade unions, political parties, soviets (councils), factory committees, workers militias, and more. A decisive role, within this complex mix, comes to be played by a specific revolutionary current steeped in Marxist theory and containing a number of strong personalities that have been shaped by considerable previous experience. The result is the world’s first socialist revolution.
There has, of course, been additional work dealing with various facets of the revolutionary experience, and scholars are still wrestling with many questions of fact and interpretation. For those concerned with what actually happened in history, and specifically with how revolutions actually happen (with an eye on the possible need for making revolutions of our own), such further wrestling is important—and it is that to which we will now turn.
Multiple Insurgencies
Rex Wade has summed up complexities of the Russian Revolution in a manner that deserves to be quoted at length:
The Russian revolution of 1917 was a series of concurrent and overlapping revolutions: the popular revolt against the old regime; the workers’ revolution against the hardships of the old industrial and social order; the revolt of the soldiers against the old system of military service and then against the war itself [i.e., against the First World War]; the peasants’ revolution for land and for control of their own lives; the striving of middle class elements for civil rights and a constitutional parliamentary system; the revolution of the non-Russian nationalities for rights and self-determination; the revolt of most of the population against the war and its seemingly endless slaughter. People also struggled over differing cultural visions, over women’s rights, between nationalities, for domination within ethnic or religious groups and among and within political parties, and for fulfillment of a multitude of aspirations large and small. These various revolutions and group struggles played out within the general context of political realignments and instability, growing social anarchy, economic collapse, and ongoing world war. They contributed to both the revolution’s vitality and the sense of chaos that so often overwhelmed people in 1917. The revolution of 1917 propelled Russia with blinding speed through liberal, moderate socialist and then radical socialist phases, at the end bringing to power the extreme left wing of Russian, even European, politics. An equally sweeping social revolution accompanied the rapid political movement. And all this occurred within a remarkably compressed time period—less than a year.20
This poses multiple questions that deserve attention. To narrow this to only a few issues:
The key category for Russian Marxists was, of course, working class—for practical no less than theoretical reasons. In an early study, published in 1932, Joseph Freeman observed: “The growth of the working class continued so rapidly that between 1897 and 1913 the number of wage-earners in census industries increased 70 percent and in the domestic-craft industries 50 percent.” Rex Wade emphasizes that “central to the history of the revolution, key players in all stages of its development, were the urban, especially industrial workers. . . . The revolution began as a demonstration of industrial workers and they never relinquished their leading role in both political and social revolution in 1917. They represented a potent force for further revolutionary upheaval if their aspirations were not met—as they almost certainly would not be, at least not in full.”22
I have already alluded to the complex nature of the working class, and of working-class consciousness. An aspect of this involves occupational differences—typographical workers were often seen as being more moderate, mine workers were often seen as being more militant, skilled workers (such as metalworkers) were often seen as more politically advanced than unskilled workers (such as textile workers). In addition, the consciousness and mentality of many workers were permeated by earlier experiences in and continuing ties with the peasant village, workers fresh from the countryside were often scorned by seasoned city dwellers, gaps sometimes tended to open between younger and older generations of workers, and so forth.23
Wade tells us that “while their own economic, working and personal conditions were their most pressing concern, broader political issues also animated the workers.” For the many contingents that made up a thick organizational network—including trade unions, factory committees, local and district soviets, cultural and self-help groups of various kinds, workers’ militia groups, and so on—all were means through which workers sought “to use their newfound freedom and power to obtain a better life for themselves and their families.” He notes that these and other developments “had the effect not only of solidifying working-class identity, but also of broadening the circle of those who identified themselves as workers.” Previously unorganized elements outside of the factories—cab drivers, laundry workers, bathhouse workers, restaurant waiters, bakers, barbers, retail clerks, lower-level white-collar workers such as office clerks and elementary school teachers—all now identified themselves as part of the working class, worked to organize unions, and sent representatives to the soviets.24
