INDEX

Accuracy motivation, 75–76

Akerloff, George, 86

Al-Assad, Bashar, 144–145

Alternatives

aspirations compared to, 22–23

establishing, 18–24

good-cop/bad-cop strategy, 20

power of, 19

quality of, 19

reservation price relating to, 18–21, 68

as safety net, 18

sunk-cost fallacy and, 20

value relating to, 19

Amazon, 144

Anchoring effect

first advocacy effect relating to, 193

of first offers, 104–105, 107–110

Anger, 158–160, 164

power relating to, 179–181

Art and Science of Negotiation, The (Raiffa), 155, 216

Art of Negotiating, The (Nierenberg), 155

Aspirations

alternatives compared to, 22–23

first offers relating to, 108

goals and, 22–24

in issue-value matrix, 62

performance relating to, 216

satisfaction relating to, 23–24

setting, 62

See also Goals

Assad regime, 144–145, 234n5

Assumptions, 119–120

Asymmetric information

actions reflecting, 88–89

Akerloff and, 86

congruent issues relating to, 91

encouraging reciprocal information sharing, 93–94, 121

integrative issues relating to, 91–93

packaging proposals relating to, 94–97

reservation price relating to, 89–90

strategic thinking with, 85–97

Attractiveness, 172

Auctions

advantages of, 201–202

with audience, 200

bidding behaviors, 198–201

buy-it-now options in, 198–199

in Chicago Cows example, 199

competition in, 197

competitive arousal in, 199–201

description of, 197–198

disadvantages of, 202–203

on eBay, 144, 198–199

first offers in, 206–207

first-price sealed bid, 198

information in, 202–205

introduction to, 197–201, 244n1

metrics relating to, 202

multiple seller, 245n9

open ascending first-price, 198

open bid declining price, 198

of real estate, 207–208

reservation price in, 198–199, 201–202, 204–205

summary of, 208–209

time pressure in, 200

types of, 198

value in, 206

winner’s curse in, 203–208

Audience, 200

Avoiding negotiation, 5–7

Babcock, Linda, 8

Bargaining history, 129–130, 131

Bargaining zone

information sharing and, 32

reservation price and, 29, 31–34

with two distributive issues, 38–41

Behavior predictions, 83

Behavioral approach system (BAS), 168, 241n31

Behavioral inhibition system (BIS), 168

Bias, 81

for action, 181

to action, 168–169, 172, 182

confirmation, 7–8, 14

fixed pie, 75

gender, 7–8

psychological, 35

unconscious, 64

Bidding behaviors, 198–201

Body language, 172–173

Business analysis, ix–xi

Buy-it-now (BIN) options, 198–199

Capital gains, 231n4

Chicago Cows, 199

Closure, 75

Coalitions

definition of, 191

enhancing effectiveness in, 193–194

formation of, 191–194

power in, 192–194

securing membership in, 194

Common metric, 37–39, 41

Common-value items, 203–204

Communication

with physical stance, 172–173

team negotiations relating to, 188–189

Comparisons, 217–218

Competition

in auctions, 197

psychology on, 199–201

in team negotiations, 187–188

Competitive arousal, 199–201

Complementarity

mimicry compared to, 177–179

power from, 174–176, 177–179

psychology of, 174–176

Concessions, 122–124

Confirmation bias, 7–8

Confirming evidence, 7–8

Conflict, 8

spirals, 154

Congruent issues, 24–25

asymmetric information relating to, 91

strategic thinking with, 91

Contingency contracting

criteria for, 55

description of, 53

enforcing, 55

transparency relating to, 55

value creation in, 52–55

Course credits, 3–4

Culture

extreme offers relating to, 109

negotiation relating to, 10–11, 109

social conventions, 169–170

Decision pattern, 150

Discipline, 20–21

Discontinuity effect, 187–188

Distributive issues, 24, 25

summary of, 42

value creation with, two, 36–41

Dominance

behavior, 174

displays, 174–176

Dominant, 175, 176, 177, 182

behavior, 74, 77, 174, 175, 176, 178

counterpart, 175

high power, 182

member, 175

response, 174

role, 175

solution, xix

subgroup, 191

eBay, 144, 198–199

Economic

aspect, 132

benefit, 141, 212

calculations, xi

cost, 143

differences, 123

effects, 206

efficiency, 226n1

environment, 53

foundation, 86

gain, 132

impact, 124

information, 86

insights, xii

integration of, and psychology, xix

justification, 124

paper, 86

perspective, xii, xv, xvii, 164, 199

principles, xii

and psychological aspects of a negotiation, 218

and psychological perspectives, xi, 126

rationality, xii, 220

terms, 214, 226n1

theory, xv

uncertainty, 27

value, xi, 132, 212

Economics

behavioral, xiii

classical, xii, 84

integration of, and psychology, xv

Nobel Prize in, 86, 103

perspective, 48, 90, 129, 132

and psychology, xi, xiii, xiv, 220

and psychology of the auction process, 208

psychology of organizations and, xii

Emotional contagion, 163–164

Emotions, 153–154

anger, 158–160, 164, 179–181

competitive arousal and, 199–201

conflict spirals, 154

experienced versus expressed, 160–163

functions of, 160–161

happiness, 23–24, 158–160, 163

heuristic thinking, 157–158

perception relating to, 156–157

performance relating to, 157, 212–213

power and, 179

reappraisal strategy and, 155

regulating, 155

strategic thinking relating to, 155

summary of, 164–166

suppressing, 155, 156

thinking, in relation to feeling, 156–159

value claiming, value creation, and, 159–160, 162

value relating to, 154–155

Empathy, 134

Expectations

negotiation planning relating to, 73

performance relating to, 13

power of, 10, 11–13

Pygmalion Effect and, 11

reputation relating to, 128–129

salary negotiation relating to, 12–13

stereotyped threat relating to, 11–12

Experienced emotions, 160–163

Expressed emotions, 160–163

Extreme offers, 108–109

Fairness, 84–85

False consensus effect, 66

Feeling, 156–159

First advocacy effect, 193

First offers

advantages, to making, 103

advantages, to receiving, 101–102, 112–113

anchor effect of, 104–105, 107–110

aspirations relating to, 108

in auctions, 206–207

designing, 108–110

influence of, 110

presentation of, 109

risk associated with, 102

satisfaction with, 111

summary of, 117

uncertainty relating to, 103, 114

what comes next?, 110–112

when to wait for, 112–114

who should make?, 101–108, 114–117, 116 (matrix)

