Chapter 3. Authoring and Self-Publishing: Hacking Outside the PDF

Introduction: Hacks #24-31

Publishing documents involves a lot more than creating PDF files. The next few chapters will take a look at the details involved in publishing with PDF, but the hacks here will make that work easier and perhaps even more profitable for you.

Cherish and maintain your source document; dumb PDF is no substitute.

PDF has grown to be a very capable file format. Starting out as dumb “electronic paper,” PDF is now also used as a smart authoring file format by many Adobe products. By smart, I mean that it perfectly preserves a document’s structure. For example, you can create artwork in Adobe Illustrator and then save it as a PDF without any loss of information (File Save As... Save as Type: PDF). Open this smart PDF in Illustrator and continue editing; it functions just like Illustrator’s native AI file format. Smart PDFs have beauty and brains.

Between smart and dumb, you have clever (or tagged) PDFs, which retain a loose sense of the original document’s structure [Hack #34] . Screen readers and downstream filters can use this information to extract document text and tables from the PDF. The PDFMaker macro, which ships with Adobe Acrobat and integrates with Microsoft Word, can create clever PDFs [Hack #32] .

Smart, clever, and dumb PDFs have different advantages, but they all share the same, beautiful face. Each kind can represent your document with excellent visual fidelity. This makes it hard to tell them apart by sight and leads to some confusion.

Only a few applications can create smart PDFs. Adobe Acrobat is not one of them. Acrobat can create dumb or clever PDF, but it can’t create a PDF that is clever enough to replace your source document. When using popular word processors like Microsoft Word, Sun StarOffice/OpenOffice, or Corel WordPerfect, PDF is not a substitute for the program’s native file format.

So, cherish and maintain your source document. Dumb (or even clever) PDF is not a substitute. A good source document will reward you with HTML, handheld, and full-featured PDF editions. Process it to create derivative material, or easily apply new styles. As we shall see, your smart source document is pure content and should give you good service.

Meanwhile, dumb PDF remains perfectly suited for its original purpose: easy creation and distribution of great-looking electronic documents.

A smart source document promises great rewards. Creating smart source documents takes discipline. The trick is to separate the document’s content from its presentation. We accomplish this by introducing styles, such as Heading 1, Body Text, and List Number. Styles separate content and presentation like so:

Content Style Presentation

For example:

“Chapter One: Eno’s Work in Perspective” Heading 1 Arial Narrow, Bold, 18 pts.

When you create a new paragraph, tag it with a style. In this case, we used Heading 1. The Heading 1 style, in turn, describes how all such paragraphs should appear. If you set the Heading 1 style to use the Bold, Arial Narrow font, all Heading 1 paragraphs in your document will be rendered using Bold, Arial Narrow. Without styles, changing the Heading 1 font from Arial Narrow to Times could involve selecting and changing every single heading paragraph by hand. Ugh!

The benefits of styles go well beyond rapidly changing fonts. You can also:

How? Styles give your content intelligence. When creating the full-featured PDF, Heading 1 paragraphs also become level-1 bookmarks. When creating the HTML edition, Heading 1 paragraphs are appropriately tagged <h1>. Styles give your content meaning, so downstream filters can interpret it properly.

Styles in Microsoft Word 2002, Word 2000, and Word:Mac v.X

When you create a new document in Word, you inherit a collection of styles from the document’s template. If you did not specify a template, the normal.dot template is used as your document’s template. How do you access these styles?

In Word 2002, select Format Styles and Formatting . . . , and a task pane opens on the right. If the list of styles looks too short, go to the bottom of this pane and set Show: All Styles to show everything. The list should grow to include dozens of paragraph, character, list, and table styles. At the top, as shown in Figure 3-1, it shows the style of your current selection. Change your current selection’s style by simply clicking one of the alternative styles in the list.

In Word 2000 or Word:Mac, select Format Style to open a dialog that shows a list of available paragraph and character styles. Set List: All Styles to see everything. You can also use this dialog, shown in Figure 3-2, to change the current selection’s style. After you change a style, the dialog closes. This is a cumbersome way to apply styles.

