Oxidation is generally the limiting factor in the preservation of wine. In other words, most wines lose their palatability during long‐term storage due to excessive oxidation rather than other causes like microbial spoilage. However, a small amount of oxygen can improve qualities of some wines, and large amounts of oxygen exposure are critical for the flavor of certain wines, such as Madeira, Sherry, Vino Santo, and Jura Vin Jaune. Several important historical wine authors have reflected on the significance of oxidation. In the earliest US text on wine production Rixford states, “[i]n a few instances, where the wines are strong enough to bear it, aging may be hastened by some exposure to the air, but great care must be taken that they are not left too long under its influence or disorganization may ensue”[1]. Almost 100 years later, in the early 1970s Amerine et al. wrote that “the principal changes in flavor and bouquet during aging in the wood are generally believed to be due to slow oxidation” [2]. Numerous other reviews address the importance of wine oxidation to wine stability, flavor and color, including those by Singleton [3], Cheynier [4], Danilewicz [5], du Toit et al. [6], Waterhouse and Laurie [7], Li et al. [8], Karbowiak [9], Oliveira et al. [10] Danilewicz [11], and Ugliano [12].
In summary, although there is now a greater awareness of other non‐oxidative reactions that can occur during wine aging, for example, acid hydrolysis (Chapter 25), Louis Pasteur’s nineteenth century observation, “C’est l’oxygene qui fait le vin” is still largely true [13].
Redox refers to chemical reactions that involve the gain (reduction) and loss (oxidation) of electrons by the reactants. In the context of wine chemistry, oxidation is usually associated with an increase in the number of covalent bonds to oxygen and/or decrease in bonds made to hydrogen or other less electronegative atoms.
The tendency of compounds to be oxidized or reduced is described by their reduction potential, E. Tables of reduction potentials are compiled as half‐reactions (see Table 24.1), which will include the oxidized form, reduced form, and electrons and/or protons gained during the reduction process. Reduction potentials for species are usually reported under standard conditions (e.g., E0 values are reported for 1 M solute concentration or 101 325 Pa (1 atm) gas concentration, 25 °C, pH 0). Half‐reactions that include protons will have pH‐dependent reduction potentials; typically, reduction potentials that involve protons will be about 0.2 V lower at wine pH than at pH 0. Higher values (more positive) for E indicate that the oxidized form is a stronger oxidizer, and the reduced form is a weaker reducer (weak antioxidant). Further information on this topic can be found in an introductory chemistry book.
Table 24.1 Half‐reactions for the reduction of some wine components
Oxidized form | Reduced form | E0 (pH 0), 25 °C | E3.5 (pH 3.5), 25 °C | |
SO42− | +2e− + 2H+ – H2O | HSO3− | −0.4 V | –0.6 V |
Disulfides | +2e− + 2H+ | Mercaptans | ~0.1 | ~ –0.1 |
Acetaldehyde | +2e− + 2H+ | Ethanol | 0.2 | 0 |
Cu2+ | +e− | Cu+ | 0.15 | 0.15 |
Dehydro‐ascorbic acid | +2e− + 2H+ | Ascorbic acid | 0.5 | 0.3 |
o‐Quinone | +2e− + 2H+ | o‐Diphenol (catechol) | 0.8 | 0.6 |
Fe3+ | +e− | Fe2+ | 0.77 | 0.77 |
H2O2 | +e− + H+ | ·OH + H2O | 0.38 | 0.28 |
½ O2 | +2e− + 2H+ | H2O | 1.23 | 1.0 |
The oxidizing or reducing nature of a solution is described by its redox potential, E, and under equilibrium conditions the ratio of oxidized to reduced ([Ox]/[Red]) forms of a species can be related to E by the Nernst equation, where F is Faraday’s constant:
In principle, redox potential measurements could be useful for evaluating whether wine is excessively reduced or oxidized. In practice, this is challenging because redox measurements are generally performed using platinum electrodes, and the redox potential is defined as the voltage applied across electrodes where there is no net current (reduction and oxidation reactions occur at the same rate). Danilewicz clarifies that this requires the presence of all participating substances at the electrode, but the key first step in wine oxidation, the reaction of oxygen and phenols, produces unstable o‐quinone intermediates (Figure 24.1) [11]. Thus no equilibrium condition is present, so the Nernst equation cannot be utilized, and these measurements do not reveal a true redox potential. Instead, these platinum electrode measurements on wine primarily measure the direct reduction of oxygen, that is, the measured value is related only to the concentration of dissolved oxygen [14]. In addition, the redox potentials of metals are strongly influenced by the presence of metal chelators, one of which is tartrate, a strong Fe3+ chelator, so the use of redox potentials to assess thermodynamics must take such effects into account [15].
