Index
Page numbers refer to the print edition but are hyperlinked to the appropriate location in the e-book.
Ackerman, F., 131–33, 135
aggregate income share data, 196
Ahituv, A., 51
AI. See artificial intelligence
Akerlof, G. A., 52
American capitalist society, economic ecosystem in, 185
Ananda Malai confections fairness example: fairest income distribution scenario in, 94–96; known aggregate demand scenario in, 92–94, 93; lock-and-key market-company relationship in, 96–97; overview, 89–90; unknown demand scenario in, 90–92
Apple, 178, 188
arbitrariness: avoidance principle of, 88; metric, 91; structural, 91
Ariely, Dan, 9–11
Arrow-Debreu model, 134–35
Ars Conjectandi (Bernoulli, J.), 89
artificial intelligence (AI), xviii
asymptotic stability, 121–23, 129, 139
Atkinson, A. B., 138, 235
atomic theory, 139
Australia: Gini coefficients for, 159–60; income inequality in, 150, 155; maximum income in, 146; pay ratios in, 174
authoritarian society, 206
Avogadro number, 70
avoidance principle, of arbitrariness, 88
Bebchuk, Lucian, 6–7; on CEOs pay, 170, 174, 177; on rent-seeking behavior, 45
Bentham, Jeremy, 27; on goal of life, 36; insights of, 141; SO and, 118; on societal happiness, 196, 211
Bernoulli, Daniel, 227
Bernoulli, Jacob, 89
BhuVai, 24, 130; as envy-free society, 39; equal happiness in, 39, 43, 212; equilibrium income distribution in, 84–86; fair capitalist society and, 38–41; homogenous population in, 212; as hybrid utopia, 192–93, 195; income distribution in, 44, 144; income inequality in, 147; lognormal distribution of, 154; real-world societies and, 143, 195–96. See also distributive justice, in BhuVai
bias, 81; least biased distribution, 99, 101
Boltzmann, Ludwig, 62, 65, 66, 70; entropy and, 74, 104, 211, 224. See also Boltzmann-Gibbs distribution; Clausius-Boltzmann magnitudes
Boltzmann constant, 62, 70, 84
Boltzmann distribution, 69, 83; exponential distribution and, 85, 229
Boltzmann-Gibbs distribution, 114, 207, 228, 235
bottom-up perspective, 55
Britain, pay ratios in, 174
Buffett, Warren, 169, 178
Bureau of Labor Statistics, 184
Canada: Gini coefficients for, 15960; income inequality in, 152, 155; maximum income in, 146; pay ratios in, 174
canonical ensemble, 68
Capital in the Twenty-First Century (Piketty), 2
capitalism, 238; ersatz, 194, 237; extreme income inequality threatening, 15; income distribution and, 128; protecting, 129; Smith on, 116; unfairness and, 125. See also fair capitalist society
Cardano, Gerolamo, 88–89
career advancement, motivation for, 214–16
Carnot, Sadi, 65; as father of thermodynamics, 74
Cassidy, John, 2
CEOs: company success due to, 175, 176–77; compensation metrics relating to, 177; excessive compensations for, 45, 169, 181–82; as hired hand, 7; income percentage of, 177–81; measurable accomplishments of, 176; new generation of, 177; as sports/movie stars, 175–77; stakeholders relating to, 183; value of, 169–70, 177–81
CEOs, pay ratios of, 5–7, 6, 24, 169, 178; actual, estimated, 8; in Switzerland, 161
CEOs pay: Bebchuk on, 170, 174, 177; Fried on, 170, 174, 177; Reich on, 177; reining in of, 181–84; Stiglitz on, 177
Chebychev inequality, 100
chemical engineering, xvii–xviii
chemical potential, 85
Chesterton, G. K., 169
child labor, 125
Clausius, Rudolf, 65, 66; on entropy, 73–74, 211
Clausius-Boltzmann magnitudes, 22
closed thermodynamic system, 68
compensation: excessive, 45, 169, 181–82; overcompensation, 171. See also CEOs pay; executive pay; fair pay; pay packages
compensation metrics, 177
competitive interaction, 51
Concerning Human Understanding (Locke), 37
congestion games, 57–61
Conscious Capitalism (Mackey and Sisodia), 183, 189
Constitution, U.S., 32, 35, 129
control, extreme income inequality and, 13–14
cooperative games, 56
corporate governance, 236
cost-benefit trade-offs: home-buying example, 217–20; job-offers example, 221–23
Crystal, Graef “Bud,” 7, 177
Darwin, Charles, 80, 207–8, 211
Darwinian evolution, statistical teleodynamics and, 207–8
Declaration of Independence, 32, 35
Denmark, 236; income inequality in, 149, 154, 165; maximum income in, 146; minimum wage for, 145