A better way to view and change paragraph styles in Word 2000 and Word:Mac is with the Style Area, shown in Figure 3-3. In Word 2000, select Tools Options View. In Word:Mac, select Word Preferences and select the View option. Set the Style Area Width, near the bottom of the dialog box, to 1" and click OK. Now, select View Normal or View Outline, and a column on the left will show you the style of each paragraph. Double-click a style name and the Style dialog box opens, enabling you to change the paragraph’s style.

Writing a document using only styles takes discipline. Word makes it very easy to apply paragraph formatting outside of styles, so reduce temptation by closing the Formatting toolbar (View Toolbars Formatting), which is shown in Figure 3-4. After closing the Formatting toolbar, you can easily open the Style dialog by pressing Ctrl-Shift-S (Windows) or Command-Shift-S (Mac).

In most cases, you should change a paragraph’s formatting by changing its style (e.g., from Normal to List Bullet) or by modifying the style’s formatting (e.g., adding an indent to all Normal paragraphs). You can modify a style’s formatting with the Modify Style dialog, which you can access in many ways.

From the Styles and Formatting task pane, available in Word XP and 2003 and shown in Figure 3-5, you can open the Modify Style dialog by selecting Modify . . . from the current style’s drop-down menu. Or, in any version of Word, select the paragraph, open the Style dialog by pressing Ctrl-Shift-S (Windows) or Command-Shift-S (Mac), and then click Modify . . . . When using the Style Area, you can open the Style dialog by double-clicking the paragraph’s style name. Then click Modify . . . to open the Modify Style dialog.

Finally, avoid using tabs, repeated spaces, or repeated carriage returns (empty paragraphs) to format your content. Instead, update the style’s paragraph indents and spacing to suit your taste. Use tables for tabular data.

Ensure that your document looks good and reads well.

Although content is king, presentation must not be overlooked. Just as you would dress up for a business interview or date, you should take care to dress your content according to its purpose. This should include practical as well as aesthetic considerations.

Your document’s design should convey the value and care you have invested in its content. It should complement your content and help the reader understand your work. So, design your document with the same eye you used to craft your content. Research and consult, and consider working with a professional whose work you admire. Once you establish your document’s design, apply it consistently.

A highly recommended book on the subject is Marshall Lee’s Bookmaking: Editing, Design, Production (W.W. Norton).

Every genre uses established styles that you are expected to follow, so you may already have guidelines to use. Some guidelines are strict (e.g., patent applications), but most leave room for personality and branding (e.g., The Wall Street Journal versus USA Today). Study established works in your genre to learn what your readers generally expect. This is also a good way to find the particular styles you prefer. Think of it as window-shopping for your document’s outfit.

I’ll Take That Font

Once you have spotted a font you want to use, identifying it can be tricky. If you found it in a book, check the back of the book for a colophon. If you found it in a PDF, check its font properties (File Document Properties . . . Fonts).

An online, intelligent assistant can help identify your font (it is also a fun way to browse fonts):

http://www.fonts.com/findfonts/identifontframe.asp?FONTNAME=identifont

Or, try the optical font recognition engine at:

http://www.myfonts.com/WhatTheFont/

Thousands of professional fonts are on the market, so it might be impossible to precisely identify your font sample. Or, if you do identify your font, it might turn out to be too expensive for your budget. In these cases, you often can discover a good substitute. Later, we discuss some convenient and economical sources for fonts.

To install fonts on Windows, open C:\Windows\Fonts\ or C:\WINNT\Fonts\ in the File Explorer. Select File Install New Font . . . and a dialog opens. Navigate over to the folder where your new fonts are, and their names should appear in the List of Fonts. Select the fonts you want to install and click OK.

Installing Type 1 or OpenType fonts on older Windows systems (NT, 98, or 95) or older Macintosh systems (pre-OS X) requires that you install one of Adobe’s ATM products first. ATM Light is freely available from http://www.adobe.com/products/atmlight/main.html.

System Fonts

Computer systems come with dozens of useful fonts. However, some might have licensing restrictions that could prevent you from embedding them into your PDF. When you create your PDF and try to embed such a font, Distiller will report the error in its log file. The resulting PDF might use a poor substitute font instead, such as Courier.