First-price sealed bid auctions, 198

Freakonomics (Levitt and Dubner), xiii

Full-disclosure strategy, 48–49

Future

power of, 126–134

promises, threats, and, 146–148

relationships and, 129–134

reputation and, 126–129

Game theory, 80–82

Gender

confirmation bias and, 8

wages relating to, 8–9, 223n2

Getting to Yes (Fisher and Ury), xiv

“Gift of the Magi, The,” O. Henry effect, 132

Girard, Joe, 163–164

Goals

aspirations and, 22–24

Competitive Advertising game relating to, 58–59

counterpart’s, figuring out, 63–66

identifying, 17–18

issue importance, in relation to, 60–61, 64–65

losing sight of, 14–18, 59

performance relating to, 11

personal, figuring out, 58–62

Good-cop/bad-cop strategy, 20

Gorbachev, Mikhail, 121

Guinness Book of World Records, 163, 205

Happiness, 23–24, 158–160, 163

Henry, O., 132

Homo oeconomicus, xii

Homogeneity, 185–186

delusion of, 186, 195

Information

asking and answering questions, 124–126

assessment of, 125–126

asymmetric, 85–97

in auctions, 202–205

gathering, about counterpart, 66

missing, 67–68, 119

pattern of concessions, 122–124

in postsettlement settlement, 215

proprietary, 203

reservation price relating to, 204–205

strategic thinking relating to, 79–80, 82

in team negotiations, 188–189

value relating to, 79

Information sharing, 30

bargaining zone and, 32

full-disclosure strategy, 48–49

information exchange risks, 50–51, 213–214

information-gathering challenge, 48–49

reciprocity for, 93–94, 121

value creation relating to, 48–49

Integrative issues, 24, 25

asymmetric information relating to, 91–93

strategic thinking with, 91–93

Integrative potential

defining, 31

value and, 31

in value creation, 44–48

Issues

congruent, 24–25, 91

for counterpart, 63–64

differences in, 65

distributive, 24, 25, 36–42

identifying, 60, 68–71, 121

importance of, in relation to goals, 60–61, 64–65

integrative, 24, 25, 91–93

ranking of, 60–61, 64–65

settlement options for, 61–62, 66

types of, 24–28, 68–71

value of, 45–47

Issue-value matrix, 46 (table), 62

aspirations in, 62

reservation price in, 62

Just-world belief, 143–144

Kahneman, Daniel, 103, 104

Kellogg Graduate School of Management, ix, xi, xiii, xvii, 85, 147, 148

Laschever, Sara, 8

Leverage

of subjective value, 211–213

in team negotiations, 189–191

“Market for Lemons, The,” (Akerloff), 86

Marx, Groucho, 86, 206

Metrics, 37–39, 41

auctions relating to, 202

Mienzi, 133

Mimicry

complementarity compared to, 177–179

power from, 176–179

psychology of, 176–177, 178

Ming, Yao, 205

Missing information, 67–68, 119

Mixed motives, 30–31

Multiparty negotiations. See Team negotiations

Multiple proposals, 96–97

Multiple seller auctions, 245n9

Negotiation, ix–xi

avoiding, 5–7

choosing to, 7–11

cost, of not negotiating, 9–10

culture relating to, 10–11, 109

with dry cleaner, xv–xvi

with friend, xvi–xvii

model development, xi–xiii

in mundane situations, 4–5

as problem-solving, 5

questions relating to, xx