Full redox reactions involve combinations of half‐reactions to balance out the exchange of electrons. For example, taking into account the reduction of oxygen and oxidation of ethanol, the overall reaction to form acetaldehyde under standard conditions would be:
The electrochemical cell potential, Ecell, is related to the equilibrium constant for a reaction, Keq, by the following equation, where n = number of electrons involved in the redox reaction:
Positive values of Ecell, as is the case for the aforementioned reaction of oxygen with ethanol, describe reactions that are thermodynamically favorable, and in the case of the full reaction shown above, Keq > 1034. The data shown in Table 24.1 can thus be used to determine what redox reactions could feasibly occur, which provides a very crude understanding of the events that will occur during wine oxidation, that is, sulfited wines exposed to oxygen should accumulate sulfate and/or acetaldehyde and lose oxygen over time. However, a strictly thermodynamic interpretation of wine oxidation is by itself inadequate. Thermodynamics alone would incorrectly predict that reducing compounds should be lost in reverse order of their reduction potentials; that is, nearly all sulfites must be converted to sulfate before diphenols could be oxidized to quinones or alcohols are oxidized to aldehydes, etc. Furthermore, thermodynamics alone can also not explain why vodka can sit on a shelf for years without displaying any signs of oxidation. Thus, in addition to a thermodynamic analysis, a kinetic, mechanistic understanding is necessary to rationalize the rate and products of real oxidations.
The last decade has seen a growing consensus on the primary mechanisms involved in wine oxidation, which we will refer to as “The Central Tenets of Wine Oxidation.”
This model has been particularly successful in describing why the rate of oxidation and product distribution changes with wine chemistry. Oxidation rates may be defined in several ways, including:
Early studies of wine chemistry observed that O2 consumption roughly obeyed first‐order kinetics. The half‐life of O2 in wine is usually on the order of several hours or days at room temperatures, or 100–1000‐fold slower than oxygen consumption by polyphenol oxidase (PPO) activity in juice. Oxygen consumption was observed to be faster in red than in white wines, but there was little understanding as to how non‐enzymatic oxidation occurred [16].
In 1974, Wildenradt and Singleton published one of the first papers discussing a reaction mechanism for oxidation. Using model wines, the authors observed that aldehyde formation and browning were only observed when polyphenolic compounds containing the o‐diphenol moiety were added to the model system (e.g., caffeic acid, catechin); model systems containing only ethanol, water, and tartaric acid showed no aldehyde production [17].1 The authors then hypothesized several important parts of the central tenets, namely that catechols react with oxygen to yield quinones and hydrogen peroxide, and that the peroxide subsequently reacts with ethanol to generate acetaldehyde [17] (Figure 24.1).
The discovery of quinone formation was an important milestone in rationalizing wine oxidation. The simultaneous formation of hydrogen peroxide was named coupled oxidation by Wildenradt and Singleton [17].