desert view of fairness, 98–102
design, 81, 202–4, 206, 207; and control principles, for fair capitalist society, 30; of hybrid societies, 192–98; perspective of, 102
design postulate, maximum fairness as, 204–5, 206, 207, 210
design principle, maximum fairness as, 192–98, 200, 246n1
difference principle, 28, 32, 192
distribution: maximum, 109–10, 110; of wealth, 11, 12. See also specific distribution
distributive justice, xxi; addressing challenge of, 141; Dworkin on, 29, 193; happiness and, 41; Rawls on, 28, 193, 194
distributive justice, in BhuVai: equilibrium income distribution and, 61–62; game theory formulation and, 55–61; ideal versus real-life free market in, 44–48; income distribution and, 44; net utility’s inverted u-profile in, 51–54, 53; overview, 43; restless agents model and, 49–55; statistical thermodynamics connection, 62–63
Drucker, Peter, 7, 177
Dworkin, Ronald, 22, 24, 26, 27; on distributive justice, 29, 193; on envy-free society, 196; on equality of welfare, 39–40; framing fair society, 31; insights of, 141; mathematization of, xxi; political economic theory of, 192; resource egalitarianism of, 29; rigor of, 33; thought experiment of, 29–30
dynamics: evolutionary, 112; of free-market society, xix; replicator, 112–15. See also free-market dynamics
dynamic systems, 30, 65, 81
economic ecosystem, 189; in American capitalist society, 185; companies in, 185; customer with, 187; enabling elements of, 186; invaluable role of, 185; investor in, 187–88; market for, 187; nurtured and support of, 186; recognition and reward of, 187; in Silicon Valley, 186, 188; systemic failure of, 187; systemic success of, 186; technologies with, 187
economic growth: of India, 225–26; innovation relating to, 227; per capita GDP relating to, 225–26; of United States, 225–27
economic prescriptions, 235
“Economics Is Not a Morality Play” (Krugman), 115
economy, 234; entropy in, 21–22; inequality of, 8–12; laissez-faire, 132; in Scandinavia, 166; in Soviet Union, 166
econophysicists, 227–30
econophysics, 227–30; models of, 20–22
econophysics, economics and, 228; fairness relating to, 228; zero intelligence relating to, 228
education and skills assistance, 236
efficiency: robustness and, xviii, 36, 126–28; systems engineering on, 127–28
egalitarianism, 22; pragmatic, 33, 193; of Rawls, 29–30, 195; resource, 29
Einstein, Albert, 65, 191, 199
empirical studies, 233–34
employment, reasons for seeking, 49–50
entropy: Boltzmann and, 74, 104, 211, 224; Clausius-Boltzmann magnitudes of, 22; Clausius on, 73–74, 211; correcting misinterpretations, 102–12; discovery of, 66; in economics, 21–22; econophysics, economics and, 228; fairness and, xix, 89–105; in free-market dynamics, 103, 105–8; in free-market society, xxii; as gem, xxi; Gibbs on, 66, 104, 211; Helmholtz on, 104; introduction to, 24; invisible hand and, 108–11; law of, 70; lognormal distribution and, 162; maximizing, 62; maximum distributions, 109–10, 110; principle of maximum, 101–2, 109, 111, 205, 224, 235; in qualitative theory of fairness, 23; rediscovery of, 104; robustness and, 105; in statistical thermodynamics, 69–77; as systems property, 75. See also maximum entropy design postulate
envy-free society, 39, 196
equal a priori probability postulate, 76, 194, 209
equal happiness, 39, 43, 212
equality: of access, 51; in hybrid societies, 193; in input, 200; in opportunity to compete, 200; in outcome, 200; principles of, 27–28, 87, 193, 195, 198, 199, 200; of resources, 29–30, 39
equality of welfare, 29, 39–40; at equilibrium, 117
equilibrium: equality of welfare at, 117; in game theory, 55–57; social optimality at, 118–20; statistical, 69; statistical mechanical, 62; strategic, 56; thermodynamic, 69, 71, 229; utility at, 234. See also Nash equilibrium; statistical equilibrium; Walrasian general equilibrium model
equilibrium density curve, 136–37
equilibrium distribution: energy, 84; fairness of, 86–102; income, 61–62, 84–86, 121–23; statistical thermodynamics and, 65–77
equilibrium energy distribution, 84