The question of who is or is not part of the working class, and who self-identifies as a worker, was complex in more than one way. The basic Marxist distinction—
a proletarian is someone who sells labor power to an employer in order to make a living—might, depending on context, be seen as subordinate to whether one has an education (and can be defined in some sense as part of the intelligentsia) and whether one works on a factory floor or someplace more “refined.” Leopold Haimson discusses the example of pharmacy workers during the 1905 revolutionary upsurge, who formed a union—as employees in various workplaces were doing—but then were faced with the issue of whether they, as pharmacists’ assistants, should self-identify as “workers” (which would place them with predominantly working-class socialists of the Russian Social Democratic Labor Party) or as “intelligentsia” (which would place them with professional groups in the “bourgeois liberal” Union of Unions). Between 1905 and 1917, he notes, various working-class strata “were alternatively drawn to (or indeed torn between) the representations of being class-conscious proletarians” or something other than that, which would have implications for political allegiances.25
There was also the matter of how class and class consciousness intersected with gender and with ethnicity or nationality. The vast empire of tsarist Russia had been infamous as “a prison-house of nations,” and what came to be known as Great Russian chauvinism combined with the ruling elite’s ongoing efforts to squeeze wealth out of subject peoples. Ethnic and national divisions in such situations have the capacity to cut across class in multiple ways, with prejudices and “blind spots” and resentments (not to mention linguistic and other cultural differences) dividing workers and having complex impacts on class consciousness and class struggle. Serious mistakes can be made, and were made, in such situations, but also new insights can develop and important corrections can lead to new opportunities. There is much to be learned (and more to be discovered, by scholars no less than activists) about what happened in the revolutionary struggle leading up to 1917, about the role of ethnic and national struggles within the overthrow of Russia’s old order, and about the subsequent policies of the new revolutionary regime.26
No less complex, and sometimes similarly explosive, was “the woman question.” One aspect of the complexity is intersectionality—it is problematical to deal with gender abstracted from multiple other identities: Is one in a rural or urban context, for example? Is one an aristocrat, a peasant, or a bourgeois? An “intellectual” white-collar worker or a factory worker? Part of one ethnic community or another?27 As with the “national question,” there were Marxists—including among the Bolsheviks—who were inclined to take a reductionist and sectarian stand: the future socialist revolution carried out by the working class would bring an end to all bad things, including the oppression of women (or of subjugated nationalities and ethnic groups), and separate struggles against such oppression could divide workers and divert them from the class struggle and the primary task of overthrowing capitalism. This logic could also be convenient for not creating discomfort among male (or Russian-majority) workers and comrades, and keeping women (or other oppressed groups) “in their place.”28
Despite such debilitating conservatism, even critical historians generally agree that the Bolsheviks were far more engaged in organizing for women’s liberation than other groups on the left, and that Lenin was ahead of many of his comrades in supporting this work. A cautiousness and even prudishness prevented him from endorsing some of the more radical perspectives advanced by Alexandra Kollontai and Inessa Armand, however. The fact remains that from the start, the Russian Social Democratic Labor Party, following the examples of Marx, Engels, and August Bebel, had, as Barbara Evans Clements puts it, “a good record on women’s issues” (the right to vote; equal civil, educational, and employment rights, among which the right to receive services for the special needs of women in the workplace; including maternity leave and day care for their children). She adds that “publicly renouncing the sexism that was standard among European politicians in the early twentieth century, . . . allowed its female members to achieve considerable prominence and personal freedom.” It is essential, in understanding the workers’ and peasants’ uprising of 1917, and of the Bolshevik role, that we not see worker and peasant and Bolshevik as meaning “male.” This essential and obvious fact shaped much of what happened. While the Bolsheviks, as Marxists, “stressed the oppression of class over gender, they also recognized that women suffered a double oppression which they believed had its basis in peasant patriarchy as well as in capitalism,” Jane McDermid and Anna Hillyar point out. “In addition, the Bolsheviks were forced to pay attention to the woman question, not only by the circumstances of greatly increased numbers of women entering the labor force, especially during the First World War, but also under pressure from some of the female members of their own party.”29