One problem with the scheme in Figure 24.1 is that the favored ground‐state triplet form of O2 cannot directly react with other ground‐state organic molecules, as it is spin forbidden by Pauli’s exclusion principle. In food systems, ground‐state oxygen is typically activated to a reactive singlet state through one of two pathways:
Subsequent research has shown that transition metal catalysts, and particularly iron, appear to be critical to wine oxidation [5] (Chapter 4). Iron primarily exists as the reduced Fe(II) species in wine due to the presence of stronger reducing agents (Table 24.1). However, the precise mechanism by which the Fe(III)/Fe(II) couple facilitates oxidation is still difficult to discern, with the possibility of two one‐electron steps, or one two‐electron step, or some hybrid. A two‐step scheme is shown in Figure 24.2.
Fe(II) can be rapidly oxidized to Fe(III), yielding a hydroperoxy radical capable of oxidizing o‐diphenol to a semiquinone. The semiquinone can then be oxidized by Fe(III) to an o‐quinone. Cu(I) may have a synergistic role in increasing oxidation rates in wine by regenerating Fe(II) (Table 24.1). This two‐step process would involve the formation of the hydroperoxyl radical (protonated superoxide O2−·), but an attempt to detect this species was not successful [18]. An alternative mechanism has been proposed that reduces oxygen with two Fe(II) species to generate hydrogen peroxide (Figure 24.3) and quinone [19]. Regardless of the mechanism, phenolic compounds and metal catalysts have a synergistic effect on the rate of wine oxidation [20] (Figure 24.4). Simple phenols have a much higher oxidation potential than catechols (Chapter 11), rendering them inaccessible to oxidation via this mechanism.
The reactivity of Fe(II) towards oxygen is determined by the redox potential of the Fe(III)/Fe(II) couple, which in an ideal solution will be E0 = 0.77 V. However, this reduction potential can be altered by complexation of one or both of these two Fe forms.
In summary, if a wine contained no iron or related transition metals, oxygen would accumulate in barrels and bottles, and the wine would never oxidize!
Subsequent investigations have shown that o‐diphenols and metals are essential but not sufficient for wine oxidation. The driving force for the initial oxidation reactions of oxygen and catechol to quinone is not, surprisingly, the oxidation of catechol. The redox potential of the H2O2/O2 couple at wine pH (E3.5 ~ 0.45 V) is lower than a typical quinone/diphenol couple (0.6 V, Table 24.1) and equilibrium will strongly favor the 1,2‐diphenol. Thus, little oxidation occurs unless a suitable nucleophile is available to consume the quinone (Figure 24.5) [19]. It is the consumption of the quinone by nucleophiles and the application of Le Chatelier’s principle that leads to oxygen consumption [23].
In most cases, wine contains sufficient nucleophiles or other reducing agents and oxidation will proceed (Figure 24.5). Potential quinone reactions include:
Thiols are very good nucleophiles and will react rapidly with quinones (Chapter 10). The first quinone‐thiol adduct discovered in enology, and in fact the first specific wine oxidation product that was well characterized, resulted from an initial observation that caftaric acid is lost during must oxidation [24]. This was subsequently shown to be a result of the reaction between caftaric acid quinone and glutathione (GSH) [25]. The oxidation was proposed to be enzymatic, with grape polyphenol oxidase (PPO) catalyzing the oxidation of caftaric acid and its quinone reacting chemically with the thiol. This adduct, called the grape reaction product (GRP), is found in most commercial wines as a result of the oxygen exposure encountered during grape crushing and pressing. This outcome is not overly surprising given that GSH is the major thiol in grape juice, and considering that thiols are one of the most reactive nucleophiles present in wine. Others have reported that GSH can react with oxidized catechin to form a bond to the B‐ring [26], in a manner similar to that shown for the thiol in Figure 24.6.
Although GSH is the most quantitatively important thiol in wine, there are several low‐concentration odorous thiols that can also react with quinones [27] in an analogous manner.