equilibrium income distribution, 61–62, 84–86, 121–23
equilibrium postulate, 209
equivalence value, 73
Essai philosophique sur les probabilités (Laplace), 89
Europe, income inequality in, 4
evolutionary dynamics, 112
executive pay, 5–7
exercising, 53
exponential distribution, 85, 229
exponential stability, 129
extra consumption, 156
extreme income inequality, 155–57; capitalism threatened by, 15; cause of, 178; consequences of, 14–15; control and, 13–14; moral issue of, 13, 16; stability and, 15; as systemic failure, 237–38; in United States, 238; as worrisome, 12–16
extrinsic properties, 68, 81–82
factory labor, 124–25
fair capitalist society: BhuVai and, 38–41; design and control principles for, 30; new theory of hybrid society, 31–34; philosophical perspectives, 25–30; purpose of society in, 34–38; theoretic perspective, 30–34
fair competitive environment, 51
fair distribution of income, 191
fair equality of opportunity, 28, 51, 197
fair equality of opportunity principle, 194–95
fairest income distribution, 217; scenario, 94–96
fairest inequality of income, 234
fair-market hypothesis, 108–11, 235
fairness: Ananda Malai confections example, 89–97; arbitrariness avoidance principle in, 88; desert view of, 98–102; econophysics, economics and, 228; entropy and, xix, 89–105; equality principle in, 87; of equilibrium distribution, 86–102; fair equality of opportunity, 28; in France, Germany, Switzerland, 147; of free-market society, 123–30; Gini coefficient and, 158; intercategory, 216; intracategory, 216; job categories and, 96–97; literature on, 25–26; lognormal distribution and, xix, 23–24, 143; maximizing, 127; moral principles of, 26; multiplicity and, 89–102; new mathematical theory of, 16–24; new measure for income inequality, 147; in pay ratios, 47–48; principle of maximum fairness, 33, 140, 200; principles of, 87–89; proportionality principle in, 87–88; quantitative theory of, 22–24; in United States, 145–47; utility function models of, 216–17. See also free-market fairness restoration; maximum fairness; theory, of fairness in economics and political philosophy; unfairness
fair opportunity, at better careers, 216
fair pay, for executives, 169–70; company success relating to, 175–89; theory’s predictions, for large corporations, 171–74
fair shot, 49
Federal Reserve Board, 127
Feynman, Richard, 79, 140
“Financial Crisis, The: Why Have No High-Level Executives Been Prosecuted?” (Rakoff), 181
Financial Crisis Inquiry Commission, 181
Fisher, F. M., 131, 135
fitted power law, 165
Fleischacker, Samuel, 116
Fortune, 7
four-class societies, 196
framing fair society, 31
France: fairness in, 147; Gini coefficients for, 15960; income inequality in, 151, 155; maximum income in, 146; pay ratios in, 174
Freeland, Chrystia, 11
free-market based hybrid societies, 34, 236
free-market capitalist societies, political philosophy for, 191
free-market complexity model, 217–25, 247n4; cost-benefit trade-offs, home-buying example, 217–20; cost-benefit trade-offs, job-offers example, 221–23; equations relating to, 217; principle of maximum entropy, 224; utility function features, 223–24
free-market dynamics, 98, 228; CEO value and, 169–70, 177–81; entropy in, 103, 105–8; formulation of, 55–61
Free Market Fairness (Tomasi), 30
free-market fairness restoration, 241
free-market principles, of Nozick, 32, 192, 194, 211, 235
free-market society, xxii, 123–30, 191–92, 234; characteristics of, 43; dynamics of, xix; economist’s perspective, xx; entropy in, xxii; fairest distribution of income in, 217; fairness, stability, robustness of, 123–30; foundational elements of, 130–31, 239; Gedankenexperiment in ideal, 46–49; hybrid society as, 34, 236; ideal versus real-life, 44–48; justification for, 138; moral issue of, 17–18; Nozick on, 117; pay distribution in ideal, 46; Reich on, 45, 116, 170, 201, 241; stability of, 20, 184; Stiglitz on, 116; study of, xvii–xviii; in United States, 166–67, 237, 247n5. See also ideal free-market society
Freud, Sigmund, xxi–xxii
Fried, Jesse, 6–7; on CEOs pay, 170, 174, 177; on rent-seeking behavior, 45