While Bolshevik women went out of their way to denounce “bourgeois feminism,” they nonetheless needed to push their own comrades (many male, but some female) to support special efforts to agitate, educate, and organize among working-class women. In the course of 1917, the political forces in the struggle for power, according to Richard Stites, “were led by and overwhelmingly composed of men: government, parties, soviets, peasant associations, national organizations, cooperatives, industrial enterprises, and trade unions,” yet he also cites a pamphlet in which Alexandra Kollontai insists that “in our revolution women workers and peasants played . . . an active and important role.” Aspects of the truth can be found in both statements. The deep patriarchal patterns and male dominance of Russian (and European) culture naturally were manifest at all levels, but as Rex Wade observes, “women entered public and political life in unprecedented numbers and ways,” reflecting the fact that during the First World War the number of women in the factories rose from 25 percent to 43 percent of the nationwide industrial labor force, and in the Moscow region, for example, they constituted 60 percent of all textile workers. “Military defeats, economic breakdown, and soaring prices drew large numbers of women into sporadic strikes against deteriorating conditions,” according to Gail Warshofsky Lapidus, and—Wade points out—women “voted in general elections and participated in selection of factory committees, soviets and trade union leadership. Some served as deputies in these and in city councils. Thousands became involved in the enormous variety of economic, social and cultural organizations that sprang up across Russia in the revolutionary year.” There is also the well-known point stressed by Lapidus: “It was a massive strike touched off by women textile workers on International Women’s Day that culminated in the February Revolution of 1917.”30
Revolutionary Party
Essential for the making of the Russian Revolution was interplay between the broad masses of workers and peasants, in all their variety, and an organization of revolutionary intellectuals and activists having a predominantly working-class base and a Marxist ideology. This was the Bolshevik Party, whose central leader was Vladimir Ilyich Ulyanov—known to the world as Lenin.
In the 1919 volume Lenin: The Man and His Work, a sympathetic Albert Rhys Williams suggested that “one of the secrets of Lenin’s power is his terrible sincerity,” elaborating: “This stamp of sincerity is on all his public utterances. Lenin is lacking in the usual outfit of the statesman-politician—bluff, glittering verbiage and success-psychology. One felt that he could not fool others even if he desired to. And for the same reasons that he could not fool himself: His scientific attitude of mind, his passion for the facts.” In his 1924 study The Man Lenin, a more critical observer, Isaac Don Levine, commented that “his mentality . . . may have been extraordinarily agile and pliant as to methods, his erudition may have been vast and his capacity to back up his contentions brilliant, his character may have been such as to readily acknowledge tactical mistakes and defeats, but these he never would have ascribed to the possible invalidity of his great idea [that is, Marxism].” Levine added that Lenin “combined this unshakeable, almost fanatic, faith with a total absence of personal ambition, arrogance or pride. Unselfish and irreproachable in his character, of a retiring disposition, almost ascetic in his habits, extremely modest and gentle in his direct contact with people, although peremptory and derisive in his treatment of political enemies, Lenin could be daring and provocative in his policies, inflexible in the execution of his principles.”31
Both the Stalinist and Cold War anti-Communist versions of Lenin have him developing a tightly organized, elitist, authoritarian “party of a new type” with a personality to match (Stalinists presented him as flawless; anti-Communists presented him as deeply flawed)—an image, in its negative variant, captured after Communism’s collapse in Robert Service’s Lenin: A Biography. Inconsistent with portrayals provided by John Reed and his friends, by Trotsky and Chamberlin, and by a variety of later scholars (Carr, Deutscher, Lewin, Cohen), it has been definitively demolished by the recent work of Lars Lih, in an exhaustive examination of the activity and thinking of Lenin and his comrades in Bolshevism’s earliest incarnation—a massive volume entitled Lenin Rediscovered—as well as in his succinct and rich biography, Lenin.32