The appearance of brown color in plant‐based products is of broad interest to many different areas of food science [28]. In grape juice, browning is initiated largely by enzymatic oxidation, not chemical oxidation as observed in bottle aging [29], and particularly through PPO and related enzymes acting on hydroxycinnamates (Chapter 13). It can also be facilitated by a process called hyperoxidation, in which oxygen is intentionally added to the must to induce browning reactions [30]. The brown insoluble material is then separated from the must (e.g. by racking) prior to fermentation the finished wine is less susceptible to browning in the bottle. The first step of enzymatic browning is formation of the caftaric acid quinone via enzymatic oxidation by PPO. Browning will be decreased in musts containing high relative amounts of GSH as compared to hydroxycinnamates, since GSH can form GRP and arrest oxidation [31]. However, when solutions containing only hydroxycinnamates are oxidized, no browning appears, and, instead, some colorless dimeric products are formed (Figure 24.7) [32].
Browning in juice is, however, well correlated with flavan‐3‐ol concentration [33–35]. The pathway to enzymatic browning appears to follow coupled oxidation reactions where hydroxycinnamate quinones oxidize catechol groups on the flavan‐3‐ols to quinones, regenerating the hydroxycinnamates [36]. The electrophilic flavan‐3‐ol quinones are reactive and can couple with nucleophilic phloroglucinol A‐rings on another flavanol (Chapter 10, boxed section). In the simplest example, one catechin quinone reacts with a catechin to form a dimer as reported by Guyot et al. [37] and shown in Figure 24.8. These authors also report related reactions with oxygen on the A‐ring acting as a nucleophile. This type of reaction has since been confirmed by others [38].
The products shown in Figure 24.8 have no pigmentation, and formation of yellow or brown pigmented substances involves a second oxidation of a B‐ring catechol on an initial dimeric product to form a new quinone. This is followed by in intramolecular reaction at the 1′ position on the quinone with a nucleophilic A‐ring oxygen from the other flavanol unit. This product has no hydrogen left at the addition site, so the product cannot rearrange via H isomerization back to an aromatic benzene structure, locking in a conjugated keto form as shown in Figure 24.9. These products can have a large number of conjugated double bonds, shifting the absorbance of light into the visible region3 and thus yellow color is observed.
ortho‐Quinone groups may also isomerize to the pseudo‐para‐quinone form (i.e., quinone methide), providing an electrophilic reaction center at the C2 on the C‐ring, creating linkages at that position [39]. This can involve hydroxyl groups on a phloroglucinol ring, as these are also reactive as nucleophiles. Thus, in sterically constrained situations an intramolecular bond at the 2‐position can be formed. Such products can also have extended π‐bond conjugation, and thus be pigmented.
While such products are expected as a result of enzymatic oxidation in juice, in finished wine PPO is no longer active and oxidative browning occurs by other routes. In model wine solutions, the main yellow‐brown compounds do not arise from a quinone electrophile, but appear to be xanthylium reaction products of aldehydes and flavan‐3‐ols, described in more detail below [40].
Sulfur dioxide is well known to suppress enzymatic browning in a range of food systems, and early reports established that bisulfite reduced quinones and consequently lowered the level of oxidation products [41]. The general chemistry of bisulfite reactions with quinones was demonstrated some time ago with p‐quinone, revealing that at low pH there are two reaction pathways: nucleophilic addition to the quinone, yielding about 25% of the sulfonate, and reduction to regenerate hydroquinone (p‐dihydroxybenzene) as the major product. However, at higher pH values (neutral or slightly basic) the amount of hydroquinone decreased until the only product was the sulfonate adduct [42]. More recently, analogous results were observed with an o‐quinone at wine pH values; that is, most of the quinone was reduced back to an o‐diphenol, but the reaction yielded a small fraction of the sulfonate (Figure 24.10) [23].
Another common antioxidant used in winemaking, ascorbic acid, is not as strong an antioxidant as SO2, but can reduce o‐quinones back to their catechol form just as quickly [43] (Figure 24.10). There is a small amount in grapes that is quickly lost during fermentation so that new wine has a negligible ascorbic acid content, but it can be added as a preservative, typically prior to bottling. Because of its ability to scavenge quinones, ascorbic acid can be used as an antioxidant adjuvant to SO2, and its proper use can allow for lower usage of SO2 in finished wine. However, ascorbic acid does not readily consume the other major product of wine oxidation (H2O2, see below) and its use without SO2 can lead to enhanced browning [44].