Galileo, xvii
games. See specific games
game theoretic-statistical mechanics perspective, 208
game theory, xix, xxii, 24; formulation of free-market dynamics, 55–61; players, strategies, equilibrium, 55–57; population games and potential function, 57–61; potential function in, 108–9, 211, 234, 235; statistical mechanics and, 229
gauge symmetry, 199
Gedankenexperiment, 46–49
General Theory, The (Keynes), 106
George, Bill, 183–84, 189
Georgescu, Peter, 15
Germany: fairness in, 147; Gini coefficients for, 15960; income inequality in, 151, 155; maximum income in, 146; pay ratios in, 174
Gibbs, Josiah Willard, 65, 68, 227; on entropy, 66, 104, 211. See also Boltzmann-Gibbs distribution
Gini coefficients, 24; early to mid-2000s, 15960; fairness and, 158; income equality global trends, 159–60; lognormal distribution compared to, 158–62
Global Financial Crisis of 2007-2009, 134, 187
goal-driven systems, 31
Golden Rule, 140
grand canonical ensemble, 68
Hamilton, C. V., 37
happiness: distributive justice and, 41; equal, 39, 43, 212; measuring, 40; pursuit, 37–38, 211; societal, 21, 196, 211; World Happiness Report, 40. See also utility
hedge funds, 53
Helmholtz, Hermann, 65; on entropy, 104
Helmholtz free energy, 85, 114
Hilbert, David, xx
Hill, Christopher T., 199
Homo Economicus model, 209
homogenous population, in BhuVai, 212
“How Should We Use Entropy in Economics?” (Jaynes), 105
hybrid avatars, 202
hybrid societies, 246n2; design of, 192–98; as free-market based, 34, 236; independence in, 34; liberty and equality in, 193; new theory of, 31–34; systems engineering perspective of, 34–38; utopian, 33, 38–41. See also BhuVai
ideal free-market society, 44–48, 191; equality of welfare at equilibrium in, 117; moral justification for, 115–21; NE and SO in, 120–21; pay distribution in, 46; Smith on, 119, 194, 211, 236, 237, 241; SO at equilibrium in, 118–20
ideal income distribution, 138
ideal lognormal distribution, 145–47, 170
ideal pay ratios, for CEOs, 8
inalienable properties, 68
income distribution, 1; in BhuVai, 44, 144; capitalism and, 128; correcting misinterpretations of entropy, 102–12; fairness, stability, robustness of free-market society and, 123–30; fairness of equilibrium distribution, 86–102; ideal, 138; intrinsic and extrinsic properties of statistical teleodynamics, 81–82; lognormal distribution for, 138, 193, 236; model predictions, 146; moral issue of, 17–18; moral justification of ideal free-market society and, 115–21; Nozick on, 44; phase space in teleodynamic systems and, 82–84; power and, 170; principles of fairness and, 87–89; questions for, 17–20; replicator dynamics and, 112–15; stability of, 129; stability of equilibrium income distribution in, 121–23; teleogical systems and, 79–81; Walrasian general equilibrium model and, 130–35, 139. See also equilibrium income distribution; fairest income distribution
income equality, Nozick on, 192, 193
income inequality, xvii, 201; American and Swedish preference for, 9, 10; Anglo-Saxon, 1910–2010, 4; in Australia, 150, 155; in BhuVai, 147; in Canada, 152, 155; comparing theory with reality, 144, 145; in Denmark, 149, 154, 165; economic inequality and, 8–12; Europe, 1910–2010, 4; in executive pay and CEO pay ratios, 5–7, 6, 24; in France, 151, 155; in Germany, 151, 155; Gini coefficient versus lognormal distribution in, 158–62; identifying, 2; in Japan, 152, 155; loss of growth due to extreme inequality, 155–57; in Netherlands, 150, 155; new mathematical theory of fairness, 16–24; new measure of fairness in, 147; in Norway, 148, 154, 165; in one-class and two-class societies, 162–65, 163, 196, 212–13; overview, 143–44; qualities of rich and, 157–58; rise of top 1% and fall of bottom 90%, 1–5; in Scandinavia, 157–58; summary, 165–67; in Sweden, 148, 154, 165; in Switzerland, 149, 154, 165; unfairness in, 158, 165; in United Kingdom, 153, 155; when needed, 12. See also extreme income inequality
income inequality, in United States: 1910–2010, 2; 1930s to 2010s, 153, 155–57; 1945–1975, 155–57; top 1%, 1910–2010, 3
income percentage, of CEOs, 177–81