reference points of, 39

standard approach to, xiii–xv

See also specific topics

Negotiation infrastructure

establishing parameters, 18–24, 62, 65–66

goal identification, 17–18

introduction to, 15–17

issue types and examples, 24–28, 68–71

summary of, 28

Negotiation management

asking and answering questions, 124–126

assumptions relating to, 119–120

pattern of concessions, 122–124

power of future and, 126–134

relationships and, 129–134

reputation relating to, 126–129

setting right tone, 120

summary of, 135

Negotiation planning, 6–7

counterpart’s goals and desires relating to, 63–66

expectations relating to, 73

finding gaps in plan, 71–72

issue types, determining, 68–71

missing information and, 67–68, 119

personal goals and desires relating to, 58–62

phases of, 57–58

planning considerations, 73–76

strategy development, 67–73

summary of, 76–78

tactics and strategies, determining, 72–73

in team negotiations, 185, 190–191

time spent on, 76

uncertainty relating to, 74–76

Nierenberg, Gerald, 155

Northcraft, Gregory, 104, 106

Nudge (Thaler and Sunstein), xiii

Obama, Barack, 144–145, 234n5

Objectification, 170

Open ascending first-price auctions, 198

Open bid declining-price auctions, 198

Packaging proposals, 94–97

Parameters

establishing, 18–24, 62

establishing, for counterpart, 65–66

Pareto, Vilfredo, 226n1

Pareto efficient, 226n1

Pareto-optimal deal, 214, 246n7

Pattern of concessions, 122–124

Perception

emotions relating to, 156–157

world-view, power, and, 168–171

Performance

aspirations relating to, 216

assessing, 211, 212–213, 216–218

comparisons relating to, 217–218

emotions relating to, 157, 212–213

expectations relating to, 13

goals relating to, 11

publicity of, 216–217

reputation relating to, 127–128

satisfaction with, 23–24, 111, 216–218

Physical attractiveness, 172

Physical stance, 172–173

Picard, Captain Jean-Luc, 168–169

Planning. See Negotiation planning

Postmortem negotiation, 216–218

Postsettlement settlement (PSS), 213–216

Posture, 172–173

Power

of alternatives, 19

anger relating to, 179–181

within a coalition, 192–194

from complementarity, 174–176, 177–179

defining, 167

dominance displays, 174–176

effects of, 168

emotions and, 179

of expectations, 10, 11–13

of future, 126–134

of laugh tracks, 157

from mimicry, 176–179

objectification and, 170

of precommitments, 148–149

of promises and threats, 140–143

psychology and, 168, 172–174

social conventions relating to, 169–170

sources of, 167–168

strategic thinking relating to, 171

of suggestion, 155

summary of, 181–182

thinking about, 172

of threats, 144

value creation, value claiming, and, 170–171

world-view relating to, 168–171

Powerful

individual, 168–169

mind-set, 171–174

negotiator, 169

Precommitments, 148–149

Predictably Irrational (Ariely), xiii

Price, 10

See also Reservation price

Private-value items, 204–205

Problem-solving, 5

Promises, 137–138

analyzing, 141

cost/benefit analysis of, 145–146, 151 (table)