Here are some suggestions for formatting your document’s text and pages. There are no hard-and-fast rules for good design, so apply these tips judiciously.

Placing URLs in a paragraph can leave you with awkward line lengths. Microsoft Word won’t break a URL over two lines, so the preceding line can end up looking too short. Here are some ideas for improving URL formatting.

Put a friendly face on your data before turning it into PDF.

Instead of chilling readers with tables of raw data, invite them to understand your numbers by displaying them in charts or graphs. Popular word processors can create charts for you, or you can use free software to create graphs.

Purchase your book’s ISBN and become a publisher.

Whoever registers your book’s ISBN is given credit for publishing your book. By purchasing your own ISBN, you also inherit the privileges of a publisher. ISBN stands for International Standard Book Number. It is a ten-digit number, and every published book has a unique ISBN. Your book must have one, such as the one in Figure 3-12, if you desire distributors and retailers to carry it. This ISBN must be printed on the book, so get one before going to press.

Think of a name for your publishing house, get out your credit card, and visit http://www.isbn.org to apply for an ISBN publisher prefix. This prefix will be used in all your ISBNs. At the same time, you must purchase a block of 10, 100, 1,000, or 10,000 ISBN numbers. As of this writing, 10 ISBNs cost $244.95, and 100 ISBNs cost $853.95. After completing the application, you should receive your numbers in about 10 days.

When your ISBN numbers arrive, you will also receive online account information. Use this online account to assign an ISBN to your book. Remember: you cannot reuse an ISBN. After assigning your book’s ISBN, go to Books in Print at http://www.bowkerlink.com and list your book free of charge.

When you print your book, you must print the ISBN on the inside copyright page and the ISBN barcode on the outside cover. Visit http://www.isbn.org/standards/home/isbn/us/major.asp for details on exactly how to use an ISBN number. Using it incorrectly can cause fulfillment problems.

Tip

You can create your ISBN barcode free of charge using this Lightning Source web page: http://www.lightningsource.com/LSISecure/PubResources/CoverSpecsEntry.asp. After submitting your ISBN, you will receive a PDF template for your book’s cover via email. This template is designed for use by Lightning’s system, but you can use Illustrator, Acrobat, or Photoshop to copy the barcode graphic from the given PDF template and paste it onto your book’s cover.

Now that you are a publisher, you can talk to distributors about carrying your book. Lightning Source is a wholesale distributor that also provides print-on-demand (POD) production and secure e-book fulfillment [Hack #29] . If you decide to print your own book, consider using Amazon’s Advantage program [Hack #30] .

Or, Consider a For-Fee Publisher

If self-publishing your book sounds like too much trouble, consider using a service provider that will publish your book for a fee. View a list of providers at https://www.lightningsource.com/ResourcesLinks.htm#AuthorServicesLinks. They offer various programs and à la carte features.

One example is the iUniverse Select program (http://www.iuniverse.com). For $459, iUniverse takes your electronic document and creates two editions: the POD paperback edition and the PDF e-book edition. iUniverse registers ISBNs, creates cover graphics, and lists your book with Amazon and Barnes & Noble. iUniverse pays you a 20% royalty on the money it receives (as opposed to the retail price) minus book shipping and handling charges.

Given this royalty formula, it is impossible to know how much you might receive for each book sold. Let’s make some guesses. If iUniverse gives your book a $25 suggested retail price, a sale through Amazon might pay iUniverse 50% ($12.50). Let’s guess that shipping and handling costs $1.50, which leaves $11. From that, you receive 20%, or $2.20. As I say, this is just a guess. For a broader discussion of royalty voodoo, visit http://www.booksandtales.com/pod/rword.htm.

Consult the newsgroups (http://groups.google.com) for opinions and testimonials on these various services. Perform an advanced search on Amazon to locate books by publisher, and check out their best-selling books.

Copy shops pick up where your laser printer leaves off.

Your electronic document’s shortest path to paper is probably a laser printer. You have one, or somebody you know has one, and its fidelity is remarkable. Your local office supply store has aisles of specialty papers and binding devices that help turn your printout into a publication.