income shares, 236
India, economic growth of, 225–26
indifference, principles of, 89, 210
inequality: of economy, 8–12; Jensen’s, 100; wealth of, 5. See also extreme income inequality; fairest inequality of income; income inequality; income inequality, in United States
inheritance tax, 236
Inquiry into the Causes of the Wealth of Nations, An (Smith), 18
In Search of Excess (Crystal), 7
insights, 141; conceptual, 140; for cost-benegit trade-offs, 222–24
intercategory fairness, 216
intracategory fairness, 216
intrinsic properties, 81–82
inverted u-profile, 51–54, 53, 223
investor, in economic ecosystem, 187–88
invisible hand: entropy and, 108–11; mathematical basis for, 132; Nozick and, 87; of Smith, xix, 18–20, 48, 234–35; in The Theory of Moral Sentiments, 18–19; in Wealth of Nations, 19
isolated thermodynamic system, 68
Japan: Gini coefficients for, 15960; income inequality in, 152, 155; maximum income in, 146; pay ratios in, 174
Jaynes, E. T., xxi–xxii, 66, 70, 88–89, 105, 208, 211
Jensen’s inequality, 100
jobs, 39, 54, 96–97
Jobs, Steve, 99, 178, 189
Johnson, Samuel, 36, 211
Joule, James Prescott, 65
Justice (Sandel), 115
Justice as Fairness (Rawls), 27
Justice as Fairness theory, 87
Kapur, J. N., 110
Kelvin, Lord, 65
Kenworthy, Lane, 16
Keynes, John Maynard, xvii, 89, 106, 128
Kiatpongsan, Sorapop, 8
Kirman, Alan, 134–35, 227
Kleinberg, J., 61
known aggregate demand scenario, 92–94, 93
Krugman, Paul, 115
labor, dignity of, 212
Lagrangian, 60, 85–86, 101
laissez-faire economy, 132
Langone, Ken, 15
Laplace, Pierre Simon, 89
law of conservation of energy, 66, 70
least biased distribution, 99, 101
Lederman, Leon M., 199
Lewis, C. S., 37
lexical ordering, 28
Liber de Ludo Aleae (Cardano), 88–89
libertarianism, 22, 30, 33, 193, 195, 196
liberty principle, 27–28, 193, 195, 211
Lincoln, Abraham, 1
LIS. See Luxembourg Income Studies Database
local competition, 50
lock-and-key market-company relationship, 96–97
Locke, John: insights of, 141; mathematization of, xxi; on pursuit of happiness, 37–38, 211
lognormal distribution, 133, 212, 230; of BhuVai, 154; entropy and, 162; fairness and, xix, 23–24, 143; Gini coefficient compared to, 158–62; as gold standard, 141; ideal, 145–47, 170; for income distribution, 138, 193, 236; misidentifying, 163–66; misinterpreting, 22; overlapping, 196; pay and salaries based on, 170–71; proving, 85–87, 101–2, 117, 137; theory’s predictions, for large corporations with, 171
lottery effect, 11
Lucas, Robert E., Jr., 26, 225
Luxembourg Income Studies Database (LIS), 159, 159, 160
Lyapunov, Aleksandr Mikhailovich, 122–23, 212, 217
Lyapunov function, 122–23, 235
Mackey, John, 183
macrostates: extremely likely and unlikely, 74, 75; in statistical thermodynamics, 67–69
macro survival postulate, 201–2, 206, 207
mathematical basis, for invisible hand, 132
mathematical foundations, of a utopian capitalist society, 192–201
mathematical framework, for theory examination, 182
mathematical theory, of fairness, 16–24
mathematical tools, 135, 140
mathematization, xxi
maximum distribution, entropy, 109–10, 110
maximum entropy design postulate, 204–5, 206, 207, 210
maximum entropy principles, 101–2, 109, 111, 205, 224, 235
maximum fairness, 33, 140; in design postulate, 204–5, 206, 207, 210; as design principle, 192–98, 200, 246n1; maximum entropy principle and, 235; as symmetry principle, 198–201, 247n3; as universal principle, 200
maximum income, 146
maximum uncertainty, 204, 207
Maxwell, James Clerk, 65
measurable accomplishments, of CEOs, 176
measure of uncertainty, 70, 210
metric arbitrariness, 91
microcanonical ensemble, 68
microstates: making additional, 75; in statistical thermodynamics, 67–69
micro survival postulate, 208–9
Mill, John Stuart, 24, 211; framing fair society, 31; on goal of life, 36; insights of, 141; political economic theory of, 192; SO and, 118; on societal happiness, 21, 196; utilitarianism of, 27, 34
minimal state argument, 28–29
minimum wage, 34, 44, 145, 236
Minsky, H. P., 135
Minsky moment, 134
Mirowski, Philip, 106, 134–35, 227
molecular society, 67–69
