System Worker Threads

During system initialization, Windows creates several threads in the System process, called system worker threads, which exist solely to perform work on behalf of other threads. In many cases, threads executing at DPC/dispatch level need to execute functions that can be performed only at a lower IRQL. For example, a DPC routine, which executes in an arbitrary thread context (because DPC execution can usurp any thread in the system) at DPC/dispatch level IRQL, might need to access paged pool or wait for a dispatcher object used to synchronize execution with an application thread. Because a DPC routine can’t lower the IRQL, it must pass such processing to a thread that executes at an IRQL below DPC/dispatch level.

Some device drivers and executive components create their own threads dedicated to processing work at passive level; however, most use system worker threads instead, which avoids the unnecessary scheduling and memory overhead associated with having additional threads in the system. An executive component requests a system worker thread’s services by calling the executive functions ExQueueWorkItem or IoQueueWorkItem. Device drivers should use only the latter (because this associates the work item with a Device object, allowing for greater accountability and the handling of scenarios in which a driver unloads while its work item is active). These functions place a work item on a queue dispatcher object where the threads look for work. (Queue dispatcher objects are described in more detail in the section “I/O Completion Ports” in Chapter 8 in Part 2.)

The IoQueueWorkItemEx, IoSizeofWorkItem, IoInitializeWorkItem, and IoUninitializeWorkItem APIs act similarly, but they create an association with a driver’s Driver object or one of its Device objects.

Work items include a pointer to a routine and a parameter that the thread passes to the routine when it processes the work item. The device driver or executive component that requires passive-level execution implements the routine. For example, a DPC routine that must wait for a dispatcher object can initialize a work item that points to the routine in the driver that waits for the dispatcher object, and perhaps points to a pointer to the object. At some stage, a system worker thread will remove the work item from its queue and execute the driver’s routine. When the driver’s routine finishes, the system worker thread checks to see whether there are more work items to process. If there aren’t any more, the system worker thread blocks until a work item is placed on the queue. The DPC routine might or might not have finished executing when the system worker thread processes its work item.

There are three types of system worker threads:

The number of delayed and critical worker threads created by the executive’s ExpWorkerInitialization function, which is called early in the boot process, depends on the amount of memory present on the system and whether the system is a server. Table 3-22 shows the initial number of threads created on default configurations. You can specify that ExpInitializeWorker create up to 16 additional delayed and 16 additional critical worker threads with the AdditionalDelayedWorkerThreads and AdditionalCriticalWorkerThreads values under the registry key HKLM\SYSTEM\CurrentControlSet\Control\Session Manager\Executive.

Table 3-22. Initial Number of System Worker Threads

Work Queue Type

Default Number of Threads

Delayed

7

Critical

5

Hypercritical

1

The executive tries to match the number of critical worker threads with changing workloads as the system executes. Once every second, the executive function ExpWorkerThreadBalanceManager determines whether it should create a new critical worker thread. The critical worker threads that are created by ExpWorkerThreadBalanceManager are called dynamic worker threads, and all the following conditions must be satisfied before such a thread is created:

Dynamic worker threads exit after 10 minutes of inactivity. Thus, when the workload dictates, the executive can create up to 16 dynamic worker threads.