When you need to quickly print and bind dozens of documents, your next stop might be the local copy shop. They are equipped with commercial-strength laser printers, copiers, paper trimmers, collators, and bindery equipment. A print shop with copying services might have better equipment, a greater selection of papers, and a more knowledgeable staff. They can also advise you when to upgrade from high-volume copying to offset printing. Shop around, and seek recommendations.

Publish POD and E-books

Partner with Lightning Source and plug your book into the system.

Lightning Source works with publishers (that’s you [Hack #27] ) to print and distribute books and e-books. Its POD facilities create paper books only when orders arrive, sparing you the trouble, risk, and expense of a large print run. Its secure e-book fulfillment service gives your readers more options and minimizes production costs. Distributing your book through Lightning Source will get it into the catalogs of Amazon, Barnes & Noble, and other retailers worldwide. Lightning Source is a subsidiary of Ingram Industries, which ties it to the awesome Ingram Book Group, so Lightning Source has firm footings and a broad network.

Lightning Source is not for everybody. It does not provide the many services you get from a for-fee publisher. Lightning Source simply takes your finished book, prints it, and distributes it. You are responsible for everything else, which includes registering an ISBN [Hack #27] , typesetting your book to fit Lightning Source’s specifications, and creating a suitable cover graphic. Not following Lightning Source’s guidelines can cause frustration and additional expense. Guidelines and templates are available from http://www.lightningsource.com/ResourcesBookDesigner.htm.

To start, you must apply for an account at http://www.lightningsource.com. Upon acceptance, log in to upload your print-ready book and its cover art. This online account also enables you to order printed books, track your orders, and read sales reports.

Entering your book into the system requires a setup fee, which varies according to your book. For a 300-page book, your setup fee might be $100. Maintaining one book on Lightning Source’s servers costs $12 per year.

A few days after entering your book into the system, you will receive a printed proof to examine and approve. Iron out any problems you discover with the proof, and then your book will be ready for printing. When using Lightning Source’s distribution service, it could take two weeks or so for retailers to add your book to their catalogs. Meanwhile, you can order books directly from Lightning Source.

As the publisher, you control the suggested retail price of your book. You then sell your books to the wholesale distributor at a discounted, wholesale price. By giving Lightning Source a 55% discount, you leave room for them to extend an attractive discount to retailers. When you sell a book, Lightning Source charges you for printing, but not for shipping and handling. The price for printing a 300-page book is around $5 per book.

So, if we gave our hypothetical 300-page book a suggested retail price of $25, each sale through Lightning Source would pay 45% ($11.25) minus the $5 printing charge, or $6.25.

You can also sell e-book editions of your book through Lightning Source. There is no printing charge for these electronic editions.

Partner with Amazon and let them handle the transaction.

You have written, edited, and typeset your content. You have registered an ISBN and printed your book. Now, you must sell your book and ship it to your readers. If you are in North America and have worldwide distribution rights, consider applying for the Amazon Advantage program.

Upon approval, Amazon adds your title to its catalog and puts a few of your books in its warehouse. When customers purchase your book, Amazon processes and ships the orders. In exchange, you give Amazon a 55% discount from the suggested retail price that you set. Amazon also charges you a $29.95 annual membership fee.

So, if you gave your book a suggested retail price of $25, each sale through Amazon would pay 45%, or $11.25.

In addition to books, you can also sell CD music or VHS/DVD videos that you created, but not e-books. For more details on how to join the Amazon Advantage program, see http://www.amazon.com/exec/obidos/subst/partners/direct/advantage/home.html.

Sell Your Book, Sell Yourself

What are you selling? Who’s going to buy it?

Convincing people to buy your book is your greatest challenge. It helps if you think of your book as one part of a larger selling strategy. This larger strategy has to do with selling yourself. After people begin to see you as a trusted source of information or entertainment, they will also buy your book, attend your seminar, purchase your consulting, visit your site, read your blog, and refer friends. OK, maybe they’ll do just two of these things, but it all helps to move your strategy forward.

Here are some ideas on how to complement your career with publishing.