molecules, 71, 72, 73, 74
Monderer, D., 57–58, 108
moral issues, 13, 16, 17–18, 26; with ideal free-market society justification, 115–21
Morgan, J. P., 7, 170, 178
Morgenstern, Oskar, 55–56
multiplicity: fairness and, 89–102; increasing, 74; in statistical thermodynamics, 67–69
Mylan NV, 179, 180
Narasimha Avatar, 192, 195
Nash, John, 56–57
Nash equilibrium (NE), 56–57, 59, 62, 84, 118–19, 217; arriving at, 139, 210; in ideal free-market society, 120–21; indifference with, 210; mixed strategies with, 209–10; statistical equilibrium and, 209–10, 211, 229
National Bureau of Economic Research, 184
naturally arising distribution, Nozick on, 110–11
Navier-Stokes equations, 139
NE. See Nash equilibrium
negative definite, 123
negative semidefinite, 123
Netherlands: average salaries in, 145; Gini coefficients for, 15960; income inequality in, 150, 155; maximum income in, 146
net utility’s inverted u-profile, 51–54, 53
Newton, Isaac, 191
Newton’s laws of motion, 68, 70–73; for molecular collisions, 84; prisoners of, 79–80
New York Times, 15
Noether, Emily, 199
Noether’s theorem, 199
noncooperative games, 56
nonidealities, 192
normative analytical theory, 191, 234
Norton, Michael, 8–11
Norway: Gini coefficients for, 15960; income inequality in, 148, 154, 165; maximum income in, 146; minimum wage for, 145
Nozick, Robert, 22, 24, 26, 27; framing fair society, 31; free-market principles of, 32, 192, 194, 211, 235; on free-market society, 117; on income distribution, 44; on income equality, 192, 193; independence and, 34; insights of, 141; invisible hand and, 87; libertarianism of, 30, 195, 196; mathematization of, xxi; minimal state argument of, 28–29; on naturally arising distribution, 110–11; purpose of society and, 36–37; rigor of, 33
Nussbaum, M. C., 22, 33, 34
OECD. See Organisation for Economic Co-operation and Development
one-class societies, 162–65, 163, 196, 212–13
open thermodynamic system, 68
operational perspective, 102
optimally design, 81
optimally robust design, 81; postulate, 202–4, 206, 207
Organisation for Economic Co-operation and Development (OECD), 159
Ormerod, P., 22, 230
overcompensation, 171
Pareto distribution: misidentifying, 133; as power law, 162–63, 171
Pareto efficiency, 109, 204, 205
Pareto-optimal outcome, 119, 131, 202
pay and salaries, based on lognormal distribution, 170–71
pay compression policy, 182–83
pay distribution, in ideal free-market society, 46
payoff, 55, 57, 111; personal attributes and preference of, 213–14
pay packages, 172–74, 173, 246n1
pay ratios, 172–73, 173; actual, estimated, ideal, 8; in Australia, 174; in Britain, 174; in Canada, 174; for CEOs, 5–7, 6, 8, 24, 161, 169, 178; in executive pay, 5–7; fairness in, 47–48; in France, 174; in Germany, 174; in Japan, 174; for Switzerland CEOs, 161; underestimation of, 9, 10; in United States, 174
Pay without Performance: The Unfulfilled Promise of Executive Compensation (Bebchuk and Fried), 6–7
per capita GDP, 225–26
performance: levels of, 80; peak, 215
performance target, 171–72; postulate, 202, 206, 207
Perline, R., 22, 230
phase space: defined, 69; evolving systems and, 70; in statistical thermodynamics, 69–77; in teleodynamic systems, 82–84
Piketty, Thomas, 2, 45, 138, 144
Planck, Max, 65
Poincaré, Henri, 224
political economic theory: of Dworkin, 192; of Mill, 192
political philosophy, 191, 234
population games, 57–61
potential function, 57–62, 108–9
potential game theory, 57–61
power, income and wealth with, 170
pragmatic egalitarianism, 33, 193
pragmatic libertarianism, 33, 193
predistribution, 156
preference parameters, 223
probability theory, 55
progressive taxation, 236
proportionality principle, 87–88, 98
punishment, 88
pure model societies, 192
purpose: of corporation, 240; of life, 240; of society, 34–38, 239–40
pursuit of happiness, 37–38, 211
qualitative insights, 140
qualitative theory of fairness: entropy in, 23; outline of, 22–24; predictions of, 23
quantitative theory, 22–24, 192, 196
Rakoff, J. S., 181
randomness, 104–5
Rankine, William, 65