Lih’s portrayal finds additional corroboration in my own Lenin and the Revolutionary Party, which presents Lenin’s party as an essentially democratic collectivity rather than a one-man organizational dictatorship. Indeed, it is difficult to see anything but the kind of organization described in these studies, given the complex multiple insurgencies we have noted, as capable of bringing about what happened in October 1917. This comes through, as well, in the eyewitness and partially eyewitness accounts, respectively, of Bolshevik dissidents Eduard M. Dune (Notes of a Red Guard) and Victor Serge (Year One of the Russian Revolution). Lih has also emphasized the fact that Lenin did not see himself building a “party of a new type,” that his model had been the massive German Social Democratic Party whose central theoretician, Karl Kautsky, saw socialism and democracy as inseparable. Lih has suggested that Lenin’s outlook was basically indistinguishable from Kautsky’s prior to 1914 (after which Lenin denounced him for betraying their common revolutionary perspective). While there was certainly much overlap between Lenin and Kautsky, recent work by Tamás Krausz, Alan Shandro, and others compellingly present Lenin’s perspectives as having their own quite distinctive quality.33
Lih’s insistence on the Bolshevik Party as a “collectivity” rather than a one-man show has been a particularly important corrective, and in the process he has advocated rehabilitation and respect for some of Lenin’s comrades—such as Lev Kamenev and Gregory Zinoviev—who have been dismissed not only by Stalinists but also Trotskyists. Lih even suggests (quite controversially) that Kamenev was more right than wrong in the debate over Lenin’s April Theses of 1917, and that he essentially won the debate. While Nadezhda Krupskaya remembers the April Theses debate differently (as do many others from the time, of various persuasions), she also conveys in her important reminiscences a vivid sense, with considerable detail, of the collective nature of the Bolshevik Party: in her view, it was by no means simply Lenin calling the shots. This comes through as well in the attentive contemporary portraits one finds in Bolshevik Anatoly Lunacharsky’s Revolutionary Silhouettes and in the more substantial collection of contemporary biographies supplemented with the scholarship of Georges Haupt and Jean-Jacques Marie, in Makers of the Russian Revolution.34
There is need for more research—following along the lines of Ralph Carter Elwood’s rich account Russian Social Democracy in the Underground and August Nimtz’s revealing exposition of the centrality of electoral work in Bolshevik strategy—to add new dimensions and detail to our understanding of the Bolshevik Party. But it also makes sense to reach for the kind of historical overview provided in Gregory Zinoviev’s still valuable History of the Bolshevik Party, despite its brevity and other limitations. In this regard, the work of Vladimir Nevsky, a long-time Bolshevik activist, calls out to be made available. “Like so many others in his generation, he was arrested in the mid-thirties and executed in 1937,” reports Lars Lih. “After the revolution, Nevsky became a pioneering party historian whose magnum opus, published in 1925, was entitled Istoriia RKP(b): Kratkii ocherk [History of the Russian Communist Party (Bolsheviks): A Short Essay]. Despite the modest subtitle, this massive 500-page study constitutes the first history of the Bolshevik party to be fully documented and based on a full range of sources.”35
While more research remains to be done, the fact remains that Moshe Lewin’s characterization appears to describe what actually was: under tsarism, the Bolshevik Party was “small, illegal, frequently decimated by the police,” but it also was “a network of very active committees, with well-maintained contacts in the factories, and with little experience, historically, of the rural world. It had some influence among students and those circles of the intelligentsia who were open to the appeal of Marxism.” Especially important was the fact that “it adapted easily to the fluctuation of political mobilization, especially in the working class.” While decimated and marginalized by severe repression during the First World War, in 1917 it “underwent a rather astonishing change in structure and nature: the number of its cadres, which had not gone beyond 20,000, increased toward the end of the year to 300,000 or more, so that it became an authentic party of the urban masses, a legal democratic party made up from diverse social strata and heterogeneous ideological horizons.”36
What Went Wrong?
John Reed, in Ten Days That Shook the World, recounts the conclusion of Lenin’s speech after the Soviet seizure of power, that now “the labor movement, in the name of peace and socialism, shall win and fulfill its destiny.” Reed adds: “There was something quiet and powerful in all of this, which stirred the souls of men. It was understandable why people believed when Lenin spoke.”37 Yet within four years, Reed’s friend Albert Rhys Williams, would write:
“Repressions, tyranny, violence,” cry the enemies. “They have abolished free speech, free press, free assembly. They have imposed drastic military conscription and compulsory labor. They have been incompetent in government, inefficient in industry. They have subordinated the Soviets to the Communist Party. They have lowered their Communist ideals, changed and shifted their program and compromised with the capitalists.”