decision pattern regarding, 150

future relating to, 146–148

power of, 140–143

precommitments and, 148–149

psychology and, 139–140, 143–148

summary of, 149–151

threats compared to, 138–140

Proposals

multiple, 96–97

packaging, 94–97

Proprietary information, 203

Psychological bias, 35

Psychology

behavioral approach system, 168, 241n31

behavioral inhibition system, 168

of bidding behaviors, 198–201

closure and, 75

on competition, 199–201

of complementarity, 174–176

confirmation bias and, 7–8

economics and, xii–xiii, xv, 220

of just-world belief, 143–144

of mimicry, 176–177, 178

power and, 168, 172–174

predicting behavior, 83

promises, threats, and, 139–140, 143–148

Schadenfreude concept, 143

value creation and, 43

Publicity

of performance, 216–217

as threats, 144–145

Pygmalion Effect, 11

Quality

of alternatives, 19

price and, 10

Questions

asking and answering, 124–126

negotiation, xx

Raiffa, Howard, 155, 216

Rational perspectives, 80–83

Rationality, 84–85

Reactive devaluation, 120–121, 122

Reagan, Ronald, 121

Real estate, 102, 104–107

auctions of, 207–208

capital gains on, 231n4

Reappraisal strategy, 155

Reciprocity, 93–94, 121

Reference points, 39

Relationships, 129–134

friends, xvi–xvii

nephew, xvi

Reputation

expectations relating to, 128–129

future and, 126–129

performance relating to, 127–128

Reservation price

alternatives relating to, 18–21, 68

asking about, 125

assessment of, 32–33

asymmetric information relating to, 89–90

in auctions, 198–199, 201–202, 204–205

bargaining zone and, 29, 31–34

changing or violating, 20–21, 34–36

defining, 18

discipline and, 20–21

information relating to, 204–205

in issue-value matrix, 62

middle point between, 229n7

strategic thinking with, 89–90

uncertainty about, 225n5

value relating to, 34–36

Rolling Stone magazine, 169

Royalties, ix

Safety net, 18

Salary negotiation

expectations relating to, 12–13

previous pay relating to, 10

wages and gender, 8–9, 223n2

Satisfaction

aspirations relating to, 23–24

with first offers, 111

with performance, 23–24, 111, 216–218

Schadenfreude, 143

Settlement

leveraging subjective value, 211–213

options, 61–62, 66

postmortem negotiation, 216–218

postsettlement, 213–216

summary of, 218–219

value of, 61–62

Sleuthing, 66

Social conventions, 169–170

Spence, Michael, 86

Standard approach, xiii–xv

Stanford Graduate School of Business, xiii, 4, 19, 76

State of Denial (Woodward), 169

Stereotyped threat, 11–12

Stiglitz, Joseph E., 86

Strategic thinking

with asymmetric information, 85–97

with congruent issues, 91

emotions relating to, 155

encourage reciprocal information sharing, 93–94, 121

fairness versus rationality, 84–85

focus and, 219

game theory on, 80–82

information relating to, 79–80, 82

with integrative issues, 91–93

knowledge relating to, 84–85

multiple proposals as, 96–97

packaging proposals as, 94–97

power relating to, 171

rational perspectives, 80–83

with reservation price, 89–90

summary of, 97–98

Strongly Pareto efficient, 226n1

Subjective value, 211–213