Rawls, John, 22, 24, 26, 235; difference principle of, 32, 192; on distributive justice, 28, 193, 194; egalitarianism of, 29–30, 195; fair equality of opportunity principle of, 194–95; framing fair society, 31; on income, 48; insights of, 141; Justice as Fairness theory of, 87; mathematization of, xxi; minimum wage and, 34; principles of liberty and equality, 27–28, 193, 195, 211; purpose of society and, 36–37; rigor of, 33; strong state argument of, 28; veil of ignorance and, 9, 27
real-life nonideal conditions, 158, 192
real-world societies, 143, 195–96, 236
Reich, Robert, 5–6, 14–15, 107, 115; arguments of, 121, 205; CEO list by, 179; on CEOs pay, 177; on free-market society, 45, 116, 170, 201, 241; on predistribution, 156
Reif, F., 69
rent-seeking behavior, 45
replicator dynamics, 112–15
resource egalitarianism, 29
restless agents model: distributive justice in BhuVai and, 49–55; utility of fair opportunity for better future, 50–51
Reuters, Thomson, 11
robustness: efficiency and, xviii, 36, 126–28; entropy and, 105; of free-market society, 123–30; maximizing of, 92–93, 97; optimally robust design, 81; stability and, 125–26; systems engineering on, 127–28
Roosevelt, Theodore, 26, 143, 188
Rosenthal, R. W., 57–58
rotational symmetry, of circle, 198–99
Saez, E., 138
salary scenarios, 172
Samuelson, Paul, 21–23, 108
Sandel, Michael, 115
Sandholm, W. H., 57, 61
Saving Capitalism (Reich), 5–6
say-on-pay policy, 181, 182
Scandinavia, 236–37; economy in, 166, 192; income inequality in, 157–58
Scanlon, Tim, 13–14, 115–16; arguments of, 121, 205
Schmidtz, D., 33
Schoenberg, E., 117
“Science and Method” (Poincaré), 224
Securities and Exchange Commission, 127
self-organized complex adaptive systems: design of, xviii; understanding, xvii
semiquantitative impressions, of market, 220
Sen, Amartya, 21, 26, 105; rigor of, 33; special treatment addressed by, 34
Sethuraman, Jay, xix
Shannon, Claude, 66, 70, 104, 208, 211
Shapley, L. S., 57–58, 108, 211
Silicon Valley, 186, 188
Simon, Herb, 170, 188
Sisodia, Raj, 183
slavery, 124
SMD theorem, 131
Smith, Adam, 1, 108, 143, 184, 189, 217; on capitalism, 116; on ideal free-market society, 119, 194, 211, 236, 237, 241; insights of, 141; invisible hand of, xix, 18–20, 48, 234–35; mathematization of, xxi; on pursuing interests, 39
socially optimal (SO), 118–21
societal happiness, 21, 196, 211
societies. See specific societies
society, purpose of, 34–38, 239–40
Soviet Union, economy in, 166
stability: asymptotic, 121–23, 129, 139; of equilibrium income distribution in, 121–23; exponential, 129; extreme income inequality and, 15; of free-market society, 20, 123–30, 184; of income distribution, 129; robustness and, 125–26
stakeholders, CEOs and, 183
star network, 203
statistical equilibrium: of gas molecules, 72, 73, 74; NE and, 209–10, 211, 229; reaching, 69; in statistical thermodynamics, 69–77; uniform distribution of molecules with, 71
statistical mechanics, xviii, xix, 66, 208, 229, 234; central concepts of, xxii; econophysics and, 20; introduction to, 24; statistical mechanical equilibrium, 62
statistical teleodynamics, xix, 24, 31, 229, 234; Darwinian evolution and, 207–8; developing, 79; intrinsic and extrinsic properties, 81–82; key features of, 197–98; transdisciplinary synthesis, 211–12
statistical teleodynamics, macroview, 206–8; perspectives of, 201, 235; postulates of, 201–5
statistical teleodynamics, microview, 210–12, 235; growth relating to, 208; postulates of, 208–9; survival relating to, 208
statistical thermodynamics, 229, 234; distributive justice in BhuVai connection, 62–63; equilibrium distribution and, 65–77; history of, 65–67; microstates, macrostates, multiplicity in, 67–69; phase space, entropy, statistical equilibrium in, 69–77; predicting system-level properties and dynamic behavior, 65. See also statistical mechanics
Stiglitz, Joseph, 13, 15, 115, 194, 237; arguments of, 121; on CEOs pay, 177; on free-market society, 116; on rent-seeking behavior, 45
Stirling’s approximation, 61, 94
strategic equilibrium, 56
strategic games, 55
strong state argument, 28
structural arbitrariness, 91