When comparing the benefits of any particular antioxidant, a chemical comparison could entail studying the relative reaction rates of the antioxidant versus a desirable flavor substance, to show whether the antioxidant could prevent the loss of varietal flavor. Put another way, oxidation contributes reactive quinone electrophiles, so what important nucleophiles react with the quinones? A key category is the volatile thiols that contribute varietal aroma, such as 3‐mercaptohexanol (3‐MH) (Chapter 10). Knowledge of the relative reaction rates of the varietal thiols compared to potential protective antioxidants or sacrificial nucleophiles, which would consume quinones before the desirable thiols could react, has obvious importance. Some typical reactions of a model quinone with antioxidants and nucleophiles are summarized in Figure 24.10.
While this model ignores other oxidation‐related reactions, the antioxidants SO2, ascorbate, and GSH all react very quickly, and at a rate similar to hydrogen sulfide [43]. This was approximately six times faster than 3‐MH at the same concentration. Based on these rate differentials, antioxidants should be fairly effective in protecting wines from loss of 3‐MH. Furthermore, the concentration of GSH in juices is reported to be 50–320 μM [45], higher than cysteine, which is reported to be 8–60 μM [46]. Both these substances are found at orders of magnitude higher concentrations than the varietal thiols in wine, with those reported at about 100 nM (Chapter 10). Because GSH and SO2 are more concentrated compared to the volatile thiols, and react more quickly, they should be effective in preventing the reaction of the varietal thiols with quinones until they are exhausted through oxidation. Alternatively, in the absence of SO2 and other antioxidants, an oxidized flavan‐3‐ol should react with thiols, including 3‐MH, H2S, methanethiol, and so on.
The hydrogen peroxide formed via coupled oxidation of diphenols to quinones has two potential fates. The first, termed the Fenton reaction, involves Fe(II) catalysts again; hydrogen peroxide is decomposed to a hydroxyl radical (Figure 24.11), which can subsequently oxidize a large number of substrates, particularly alcohols to carbonyls.
The second pathway involves direct reaction of hydrogen peroxide with sulfur dioxide (in the form of bisulfite) [47]. This second pathway will avoid the Fenton step, but requires sufficient concentrations of bisulfite (Chapter 17). Other wine antioxidants, such as ascorbic acid [48] and GSH [49], can react with hydrogen peroxide at acid pH, but current information suggests their reaction rates with hydrogen peroxide are not competitive with Fe(II), and thus are unlikely to prevent the Fenton reaction.
The hydroxyl radical formed by the Fenton reaction is highly reactive and once formed it is not feasible to use antioxidants to slow or prevent its reaction with the majority of wine components. Instead, this radical will readily abstract a hydrogen or add to a substrate in a very non‐selective manner [50]. Reaction of ˙OH with water simply regenerates ˙OH, but reaction with the next highest concentration component of wine, ethanol, generates the major detectable product of the Fenton reaction, the 1‐hydroxyethyl radical [18]. This radical goes on to produce acetaldehyde unless it can be quenched by other processes, such as reaction with hydroxycinnamates [51].
The indiscriminant reactivity of the hydroxyl radical towards wine compounds results in the Fenton reaction generating a large range of aldehydes and ketones, with acetaldehyde being the major product [17]. Other major oxidation products roughly parallel the concentrations of potential substrates in wine, include glyoxylic acid from tartaric acid [52], pyruvic acid from the oxidation of malic or lactic acid [53], and glyceraldehyde from the oxidation of glycerol [54]. In fact, as the hydroxyl radical is not selective, virtually all wine constituents will be oxidized in rough proportion to their concentration (see the Introduction chapter) so many additional oxidation products are formed [50].