Suppress, 153, 155, 165

emotion, 156

Suppressing, 156

emotions, 163, 165

Suppression, 165

efforts, 156

Suppressed, 158

Success

assessing, 211, 212–213

defining, 17–18

Sunk-cost fallacy, 20

Team negotiations, 183–184

advantages of, 188–189

challenges of, 184–188, 189

communication relating to, 188–189

competition in, 187–188

discontinuity effect in, 187–188

first advocacy effect in, 193

homogeneity in, 185–186

information in, 188–189

internal disagreements in, 184–185, 187

leverage in, 189–191

negotiation planning in, 185, 190–191

summary of, 194–196

surface-level similarities and differences in, 186

three-step preparation process by, 190–191

value claiming in, 190

value creation in, 189–190

Thinking

feeling, in relation to, 156–159

heuristic, 157–158

about power, 172

See also Strategic thinking

Thinking Fast and Slow (Kahneman), xiii

Threats, 137–138

analyzing, 141

cost/benefit analysis of, 145–146, 151 (table)

decision pattern regarding, 150

future relating to, 146–148

power of, 140–143

precommitments and, 148–149

promises compared to, 138–140

psychology and, 139–140, 143–148

publicity as, 144–145

stereotyped, 11–12

summary of, 149–151

timing and effectiveness of, 146

Time pressure, 200

Tone, setting, 120

Trade secrets, 203

Transient, 128

counterpart, 128

Transparency, 55

Treatment, 133

Tversky, Amos, 103, 104

Uncertainty, 65

accuracy motivation relating to, 75–76

first offers relating to, 103, 114

managing, 74–75

need for closure relating to, 75

negotiation planning relating to, 74–76

about reservation price, 225n5

about value, 114

value creation relating to, 74

Unconscious bias, 64

United Nations, 104

University of Arizona, 6, 104

Value, xiv

alternatives relating to, 19

in auctions, 206

emotions relating to, 154–155

in exchanges, 15–16, 29–30, 31–42

information relating to, 79

integrative potential and, 31

of issues, 45–47

in issue-value matrix, 46 (table), 62

leveraging, 211–213

mixed motives and, 30–31

reservation price relating to, 34–36

of settlement options, 61–62

subjective, 211–213

uncertainty about, 114

winner’s curse relating to, 206

Value claiming

emotions relating to, 159–160, 162

power relating to, 170–171

in team negotiations, 190

value creation compared to, 31, 79–80

Value creation, 15–17

benefits of, 43

in contingency contracting, 52–55

emotions relating to, 159–160, 162

increasing value, 51–52

information exchange risks and, 50–51

information sharing relating to, 48–49

integrative potential in, 44–48

power relating to, 170–171

psychology and, 43

summary of, 55–56

in team negotiations, 189–190

with two distributive issues, 36–41

uncertainty relating to, 74

value claiming compared to, 31, 79–80

Virtual sales, 144, 198–199

Wages, 8–9, 223n2

See also Salary negotiation

Weakly Pareto efficient, 226n1

Wenner, Jann, 169

Winner’s curse

in auctions, 203–208

description of, 203–204

example of, 204–206

value relating to, 206

Women, 8–9, 223n2

Women Don’t Ask (Babcock and Laschever), 8

World War II, 148–149