survival of fittest, 32
Sweden, 236; Gini coefficients for, 15960; income inequality in, 148, 154, 165; maximum income in, 146; minimum wage for, 145
Switzerland: CEO pay ratios in, 161; fairness in, 147; Gini coefficients for, 15960; income inequality in, 149, 154, 165; maximum income in, 146; minimum wage for, 145; referendum on CEO pay in, 182
symmetry, 191, 198–201, 247n3
Symmetry and the Beautiful Universe (Lederman and Hill), 199
symmetry principle, 198–201, 247n3
system-level properties, 65
systems engineering: on efficiency and robustness, 127–28; perspective of hybrid society, 34–38; questions posed in, 35–36, 38
systems property, entropy as, 75
system-theoretic rationale, 193
tatonnement process, 133
taxes, 45, 236; United States and, 161
technologies, with economic ecosystem, 187
teleodynamic game, 85
teleodynamics. See statistical teleodynamics
teleodynamic systems, phase space in, 82–84
teleogical systems: human-engineered, 80; income distribution and, 79–81; levels of performance in, 80
teleological agents, 229
Theil index, 21
theoretical and agent-based simulation studies, 230–33
theory, of fairness in economics and political philosophy, 191; fair distribution of income, 191; with ideal free-market society, 191; normative analytical theory, 191, 234
Theory of Games and Economic Behavior, The (von Neumann and Morgenstern), 55–56
Theory of Moral Sentiments, The (Smith), 18–19
theory’s predictions, for large corporations: data-gathering about, 184; general principles relating to, 184; lack of accountability with, 178–79; lognormal distribution with, 171; mathematical framework for examination of, 182; overcompensation with, 171; pay packages relating to, 172–74, 173, 246n1; pay ratios relating to, 172–74, 173; performance targets with, 171–72; salary scenarios for, 172
thermodynamic game, 62, 114; equilibrium energy distribution for, 84
thermodynamics: Carnot as father of, 74; equilibrium, 69, 71, 229; laws of, 70, 208; potential of, 85; systems, 68. See also statistical thermodynamics
three-class societies, 196, 213
Tomasi, John, 30, 33
top-down perspective, 55
transdisciplinary synthesis, of statistical teleodynamics, 211–12
translational symmetry, 199
Turing Pharmaceuticals, 179–80
two-class societies, 162–65, 163, 196, 212–13
Two Treatises on Government (Locke), 37
unfairness, 123; capitalism and, 125; in income inequality, 158, 165; in United Kingdom, 165; in United States, 165
United Kingdom: average salaries in, 145; Gini coefficients for, 15960; income inequality in, 153, 155; maximum income in, 146; unfairness in, 165
United States: actual wealth distribution in, 11, 12; economic growth of, 225–27; fairness in, 145–47; free-market society in, 166, 237, 247n5; Gini coefficients for, 15960; maximum income, 146; pay ratios in, 174; tax rates and, 161; unfairness in, 165
United States, income inequality in: extreme, 238; 1910–2010, 2; 1930s to 2010s, 153, 155–57; 1945–1975, 155–57; top 1%, 1910–2010, 3
universal health care, 236
universal principle, of maximum fairness, 200
unknown demand scenario, 90–92
upward mobility, 49, 51
utilitarianism, 27, 34
utility, 48, 193; at equilibrium, 234; of fair opportunity for better future, 50–51; inverted u-profile, 51–54, 53; from job, 39
utility function: features of, 223–24; parameters of, 212–17
utility function models, of fairness, 216–17
utopia, 192–201, 236. See also hybrid societies
utopian capitalist society, mathematical foundations of, 192–201
valuation bubble, 174
Vanity Fair, 13
veil: of ignorance, 9, 27; of randomness, 105
vile maxim remark, 237, 239
von Mayer, Julius Robert, 65
von Newmann, John, 55–56, 104
Walrasian general equilibrium model, 130–35, 139
Watt, James, 65
wealth: distribution of, 11, 12; inequality of, 5; power and, 170
Wealth of Nations (Smith), 19, 116, 217
Weyl, Hermann, xx
winner-take-all culture, 188, 189
women’s suffrage, 124
World Economic Forum of 2015, 2
World Happiness Report, 40
World Top Incomes (WTI), 144, 147
Wozniak, Steve, 188–89
WTI. See World Top Incomes
Yellen, J. L., 52
Yu Luo, xix
zero intelligence, 228