European Banking and Financial Law by Matthias Haentjens,Pierre de Gioia-Carabellese -- Read -- Imperial Library of Trantor

Index

Cover Title Copyright Outline Contents Contents Preface List of (abbreviated) statutes PART A INTRODUCTION

1 Sources of European financial law

1.1 Introduction 1.2 European Union statutes and their hierarchy 1.3 Financial law legislation from Brussels 1.4 Conclusion 1.5 Further reading 1.6 Questions

PART B FINANCIAL MARKETS

2 The stock market

2.1 Some history 2.2 The rules governing a stock exchange 2.3 The admission of securities to a stock market 2.4 Further reading 2.5 Questions

3 Market abuse

4 Financial consumer protection

4.1 From ‘caveat emptor’ to consumer protection 4.2 Unfair Terms Directive 4.3 Distance contracts 4.4 Markets in financial instruments legislation 4.5 Consumer Credit Directive 4.6 Mortgage Credit Directive 4.7 Further reading 4.8 Questions

PART C FINANCIAL INSTITUTIONS

5 The bank and its organisation

5.1 The banking business: history and current practice 5.2 Categories of banks 5.3 Bank and ‘industry’ 5.4 EU banking activities 5.5 Further reading 5.6 Questions

6 Bank supervision

6.1 The organisation of supervision 6.2 Authorisation of the banking business 6.3 Prudential supervision 6.4 Further reading 6.5 Questions

7 The bank and its insolvency

7.1 Bank insolvency and the law 7.2 Protection of the depositor 7.3 Protection of the investor 7.4 Further reading 7.5 Questions

8 The investment firm and fund

8.1 Investment firm versus bank 8.2 The investment firm under MiFID 8.3 The investment fund 8.4 Further reading 8.5 Questions

PART D FINANCIAL CONTRACTS

9 Custody and transfer of money and securities

9.1 Introduction 9.2 Custody of money and securities 9.3 Transfer of money and securities 9.4 Further reading 9.5 Questions

10 Loan finance

10.1 What is loan finance? 10.2 Documentation structure and facilities 10.3 Documentation clauses 10.4 Security 10.5 Further reading 10.6 Questions

11 Derivatives

11.1 Introduction 11.2 Main categories of derivatives 11.3 Contractual frameworks 11.4 Statutory framework 11.5 Further reading 11.6 Questions

12 Collateralised finance

12.1 Introduction and prime examples 12.2 Principal terms and conditions 12.3 Collateral Directive 12.4 Future developments 12.5 Further reading 12.6 Questions

13 Structured finance

13.1 Introduction 13.2 Securitisation 13.3 Covered bonds 13.4 Further reading 13.5 Questions

Bibliography Index