Some of these charges are exaggerated. Many can be explained. But they cannot all be explained away. Friends of the Soviet grieve over them. Their enemies have summoned the world to shudder and protest against them. . . .
While abroad hatred against the Bolsheviks as the new “enemies of civilization” mounted from day to day, these selfsame Bolsheviks were straining to rescue civilization in Russia from total collapse.38
Rosa Luxemburg saw problems as the Russian Civil War unfolded in 1918: “Whatever a party could offer of courage, revolutionary far-sightedness and consistency in a historic hour, Lenin, Trotsky and the other comrades have given in good measure,” but, Luxemburg warned, “socialist democracy begins . . . at the very moment of the seizure of power by the socialist party,” and “with the repression of political life in the land as a whole, life in the soviets must also become more and more crippled,” leading not to socialist democracy but “the dictatorship of a handful of politicians.”39
There were fluctuations in the people’s fortunes after the brutalizing Civil War. Important accounts—both contemporary and later—indicate improvements in material life and cultural freedom in the 1920s. Nor does it seem a foregone conclusion that the new Soviet Republic would have necessarily devolved into a bureaucratic tyranny destined for eventual collapse. “There is no doubt that Lenin suffered his greatest defeat when, at the outbreak of the civil war, the supreme power that he originally planned to concentrate in the Soviets definitely passed into the hands of the party bureaucracy,” Hannah Arendt noted in Origins of Totalitarianism, but she insisted that “even this development, tragic as it was for the course of the revolution, would not necessarily have led to totalitarianism.” Her elaboration, for which there is substantial and reliable corroboration, is worth pondering:
At the moment of Lenin’s death [in 1924] the roads were still open. The formation of workers, peasants, and [in the wake of the New Economic Policy] middle classes need not necessarily have led to the class struggle which had been characteristic of European capitalism. Agriculture could still be developed on a collective, cooperative, or private basis, and the national economy was still free to follow a socialist, state-capitalist, or free-enterprise pattern. None of these alternatives would have automatically destroyed the new structure of the country.40
The fact remains that by the 1930s, claiming to be “Lenin’s faithful disciple and the prolonger of his work,” Joseph Stalin consolidated control over party and state.41 This came after winning a set of factional conflicts, preceded in the mid-1920s by the crystallization around Stalin of a tight clique of top functionaries (thanks to his key position in the party apparatus as general secretary), and decisively drawing on support within the lower levels of the party and state apparatus. Sincere Communists throughout the world, and many others as well, took Stalin’s claims for good coin, seeing the consequent destruction of millions of lives—direct and indirect consequences of his modernizing “revolution from above”—as representing the necessary defense of revolutionary goals and principles. An avalanche of material, against which no serious scholar can contend, has long since demolished this line of reasoning (although a US professor of medieval English literature, Grover Furr, continues to lead a crusade in Stalin’s defense).42
Overviews of Soviet and Russian history can be utilized to help sort through the meaning of matters dealt with in this book.43 But those inclined to take seriously the approach animating the men and women who made the Russian Revolution will be especially concerned with how well Marxism can explain what happened, and Dutch historian Marcel van der Linden has provided a detailed survey of critical (but incredibly diverse) Marxist analyses. Among the most incisive of these is the analysis developed by Leon Trotsky in The Revolution Betrayed.44
Key elements in this analysis flow from an understanding that economic democracy (socialism), which would allow the free development of each person as the condition for the free development of all people (as Marx and Engels had posited in the Communist Manifesto), depends on the immense economic surplus and productivity, plus the complex of socioeconomic and global relationships among people and resources, built up by the modern world capitalist economy. An attempt to build socialism in a single country with a low level of economic development cannot be successful. As Marx stressed in The German Ideology, “a development of the productive forces [generated by the Industrial Revolution] is the absolutely necessary practical premise [of Communism], because without it want is generalized, and with want the struggle for necessities begins again, and that means all the old crap will revive” the exploitation and oppression of laboring majorities by powerful minorities that has characterized civilization for thousands of years.45
Stalin’s commitment to building “socialism in one country” was a recipe for bureaucratic tyranny. This is why Marx and Engels concluded with the appeal: “Workers of all countries unite!” It is also why Lenin, Trotsky, and the other leaders of the new Soviet regime utilized precious time and resources to build up a Communist International that might be able to facilitate victories of workers’ revolutions in other countries. “The contradictory social structure of the Soviet Union, and the ultra-bureaucratic character of its state,” Trotsky argued, are the “direct consequence” of the unforeseen “pause” in the process of world revolution.46
Despite remarkable progress in “modernization,” and despite (but also because of) the fierce and murderous repressiveness of the Stalin regime, the socialist goals of the October Revolution could not be reached, and the bureaucratic tyranny that crystallized in the place of those goals proved incapable of being sustained beyond 1990, even with desperate but doomed attempts at bureaucratic self-reform.