Other aldehydes and ketones that arise from oxidation can have a major impact on wine aroma. In particular, these include methional and phenylacetaldehyde [55], sotolon [56], and 3‐methyl‐2,4‐nonanedione [57] (Chapter 9). However, the origins of these aldehydes are not always clear and they do not necessarily arise by oxidation of the related alcohol. For instance, a route via the Strecker reaction is addressed elsewhere (Chapter 9). In addition, during grape crushing, lipid oxidase enzymes release (E)‐2‐alkenals [58] via lipid oxidation, as discussed earlier (Chapter 23.3). Finally, while not strictly a wine reaction, if a wine high in iron is consumed with foods high in omega‐3 fatty acids, that is, fish, the ensuing oxidation reactions in the oral cavity (which include the Fenton reaction) can yield odorous mid‐chain aldehydes that cause an off‐flavor.4
After the Fenton reaction creates an inventory of aldehydes and ketones, these reactive electrophiles go on to combine with nucleophilic substances in the wine. The well‐known nucleophiles include thiols, alcohols, SO2, and the phloroglucinol moiety (A ring) on flavonoids (Figure 24.12 and Chapter 10).
The reaction of aldehydes and ketones with SO2 is well documented (see Chapters 9 and 17) and, notably, acetaldehyde forms a very stable hydroxysulfonate, while other carbonyls form weaker adducts. Acetaldehyde also reacts with alcohols under acidic conditions to form acetals (Chapter 9). These compounds have been particularly well documented in fortified wines as a result of extensive aging [60], and they appear to be important contributors to Port and Madeira aroma.
All flavonoids can react with electrophilic carbonyls and numerous products have been characterized. Desirable aging reactions dependent on oxidation involve the conversion of anthocyanins to derived wine pigments that arise in part from reactions with oxidation products. For instance, vitisin B is a product formed by reaction of malvidin‐3‐glucoside with acetaldehyde, and it is notably stable against bleaching by SO2 or pH changes (Figure 24.12). These compounds and reactions are described in more detail in Chapters 16 and 25.
Reactions of oxidation products with other flavonoids are well known, and some of the products are pigmented due to unique cyclization and aromatization pathways. Condensation of flavan‐3‐ols with acetaldehyde results in colorless structures, with two flavan‐3‐ols bridged by an ethylene group (i.e., ethyl‐linked). However, when tartaric acid is oxidized to glyoxal (also a yeast metabolite), the resulting bridged product continues to react, creating a xanthylium product (Figure 24.13) that absorbs in the visible region, and may contribute to the yellow hue of oxidized wines [61].
The quantities of flavonoid‐acetaldehyde condensation products could potentially serve as a marker for the amount of oxygen to which a wine has been exposed. One approach to quantify these acetaldehyde‐addition products is to hydrolyze them to release acetaldehyde in the presence of phloroglucinol, which forms the ethylene‐bridged phloroglucinol dimer as a single substance that can be quantified [62]. The presence of condensation products increases as a wine ages, as might be expected from the generation of acetaldehyde by oxidation during aging [63]. However, the fraction of all bridging that could be detected with this method was small, at around 4–5%, suggesting that other substances such as glyoxal or pyruvate may be involved as well. Similar such reactions are expected to lead to higher molecular weight tannins in the wine and a study by Poncet‐Legrand using X‐ray scattering shows some confirmatory data [64]. The formation of these bridged species can be interrupted by the capture of the intermediate carbocation species by other nucleophiles, and this has been documented for GSH using NMR spectroscopy [26].
Studies describing the reaction of carbonyls with thiols are limited. An early study of acetaldehyde and a number of primary thiols observed equilibrium constants ranging from 20 to 36 M−1. The pH had little effect on the equilibria but did affect product formation rate, which were generally not very fast [65]. One study of the effect of GSH on acetaldehyde initiated reactions in wine observed little GSH inhibition of reactions of acetaldehyde with other wine components, and reported a relatively weak equilibrium binding constant of 20 M−1 [26]. These results suggest that thiols would not be capable of binding acetaldehyde adequately to diminish aroma or reactivity of either substrate, but further work could clarify the situation.