Just as many people who are unsympathetic to the Bolshevik revolution, all too glibly insist that Leninism naturally and necessarily led to Stalinism, it is also the case that many revolutionary socialists succumb to the temptation of exonerating Lenin, Trotsky, and like-minded comrades from any responsibility for bad-to-horrific developments following the 1917 revolution.
In the realm of human psychology, of course, we know that it makes no sense to insist on one’s own purity, or to reject the possibility of responsibility for negative consequences to one’s more or less well-intentioned actions. We also know that it makes no sense to blame ourselves (or specified others) for all the terrible things that go on around us. Reality is more complicated—a fact that serious historians and social scientists must also acknowledge as they try to make sense of such immense realities as the Russian Revolution and its aftermath. No less is that the case for activists who want to understand the world in ways that enable us to be more effective in our efforts to change it for the better—to expand and enhance freedom, creative labor, and genuine community for each person and for all people (as Marx and Engels urged in the Communist Manifesto).47
If we want to bring about necessary changes in our society, we would do well to be able to learn from both the positive and the negative actions and experiences of people like ourselves in such earlier contexts (so different from ours, but not completely different from ours) as revolutionary Russia.
Framing Questions
The Methodological Appendix features a discussion of the approach guiding the composition of this study: a sympathetic engagement with the analytical conceptualizations imparted by Marxist theory (with special reference to Marx and Trotsky) and democratic theory (including perspectives of such diverse figures as Peter Bachrach, Robert A. Dahl, John Dewey, Harold Laski, Henry Mayo, C. B. Macpherson, and George Novack). There is a serious engagement as well with sharp challenges to Marxist and/or democratic theory posed by a number of post-Marxist theorists who were prominent in US political and social thought in the twentieth century, especially from the 1940s through the 1970s. (This includes labor historian Selig Perlman, maverick publicist Max Nomad, political philosophers Sidney Hook and James Burnham, sociologist Daniel Bell, and economic historian W. W. Rostow.) It could be argued that such methodological elaborations belong right up front, though that might get in the way of the narrative flow. Readers wanting to examine notions framing this study, however, are encouraged to turn to that appendix.
In what follows, I will critically explore Russia’s revolutionary experience, informed by democratic and Marxist theory, but I also sometimes will use a post-Marxist “Greek chorus” to prod us into honoring Marx’s injunction to “doubt everything.” Perhaps it would be helpful to list some of the questions with which we will deal in the course of this study:
In the Russia of 1917–24 we find a pyramid of soviets (ostensibly democratically representative councils) as the basis for the government, as well as trade unions and factory committees (all of which were soon controlled by the Communist Party, which soon repressed most active opposition groups, formally outlawing all of them in 1921–22). All of this can be expanded upon in considerable detail without necessarily giving a clear answer to the question of who rules.
The question of democracy is a focal point of this study. A simple question: Who rules? The simple answers—“the working people” or “the revolutionary elite”—are, each in their own way, true and false and inadequate. The development of an answer is, of course, shaped by one’s own particular ideological orientation. Such inevitable biases don’t prevent any serious work of history from helping to advance the collective understanding. Used in an honest and relatively disciplined manner, they may shed light on what is being studied.